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Bose Arani

Disclosed activity across 1 company

Tapewire entity
65864
SEC CIK
0001651318

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Penumbra IncPEN · Entity 3430DirectorFebruary 13, 2026February 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Penumbra Inc

Report date February 13, 2026 · Filed February 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,147 Reported balance After 2026-02-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-13 · Grant · Acquired 589 · Balance 1,147

F1: Restricted stock units (RSUs) vest as to 1/4 on each of March 31, 2026, June 30, 2026, September 30, 2026, and December 31, 2026, subject to Dr. Bose's continued service as director through such dates. Notwithstanding the foregoing, if the Closing (as defined in that certain Agreement and Plan of Merger, dated as of January 14, 2026, among the Issuer, Boston Scientific Corporation, a Delaware corporation, and Pinehurst Merger Sub, Inc., a Delaware corporation) occurs, any of the RSUs that remain unvested will fully vest on the Closing, subject to Dr. Bose's continued service as director through such date.

F2: A portion of these shares is subject to vesting.

Common StockSEC Table I · non-derivativeIndirectBy LLC258,462 Reported balance Holding disclosure · report date 2026-02-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 258,462

F3: Shares are held by Bose Family Holdings II, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units (RSUs) vest as to 1/4 on each of March 31, 2026, June 30, 2026, September 30, 2026, and December 31, 2026, subject to Dr. Bose's continued service as director through such dates. Notwithstanding the foregoing, if the Closing (as defined in that certain Agreement and Plan of Merger, dated as of January 14, 2026, among the Issuer, Boston Scientific Corporation, a Delaware corporation, and Pinehurst Merger Sub, Inc., a Delaware corporation) occurs, any of the RSUs that remain unvested will fully vest on the Closing, subject to Dr. Bose's continued service as director through such date.

F2: A portion of these shares is subject to vesting.

F3: Shares are held by Bose Family Holdings II, LLC.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 27, 2017 Filed Nov 30, 2017 01:04 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 300 $105.10 $31,530.00
Disclosure

SEC source: 0001321732-17-000199 · wf-form4_151200386568763.xml · nonDerivative · entry 3

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,427

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
November 27, 2017 Filed Nov 30, 2017 01:04 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,800 $104.89 $293,692.00
Disclosure

SEC source: 0001321732-17-000199 · wf-form4_151200386568763.xml · nonDerivative · entry 2

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,727

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $104.50 to $105.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 27, 2017 Filed Nov 30, 2017 01:04 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3,591 $103.45 $371,488.95
Disclosure

SEC source: 0001321732-17-000199 · wf-form4_151200386568763.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,527

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $103.10 to $104.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 00:46 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 672 $105.16 $70,667.52
Disclosure

SEC source: 0001321732-17-000197 · wf-form4_151182999972723.xml · nonDerivative · entry 6

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,118

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $104.95 to $105.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 00:46 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,700 $104.48 $282,096.00
Disclosure

SEC source: 0001321732-17-000197 · wf-form4_151182999972723.xml · nonDerivative · entry 5

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,790

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $103.95 to $104.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 00:46 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,000 $103.60 $207,200.00
Disclosure

SEC source: 0001321732-17-000197 · wf-form4_151182999972723.xml · nonDerivative · entry 4

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,490

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $102.95 to $103.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 22, 2017 Filed Nov 28, 2017 00:46 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 471 $107.56 $50,660.76
Disclosure

SEC source: 0001321732-17-000197 · wf-form4_151182999972723.xml · nonDerivative · entry 3

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,490

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $107.35 to $107.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 22, 2017 Filed Nov 28, 2017 00:46 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3,157 $106.43 $335,999.51
Disclosure

SEC source: 0001321732-17-000197 · wf-form4_151182999972723.xml · nonDerivative · entry 2

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,961

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $106.10 to $107.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 22, 2017 Filed Nov 28, 2017 00:46 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,620 $105.44 $276,252.80
Disclosure

SEC source: 0001321732-17-000197 · wf-form4_151182999972723.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,118

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $105.10 to $105.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 21:15 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 800 $107.99 $86,392.00
Disclosure

