Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CommunityOne BancorpCOB · Entity 181438 | General Counsel | October 26, 2016 | October 26, 2016 |
| SouthState Bank CorpSSB · Entity 3523 | CRO, General Counsel | February 20, 2026 | February 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CommunityOne Bancorp
Report date October 26, 2016 · Filed October 26, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-10-26 transaction · row 1
1 source rowRow 1 · 2016-10-26 · Disposition to issuer · Disposed 29,973 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and Capital Financial Bank. Pursuant to the merger agreement, as of the effective date, each issued and outstanding share of issuer common stock was converted into the right to receive either (i) $14.25 in cash or (ii) 0.43 shares of Capital Bank Financial Class A common stock, based on the holder's election and subject to proration. As a result of the merger, the reporting person no longer beneficially owns directly or indirectly any shares of issuer common stock. |
| Employee StockSEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2024-10-01 | Direct | 0 |
Reported balance
After 2016-10-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-10-26 · Disposition to issuer · Disposed 11,530 · Balance 0 F2: These options, which became fully vested as a result of the merger, were assumed by Capital Bank Financial in the merger and replaced with options exercisable for that number of whole shares of Capital Bank Financial Class A common stock (rounded down to the nearest whole share) equal to the product of (i) the number of shares of issuer's common stock subject to such stock option multiplied by (ii) the exchange ratio, with an exercise price per share of Capital Bank Financial Class A common stock (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (A) the exercise price per share of issuer common stock of such stock option by (B) the exchange ratio. |
| Employee StockSEC Table II · derivative / convertible security · Conversion / exercise price $10.90 · Expires 2016-11-25 | Direct | 0 |
Reported balance
After 2016-10-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-10-26 · Disposition to issuer · Disposed 4,546 · Balance 0 F2: These options, which became fully vested as a result of the merger, were assumed by Capital Bank Financial in the merger and replaced with options exercisable for that number of whole shares of Capital Bank Financial Class A common stock (rounded down to the nearest whole share) equal to the product of (i) the number of shares of issuer's common stock subject to such stock option multiplied by (ii) the exchange ratio, with an exercise price per share of Capital Bank Financial Class A common stock (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (A) the exercise price per share of issuer common stock of such stock option by (B) the exchange ratio. |
| Employee StockSEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2025-07-31 | Direct | 0 |
Reported balance
After 2016-10-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-10-26 · Disposition to issuer · Disposed 2,381 · Balance 0 F2: These options, which became fully vested as a result of the merger, were assumed by Capital Bank Financial in the merger and replaced with options exercisable for that number of whole shares of Capital Bank Financial Class A common stock (rounded down to the nearest whole share) equal to the product of (i) the number of shares of issuer's common stock subject to such stock option multiplied by (ii) the exchange ratio, with an exercise price per share of Capital Bank Financial Class A common stock (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (A) the exercise price per share of issuer common stock of such stock option by (B) the exchange ratio. |
| Employee StockSEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2025-07-31 | Direct | 0 |
Reported balance
After 2016-10-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-10-26 · Disposition to issuer · Disposed 3,383 · Balance 0 F2: These options, which became fully vested as a result of the merger, were assumed by Capital Bank Financial in the merger and replaced with options exercisable for that number of whole shares of Capital Bank Financial Class A common stock (rounded down to the nearest whole share) equal to the product of (i) the number of shares of issuer's common stock subject to such stock option multiplied by (ii) the exchange ratio, with an exercise price per share of Capital Bank Financial Class A common stock (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (A) the exercise price per share of issuer common stock of such stock option by (B) the exchange ratio. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to merger agreement between the issuer and Capital Financial Bank. Pursuant to the merger agreement, as of the effective date, each issued and outstanding share of issuer common stock was converted into the right to receive either (i) $14.25 in cash or (ii) 0.43 shares of Capital Bank Financial Class A common stock, based on the holder's election and subject to proration. As a result of the merger, the reporting person no longer beneficially owns directly or indirectly any shares of issuer common stock.
