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person · Reporting owner

Burke Richard L. Jr.

Disclosed activity across 5 companies

Tapewire entity
65446
SEC CIK
0001657563

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Fast Radius, Inc.ENNV · Entity 123979DirectorFebruary 08, 2021February 08, 2021
Sierra Lake Acquisition Corp.SIER · Entity 133975DirectorSeptember 14, 2021September 14, 2021
US Ecology, Inc.ECOL · Entity 127674DirectorMay 02, 2022May 03, 2022
Vestis CorpVSTS · Entity 1759DirectorFebruary 18, 2026February 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Fast Radius, Inc.

Report date February 08, 2021 · Filed February 08, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2021-02-08 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: The Class B common stock will automatically convert into shares of Class A common stock at the completion of the Issuer's initial business combination on a one-for-one basis, subject to adjustment.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B common stock will automatically convert into shares of Class A common stock at the completion of the Issuer's initial business combination on a one-for-one basis, subject to adjustment.

Sierra Lake Acquisition Corp.

Report date September 14, 2021 · Filed September 14, 2021

This filing explicitly reported no securities owned.

US Ecology, Inc.

Report date May 02, 2022 · Filed May 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-05-02 transaction · row 1
1 source row

Row 1 · 2022-05-02 · Disposition to issuer · Disposed 2,900 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), entered into on February 8, 2022, by and among the Issuer, Republic Services, Inc. ("Parent") and Bronco Acquisition Corp. (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on February 10, 2022). At the effective time of the merger, each Issuer share of common stock issued and outstanding immediately prior to the effective time of the merger was converted into the right to receive $48.00 per share in cash without interest ("Merger Consideration").

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.33 · Expires 2030-06-03Direct0 Reported balance After 2022-05-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-05-02 · Disposition to issuer · Disposed 10,800 · Balance 0

F2: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), entered into on February 8, 2022, by and among the Issuer, Republic Services, Inc. ("Parent") and Bronco Acquisition Corp. (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on February 10, 2022). At the effective time of the merger, each Issuer share of common stock issued and outstanding immediately prior to the effective time of the merger was converted into the right to receive $48.00 per share in cash without interest ("Merger Consideration").

F2: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option.

Vestis Corp

Report date February 18, 2026 · Filed February 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect66,365.359 Reported balance After 2026-02-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-18 · Grant · Acquired 18,253 · Balance 66,365.359

F1: Represents restricted stock units, which vest on the earlier of: (1) the first anniversary of the grant date, or (2) the day prior to the Issuer's next annual general meeting of stockholders to occur after the grant date, subject to the Reporting Person's continued service on the Issuer's board of directors through such date.

F2: Includes an additional 0.006 shares due to rounding upon settlement of vested awards.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units, which vest on the earlier of: (1) the first anniversary of the grant date, or (2) the day prior to the Issuer's next annual general meeting of stockholders to occur after the grant date, subject to the Reporting Person's continued service on the Issuer's board of directors through such date.

F2: Includes an additional 0.006 shares due to rounding upon settlement of vested awards.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Advanced Disposal Services, Inc.

Report date October 30, 2020 · Filed October 30, 2020

Section 16 reporting ended · disclosed 2020-10-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2020-10-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-10-30 · Grant · Acquired 54,262 · Balance 323,977

F1: Shares of Common Stock subject to performance share unit awards that were granted in each of 2018 and 2019 and were accelerated and deemed earned at target for each performance period pursuant to the Agreement and Plan of Merger, entered into on April 14, 2019, by and among the Issuer, Waste Management, Inc. and Everglades Merger Sub Inc. (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on April 15, 2019), as amended by that certain Amendment No. 1, dated as of June 24, 2020 (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on June 24, 2020) (as amended by Amendment No. 1, the "Merger Agreement").

