Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axos Financial, Inc.AX · Entity 3860 | Director | February 17, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axos Financial, Inc.
Report date February 17, 2026 · Filed September 16, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 64,849 |
Reported balance
After 2026-02-17 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2026-02-17 · Sale · Disposed 1,275 · Balance 64,849 F1: This Form 4/A amends the Form 4 filed on February 19, 2026, to correct the amount of securities beneficially owned following the reported transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4/A amends the Form 4 filed on February 19, 2026, to correct the amount of securities beneficially owned following the reported transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2026 Filed Sep 16, 2026 22:44 UTC Amendment | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 1,275 | $98.00 | $124,950.00 |
DisclosureSEC source: 0001464919-26-000007 · primary_doc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,849 F1 · balance_after: This Form 4/A amends the Form 4 filed on February 19, 2026, to correct the amount of securities beneficially owned following the reported transaction. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 18:30 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 1,275 | $98.00 | $124,950.00 |
DisclosureSEC source: 0001464919-26-000004 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,942 Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 17:59 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 1,000 | $97.00 | $97,000.00 |
DisclosureSEC source: 0001464919-26-000002 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,217 Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 19:23 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 4,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001464919-25-000004 · edgardoc.xml · derivative · entry 4 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,588 Underlying: Common Stock · 4,588 shares Expires not disclosed F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F7 · derivative.exercise_date: The RSU's fully vest on January 3, 2027. F7 · derivative.expiration_date: The RSU's fully vest on January 3, 2027. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 19:23 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 5,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001464919-25-000004 · edgardoc.xml · derivative · entry 3 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,443 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs fully vest on the one year anniversary of the grant date. F5 · derivative.expiration_date: The RSUs fully vest on the one year anniversary of the grant date. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 19:23 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 2,721 | $79.12 | $215,285.52 |
DisclosureSEC source: 0001464919-25-000004 · edgardoc.xml · nonDerivative · entry 2 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,217 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 19:23 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 5,443 | $79.12 | $430,650.16 |
DisclosureSEC source: 0001464919-25-000004 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 03, 2025 Filed Sep 3, 2025 19:02 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 620 | $90.50 | $56,110.00 |
DisclosureSEC source: 0001299709-25-000128 · edgardoc.xml · nonDerivative · entry 2 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,495 Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 19:02 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 4,380 | $90.01 | $394,252.56 |
DisclosureSEC source: 0001299709-25-000128 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,115 F1 · price: These transactions were executed in multiple trades, at prices ranging from $89.80 to $90.10. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 16:51 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 1,431 | $80.25 | $114,839.18 |
DisclosureSEC source: 0001299709-24-000255 · edgardoc.xml · nonDerivative · entry 2 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,495 Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 16:51 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 1,431 | $80.25 | $114,837.75 |
DisclosureSEC source: 0001299709-24-000255 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,926 Read SEC document |
| November 15, 2024 Filed Nov 15, 2024 19:15 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 5,102 | $80.00 | $408,160.00 |
DisclosureSEC source: 0001299709-24-000249 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,357 F1 · price: These transactions were executed in multiple trades, at prices ranging from $80.00 to $80.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| November 14, 2024 Filed Nov 15, 2024 19:15 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 5,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000249 · edgardoc.xml · derivative · entry 2 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,443 Underlying: Common Stock · 5,443 shares Expires not disclosed F2 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. The number of RSUs granted reflected a change in the compensation applicable to the nonemployee members of the Board of Directors to: (a) change the annual grant date from August of each year to the date of the annual meeting of the stockholders of Axos Financial, Inc.; (b) be based on certain approved dollar amounts (which for certain directors include premiums for service as chairman or vice chairman of the Board of Directors or its committees), divided by the closing stock price on the grant date; and (c) include additional amounts for this year?s grants in light of the delayed grant date for the current year. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant. F4 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant. Read SEC document |
| August 31, 2024 Filed Sep 4, 2024 20:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 7,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000155 · edgardoc.xml · derivative · entry 6 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,650 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F7 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant. F7 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant. Read SEC document |
| August 31, 2024 Filed Sep 4, 2024 20:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000155 · edgardoc.xml · derivative · entry 5 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,650 Underlying: Common Stock · 2,550 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F6 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F6 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 31, 2024 Filed Sep 4, 2024 20:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,274 | $69.43 | $88,453.82 |
DisclosureSEC source: 0001299709-24-000155 · edgardoc.xml · nonDerivative · entry 4 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,459 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| August 31, 2024 Filed Sep 4, 2024 20:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 3,824 | $69.43 | $265,500.32 |
DisclosureSEC source: 0001299709-24-000155 · edgardoc.xml · nonDerivative · entry 3 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,733 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| August 31, 2024 Filed Sep 4, 2024 20:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 7,650 | $69.43 | $531,139.50 |
DisclosureSEC source: 0001299709-24-000155 · edgardoc.xml · nonDerivative · entry 2 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| August 31, 2024 Filed Sep 4, 2024 20:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,550 | $69.43 | $177,046.50 |
DisclosureSEC source: 0001299709-24-000155 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 13:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000227 · edgardoc.xml · derivative · entry 7 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,200 Underlying: Common Stock · 2,550 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F7 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F7 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 13:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000227 · edgardoc.xml · derivative · entry 6 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,750 Underlying: Common Stock · 3,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F7 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F7 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 13:10 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 7,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000227 · edgardoc.xml · derivative · entry 5 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,150 Underlying: Common Stock · 7,650 shares Expires not disclosed F3 · security: Grant to the reporting person on August 31, 2023 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant. F5 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 13:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,275 | $43.09 | $54,939.75 |
