Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Intercontinental Exchange, Inc.ICE · Entity 1809 | Director · Chief Executive Officer | February 17, 2026 | February 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Intercontinental Exchange, Inc.
Report date February 17, 2026 · Filed February 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,172,781 |
Reported balance
After 2026-02-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-17 · Tax withholding · Disposed 6,459 · Balance 1,172,781 F1: Represents shares of performance based restricted stock units granted to the filing person on February 12, 2024. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2024 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 15, 2025, 1/3 on February 15, 2026 and 1/3 on February 15, 2027). Of the 42,792 shares, 14,264 were issued on February 17, 2026, of which 6,459 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 14,264 shares are scheduled to be issued on February 12, 2027 and taxes for this future issuance will be withheld and reported at the time the shares are issued. |
| Common StockSEC Table I · non-derivative | Direct | 1,223,547 |
Reported balance
After 2026-02-18 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-02-18 · Exercise / conversion · Acquired 50,766 · Balance 1,223,547 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of May 30, 2025. |
| Common StockSEC Table I · non-derivative | Direct | 1,224,860 |
Reported balance
After 2026-02-18 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-02-18 · Exercise / conversion · Acquired 1,313 · Balance 1,224,860 |
| Common StockSEC Table I · non-derivative | Direct | 1,094,923 |
Reported balance
After 2026-02-18 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-02-18 · Sale · Disposed 129,937 · Balance 1,094,923 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of May 30, 2025. F3: The common stock number referred in Table I is an aggregate number and represents 1,034,643 shares of common stock and 46,016 unvested restricted stock units ("RSUs"), and 14,264 performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year. F4: The satisfaction of the 2024, 2025 and 2026 TSR PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. The satisfaction of the 2024, 2025 and 2026 three-year earnings before interest, taxes, depreciation, and amortization ("EBITDA") PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. F5: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. |
| Common StockSEC Table I · non-derivative | IndirectCPEX | 1,651,705 |
Reported balance
After 2026-02-18 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2026-02-18 · Sale · Disposed 150,000 · Balance 1,651,705 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of May 30, 2025. F6: As previously reported, the reporting person also indirectly owns 1,651,705 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership. |
| Employee Stock Option (right to buy) HoldingSEC Table II · derivative / convertible security · Conversion / exercise price $67.00 · Expires 2028-02-08 | Direct | 101,533 |
Reported balance
After 2026-02-18 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-02-18 · Exercise / conversion · Disposed 50,766 · Balance 101,533 F8: These options are fully vested. |
| Employee Stock Option (right to buy) HoldingSEC Table II · derivative / convertible security · Conversion / exercise price $76.16 · Expires 2029-02-08 | Direct | 137,845 |
Reported balance
After 2026-02-18 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-02-18 · Exercise / conversion · Disposed 1,313 · Balance 137,845 F8: These options are fully vested. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 81,570 |
Reported balance
Holding disclosure · report date 2026-02-17 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 81,570 F7: As previously reported, the reporting person also indirectly owns 81,570 shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of performance based restricted stock units granted to the filing person on February 12, 2024. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2024 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 15, 2025, 1/3 on February 15, 2026 and 1/3 on February 15, 2027). Of the 42,792 shares, 14,264 were issued on February 17, 2026, of which 6,459 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 14,264 shares are scheduled to be issued on February 12, 2027 and taxes for this future issuance will be withheld and reported at the time the shares are issued.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of May 30, 2025.
F3: The common stock number referred in Table I is an aggregate number and represents 1,034,643 shares of common stock and 46,016 unvested restricted stock units ("RSUs"), and 14,264 performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.
F4: The satisfaction of the 2024, 2025 and 2026 TSR PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. The satisfaction of the 2024, 2025 and 2026 three-year earnings before interest, taxes, depreciation, and amortization ("EBITDA") PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting.
F5: The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.
F6: As previously reported, the reporting person also indirectly owns 1,651,705 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.
F7: As previously reported, the reporting person also indirectly owns 81,570 shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.