Row 2 · 2020-10-30 · Disposition to issuer · Disposed 323,977 · Balance 0

F2: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.70 · Expires 2022-11-20Direct0 Reported balance After 2020-10-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-10-30 · Disposition to issuer · Disposed 429,203 · Balance 0

F2: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.70 · Expires 2023-04-25Direct0 Reported balance After 2020-10-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-10-30 · Disposition to issuer · Disposed 978 · Balance 0

F2: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.28 · Expires 2026-06-24Direct0 Reported balance After 2020-10-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-10-30 · Disposition to issuer · Disposed 45,980 · Balance 0

F2: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.00 · Expires 2026-10-12Direct0 Reported balance After 2020-10-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-10-30 · Disposition to issuer · Disposed 169,205 · Balance 0

F2: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.00 · Expires 2027-02-27Direct0 Reported balance After 2020-10-30 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-10-30 · Disposition to issuer · Disposed 96,153 · Balance 0

F2: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.30 · Expires 2027-03-15Direct0 Reported balance After 2020-10-30 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2020-10-30 · Disposition to issuer · Disposed 118,217 · Balance 0

F2: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.16 · Expires 2028-02-26Direct0 Reported balance After 2020-10-30 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2020-10-30 · Disposition to issuer · Disposed 86,956 · Balance 0

F2: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.69 · Expires 2029-02-25Direct0 Reported balance After 2020-10-30 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2020-10-30 · Disposition to issuer · Disposed 88,174 · Balance 0

F2: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Common Stock subject to performance share unit awards that were granted in each of 2018 and 2019 and were accelerated and deemed earned at target for each performance period pursuant to the Agreement and Plan of Merger, entered into on April 14, 2019, by and among the Issuer, Waste Management, Inc. and Everglades Merger Sub Inc. (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on April 15, 2019), as amended by that certain Amendment No. 1, dated as of June 24, 2020 (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on June 24, 2020) (as amended by Amendment No. 1, the "Merger Agreement").

F2: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2026 Filed Feb 20, 2026 22:20 UTC Vestis Corp VSTS · Entity 1759 GrantCommon Stock, par value $0.01 per share 18,253 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-018912 · marketforms-72259.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,365.359

F1 · shares: Represents restricted stock units, which vest on the earlier of: (1) the first anniversary of the grant date, or (2) the day prior to the Issuer's next annual general meeting of stockholders to occur after the grant date, subject to the Reporting Person's continued service on the Issuer's board of directors through such date.

F2 · balance_after: Includes an additional 0.006 shares due to rounding upon settlement of vested awards.

Read SEC document
May 08, 2025 Filed May 9, 2025 21:01 UTC Vestis Corp VSTS · Entity 1759 PurchaseCommon Stock, par value $0.01 per share 18,382 $5.73 $105,314.15
Disclosure

SEC source: 0001213900-25-041583 · marketforms-69399.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,112.353

Read SEC document
March 18, 2025 Filed Mar 20, 2025 21:47 UTC Vestis Corp VSTS · Entity 1759 GrantCommon Stock, par value $0.01 per share 71.19 $0.00 $0.00
Disclosure

SEC source: 0001013762-25-000751 · marketforms-68795.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,730.353

F1 · shares: Represents accrual of additional deferred stock units and restricted stock units in connection with the Issuer's quarterly dividend on previously awarded deferred stock units and restricted stock units. The additional units vest and settle on the same schedules as the underlying awards to which they relate.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 21:46 UTC Vestis Corp VSTS · Entity 1759 GrantCommon Stock, par value $0.01 per share 8,734 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-008420 · marketforms-67937.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,659.163

F1 · shares: Represents restricted stock units, which vest on the earlier of: (1) the first anniversary of the grant date, or (2) the day prior to the Issuer's next annual general meeting of stockholders to occur after the grant date, subject to the Reporting Person's continued service on the Issuer's board of directors through such date.

F2 · balance_after: Includes an additional 0.724 shares due to rounding upon settlement of vested awards.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 23:17 UTC Vestis Corp VSTS · Entity 1759 GrantCommon Stock, par value $0.01 per share 45.221 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-002168 · marketforms-67775.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,924.439

F1 · shares: Represents accrual of additional deferred stock units and restricted stock units in connection with the Issuer's quarterly dividend on previously awarded deferred stock units and restricted stock units. The additional units vest and settle on the same schedules as the underlying awards to which they relate.