F2: These options, which became fully vested as a result of the merger, were assumed by Capital Bank Financial in the merger and replaced with options exercisable for that number of whole shares of Capital Bank Financial Class A common stock (rounded down to the nearest whole share) equal to the product of (i) the number of shares of issuer's common stock subject to such stock option multiplied by (ii) the exchange ratio, with an exercise price per share of Capital Bank Financial Class A common stock (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (A) the exercise price per share of issuer common stock of such stock option by (B) the exchange ratio.
SouthState Bank Corp
Report date February 20, 2026 · Filed February 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,716 |
Ending reported balance
After 2026-02-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-20 · Exercise / conversion · Acquired 3,501 · Balance 28,482 F1: Number of common shares issued pursuant to the Performance Share Units ("PSUs") awarded on 1/24/23; PSUs vested after the 3-year performance period ending December 31, 2025. Row 2 · 2026-02-20 · Tax withholding · Disposed 766 · Balance 27,716 F2: Withholding of shares to pay tax liability applicable to securities issued in accordance with Rule 16(b)-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Number of common shares issued pursuant to the Performance Share Units ("PSUs") awarded on 1/24/23; PSUs vested after the 3-year performance period ending December 31, 2025.
F2: Withholding of shares to pay tax liability applicable to securities issued in accordance with Rule 16(b)-3.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CenterState Bank Corp
Report date June 07, 2020 · Filed June 09, 2020
Section 16 reporting ended · disclosed 2020-06-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-07 transaction · row 1
1 source rowRow 1 · 2020-06-07 · Disposition to issuer · Disposed 16,689 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of January 25, 2020 (the "Merger Agreement"), by and between CenterState Bank Corporation ("CenterState") and South State Corporation ("South State"), pursuant to which CenterState merged with and into South State (the "Merger") on June 7, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of CenterState common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by CenterState or South State) was converted into the right to receive 0.3001 shares (the "Exchange Ratio") of South State common stock. The price of South State common stock on NASDAQ on the Closing Date was $60.27. |
| Performance Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-06-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-07 · Disposition to issuer · Disposed 1,529 · Balance 0 F2: Disposition of Performance Share Units ("PSUs") awarded on 5/28/20 pursuant to the completion of the performance goals set forth in CenterState's 2017 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2021 and then are subject to a mandatory two-year hold period ending on 1/1/2023. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState PSU was converted into a South State RSU, with the number of underlying shares of South State common stock determined based on actual performance as of immediately prior to the Effective Time and adjusted based on the Exchange Ratio. The converted CenterState PSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. |
| Performance Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-06-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-06-07 · Disposition to issuer · Disposed 3,060 · Balance 0 F3: Disposition of PSUs awarded on 5/28/20 pursuant to the completion of the performance goals set forth in CenterState's 2018 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2022 and then are subject to a mandatory two-year hold period ending on 1/1/2024. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState PSU was converted into a South State RSU, with the number of underlying shares of South State common stock determined based on target performance as of immediately prior to the Effective Time and adjusted based on the Exchange Ratio. The converted CenterState PSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. |
| Performance Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-06-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-06-07 · Disposition to issuer · Disposed 6,507 · Balance 0 F4: Disposition of PSUs awarded on 5/28/20 pursuant to the completion of the performance goals set forth in CenterState's 2019 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2023 and then are subject to a mandatory two-year hold period ending on 1/1/2025. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState PSU was converted into a South State RSU, with the number of underlying shares of South State common stock determined based on actual performance as of immediately prior to the Effective Time and adjusted based on the Exchange Ratio. The converted CenterState PSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-06-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-06-07 · Disposition to issuer · Disposed 1,156 · Balance 0 F5: Disposition of time vested Restricted Share Units ("RSUs") awarded on 9/19/17. The RSUs vest one-third on January 1st 2019, 2020 and 2021 and are subject to a mandatory two-year hold period after each vesting date. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState RSU was converted into a South State RSU, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-06-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-06-07 · Disposition to issuer · Disposed 2,630 · Balance 0 F6: Disposition of RSUs awarded on 9/12/18. The RSUs vest one-third on January 1st 2020, 2021 and 2022 and are subject to a mandatory two-year hold period after each vesting date. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState RSU was converted into a South State RSU, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-06-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-06-07 · Disposition to issuer · Disposed 3,027 · Balance 0 F7: Disposition of RSUs awarded on 9/10/19. The RSUs vest one-third on January 1st 2021, 2022 and 2023 and are subject to a mandatory two-year hold period after each vesting date. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState RSU was converted into a South State RSU, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-06-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-06-07 · Disposition to issuer · Disposed 11,585 · Balance 0 F8: Disposition of RSUs awarded on 5/28/20 that will cliff vest on 5/28/2023. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState RSU was converted into a South State RSU, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. |
| Restricted Stock GrantsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-06-07 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-06-07 · Disposition to issuer · Disposed 1,000 · Balance 0 F9: Disposition of outstanding restricted stock awards granted on 10/20/16 under CenterState's Equity Incentive Plan that will vest 25% per year over 4 years. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState restricted stock award was converted into a South State restricted stock award, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState restricted stock awards otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of January 25, 2020 (the "Merger Agreement"), by and between CenterState Bank Corporation ("CenterState") and South State Corporation ("South State"), pursuant to which CenterState merged with and into South State (the "Merger") on June 7, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of CenterState common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by CenterState or South State) was converted into the right to receive 0.3001 shares (the "Exchange Ratio") of South State common stock. The price of South State common stock on NASDAQ on the Closing Date was $60.27.
F2: Disposition of Performance Share Units ("PSUs") awarded on 5/28/20 pursuant to the completion of the performance goals set forth in CenterState's 2017 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2021 and then are subject to a mandatory two-year hold period ending on 1/1/2023. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState PSU was converted into a South State RSU, with the number of underlying shares of South State common stock determined based on actual performance as of immediately prior to the Effective Time and adjusted based on the Exchange Ratio. The converted CenterState PSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time.
F3: Disposition of PSUs awarded on 5/28/20 pursuant to the completion of the performance goals set forth in CenterState's 2018 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2022 and then are subject to a mandatory two-year hold period ending on 1/1/2024. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState PSU was converted into a South State RSU, with the number of underlying shares of South State common stock determined based on target performance as of immediately prior to the Effective Time and adjusted based on the Exchange Ratio. The converted CenterState PSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time.
F4: Disposition of PSUs awarded on 5/28/20 pursuant to the completion of the performance goals set forth in CenterState's 2019 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2023 and then are subject to a mandatory two-year hold period ending on 1/1/2025. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState PSU was converted into a South State RSU, with the number of underlying shares of South State common stock determined based on actual performance as of immediately prior to the Effective Time and adjusted based on the Exchange Ratio. The converted CenterState PSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time.
F5: Disposition of time vested Restricted Share Units ("RSUs") awarded on 9/19/17. The RSUs vest one-third on January 1st 2019, 2020 and 2021 and are subject to a mandatory two-year hold period after each vesting date. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState RSU was converted into a South State RSU, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time.
F6: Disposition of RSUs awarded on 9/12/18. The RSUs vest one-third on January 1st 2020, 2021 and 2022 and are subject to a mandatory two-year hold period after each vesting date. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState RSU was converted into a South State RSU, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time.
F7: Disposition of RSUs awarded on 9/10/19. The RSUs vest one-third on January 1st 2021, 2022 and 2023 and are subject to a mandatory two-year hold period after each vesting date. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState RSU was converted into a South State RSU, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time.
F8: Disposition of RSUs awarded on 5/28/20 that will cliff vest on 5/28/2023. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState RSU was converted into a South State RSU, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time.