SEC source: 0001321732-17-000189 · wf-form4_151138528943387.xml · nonDerivative · entry 3

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,738

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $107.95 to $108.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 21:15 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 9,165 $107.37 $984,046.05
Disclosure

SEC source: 0001321732-17-000189 · wf-form4_151138528943387.xml · nonDerivative · entry 2

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655,538

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $106.95 to $107.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 21:15 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3,900 $106.66 $415,974.00
Disclosure

SEC source: 0001321732-17-000189 · wf-form4_151138528943387.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,703

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $105.95 to $106.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 01:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 15,234 $106.33 $1,619,831.22
Disclosure

SEC source: 0001321732-17-000177 · wf-form4_151122800015991.xml · nonDerivative · entry 8

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,603

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $105.95 to $106.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 01:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 5,302 $105.45 $559,095.90
Disclosure

SEC source: 0001321732-17-000177 · wf-form4_151122800015991.xml · nonDerivative · entry 7

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,837

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $104.95 to $105.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 01:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,198 $104.68 $230,086.64
Disclosure

SEC source: 0001321732-17-000177 · wf-form4_151122800015991.xml · nonDerivative · entry 6

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689,139

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $103.95 to $104.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 01:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,422 $104.48 $253,050.56
Disclosure

SEC source: 0001321732-17-000177 · wf-form4_151122800015991.xml · nonDerivative · entry 5

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,337

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $104.20 to $104.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 01:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,000 $103.79 $207,580.00
Disclosure

SEC source: 0001321732-17-000177 · wf-form4_151122800015991.xml · nonDerivative · entry 4

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,759

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $103.40 to $104.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 01:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3,711 $102.70 $381,119.70
Disclosure

SEC source: 0001321732-17-000177 · wf-form4_151122800015991.xml · nonDerivative · entry 3

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695,759

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $102.20 to $103.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2017 Filed Nov 21, 2017 01:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,345 $105.60 $142,032.00
Disclosure

SEC source: 0001321732-17-000177 · wf-form4_151122800015991.xml · nonDerivative · entry 2

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,470

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $105.30 to $105.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2017 Filed Nov 21, 2017 01:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 14,924 $104.76 $1,563,438.24
Disclosure

SEC source: 0001321732-17-000177 · wf-form4_151122800015991.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,815

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $104.25 to $105.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 23:40 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 100 $106.45 $10,645.00
Disclosure

SEC source: 0001321732-17-000167 · wf-form4_151087558963971.xml · nonDerivative · entry 6

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715,739

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 23:40 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,000 $105.60 $105,600.00
Disclosure

SEC source: 0001321732-17-000167 · wf-form4_151087558963971.xml · nonDerivative · entry 5

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715,839

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $105.00 to $105.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 23:40 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 6,900 $104.60 $721,740.00
Disclosure

SEC source: 0001321732-17-000167 · wf-form4_151087558963971.xml · nonDerivative · entry 4

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716,839

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $104.00 to $104.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 23:40 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 500 $108.16 $54,080.00
Disclosure

SEC source: 0001321732-17-000167 · wf-form4_151087558963971.xml · nonDerivative · entry 3

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,739

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $107.90 to $108.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 23:40 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 4,441 $107.40 $476,963.40
Disclosure

SEC source: 0001321732-17-000167 · wf-form4_151087558963971.xml · nonDerivative · entry 2

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724,239

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $107.08 to $107.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 23:40 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3,511 $106.25 $373,043.75
Disclosure

SEC source: 0001321732-17-000167 · wf-form4_151087558963971.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,680

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $105.90 to $106.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:52 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 1,600 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000073 · wf-form4_148711634700059.xml · derivative · entry 11

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,600 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:52 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 200 $74.30 $14,860.00
Disclosure

SEC source: 0001321732-17-000073 · wf-form4_148711634700059.xml · nonDerivative · entry 7

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,191

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:52 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 400 $73.45 $29,380.00
Disclosure

SEC source: 0001321732-17-000073 · wf-form4_148711634700059.xml · nonDerivative · entry 6

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,391

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $73.35 to $73.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:52 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,000 $72.49 $72,490.00
Disclosure

SEC source: 0001321732-17-000073 · wf-form4_148711634700059.xml · nonDerivative · entry 5

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,791

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $72.05 to $72.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:52 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 1,600 $1.26 $2,016.00
Disclosure

SEC source: 0001321732-17-000073 · wf-form4_148711634700059.xml · nonDerivative · entry 4

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 23:52 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 6,100 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000073 · wf-form4_148711634700059.xml · derivative · entry 10

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 6,100 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: All shares are vested and exercisable.