Read SEC document
October 03, 2024 Filed Oct 7, 2024 21:07 UTC Vestis Corp VSTS · Entity 1759 GrantCommon Stock, par value $0.01 per share 50.208 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-085960 · marketforms-67130.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,879.218

F1 · shares: Represents accrual of additional deferred stock units and restricted stock units in connection with the Issuer's quarterly dividend on previously awarded deferred stock units and restricted stock units. The additional units vest and settle on the same schedules as the underlying awards to which they relate.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 20:43 UTC Vestis Corp VSTS · Entity 1759 GrantCommon Stock, par value $0.01 per share 63.475 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-059083 · marketforms-66505.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,829.01

F1 · shares: Represents accrual of additional deferred stock units and restricted stock units in connection with the Issuer's quarterly dividend on previously awarded deferred stock units and restricted stock units. The additional units vest and settle on the same schedules as the underlying awards to which they relate.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:30 UTC Vestis Corp VSTS · Entity 1759 GrantCommon Stock, par value $0.01 per share 38.546 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-031191 · marketforms-65441.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,765.535

F1 · shares: Represents accrual of additional deferred stock units in connection with the Issuer's quarterly dividend on previously awarded deferred stock units. The additional units vest and settle on the same schedules as the underlying awards to which they relate.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:59 UTC Vestis Corp VSTS · Entity 1759 GrantCommon Stock, par value $0.01 per share 7,377 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-015877 · marketforms-64776.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,726.989

F1 · shares: Represents restricted stock units, which vest on the earlier of: (1) the first anniversary of the grant date, or (2) the day prior to the Issuer's next annual general meeting of stockholders to occur after the grant date, subject to the Reporting Person's continued service on the Issuer's board of directors through such date.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 22:37 UTC Vestis Corp VSTS · Entity 1759 GrantCommon Stock, par value $0.01 per share 22.989 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001177 · doc4.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,349.989

F1 · shares: Represents accrual of additional deferred stock units in connection with the Issuer's quarterly dividend on previously awarded deferred stock units. The additional units vest and settle on the same schedules as the underlying awards to which they relate.

Read SEC document
October 02, 2023 Filed Oct 5, 2023 01:06 UTC Vestis Corp VSTS · Entity 1759 GrantCommon Stock, par value $0.01 per share 10,583 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-033894 · wk-form4_1696468008.xml · nonDerivative · entry 2

Burke Richard L. Jr. · CIK 0001657563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,327

F2 · shares: Each stock unit represents the right to receive, at settlement, one share of Vestis common stock.

F3 · shares: Represents a special grant of deferred stock units, which is 100% vested upon grant, and will be settled in shares of Vestis common stock on the first day of the seventh month after the date of the Reporting Person's departure from the board.

Read SEC document
October 02, 2023 Filed Oct 5, 2023 01:06 UTC Vestis Corp VSTS · Entity 1759 GrantCommon Stock, par value $0.01 per share 2,744 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-033894 · wk-form4_1696468008.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,744

F1 · shares: Represents a grant of deferred stock units, which will vest on January 31, 2024, subject to the Reporting Person's continued service, and, if vested, will be settled in shares of Vestis common stock on the first day of the seventh month after the date of the Reporting Person's departure from the board.

F2 · shares: Each stock unit represents the right to receive, at settlement, one share of Vestis common stock.

Read SEC document
May 02, 2022 Filed May 3, 2022 16:31 UTC US Ecology, Inc. ECOL · Entity 127674 Disposition to issuerStock Option (Right to Buy) · Derivative 10,800 $0.00 Strike: $36.33 $0.00
Disclosure

SEC source: 0001437749-22-010687 · rdgdoc.xml · derivative · entry 2

Burke Richard L. Jr. · CIK 0001657563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,800 shares

Expires 2030-06-03

F2 · security: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option.

F2 · kind: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option.

F2 · price: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding stock option of the Issuer became fully vested and was cancelled and entitled the holder of such option to receive in exchange therefor an amount in cash equal to (a) the number of shares of Issuer common stock subject to the option multiplied by (b) the excess of the Merger Consideration over the per-share exercise price of such option.

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May 02, 2022 Filed May 3, 2022 16:31 UTC US Ecology, Inc. ECOL · Entity 127674 Disposition to issuerCommon Stock 2,900 $48.00 $139,200.00
Disclosure

SEC source: 0001437749-22-010687 · rdgdoc.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), entered into on February 8, 2022, by and among the Issuer, Republic Services, Inc. ("Parent") and Bronco Acquisition Corp. (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on February 10, 2022). At the effective time of the merger, each Issuer share of common stock issued and outstanding immediately prior to the effective time of the merger was converted into the right to receive $48.00 per share in cash without interest ("Merger Consideration").