F8: These options are fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2019 Filed Feb 21, 2019 21:38 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 53,000 | $22.50 | $1,192,500.00 |
DisclosureSEC source: 0001209191-19-012053 · doc4.xml · nonDerivative · entry 2 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,606,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:18 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 1,205 | $74.48 | $89,748.40 |
DisclosureSEC source: 0001209191-19-012549 · doc4.xml · nonDerivative · entry 3 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 116,274 F6 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 18, 2017. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2017 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 20, 2018, 1/3 on February 20, 2019 and 1/3 on February 20, 2020). Of the 6,980 shares remaining, 3,490 shares were issued on February 20, 2019, of which 1,205 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 3,490 shares are scheduled to be issued on February 20, 2020 and taxes for this future issuance will be withheld and reported at the time the shares are issued. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:18 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 17,197 | $74.48 | $1,280,832.56 |
DisclosureSEC source: 0001209191-19-012549 · doc4.xml · nonDerivative · entry 1 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,516,772 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 18, 2017. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2017 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 20, 2018, 1/3 on February 20, 2019 and 1/3 on February 20, 2020). Of the 75,030 shares remaining, 37,515 were issued on February 20, 2019, of which 17,197 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 37,515 shares are scheduled to be issued on February 20, 2020 and taxes for this future issuance will be withheld and reported at the time the shares are issued. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:38 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 1,283 | $74.86 | $96,045.38 |
DisclosureSEC source: 0001209191-19-012053 · doc4.xml · nonDerivative · entry 5 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 117,479 F8 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 14, 2016. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2016 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 16, 2017, 1/3 on February 16, 2018 and 1/3 on February 16, 2019). Of the 4,180 shares that vested, 1,283 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. F9 · balance_after: Amount of securities beneficially owned includes 199 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on December 31, 2018. F10 · balance_after: The common stock number referred in Table I is an aggregate number and represents 102,766 shares of common stock, 7,733 unvested restricted stock units, and and 6,980 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and September 2021, respectively, and will be reported at the time of vesting. F11 · balance_after: As previously reported, the reporting person also indirectly owns 3,691,705 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person also beneficially owns shares directly. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:38 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 17,888 | $74.86 | $1,339,095.68 |
DisclosureSEC source: 0001209191-19-012053 · doc4.xml · nonDerivative · entry 1 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,553,471 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 14, 2016. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2016 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 16, 2017, 1/3 on February 16, 2018 and 1/3 on February 16, 2019). Of the 39,014 shares that vested, 17,888 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 22:36 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 16,537 | $75.25 | $1,244,409.25 |
DisclosureSEC source: 0001209191-19-009788 · doc4.xml · nonDerivative · entry 2 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,571,359 F3 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 1,385,236 shares of common stock and 186,123 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting. F5 · balance_after: As previously reported, the reporting person also indirectly owns 3,711,705 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 22:36 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 108,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009788 · doc4.xml · nonDerivative · entry 1 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,587,896 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 8, 2018. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2018 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 11, 2019, 1/3 on February 11, 2020 and 1/3 on February 11, 2021). Of the 108,118 shares, 36,039 shares were issued on February 11, 2019, of which 16,537 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 72,079 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued. F2 · balance_after: Amount of securities beneficially owned includes 199 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on December 31, 2018. Read SEC document |
| February 08, 2019 Filed Feb 21, 2019 21:38 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantEmployee Stock Option (right to buy) Holding · Derivative | 139,158 | $0.00 Strike: $76.16 | $0.00 |
DisclosureSEC source: 0001209191-19-012053 · doc4.xml · derivative · entry 7 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,158 Underlying: Common Stock · 139,158 shares Expires 2029-02-08 F13 · derivative.exercise_date: These options vest in accordance with the following schedule: 33.33% of the options vest on February 8, 2020, 33.33% of the options vest on February 8, 2021 and 33.33% of the options vest on February 8, 2022. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 21:33 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantEmployee Stock Option (right to buy) Holding · Derivative | 11,695 | $0.00 Strike: $77.58 | $0.00 |