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February 10, 2017 Filed Feb 14, 2017 23:52 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 5,600 $72.10 $403,760.00
Disclosure

SEC source: 0001321732-17-000073 · wf-form4_148711634700059.xml · nonDerivative · entry 3

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,191

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $71.60 to $72.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 10, 2017 Filed Feb 14, 2017 23:52 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 500 $71.03 $35,515.00
Disclosure

SEC source: 0001321732-17-000073 · wf-form4_148711634700059.xml · nonDerivative · entry 2

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,791

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.40 to $71.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 10, 2017 Filed Feb 14, 2017 23:52 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 6,100 $1.26 $7,686.00
Disclosure

SEC source: 0001321732-17-000073 · wf-form4_148711634700059.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 00:39 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 9,000 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000046 · wf-form4_148668718022865.xml · derivative · entry 17

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

Underlying: Common Stock · 9,000 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 00:39 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 6,320 $72.14 $455,924.80
Disclosure

SEC source: 0001321732-17-000046 · wf-form4_148668718022865.xml · nonDerivative · entry 12

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,191

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $71.95 to $72.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 00:39 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,380 $71.61 $98,821.80
Disclosure

SEC source: 0001321732-17-000046 · wf-form4_148668718022865.xml · nonDerivative · entry 11

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,511

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $71.05 to $71.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 00:39 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,200 $70.35 $84,420.00
Disclosure

SEC source: 0001321732-17-000046 · wf-form4_148668718022865.xml · nonDerivative · entry 10

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,891

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 00:39 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 100 $68.95 $6,895.00
Disclosure

SEC source: 0001321732-17-000046 · wf-form4_148668718022865.xml · nonDerivative · entry 9

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,091

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 00:39 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 9,000 $1.26 $11,340.00
Disclosure

SEC source: 0001321732-17-000046 · wf-form4_148668718022865.xml · nonDerivative · entry 8

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 00:39 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 9,300 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000046 · wf-form4_148668718022865.xml · derivative · entry 16

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,700

Underlying: Common Stock · 9,300 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 00:39 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3,400 $70.17 $238,578.00
Disclosure

SEC source: 0001321732-17-000046 · wf-form4_148668718022865.xml · nonDerivative · entry 7

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,191

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $70.10 to $70.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 00:39 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 4,199 $69.82 $293,174.18
Disclosure

SEC source: 0001321732-17-000046 · wf-form4_148668718022865.xml · nonDerivative · entry 6

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,591

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $69.10 to $70.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 00:39 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,701 $68.60 $116,688.60
Disclosure

SEC source: 0001321732-17-000046 · wf-form4_148668718022865.xml · nonDerivative · entry 5

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,790

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $68.10 to $69.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 00:39 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 9,300 $0.00 $0.00
Disclosure

SEC source: 0001321732-17-000046 · wf-form4_148668718022865.xml · nonDerivative · entry 4

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 10, 2017 00:39 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000046 · wf-form4_148668718022865.xml · derivative · entry 15

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 4,000 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
February 07, 2017 Filed Feb 10, 2017 00:39 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 604 $69.57 $42,020.28
Disclosure

SEC source: 0001321732-17-000046 · wf-form4_148668718022865.xml · nonDerivative · entry 3

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,191

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $69.40 to $69.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 07, 2017 Filed Feb 10, 2017 00:39 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3,396 $68.99 $234,290.04
Disclosure

SEC source: 0001321732-17-000046 · wf-form4_148668718022865.xml · nonDerivative · entry 2

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,795

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $68.35 to $69.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 07, 2017 Filed Feb 10, 2017 00:39 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 4,000 $1.26 $5,040.00
Disclosure

SEC source: 0001321732-17-000046 · wf-form4_148668718022865.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.