F1 · shares: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), entered into on February 8, 2022, by and among the Issuer, Republic Services, Inc. ("Parent") and Bronco Acquisition Corp. (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on February 10, 2022). At the effective time of the merger, each Issuer share of common stock issued and outstanding immediately prior to the effective time of the merger was converted into the right to receive $48.00 per share in cash without interest ("Merger Consideration").

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May 26, 2021 Filed May 28, 2021 13:06 UTC US Ecology, Inc. ECOL · Entity 127674 GrantCommon Stock 2,900 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-013681 · rdgdoc.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

F1 · price: Restricted stock issued pursuant to US Ecology, Inc.'s director compensation program and the Amended and Restated US Ecology, Inc. Omnibus Incentive Plan.

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October 30, 2020 Filed Oct 30, 2020 16:20 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 88,174 Not disclosed Strike: $26.69 Not disclosed
Disclosure

SEC source: 0000947871-20-000835 · ownership.xml · derivative · entry 10

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 88,174 shares

Expires 2029-02-25

F2 · kind: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · kind: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

F2 · price: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · price: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

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October 30, 2020 Filed Oct 30, 2020 16:20 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 86,956 Not disclosed Strike: $22.16 Not disclosed
Disclosure

SEC source: 0000947871-20-000835 · ownership.xml · derivative · entry 9

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 86,956 shares

Expires 2028-02-26

F2 · kind: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · kind: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

F2 · price: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · price: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

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October 30, 2020 Filed Oct 30, 2020 16:20 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 118,217 Not disclosed Strike: $23.30 Not disclosed
Disclosure

SEC source: 0000947871-20-000835 · ownership.xml · derivative · entry 8

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 118,217 shares

Expires 2027-03-15

F2 · kind: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · kind: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

F2 · price: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · price: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

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October 30, 2020 Filed Oct 30, 2020 16:20 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 96,153 Not disclosed Strike: $22.00 Not disclosed
Disclosure

SEC source: 0000947871-20-000835 · ownership.xml · derivative · entry 7

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 96,153 shares

Expires 2027-02-27

F2 · kind: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · kind: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

F2 · price: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · price: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

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October 30, 2020 Filed Oct 30, 2020 16:20 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 169,205 Not disclosed Strike: $18.00 Not disclosed
Disclosure

SEC source: 0000947871-20-000835 · ownership.xml · derivative · entry 6

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 169,205 shares

Expires 2026-10-12

F2 · kind: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · kind: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

F2 · price: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · price: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

Read SEC document
October 30, 2020 Filed Oct 30, 2020 16:20 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 45,980 Not disclosed Strike: $24.28 Not disclosed
Disclosure

SEC source: 0000947871-20-000835 · ownership.xml · derivative · entry 5

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,980 shares

Expires 2026-06-24

F2 · kind: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · kind: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

F2 · price: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · price: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

Read SEC document
October 30, 2020 Filed Oct 30, 2020 16:20 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 978 Not disclosed Strike: $17.70 Not disclosed
Disclosure

SEC source: 0000947871-20-000835 · ownership.xml · derivative · entry 4

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 978 shares

Expires 2023-04-25

F2 · kind: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · kind: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

F2 · price: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · price: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

Read SEC document
October 30, 2020 Filed Oct 30, 2020 16:20 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 429,203 Not disclosed Strike: $17.70 Not disclosed
Disclosure

SEC source: 0000947871-20-000835 · ownership.xml · derivative · entry 3

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 429,203 shares

Expires 2022-11-20

F2 · kind: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · kind: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

F2 · price: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · price: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

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October 30, 2020 Filed Oct 30, 2020 16:20 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 Disposition to issuerCommon Stock 323,977 $30.30 $9,816,503.10
Disclosure

SEC source: 0000947871-20-000835 · ownership.xml · nonDerivative · entry 2

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · kind: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

F2 · price: Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.

F3 · price: Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.