DisclosureSEC source: 0001209191-18-051957 · doc4.xml · derivative · entry 2 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 11,695 Underlying: Common Stock · 11,695 shares Expires 2028-09-19 F4 · derivative.exercise_date: These options vest in accordance with the following schedule: 33.33% of the options vest on September 19, 2019, 33.33% of the options vest on September 19, 2020 and 33.33% of the options vest on September 19, 2021. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 21:33 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 7,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051957 · doc4.xml · nonDerivative · entry 1 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 118,563 F1 · shares: Represents shares of restricted stock issued to the filing person on September 19, 2018. The restricted stock units vest over three years (1/3 on September 19, 2019, 1/3 on September 19, 2020 and 1/3 on September 19, 2021). F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 99,670 shares of common stock, 7,733 unvested restricted stock units, and 11,160 unvested performance based restricted stock units, for which the performance period has been satisfied. The restricted stock units and the performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and September 2021, respectively, and will be reported at the time of vesting. F3 · balance_after: As previously reported, the reporting person also indirectly owns 3,711,705 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person also beneficially owns shares directly. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 20:16 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 200 | $73.55 | $14,710.00 |
DisclosureSEC source: 0001209191-18-048367 · doc4.xml · nonDerivative · entry 2 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · CPEX Disclosed balance after: 3,711,705 F1 · shares: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · balance_after: On November 3, 2016, the common stock of Intercontinental Exchange, Inc. split 5-for-1 (the "Stock Split"), resulting in the reporting person's ownership of four additional shares of common stock for each share of common stock owned as of that date, as reflected in the totals listed on this Form 4. F4 · balance_after: These shares are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). Mr. Sprecher beneficially owns 100% of the equity interest in CPEX directly. Additionally, as previously reported, the reporting person also owns shares directly and indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 20:16 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 79,800 | $73.28 | $5,847,672.18 |
DisclosureSEC source: 0001209191-18-048367 · doc4.xml · nonDerivative · entry 1 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · CPEX Disclosed balance after: 3,711,905 F1 · shares: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $72.55 - $73.54. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| May 23, 2018 Filed May 25, 2018 21:42 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 8,375 | $0.00 Strike: $22.43 | $0.00 |
DisclosureSEC source: 0001209191-18-033609 · doc4.xml · derivative · entry 8 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 Underlying: Common Stock · 8,375 shares Expires 2022-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: These options are fully vested. Read SEC document |
| May 23, 2018 Filed May 25, 2018 21:42 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 4,430 | $0.00 Strike: $25.87 | $0.00 |
DisclosureSEC source: 0001209191-18-033609 · doc4.xml · derivative · entry 7 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,745 Underlying: Common Stock · 4,430 shares Expires 2023-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: These options are fully vested. Read SEC document |
| May 23, 2018 Filed May 25, 2018 21:42 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 86,000 | $0.00 Strike: $21.20 | $0.00 |
DisclosureSEC source: 0001209191-18-033609 · doc4.xml · derivative · entry 6 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 86,000 shares Expires 2019-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: These options are fully vested. Read SEC document |
| May 23, 2018 Filed May 25, 2018 21:42 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 12,269 | $70.95 | $870,486.78 |
DisclosureSEC source: 0001209191-18-033609 · doc4.xml · nonDerivative · entry 5 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 110,830 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F5 · price: The price range for the aggregate amount sold by the direct holder is $70.52 - $71.44. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F6 · balance_after: The common stock number referred in Table I is an aggregate number and represents 99,670 shares of common stock and 11,160 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting. F7 · balance_after: As previously reported, the reporting person also indirectly owns 3,791,705 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person also beneficially owns shares directly. Read SEC document |
| May 23, 2018 Filed May 25, 2018 21:42 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 8,375 | $22.43 | $187,851.25 |
DisclosureSEC source: 0001209191-18-033609 · doc4.xml · nonDerivative · entry 4 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 123,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| May 23, 2018 Filed May 25, 2018 21:42 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 122,989 | $70.95 | $8,725,860.47 |
DisclosureSEC source: 0001209191-18-033609 · doc4.xml · nonDerivative · entry 3 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,479,579 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $70.49 - $71.47. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 1,365,535 shares of common stock and 114,044 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting. F4 · balance_after: As previously reported, the reporting person also indirectly owns 3,791,705 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership. Read SEC document |
| May 23, 2018 Filed May 25, 2018 21:42 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 4,430 | $25.87 | $114,604.10 |
DisclosureSEC source: 0001209191-18-033609 · doc4.xml · nonDerivative · entry 2 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,602,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| May 23, 2018 Filed May 25, 2018 21:42 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 86,000 | $21.20 | $1,823,200.00 |