F9: Disposition of outstanding restricted stock awards granted on 10/20/16 under CenterState's Equity Incentive Plan that will vest 25% per year over 4 years. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState restricted stock award was converted into a South State restricted stock award, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState restricted stock awards otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2020 Filed Jun 9, 2020 16:32 UTC | CenterState Bank Corp CSFL · Entity 148589 | Disposition to issuerRestricted Share Units · Derivative | 3,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-004368 · primarydocument.xml · derivative · entry 7 DeSimone Beth S · CIK 0001565692 · CRO, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,027 shares Expires not disclosed F7 · derivative.exercise_price: Disposition of RSUs awarded on 9/10/19. The RSUs vest one-third on January 1st 2021, 2022 and 2023 and are subject to a mandatory two-year hold period after each vesting date. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState RSU was converted into a South State RSU, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. F7 · price: Disposition of RSUs awarded on 9/10/19. The RSUs vest one-third on January 1st 2021, 2022 and 2023 and are subject to a mandatory two-year hold period after each vesting date. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState RSU was converted into a South State RSU, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. F7 · derivative.exercise_date: Disposition of RSUs awarded on 9/10/19. The RSUs vest one-third on January 1st 2021, 2022 and 2023 and are subject to a mandatory two-year hold period after each vesting date. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState RSU was converted into a South State RSU, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. F7 · derivative.expiration_date: Disposition of RSUs awarded on 9/10/19. The RSUs vest one-third on January 1st 2021, 2022 and 2023 and are subject to a mandatory two-year hold period after each vesting date. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState RSU was converted into a South State RSU, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. Read SEC document |
| June 07, 2020 Filed Jun 9, 2020 16:32 UTC | CenterState Bank Corp CSFL · Entity 148589 | Disposition to issuerRestricted Share Units · Derivative | 2,630 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-004368 · primarydocument.xml · derivative · entry 6 DeSimone Beth S · CIK 0001565692 · CRO, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,630 shares Expires not disclosed F6 · derivative.exercise_price: Disposition of RSUs awarded on 9/12/18. The RSUs vest one-third on January 1st 2020, 2021 and 2022 and are subject to a mandatory two-year hold period after each vesting date. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState RSU was converted into a South State RSU, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. F6 · price: Disposition of RSUs awarded on 9/12/18. The RSUs vest one-third on January 1st 2020, 2021 and 2022 and are subject to a mandatory two-year hold period after each vesting date. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState RSU was converted into a South State RSU, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. F6 · derivative.exercise_date: Disposition of RSUs awarded on 9/12/18. The RSUs vest one-third on January 1st 2020, 2021 and 2022 and are subject to a mandatory two-year hold period after each vesting date. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState RSU was converted into a South State RSU, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. F6 · derivative.expiration_date: Disposition of RSUs awarded on 9/12/18. The RSUs vest one-third on January 1st 2020, 2021 and 2022 and are subject to a mandatory two-year hold period after each vesting date. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState RSU was converted into a South State RSU, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. Read SEC document |
| June 07, 2020 Filed Jun 9, 2020 16:32 UTC | CenterState Bank Corp CSFL · Entity 148589 | Disposition to issuerRestricted Share Units · Derivative | 1,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-004368 · primarydocument.xml · derivative · entry 5 DeSimone Beth S · CIK 0001565692 · CRO, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,156 shares Expires not disclosed F5 · derivative.exercise_price: Disposition of time vested Restricted Share Units ("RSUs") awarded on 9/19/17. The RSUs vest one-third on January 1st 2019, 2020 and 2021 and are subject to a mandatory two-year hold period after each vesting date. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState RSU was converted into a South State RSU, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. F5 · price: Disposition of time vested Restricted Share Units ("RSUs") awarded on 9/19/17. The RSUs vest one-third on January 1st 2019, 2020 and 2021 and are subject to a mandatory two-year hold period after each vesting date. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState RSU was converted into a South State RSU, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. F5 · derivative.exercise_date: Disposition of time vested Restricted Share Units ("RSUs") awarded on 9/19/17. The RSUs vest one-third on January 1st 2019, 2020 and 2021 and are subject to a mandatory two-year hold period after each vesting date. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState RSU was converted into a South State RSU, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. F5 · derivative.expiration_date: Disposition of time vested Restricted Share Units ("RSUs") awarded on 9/19/17. The RSUs vest one-third on January 1st 2019, 2020 and 2021 and are subject to a mandatory two-year hold period after each vesting date. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState RSU was converted into a South State RSU, with the number of underlying shares of South State common stock adjusted based on the Exchange Ratio. The converted CenterState RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. Read SEC document |
| June 07, 2020 Filed Jun 9, 2020 16:32 UTC | CenterState Bank Corp CSFL · Entity 148589 | Disposition to issuerPerformance Share Units · Derivative | 6,507 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-004368 · primarydocument.xml · derivative · entry 4 DeSimone Beth S · CIK 0001565692 · CRO, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,507 shares Expires not disclosed F4 · derivative.exercise_price: Disposition of PSUs awarded on 5/28/20 pursuant to the completion of the performance goals set forth in CenterState's 2019 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2023 and then are subject to a mandatory two-year hold period ending on 1/1/2025. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState PSU was converted into a South State RSU, with the number of underlying shares of South State common stock determined based on actual performance as of immediately prior to the Effective Time and adjusted based on the Exchange Ratio. The converted CenterState PSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. F4 · price: Disposition of PSUs awarded on 5/28/20 pursuant to the completion of the performance goals set forth in CenterState's 2019 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2023 and then are subject to a mandatory two-year hold period ending on 1/1/2025. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState PSU was converted into a South State RSU, with the number of underlying shares of South State common stock determined based on actual performance as of immediately prior to the Effective Time and adjusted based on the Exchange Ratio. The converted CenterState PSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. F4 · derivative.exercise_date: Disposition of PSUs awarded on 5/28/20 pursuant to the completion of the performance goals set forth in CenterState's 2019 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2023 and then are subject to a mandatory two-year hold period ending on 1/1/2025. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState PSU was converted into a South State RSU, with the number of underlying shares of South State common stock determined based on actual performance as of immediately prior to the Effective Time and adjusted based on the Exchange Ratio. The converted CenterState PSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. F4 · derivative.expiration_date: Disposition of PSUs awarded on 5/28/20 pursuant to the completion of the performance goals set forth in CenterState's 2019 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2023 and then are subject to a mandatory two-year hold period ending on 1/1/2025. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState PSU was converted into a South State RSU, with the number of underlying shares of South State common stock determined based on actual performance as of immediately prior to the Effective Time and adjusted based on the Exchange Ratio. The converted CenterState PSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. Read SEC document |
| June 07, 2020 Filed Jun 9, 2020 16:32 UTC | CenterState Bank Corp CSFL · Entity 148589 | Disposition to issuerPerformance Share Units · Derivative | 3,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-004368 · primarydocument.xml · derivative · entry 3 DeSimone Beth S · CIK 0001565692 · CRO, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,060 shares Expires not disclosed F3 · derivative.exercise_price: Disposition of PSUs awarded on 5/28/20 pursuant to the completion of the performance goals set forth in CenterState's 2018 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2022 and then are subject to a mandatory two-year hold period ending on 1/1/2024. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState PSU was converted into a South State RSU, with the number of underlying shares of South State common stock determined based on target performance as of immediately prior to the Effective Time and adjusted based on the Exchange Ratio. The converted CenterState PSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. F3 · price: Disposition of PSUs awarded on 5/28/20 pursuant to the completion of the performance goals set forth in CenterState's 2018 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2022 and then are subject to a mandatory two-year hold period ending on 1/1/2024. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState PSU was converted into a South State RSU, with the number of underlying shares of South State common stock determined based on target performance as of immediately prior to the Effective Time and adjusted based on the Exchange Ratio. The converted CenterState PSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. F3 · derivative.exercise_date: Disposition of PSUs awarded on 5/28/20 pursuant to the completion of the performance goals set forth in CenterState's 2018 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2022 and then are subject to a mandatory two-year hold period ending on 1/1/2024. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState PSU was converted into a South State RSU, with the number of underlying shares of South State common stock determined based on target performance as of immediately prior to the Effective Time and adjusted based on the Exchange Ratio. The converted CenterState PSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. F3 · derivative.expiration_date: Disposition of PSUs awarded on 5/28/20 pursuant to the completion of the performance goals set forth in CenterState's 2018 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2022 and then are subject to a mandatory two-year hold period ending on 1/1/2024. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState PSU was converted into a South State RSU, with the number of underlying shares of South State common stock determined based on target performance as of immediately prior to the Effective Time and adjusted based on the Exchange Ratio. The converted CenterState PSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. Read SEC document |
| June 07, 2020 Filed Jun 9, 2020 16:32 UTC | CenterState Bank Corp CSFL · Entity 148589 | Disposition to issuerPerformance Share Units · Derivative | 1,529 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-004368 · primarydocument.xml · derivative · entry 2 DeSimone Beth S · CIK 0001565692 · CRO, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,529 shares Expires not disclosed F2 · derivative.exercise_price: Disposition of Performance Share Units ("PSUs") awarded on 5/28/20 pursuant to the completion of the performance goals set forth in CenterState's 2017 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2021 and then are subject to a mandatory two-year hold period ending on 1/1/2023. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState PSU was converted into a South State RSU, with the number of underlying shares of South State common stock determined based on actual performance as of immediately prior to the Effective Time and adjusted based on the Exchange Ratio. The converted CenterState PSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. F2 · price: Disposition of Performance Share Units ("PSUs") awarded on 5/28/20 pursuant to the completion of the performance goals set forth in CenterState's 2017 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2021 and then are subject to a mandatory two-year hold period ending on 1/1/2023. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState PSU was converted into a South State RSU, with the number of underlying shares of South State common stock determined based on actual performance as of immediately prior to the Effective Time and adjusted based on the Exchange Ratio. The converted CenterState PSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. F2 · derivative.exercise_date: Disposition of Performance Share Units ("PSUs") awarded on 5/28/20 pursuant to the completion of the performance goals set forth in CenterState's 2017 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2021 and then are subject to a mandatory two-year hold period ending on 1/1/2023. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState PSU was converted into a South State RSU, with the number of underlying shares of South State common stock determined based on actual performance as of immediately prior to the Effective Time and adjusted based on the Exchange Ratio. The converted CenterState PSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. F2 · derivative.expiration_date: Disposition of Performance Share Units ("PSUs") awarded on 5/28/20 pursuant to the completion of the performance goals set forth in CenterState's 2017 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2021 and then are subject to a mandatory two-year hold period ending on 1/1/2023. Pursuant to the Merger Agreement, at the Effective Time, each outstanding CenterState PSU was converted into a South State RSU, with the number of underlying shares of South State common stock determined based on actual performance as of immediately prior to the Effective Time and adjusted based on the Exchange Ratio. The converted CenterState PSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. Read SEC document |