DisclosureSEC source: 0001299709-23-000227 · edgardoc.xml · nonDerivative · entry 4 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,357 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 13:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,699 | $43.09 | $73,209.91 |
DisclosureSEC source: 0001299709-23-000227 · edgardoc.xml · nonDerivative · entry 3 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,632 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 13:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,550 | $43.09 | $109,879.50 |
DisclosureSEC source: 0001299709-23-000227 · edgardoc.xml · nonDerivative · entry 2 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 13:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 3,400 | $43.09 | $146,506.00 |
DisclosureSEC source: 0001299709-23-000227 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 16:58 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 7,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000169 · edgardoc.xml · derivative · entry 3 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 7,650 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant. F5 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 16:58 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 3,825 | $41.42 | $158,431.50 |
DisclosureSEC source: 0001299709-23-000169 · edgardoc.xml · nonDerivative · entry 2 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,381 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 16:58 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 7,650 | $41.42 | $316,863.00 |
DisclosureSEC source: 0001299709-23-000169 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 15, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 12:58 UTC | Axos Financial, Inc. AX · Entity 3860 | PurchaseCommon Stock | 2,862 | $34.00 | $97,308.00 |
DisclosureSEC source: 0001299709-23-000048 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,556 F1 · price: These transactions were executed in multiple trades, all trades were executed at a price of $34.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 20:47 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 4,500 | $40.58 | $182,610.00 |
DisclosureSEC source: 0001299709-22-000220 · edgardoc.xml · nonDerivative · entry 2 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,694 F3 · price: These transactions were executed in multiple trades, at prices ranging from $40.36 to $41.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:47 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 5,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000220 · edgardoc.xml · derivative · entry 3 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,150 Underlying: Common Stock · 5,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:47 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 5,950 | $41.78 | $248,591.00 |
DisclosureSEC source: 0001299709-22-000220 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 18:52 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 7,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000150 · edgardoc.xml · derivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,100 Underlying: Common Stock · 7,650 shares Expires not disclosed F1 · security: Grant to the reporting person on August 15, 2022 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant. F3 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 20:59 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000131 · edgardoc.xml · derivative · entry 2 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,450 Underlying: Common Stock · 3,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 20:59 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 3,400 | $42.10 | $143,140.00 |
DisclosureSEC source: 0001299709-22-000131 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 01, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| September 05, 2021 Filed Sep 9, 2021 16:30 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000236 · edgardoc.xml · derivative · entry 3 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,850 Underlying: Common Stock · 3,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 05, 2021 Filed Sep 9, 2021 16:30 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,710 | $47.16 | $80,643.60 |
DisclosureSEC source: 0001299709-21-000236 · edgardoc.xml · nonDerivative · entry 2 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,844 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| September 05, 2021 Filed Sep 9, 2021 16:30 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000236 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 5, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 20:49 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 7,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000195 · edgardoc.xml · derivative · entry 4 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,250 Underlying: Common Stock · 7,650 shares Expires not disclosed F5 · security: Grant to the reporting person on August 31, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 20:49 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000195 · edgardoc.xml · derivative · entry 3 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,600 Underlying: Common Stock · 3,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 20:49 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 1,710 | $48.48 | $82,900.80 |
DisclosureSEC source: 0001299709-21-000195 · edgardoc.xml · nonDerivative · entry 2 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,154 F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 20:49 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 3,400 | $48.48 | $164,832.00 |
DisclosureSEC source: 0001299709-21-000195 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 17:17 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000144 · edgardoc.xml · derivative · entry 3 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 17:17 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 1,710 | $47.85 | $81,823.50 |
DisclosureSEC source: 0001299709-21-000144 · edgardoc.xml · nonDerivative · entry 2 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,464 F1 · security: Represents shares of Common Stock issued on August 1, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 17:17 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 3,400 | $47.85 | $162,690.00 |
DisclosureSEC source: 0001299709-21-000144 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 1, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 19:50 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 3,196 | $47.51 | $151,829.18 |
DisclosureSEC source: 0001299709-21-000031 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,774 F1 · price: These transactions were executed in multiple trades, at prices ranging from $47.31 to $47.74. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 20:24 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 1,874 | $46.29 | $86,743.71 |
DisclosureSEC source: 0001299709-21-000020 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,970 F1 · price: These transactions were executed in multiple trades, at prices ranging from $46.28 to $46.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 20:01 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 17,384 | $44.36 | $771,154.24 |
DisclosureSEC source: 0001299709-21-000017 · edgardoc.xml · nonDerivative · entry 2 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,844 F1 · price: These transactions were executed in multiple trades, at prices ranging from $43.90 to $44.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 20:01 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 8,000 | $43.98 | $351,840.00 |
DisclosureSEC source: 0001299709-21-000017 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,228 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.