Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Atlas Crest Investment Corp. IIACII.U · Entity 126082 | Director · 10% owner | February 03, 2021 | February 03, 2021 |
| Moelis & CoMC · Entity 3898 | Director · Executive Chairman | February 18, 2026 | February 20, 2026 |
| Steele Creek Capital CorpNONE · Entity 122100 | 10% owner | November 24, 2020 | December 09, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Atlas Crest Investment Corp. II
Report date February 03, 2021 · Filed February 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-02-03 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251893) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2: These shares represent Class B common stock held by Atlas Crest Investment II LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the registrant. The Class B common stock owned by the Sponsor includes up to 1,125,000 shares that are subject to forfeiture in the event the underwriters of the registrant's initial public offering do not exercise their over-allotment option in full as described in the Registration Statement. F3: The Reporting Person is the sole managing member of Atlas Crest II Manager LLC, the managing member of the Sponsor. The Reporting Person has voting and investment discretion with respect to the common stock held of record by the Sponsor. The Reporting Person disclaims any beneficial ownership of any shares held by the Sponsor except to the extent of his ultimate pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251893) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
F2: These shares represent Class B common stock held by Atlas Crest Investment II LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the registrant. The Class B common stock owned by the Sponsor includes up to 1,125,000 shares that are subject to forfeiture in the event the underwriters of the registrant's initial public offering do not exercise their over-allotment option in full as described in the Registration Statement.
F3: The Reporting Person is the sole managing member of Atlas Crest II Manager LLC, the managing member of the Sponsor. The Reporting Person has voting and investment discretion with respect to the common stock held of record by the Sponsor. The Reporting Person disclaims any beneficial ownership of any shares held by the Sponsor except to the extent of his ultimate pecuniary interest.
Moelis & Co
Report date February 18, 2026 · Filed February 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common Stock, par value $0.01SEC Table II · derivative / convertible security | Direct | 4,190,479 |
Reported balance
After 2026-02-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-18 · Exercise / conversion · Disposed 847 · Balance 4,190,479 F1: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders. F2: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock. and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders.
F2: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock. and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.
Steele Creek Capital Corp
Report date November 24, 2020 · Filed December 09, 2020 · Amendment
Jointly reported with Moelis Asset Management LP, MAM Dynasty LLC, KJM Children's LLC
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par valueSEC Table I · non-derivative | IndirectBy Moelis Asset Management, LP | 735,800 |
Reported balance
Holding disclosure · report date 2020-11-24 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 735,800 F1: This Form 3 amendment is being filed to correct an administrative error which incorrectly calculated the number of shares of Common Stock previously disclosed as owned by the Reporting Persons. F2: Kenneth D. Moelis is the Chairman of Moelis Asset Management, LP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by Moelis Asset Management, LP. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common Stock, par valueSEC Table I · non-derivative | IndirectBy MAM Dynasty LLC | 928,192.4 |
Reported balance
Holding disclosure · report date 2020-11-24 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 928,192.4 F1: This Form 3 amendment is being filed to correct an administrative error which incorrectly calculated the number of shares of Common Stock previously disclosed as owned by the Reporting Persons. F3: Kenneth D. Moelis is the Managing Member of MAM Dynasty LLC. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by MAM Dynasty LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common Stock, par valueSEC Table I · non-derivative | IndirectBy KJM Children's LLC | 618,794.93 |
Reported balance
Holding disclosure · report date 2020-11-24 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 618,794.93 F1: This Form 3 amendment is being filed to correct an administrative error which incorrectly calculated the number of shares of Common Stock previously disclosed as owned by the Reporting Persons. F4: Kenneth D. Moelis is the Managing Member KJM Children's LLC. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by KJM Children's LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 amendment is being filed to correct an administrative error which incorrectly calculated the number of shares of Common Stock previously disclosed as owned by the Reporting Persons.
F2: Kenneth D. Moelis is the Chairman of Moelis Asset Management, LP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by Moelis Asset Management, LP. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: Kenneth D. Moelis is the Managing Member of MAM Dynasty LLC. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by MAM Dynasty LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F4: Kenneth D. Moelis is the Managing Member KJM Children's LLC. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by KJM Children's LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Archer Aviation Inc.
Report date September 16, 2021 · Filed September 20, 2021
Section 16 reporting ended · disclosed 2021-09-20. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Kinsale Capital Group, Inc.