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October 30, 2020 Filed Oct 30, 2020 16:20 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 GrantCommon Stock 54,262 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000835 · ownership.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,977

F1 · kind: Shares of Common Stock subject to performance share unit awards that were granted in each of 2018 and 2019 and were accelerated and deemed earned at target for each performance period pursuant to the Agreement and Plan of Merger, entered into on April 14, 2019, by and among the Issuer, Waste Management, Inc. and Everglades Merger Sub Inc. (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on April 15, 2019), as amended by that certain Amendment No. 1, dated as of June 24, 2020 (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on June 24, 2020) (as amended by Amendment No. 1, the "Merger Agreement").

F1 · price: Shares of Common Stock subject to performance share unit awards that were granted in each of 2018 and 2019 and were accelerated and deemed earned at target for each performance period pursuant to the Agreement and Plan of Merger, entered into on April 14, 2019, by and among the Issuer, Waste Management, Inc. and Everglades Merger Sub Inc. (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on April 15, 2019), as amended by that certain Amendment No. 1, dated as of June 24, 2020 (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on June 24, 2020) (as amended by Amendment No. 1, the "Merger Agreement").

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June 04, 2020 Filed Jun 8, 2020 14:42 UTC US Ecology, Inc. ECOL · Entity 127674 GrantCommon Stock Option · Derivative 10,800 $0.00 Strike: $36.33 $0.00
Disclosure

SEC source: 0001437749-20-012605 · rdgdoc.xml · derivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

Underlying: Common Stock · 10,800 shares

Expires 2030-06-03

F1 · price: Common stock options issued pursuant to US Ecology, Inc.'s director compensation program and Amended and Restated Omnibus Incentive Plan.

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February 27, 2020 Filed Mar 2, 2020 17:32 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 Tax withholdingCommon Stock 8,944 $32.96 $294,794.24
Disclosure

SEC source: 0000947871-20-000172 · ownership.xml · nonDerivative · entry 3

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,715

F3 · shares: Represents net settlement for taxes in connection with the vesting of restricted stock units.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 17:32 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 Tax withholdingCommon Stock 13,856 $32.96 $456,693.76
Disclosure

SEC source: 0000947871-20-000172 · ownership.xml · nonDerivative · entry 2

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,659

F2 · shares: Represents net settlement for taxes in connection with the vesting of performance share units.

Read SEC document
February 18, 2020 Filed Mar 2, 2020 17:32 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 GrantCommon Stock 39,011 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000172 · ownership.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,515

F1 · shares: Shares of Common Stock subject to performance share units that were granted in each of 2017, 2018 and 2019 and earned based on Issuer's 2019 fiscal year results.

F1 · price: Shares of Common Stock subject to performance share units that were granted in each of 2017, 2018 and 2019 and earned based on Issuer's 2019 fiscal year results.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 19:05 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 GiftCommon Stock 15,235 $0.00 $0.00
Disclosure

SEC source: 0000947871-19-000954 · ownership.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,504

F1 · kind: Gift to a charitable family foundation on December 10, 2019. The Reporting Person disclaims beneficial ownership over the shares of common stock that were gifted to this foundation.

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October 12, 2019 Filed Oct 15, 2019 17:20 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 Tax withholdingCommon Stock 43,723 $32.61 $1,425,807.03
Disclosure

SEC source: 0000947871-19-000737 · ownership.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,739

F1 · shares: Represents net settlement for taxes in connection with the vesting of restricted stock units, the grant of which was previously reported on the Form 4 filed by the reporting person on October 14, 2016.

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June 24, 2019 Filed Jun 26, 2019 21:20 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 Tax withholdingCommon Stock 1,890 $32.08 $60,631.20
Disclosure

SEC source: 0000947871-19-000472 · ownership.xml · nonDerivative · entry 2

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,462

F2 · shares: Represents net settlement for taxes in connection with the vesting of restricted stock.

Read SEC document
June 24, 2019 Filed Jun 26, 2019 21:20 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 Tax withholdingCommon Stock 8,353 $32.08 $267,964.24
Disclosure

SEC source: 0000947871-19-000472 · ownership.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,352

F1 · shares: Represents net settlement for taxes in connection with the vesting of performance share units.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 19:10 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 GrantEmployee Stock Option (right to buy) · Derivative 88,174 $0.00 Strike: $26.69 $0.00
Disclosure

SEC source: 0000947871-19-000160 · ownership.xml · derivative · entry 2

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,174

Underlying: Common Stock · 88,174 shares

Expires 2029-02-25

F2 · security: Award of options that will vest in full on the third anniversary of the date of grant (date of grant being 2/25/2019).