| June 07, 2020 Filed Jun 9, 2020 16:32 UTC | CenterState Bank Corp CSFL · Entity 148589 | Disposition to issuerCommon Stock | 16,689 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-004368 · primarydocument.xml · nonDerivative · entry 1 DeSimone Beth S · CIK 0001565692 · CRO, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of January 25, 2020 (the "Merger Agreement"), by and between CenterState Bank Corporation ("CenterState") and South State Corporation ("South State"), pursuant to which CenterState merged with and into South State (the "Merger") on June 7, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of CenterState common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by CenterState or South State) was converted into the right to receive 0.3001 shares (the "Exchange Ratio") of South State common stock. The price of South State common stock on NASDAQ on the Closing Date was $60.27. Read SEC document |
| May 28, 2020 Filed May 29, 2020 18:03 UTC | CenterState Bank Corp CSFL · Entity 148589 | GrantRestricted Share Units · Derivative | 11,585 | $14.89 Strike: $14.89 | $172,500.65 |
DisclosureSEC source: 0001562180-20-004021 · primarydocument.xml · derivative · entry 4 DeSimone Beth S · CIK 0001565692 · CRO, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,398 Underlying: Common Stock · 11,585 shares Expires 2023-05-28 F4 · security: Number of time vested Restricted Share Units ("RSU") awarded on 5/28/2020. The awards will cliff vest on 5/28/2023. F4 · derivative.exercise_date: Number of time vested Restricted Share Units ("RSU") awarded on 5/28/2020. The awards will cliff vest on 5/28/2023. Read SEC document |
| May 28, 2020 Filed May 29, 2020 18:03 UTC | CenterState Bank Corp CSFL · Entity 148589 | GrantPerformance Share Units · Derivative | 6,507 | $16.12 Strike: $16.12 | $104,892.84 |
DisclosureSEC source: 0001562180-20-004021 · primarydocument.xml · derivative · entry 3 DeSimone Beth S · CIK 0001565692 · CRO, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,096 Underlying: Common Stock · 6,507 shares Expires 2025-01-01 F3 · security: Number of Performance Share Units ("PSU") awarded on 5/28/2020 pursuant to the completion of the performance goals set forth in the Company's 2019 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2023 and then subject to a mandatory two-year hold period ending on 1/1/2025. F3 · derivative.exercise_date: Number of Performance Share Units ("PSU") awarded on 5/28/2020 pursuant to the completion of the performance goals set forth in the Company's 2019 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2023 and then subject to a mandatory two-year hold period ending on 1/1/2025. Read SEC document |
| May 28, 2020 Filed May 29, 2020 18:03 UTC | CenterState Bank Corp CSFL · Entity 148589 | GrantPerformance Share Units · Derivative | 3,060 | $16.12 Strike: $16.12 | $49,327.20 |
DisclosureSEC source: 0001562180-20-004021 · primarydocument.xml · derivative · entry 2 DeSimone Beth S · CIK 0001565692 · CRO, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,589 Underlying: Common Stock · 3,060 shares Expires 2024-01-01 F2 · security: Number of Performance Share Units ("PSU") awarded on 5/28/2020 pursuant to the completion of the performance goals set forth in the Company's 2018 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2022 and then subject to a mandatory two-year hold period ending on 1/1/2024. F2 · derivative.exercise_date: Number of Performance Share Units ("PSU") awarded on 5/28/2020 pursuant to the completion of the performance goals set forth in the Company's 2018 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2022 and then subject to a mandatory two-year hold period ending on 1/1/2024. Read SEC document |
| May 28, 2020 Filed May 29, 2020 18:03 UTC | CenterState Bank Corp CSFL · Entity 148589 | GrantPerformance Share Units · Derivative | 1,529 | $16.12 Strike: $16.12 | $24,647.48 |
DisclosureSEC source: 0001562180-20-004021 · primarydocument.xml · derivative · entry 1 DeSimone Beth S · CIK 0001565692 · CRO, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,529 Underlying: Common Stock · 1,529 shares Expires 2023-01-01 F1 · security: Number of Performance Share Units ("PSU") awarded on 5/28/2020 pursuant to the completion of the performance goals set forth in the Company's 2017 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2021 and then subject to a mandatory two-year hold period ending on 1/1/2023. F1 · derivative.exercise_date: Number of Performance Share Units ("PSU") awarded on 5/28/2020 pursuant to the completion of the performance goals set forth in the Company's 2017 Long Term Incentive Plan. The PSUs will continue to time vest through 1/1/2021 and then subject to a mandatory two-year hold period ending on 1/1/2023. Read SEC document |
| May 13, 2020 Filed May 13, 2020 17:33 UTC | CenterState Bank Corp CSFL · Entity 148589 | PurchaseCommon Stock | 7,432 | $13.24 | $98,404.14 |
DisclosureSEC source: 0001562180-20-003585 · primarydocument.xml · nonDerivative · entry 1 DeSimone Beth S · CIK 0001565692 · CRO, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,689 Read SEC document |
| May 11, 2020 Filed May 11, 2020 15:54 UTC | CenterState Bank Corp CSFL · Entity 148589 | PurchaseCommon Stock | 2,700 | $14.74 | $39,798.00 |