Report date May 17, 2017 · Filed May 18, 2017
Jointly reported with Moelis Capital Partners Opportunity Fund I, LP, Moelis Capital Partners Opportunity Fund I-A, LP, Moelis Capital Partners Opportunity Fund I LLC, Moelis Capital Partners LLC
Section 16 reporting ended · disclosed 2017-05-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Moelis Capital Partners Opportunity Fund I, LP | 0 |
Reported balance
After 2017-05-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-05-17 · Sale · Disposed 4,001,713 · Balance 0 F1: Moelis Capital Partners Opportunity Fund I LLC ("MCPOF I") is the general partner of each of Moelis Capital Partners Opportunity Fund I, LP ("Opportunity Fund I") and Moelis Capital Partners Opportunity Fund I-A, LP ("Opportunity Fund I-A" and, together with Opportunity Fund I, collectively, the "Moelis Funds"). Moelis Capital Partners LLC ("MCP") is the managing member of MCPOF I. Kenneth D. Moelis is the chief executive officer of MCP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by the Moelis Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Moelis Capital Partners Opportunity Fund I-A, LP | 0 |
Reported balance
After 2017-05-17 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-05-17 · Sale · Disposed 306,061 · Balance 0 F1: Moelis Capital Partners Opportunity Fund I LLC ("MCPOF I") is the general partner of each of Moelis Capital Partners Opportunity Fund I, LP ("Opportunity Fund I") and Moelis Capital Partners Opportunity Fund I-A, LP ("Opportunity Fund I-A" and, together with Opportunity Fund I, collectively, the "Moelis Funds"). Moelis Capital Partners LLC ("MCP") is the managing member of MCPOF I. Kenneth D. Moelis is the chief executive officer of MCP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by the Moelis Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Moelis Capital Partners Opportunity Fund I LLC ("MCPOF I") is the general partner of each of Moelis Capital Partners Opportunity Fund I, LP ("Opportunity Fund I") and Moelis Capital Partners Opportunity Fund I-A, LP ("Opportunity Fund I-A" and, together with Opportunity Fund I, collectively, the "Moelis Funds"). Moelis Capital Partners LLC ("MCP") is the managing member of MCPOF I. Kenneth D. Moelis is the chief executive officer of MCP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by the Moelis Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 26, 2021 Filed Mar 31, 2021 00:50 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 5,728 | $56.01 | $320,825.28 |
DisclosureSEC source: 0001209191-21-023682 · doc4.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 483,977 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. F2 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F2 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| March 24, 2021 Filed Mar 25, 2021 00:13 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 541 | $56.18 | $30,393.38 |
DisclosureSEC source: 0001209191-21-022938 · doc4.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 489,705 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. F2 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F3 · balance_after: The Moelis Family Trust's ownership of 489,705 shares of Class A common stock is in addition to (i) 450,579 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2016 through 2020, (ii) 88,006 shares of Class A common stock held by Mr. Moelis and (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. F2 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 00:13 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 5,000 | $56.00 | $280,000.00 |
DisclosureSEC source: 0001209191-21-022938 · doc4.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 490,246 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. F2 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F2 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| March 22, 2021 Filed Mar 25, 2021 00:13 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 4,754 | $56.10 | $266,699.40 |
DisclosureSEC source: 0001209191-21-022938 · doc4.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 495,246 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. F2 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F2 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| March 19, 2021 Filed Mar 20, 2021 00:31 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 60,000 | $56.64 | $3,398,400.00 |
DisclosureSEC source: 0001209191-21-022191 · doc4.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 500,000 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. F2 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F3 · balance_after: The Moelis Family Trust's ownership of 500,000 shares of Class A common stock is in addition to (i) 450,579 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2016 through 2020, (ii) 88,006 shares of Class A common stock held by Mr. Moelis and (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. F2 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| March 18, 2021 Filed Mar 20, 2021 00:31 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 60,000 | $58.13 | $3,487,800.00 |
DisclosureSEC source: 0001209191-21-022191 · doc4.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 560,000 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. F2 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F2 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| March 17, 2021 Filed Mar 17, 2021 23:42 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 60,000 | $57.28 | $3,436,800.00 |
DisclosureSEC source: 0001209191-21-021569 · doc4.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 620,000 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. F2 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F3 · balance_after: The Moelis Family Trust's ownership of 620,000 shares of Class A common stock is in addition to (i) 450,579 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2016 through 2020, (ii) 88,006 shares of Class A common stock held by Mr. Moelis and (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. F2 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 23:42 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 60,000 | $56.28 | $3,376,800.00 |
DisclosureSEC source: 0001209191-21-021569 · doc4.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 680,000 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. F2 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F2 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:42 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 60,000 | $55.75 | $3,345,000.00 |
DisclosureSEC source: 0001209191-21-021569 · doc4.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 740,000 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. F2 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F2 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 02:26 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 43,613 | $54.50 | $2,376,908.50 |
DisclosureSEC source: 0001209191-21-016617 · doc4.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,006 F1 · balance_after: Mr. Moelis' ownership of 88,006 shares of Class A common stock is in addition to (i) 450,579 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2016 through 2020, (ii) 800,000 shares of Class A common stock held by The Moelis Family Trust and (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. Read SEC document |