DisclosureSEC source: 0001209191-18-033609 · doc4.xml · nonDerivative · entry 1 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,598,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| February 22, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 700 | $72.61 | $50,830.01 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 22 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 114,724 F4 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F19 · price: The price range for the aggregate amount sold by the direct holder is $72.26 - $73.14. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F20 · balance_after: The common stock number referred in Table I is an aggregate number and represents 103,564 shares of common stock and 11,160 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting. F21 · balance_after: As previously reported, the reporting person also indirectly owns 3,791,705 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person also beneficially owns shares directly. Read SEC document |
| February 22, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 1,307 | $71.87 | $93,931.87 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 21 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 115,424 F4 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F18 · price: The price range for the aggregate amount sold by the direct holder is $71.26- $72.24. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| February 22, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 7,007 | $72.46 | $507,732.12 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 11 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,512,138 F4 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F10 · price: The price range for the aggregate amount sold by the direct holder is $72.25 - $73.23. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F11 · balance_after: The common stock number referred in Table I is an aggregate number and represents 1,398,094 shares of common stock and 114,044 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting. F12 · balance_after: As previously reported, the reporting person also indirectly owns 3,791,705 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership. Read SEC document |
| February 22, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 9,745 | $71.85 | $700,149.02 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 10 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,519,145 F4 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F9 · price: The price range for the aggregate amount sold by the direct holder is $71.25 - $72.24. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 1,135 | $0.00 Strike: $25.87 | $0.00 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · derivative · entry 27 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 15,450 Underlying: Common Stock · 1,135 shares Expires 2023-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F22 · derivative.exercise_date: These options are fully vested. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 1,000 | $0.00 Strike: $22.43 | $0.00 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · derivative · entry 26 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 8,375 Underlying: Common Stock · 1,000 shares Expires 2022-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F22 · derivative.exercise_date: These options are fully vested. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 7,620 | $0.00 Strike: $22.50 | $0.00 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · derivative · entry 25 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 Underlying: Common Stock · 7,620 shares Expires 2021-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F22 · derivative.exercise_date: These options are fully vested. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 47,360 | $0.00 Strike: $21.20 | $0.00 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · derivative · entry 24 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,000 Underlying: Common Stock · 47,360 shares Expires 2019-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F22 · derivative.exercise_date: These options are fully vested. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 33,580 | $0.00 Strike: $16.03 | $0.00 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · derivative · entry 23 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,580 shares Expires 2018-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F22 · derivative.exercise_date: These options are fully vested. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 2,887 | $73.67 | $212,687.60 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 20 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 116,731 F4 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F17 · price: The price range for the aggregate amount sold by the direct holder is $73.26 - $73.89. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 2,488 | $73.87 | $183,791.05 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 19 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 119,618 F4 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F16 · price: The price range for the aggregate amount sold by the direct holder is $73.78 - $74.14. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 6,132 | $73.39 | $450,027.48 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 18 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 122,106 F4 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F15 · price: The price range for the aggregate amount sold by the direct holder is $72.78 - $73.76. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 1,135 | $25.87 | $29,362.45 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 17 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 128,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 1,000 | $22.43 | $22,430.00 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 16 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 127,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 7,620 | $22.50 | $171,450.00 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 15 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 126,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 3,183 | $73.93 | $235,311.23 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 9 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,528,890 F4 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F8 · price: The price range for the aggregate amount sold by the direct holder is $73.85 - $74.13. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 17,856 | $73.48 | $1,312,085.66 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 8 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,532,073 F4 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F7 · price: The price range for the aggregate amount sold by the direct holder is $72.85 - $73.84. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 26,398 | $73.86 | $1,949,756.28 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 7 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,549,929 F4 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F6 · price: The price range for the aggregate amount sold by the direct holder is $73.75 - $74.15. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 54,542 | $73.39 | $4,002,837.38 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 6 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,576,327 F4 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F5 · price: The price range for the aggregate amount sold by the direct holder is $72.75 - $73.74. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 47,360 | $21.20 | $1,004,032.00 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 5 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,630,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 33,580 | $16.03 | $538,287.40 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 4 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,583,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 1,602 | $72.86 | $116,721.72 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 14 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 118,483 F3 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 10,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 13 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 120,085 F14 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 18, 2017. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2017 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 20, 2018, 1/3 on February 20, 2019 and 1/3 on February 20, 2020). Of the 10,469 shares, 3,489 shares were issued on February 20, 2018, of which 1,602 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 6,980 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 2,646 | $72.86 | $192,787.56 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 12 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 109,616 F13 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 20, 2015. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2015 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 17, 2016, 1/3 on February 17, 2017 and 1/3 on February 17, 2018). Of the 6,660 shares, 2,646 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. F10 · price: The price range for the aggregate amount sold by the direct holder is $72.25 - $73.23. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 17,277 | $72.86 | $1,258,802.22 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 3 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,549,929 F3 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 112,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 2 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,567,206 F2 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 18, 2017. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2017 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 20, 2018, 1/3 on February 20, 2019 and 1/3 on February 20, 2020). Of the 112,545 shares, 37,515 shares were issued on February 20, 2018, of which 17,277 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 75,030 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 28,637 | $72.86 | $2,086,491.82 |
DisclosureSEC source: 0001209191-18-012641 · doc4.xml · nonDerivative · entry 1 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,454,661 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 20, 2015. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2015 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 17, 2016, 1/3 on February 17, 2017 and 1/3 on February 17, 2018). Of the 62,140 shares, 28,637 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:07 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 1,292 | $71.73 | $92,675.16 |
DisclosureSEC source: 0001209191-18-011997 · doc4.xml · nonDerivative · entry 2 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 112,262 F4 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 14, 2016. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2016 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 16, 2017, 1/3 on February 16, 2018 and 1/3 on February 16, 2019). Of the 8,359 shares, 4,179 shares were issued on February 16, 2018, of which 1,292 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 4,180 shares are scheduled to be issued on February 16, 2019 and taxes for this issuances will be withheld and reported at the time of vesting. F5 · balance_after: The common stock number referred in Table I is an aggregate number and represents 101,422 shares of common stock and 10,840 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. F6 · balance_after: As previously reported, the reporting person also indirectly owns 3,791,705 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person also beneficially owns shares directly. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:07 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 17,975 | $71.73 | $1,289,346.75 |
DisclosureSEC source: 0001209191-18-011997 · doc4.xml · nonDerivative · entry 1 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,483,298 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 14, 2016. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2016 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 16, 2017, 1/3 on February 16, 2018 and 1/3 on February 16, 2019). Of the 78,028 shares, 39,014 shares were issued on February 16, 2018, of which 17,975 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 39,014 shares are scheduled to be issued on February 16, 2019 and taxes for this issuances will be withheld and reported at the time of vesting. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 1,382,144 shares of common stock and 101,154 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. F3 · balance_after: As previously reported, the reporting person also indirectly owns 3,791,705 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:22 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantEmployee Stock Option (right to buy) Holding · Derivative | 153,791 | $0.00 Strike: $67.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009196 · doc4.xml · derivative · entry 1 Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,791 Underlying: Common Stock · 153,791 shares Expires 2028-02-08 F1 · derivative.exercise_date: These options vest in accordance with the following schedule: 33.33% vest on February 8, 2019, 33.33% vest on February 8, 2020 and 33.33% vest on February 8, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.