F2 · kind: Award of options that will vest in full on the third anniversary of the date of grant (date of grant being 2/25/2019).

F2 · derivative.exercise_date: Award of options that will vest in full on the third anniversary of the date of grant (date of grant being 2/25/2019).

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February 25, 2019 Filed Feb 27, 2019 19:10 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 GrantCommon Stock 23,885 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-19-000160 · ownership.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,705

F1 · kind: Shares of Common Stock subject to a grant of restricted stock units. Award will vest in full on the third anniversary of the date of grant (date of grant being 2/25/2019).

F1 · price: Shares of Common Stock subject to a grant of restricted stock units. Award will vest in full on the third anniversary of the date of grant (date of grant being 2/25/2019).

Read SEC document
February 20, 2019 Filed Feb 21, 2019 18:24 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 GrantCommon Stock 32,912 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-19-000136 · ownership.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,820

F1 · kind: Shares of Common Stock subject to performance share units that were granted in each of 2016, 2017 and 2018 and earned based on Issuer's 2018 fiscal year results.

F1 · price: Shares of Common Stock subject to performance share units that were granted in each of 2016, 2017 and 2018 and earned based on Issuer's 2018 fiscal year results.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 19:54 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 GrantEmployee Stock Option (right to buy) · Derivative 86,956 $0.00 Strike: $22.16 $0.00
Disclosure

SEC source: 0000947871-18-000207 · ss81898_4.xml · derivative · entry 3

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,956

Underlying: Common Stock · 86,956 shares

Expires 2028-02-26

F3 · kind: Award of options that will vest in full on the third anniversary of the date of grant (date of grant being 2/26/2018).

F3 · derivative.exercise_date: Award of options that will vest in full on the third anniversary of the date of grant (date of grant being 2/26/2018).

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February 26, 2018 Filed Feb 28, 2018 19:54 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 GrantCommon Stock 22,563 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000207 · ss81898_4.xml · nonDerivative · entry 2

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,908

F2 · kind: Shares of Common Stock subject to a grant of restricted stock units. Award will vest in full on the third anniversary of the date of grant (date of grant being 2/26/2018).

F2 · price: Shares of Common Stock subject to a grant of restricted stock units. Award will vest in full on the third anniversary of the date of grant (date of grant being 2/26/2018).

Read SEC document
February 26, 2018 Filed Feb 28, 2018 19:54 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 GrantCommon Stock 16,118 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000207 · ss81898_4.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,345

F1 · kind: Shares of Common Stock subject to performance share units that were earned, subject to continued service vesting conditions, based on Issuer's 2017 fiscal year results.

F1 · price: Shares of Common Stock subject to performance share units that were earned, subject to continued service vesting conditions, based on Issuer's 2017 fiscal year results.

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November 08, 2017 Filed Nov 9, 2017 17:22 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,040 $0.00 Strike: $17.70 $0.00
Disclosure

SEC source: 0000947871-17-000901 · ss66841_4.xml · derivative · entry 2

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,203

Underlying: Common Stock · 9,040 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option fully vested in connection with its grant upon the Reporting Person's appointment as the Issuer's Chief Executive Office.

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November 08, 2017 Filed Nov 9, 2017 17:22 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 Exercise / conversionCommon Stock 9,040 $17.70 $160,008.00
Disclosure

SEC source: 0000947871-17-000901 · ss66841_4.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person paid cash for the entire value of the strike price for the option exercise.

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June 24, 2017 Filed Jun 26, 2017 20:10 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 Tax withholdingCommon Stock 2,009 $23.21 $46,628.89
Disclosure

SEC source: 0000947871-17-000498 · ss48665_4.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,187

F1 · shares: Represents net settlement for taxes in connection with the vesting of restricted stock.

Read SEC document
June 13, 2017 Filed Jun 14, 2017 16:55 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,400 $0.00 Strike: $17.70 $0.00
Disclosure

SEC source: 0000947871-17-000457 · ss46944_4.xml · derivative · entry 2

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,243

Underlying: Common Stock · 8,400 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option fully vested in connection with its grant upon the Reporting Person's appointment as the Issuer's Chief Executive Office.