| February 28, 2021 Filed Mar 3, 2021 02:26 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass B Common Stock, par value $0.01 · Derivative | 20 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-016617 · doc4.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,899,457 Underlying: Class A Common Stock, par value $0.01 · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders in connection with the Company's public offering closed on April 21, 2014. F3 · security: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F3 · derivative.exercise_price: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F3 · kind: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · price: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders in connection with the Company's public offering closed on April 21, 2014. F3 · derivative.exercise_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F3 · derivative.expiration_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:11 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 24,854.13 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014554 · doc4.xml · derivative · entry 11 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,562.37 Underlying: Class A Common Stock · 24,854.13 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F7 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F7 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F7 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:11 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 21,056.82 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014554 · doc4.xml · derivative · entry 10 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,116.32 Underlying: Class A Common Stock · 21,056.82 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F7 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F7 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F7 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:11 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Long Term Incentive Award · Derivative | 5,072.52 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014554 · doc4.xml · derivative · entry 9 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,149.04 Underlying: Class A Common Stock · 5,072.52 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F7 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F7 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F7 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:11 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 25,874.47 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014554 · doc4.xml · derivative · entry 8 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,874.46 Underlying: Class A Common Stock · 25,874.47 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F7 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F7 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F7 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:11 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2015 Incentive Restricted Stock Units · Derivative | 51,086.29 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014554 · doc4.xml · derivative · entry 7 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 51,086.29 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F7 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F7 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F7 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:11 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass B Common Stock, par value $0.01 · Derivative | 1,049,273 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014554 · doc4.xml · derivative · entry 6 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,899,477 Underlying: Class A Common Stock, par value $0.01 · 580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders. F6 · security: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F6 · derivative.exercise_price: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F6 · kind: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F4 · price: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders. F6 · derivative.exercise_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F6 · derivative.expiration_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:11 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionPartnership Interests · Derivative | 800,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014554 · doc4.xml · derivative · entry 5 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,076,314 Underlying: Class A Common Stock, par value $0.01 · 800,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: On February 23, 2021 certain of the holder's partnership interests ("Partnership Interests") in Moelis & Company Partner Holdings LP ("Partner Holdings") were exchanged for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company Class A common stock. The exchanges were approved by the Company's board of directors under Rule 16b-3. Partnership Interests became exchangeable for an equal number of Group Units, following the expiration of the lock-up restriction, which expired on April 22, 2020. Each Group Unit became exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments) or cash, at Group LP's option. The form of Group LP's agreement of limited partnership has been filed as an exhibit to Moelis & Company's registration statement on Form S-1 (File No. 333194306) dated April 8, 2014. F2 · derivative.exercise_price: On February 23, 2021 certain of the holder's partnership interests ("Partnership Interests") in Moelis & Company Partner Holdings LP ("Partner Holdings") were exchanged for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company Class A common stock. The exchanges were approved by the Company's board of directors under Rule 16b-3. Partnership Interests became exchangeable for an equal number of Group Units, following the expiration of the lock-up restriction, which expired on April 22, 2020. Each Group Unit became exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments) or cash, at Group LP's option. The form of Group LP's agreement of limited partnership has been filed as an exhibit to Moelis & Company's registration statement on Form S-1 (File No. 333194306) dated April 8, 2014. F2 · price: On February 23, 2021 certain of the holder's partnership interests ("Partnership Interests") in Moelis & Company Partner Holdings LP ("Partner Holdings") were exchanged for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company Class A common stock. The exchanges were approved by the Company's board of directors under Rule 16b-3. Partnership Interests became exchangeable for an equal number of Group Units, following the expiration of the lock-up restriction, which expired on April 22, 2020. Each Group Unit became exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments) or cash, at Group LP's option. The form of Group LP's agreement of limited partnership has been filed as an exhibit to Moelis & Company's registration statement on Form S-1 (File No. 333194306) dated April 8, 2014. F2 · derivative.exercise_date: On February 23, 2021 certain of the holder's partnership interests ("Partnership Interests") in Moelis & Company Partner Holdings LP ("Partner Holdings") were exchanged for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company Class A common stock. The exchanges were approved by the Company's board of directors under Rule 16b-3. Partnership Interests became exchangeable for an equal number of Group Units, following the expiration of the lock-up restriction, which expired on April 22, 2020. Each Group Unit became exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments) or cash, at Group LP's option. The form of Group LP's agreement of limited partnership has been filed as an exhibit to Moelis & Company's registration statement on Form S-1 (File No. 333194306) dated April 8, 2014. F2 · derivative.expiration_date: On February 23, 2021 certain of the holder's partnership interests ("Partnership Interests") in Moelis & Company Partner Holdings LP ("Partner Holdings") were exchanged for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company Class A common stock. The exchanges were approved by the Company's board of directors under Rule 16b-3. Partnership Interests became exchangeable for an equal number of Group Units, following the expiration of the lock-up restriction, which expired on April 22, 2020. Each Group Unit became exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments) or cash, at Group LP's option. The form of Group LP's agreement of limited partnership has been filed as an exhibit to Moelis & Company's registration statement on Form S-1 (File No. 333194306) dated April 8, 2014. F1 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:11 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 1,410.23 | $54.29 | $76,561.39 |
DisclosureSEC source: 0001209191-21-014554 · doc4.xml · nonDerivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,619 F3 · balance_after: This number excludes (i) 450,579 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2016 through 2020 and (ii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:11 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 127,944.23 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014554 · doc4.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:11 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014554 · doc4.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders. F4 · price: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:11 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 800,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014554 · doc4.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 800,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F2 · price: On February 23, 2021 certain of the holder's partnership interests ("Partnership Interests") in Moelis & Company Partner Holdings LP ("Partner Holdings") were exchanged for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company Class A common stock. The exchanges were approved by the Company's board of directors under Rule 16b-3. Partnership Interests became exchangeable for an equal number of Group Units, following the expiration of the lock-up restriction, which expired on April 22, 2020. Each Group Unit became exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments) or cash, at Group LP's option. The form of Group LP's agreement of limited partnership has been filed as an exhibit to Moelis & Company's registration statement on Form S-1 (File No. 333194306) dated April 8, 2014. F3 · balance_after: This number excludes (i) 450,579 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2016 through 2020 and (ii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. F1 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| February 19, 2021 Filed Feb 20, 2021 00:17 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 28,234 | $54.78 | $1,546,658.52 |
DisclosureSEC source: 0001209191-21-012559 · doc4.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,505 Read SEC document |
| February 18, 2021 Filed Feb 20, 2021 00:17 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 69,944 | $54.62 | $3,820,341.28 |
DisclosureSEC source: 0001209191-21-012559 · doc4.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,739 Read SEC document |
| February 18, 2021 Filed Feb 20, 2021 00:17 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 2,120 | $55.43 | $117,511.60 |
DisclosureSEC source: 0001209191-21-012559 · doc4.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,683 Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:41 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 38,662 | $54.76 | $2,117,131.12 |
DisclosureSEC source: 0001209191-21-012087 · doc4.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,803 Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:41 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 23,325 | $55.11 | $1,285,440.75 |
DisclosureSEC source: 0001209191-21-012087 · doc4.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,465 Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Long Term Incentive Award · Derivative | 5,676.76 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065716 · doc4.xml · derivative · entry 6 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,611.29 Underlying: Class A Common Stock · 5,676.76 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F7 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 4,131.17 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065716 · doc4.xml · derivative · entry 5 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,416.5 Underlying: Class A Common Stock · 4,131.17 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Long Term Incentive Award · Derivative | 632.52 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065716 · doc4.xml · derivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,221.56 Underlying: Class A Common Stock · 632.52 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 2,625.1 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065716 · doc4.xml · derivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,173.14 Underlying: Class A Common Stock · 2,625.1 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 2,150.38 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065716 · doc4.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,748.93 Underlying: Class A Common Stock · 2,150.38 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:24 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 2,122.85 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065716 · doc4.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,086.29 Underlying: Class A Common Stock · 2,122.85 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 20:53 UTC | Archer Aviation Inc. ACIC.U · Entity 4009 | OtherClass B Common Stock · Derivative | 1,875,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-042641 · ownership.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,500,000 Underlying: Class A Common Stock · 1,875,000 shares Expires not disclosed F1 · derivative.exercise_price: As described in the registrant's registration statement on Form S-1 (File No. 333-249289) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2 · kind: As contemplated in connection with the initial public offering of the registrant, 1,875,000 shares of Class B common stock were returned by Atlas Crest Investment LLC (the "Sponsor") to the registrant for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F1 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-249289) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F1 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-249289) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F3 · ownership.nature: These shares represent the Class B common stock held by the Sponsor acquired pursuant to a subscription agreement by and between the Sponsor and the registrant. Kenneth Moelis, Chairman of Atlas Crest Investment Corp., is the sole managing member of the Sponsor and has voting and investment discretion with respect to the common stock held of record by the Sponsor. As such, Mr. Moelis may be deemed to beneficially own of the shares of Class B common stock held directly by the Sponsor. Mr. Moelis may disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:47 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Long Term Incentive Award · Derivative | 1,263.99 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062830 · doc4.xml · derivative · entry 6 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,934.52 Underlying: Class A Common Stock · 1,263.99 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F7 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:47 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 919.85 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062830 · doc4.xml · derivative · entry 5 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,285.34 Underlying: Class A Common Stock · 919.85 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:47 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Long Term Incentive Award · Derivative | 140.84 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062830 · doc4.xml · derivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,589.04 Underlying: Class A Common Stock · 140.84 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:47 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 584.51 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062830 · doc4.xml · derivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,548.04 Underlying: Class A Common Stock · 584.51 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:47 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 478.8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062830 · doc4.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,598.55 Underlying: Class A Common Stock · 478.8 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 30, 2020 Filed Dec 11, 2020 02:47 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 472.67 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062830 · doc4.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,963.45 Underlying: Class A Common Stock · 472.67 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| October 30, 2020 Filed Oct 31, 2020 01:02 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass B Common Stock, par value $0.01 · Derivative | 70 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056370 · doc4.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,948,750 Underlying: Class A Common Stock, par value $0.01 · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders in connection with the Company's public offering closed on April 21, 2014. F2 · security: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · derivative.exercise_price: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · kind: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F1 · price: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders in connection with the Company's public offering closed on April 21, 2014. F2 · derivative.exercise_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · derivative.expiration_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. Read SEC document |
| October 27, 2020 Filed Oct 30, 2020 01:19 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass B Common Stock, par value $0.01 · Derivative | 2,542,118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056270 · doc4.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,948,820 Underlying: Class A Common Stock, par value $0.01 · 1,406 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders in connection with the Company's public offering closed on April 21, 2014. F2 · security: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · derivative.exercise_price: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · kind: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F1 · price: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders in connection with the Company's public offering closed on April 21, 2014. F2 · derivative.exercise_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · derivative.expiration_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. Read SEC document |
| October 27, 2020 Filed Oct 30, 2020 01:19 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 1,406 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056270 · doc4.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders in connection with the Company's public offering closed on April 21, 2014. F1 · price: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders in connection with the Company's public offering closed on April 21, 2014. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:44 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Long Term Incentive Award · Derivative | 934.2 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053351 · doc4.xml · derivative · entry 6 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,670.53 Underlying: Class A Common Stock · 934.2 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F7 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:44 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 679.85 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053351 · doc4.xml · derivative · entry 5 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,365.49 Underlying: Class A Common Stock · 679.85 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:44 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Long Term Incentive Award · Derivative | 104.09 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053351 · doc4.xml · derivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,448.2 Underlying: Class A Common Stock · 104.09 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:44 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 432 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053351 · doc4.xml · derivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,963.53 Underlying: Class A Common Stock · 432 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:44 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 353.88 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053351 · doc4.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,119.74 Underlying: Class A Common Stock · 353.88 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:44 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 349.35 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053351 · doc4.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,490.77 Underlying: Class A Common Stock · 349.35 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 22:38 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass B Common Stock, par value $0.01 · Derivative | 164,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-044825 · doc4.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,490,938 Underlying: Class A Common Stock, par value $0.01 · 91 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders in connection with the Company's public offering closed on April 21, 2014. F2 · security: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · derivative.exercise_price: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · kind: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F1 · price: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders in connection with the Company's public offering closed on April 21, 2014. F2 · derivative.exercise_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · derivative.expiration_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.