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June 13, 2017 Filed Jun 14, 2017 16:55 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 Exercise / conversionCommon Stock 8,400 $17.70 $148,680.00
Disclosure

SEC source: 0000947871-17-000457 · ss46944_4.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person exercised the options on a cash basis.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:35 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 GrantEmployee Stock Option (right to buy) · Derivative 118,217 $0.00 Strike: $23.30 $0.00
Disclosure

SEC source: 0000947871-17-000213 · ss35205_4.xml · derivative · entry 2

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,217

Underlying: Common Stock · 118,217 shares

Expires 2027-03-15

F2 · kind: Award of performance options that were earned based on the Issuer' 2016 fiscal year results and that will vest in full on the third anniversary of the date of grant (date of grant being 3/15/2017).

F2 · derivative.exercise_date: Award of performance options that were earned based on the Issuer' 2016 fiscal year results and that will vest in full on the third anniversary of the date of grant (date of grant being 3/15/2017).

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March 15, 2017 Filed Mar 17, 2017 15:35 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 GrantCommon Stock 7,032 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-17-000213 · ss35205_4.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,796

F1 · kind: Shares of Common Stock subject to performance share units that were earned based on Issuer's 2016 fiscal year results. The performance share units will vest in full on the third anniversary of the date of grant (date of grant being 6/24/2016).

F1 · price: Shares of Common Stock subject to performance share units that were earned based on Issuer's 2016 fiscal year results. The performance share units will vest in full on the third anniversary of the date of grant (date of grant being 6/24/2016).

Read SEC document
February 27, 2017 Filed Mar 1, 2017 17:55 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 GrantEmployee Stock Option (right to buy) · Derivative 96,153 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000947871-17-000176 · ss32998_4.xml · derivative · entry 2

Burke Richard L. Jr. · CIK 0001657563 · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,153

Underlying: Common Stock · 96,153 shares

Expires 2027-02-27

F2 · kind: Award of options that will vest in full on the third anniversary of the date of grant (date of grant being 2/27/2017).

F2 · derivative.exercise_date: Award of options that will vest in full on the third anniversary of the date of grant (date of grant being 2/27/2017).

Read SEC document
February 27, 2017 Filed Mar 1, 2017 17:55 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 GrantCommon Stock 22,727 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-17-000176 · ss32998_4.xml · nonDerivative · entry 1

Burke Richard L. Jr. · CIK 0001657563 · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,764

F1 · kind: Shares of Common Stock subject to a grant of restricted stock units. The award will vest in full on the third anniversary of the date of grant (date of grant being 2/27/2017).

F1 · price: Shares of Common Stock subject to a grant of restricted stock units. The award will vest in full on the third anniversary of the date of grant (date of grant being 2/27/2017).

Read SEC document
October 12, 2016 Filed Oct 14, 2016 17:35 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 GrantEmployee Stock Option (right to buy) · Derivative 169,205 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0000899243-16-031721 · doc4.xml · derivative · entry 8

Burke Richard L. Jr. · CIK 0001657563 · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,205

Underlying: Common Stock · 169,205 shares

Expires 2026-10-12

F9 · derivative.exercise_date: Award of options made in connection with the Issuer's initial public offering. The options will vest in full on the third anniversary of the date of grant (the date of grant being 10/12/2016).

Read SEC document
October 12, 2016 Filed Oct 14, 2016 17:35 UTC Advanced Disposal Services, Inc. ADSW · Entity 145638 GrantEmployee Stock Option (right to buy) · Derivative 45,980 $0.00 Strike: $24.29 $0.00
Disclosure

SEC source: 0000899243-16-031721 · doc4.xml · derivative · entry 7

Burke Richard L. Jr. · CIK 0001657563 · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,980

Underlying: Common Stock · 45,980 shares

Expires 2026-06-24

F4 · kind: Option awards that were granted to replace options of equivalent intrinsic value that covered common stock of Parent and were cancelled in connection with the Merger.

F8 · derivative.exercise_date: These options will vest in three equal installments over each of the first three anniversaries of the date of grant (date of grant being 6/24/2016).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.