DisclosureSEC source: 0001562180-20-003510 · primarydocument.xml · nonDerivative · entry 1 DeSimone Beth S · CIK 0001565692 · CRO, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,257 Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 09:29 UTC | CenterState Bank Corp CSFL · Entity 148589 | PurchaseCommon Stock | 3,300 | $15.01 | $49,533.00 |
DisclosureSEC source: 0001562180-20-002639 · primarydocument.xml · nonDerivative · entry 1 DeSimone Beth S · CIK 0001565692 · CRO, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,557 Read SEC document |
| October 20, 2019 Filed Oct 22, 2019 17:09 UTC | CenterState Bank Corp CSFL · Entity 148589 | Tax withholdingCommon Stock | 243 | $24.14 | $5,866.02 |
DisclosureSEC source: 0001562180-19-005210 · primarydocument.xml · nonDerivative · entry 2 DeSimone Beth S · CIK 0001565692 · CRO, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,257 F2 · kind: Withholding of shares to pay tax liability applicable to the vesting of securities issued in accordance with Rule 16(b)-3. Read SEC document |
| October 20, 2019 Filed Oct 22, 2019 17:09 UTC | CenterState Bank Corp CSFL · Entity 148589 | Exercise / conversionCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005210 · primarydocument.xml · nonDerivative · entry 1 DeSimone Beth S · CIK 0001565692 · CRO, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Issued pursuant to 10/20/16 stock grant award Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 16:30 UTC | CenterState Bank Corp CSFL · Entity 148589 | GrantRestricted Share Units · Derivative | 3,027 | $23.86 Strike: $23.86 | $72,224.22 |
DisclosureSEC source: 0001562180-19-004786 · primarydocument.xml · derivative · entry 1 DeSimone Beth S · CIK 0001565692 · CRO, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,813 Underlying: Common Stock · 3,027 shares Expires 2023-01-01 F1 · security: Number of time vested Restricted Share Units ("RSU") awarded on 9/10/19. The awards will vest at a rate of one third on each January 1st, 2021, 2022 and 2023. There is a two year holding period after each vested date. The units are exchangeable with the company's common stock at the exchange rate of 1 for 1 after the vesting date and holding period. F1 · derivative.exercise_date: Number of time vested Restricted Share Units ("RSU") awarded on 9/10/19. The awards will vest at a rate of one third on each January 1st, 2021, 2022 and 2023. There is a two year holding period after each vested date. The units are exchangeable with the company's common stock at the exchange rate of 1 for 1 after the vesting date and holding period. Read SEC document |
| October 26, 2016 Filed Oct 26, 2016 18:17 UTC | CommunityOne Bancorp COB · Entity 181438 | Disposition to issuerEmployee Stock · Derivative | 3,383 | Not disclosed Strike: $16.00 | Not disclosed |
DisclosureSEC source: 0001209191-16-147025 · doc4.xml · derivative · entry 5 DeSimone Beth S · CIK 0001565692 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,383 shares Expires 2025-07-31 F2 · price: These options, which became fully vested as a result of the merger, were assumed by Capital Bank Financial in the merger and replaced with options exercisable for that number of whole shares of Capital Bank Financial Class A common stock (rounded down to the nearest whole share) equal to the product of (i) the number of shares of issuer's common stock subject to such stock option multiplied by (ii) the exchange ratio, with an exercise price per share of Capital Bank Financial Class A common stock (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (A) the exercise price per share of issuer common stock of such stock option by (B) the exchange ratio. F2 · derivative.exercise_date: These options, which became fully vested as a result of the merger, were assumed by Capital Bank Financial in the merger and replaced with options exercisable for that number of whole shares of Capital Bank Financial Class A common stock (rounded down to the nearest whole share) equal to the product of (i) the number of shares of issuer's common stock subject to such stock option multiplied by (ii) the exchange ratio, with an exercise price per share of Capital Bank Financial Class A common stock (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (A) the exercise price per share of issuer common stock of such stock option by (B) the exchange ratio. Read SEC document |
| October 26, 2016 Filed Oct 26, 2016 18:17 UTC | CommunityOne Bancorp COB · Entity 181438 | Disposition to issuerEmployee Stock · Derivative | 2,381 | Not disclosed Strike: $16.00 | Not disclosed |
DisclosureSEC source: 0001209191-16-147025 · doc4.xml · derivative · entry 4 DeSimone Beth S · CIK 0001565692 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,381 shares Expires 2025-07-31 F2 · price: These options, which became fully vested as a result of the merger, were assumed by Capital Bank Financial in the merger and replaced with options exercisable for that number of whole shares of Capital Bank Financial Class A common stock (rounded down to the nearest whole share) equal to the product of (i) the number of shares of issuer's common stock subject to such stock option multiplied by (ii) the exchange ratio, with an exercise price per share of Capital Bank Financial Class A common stock (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (A) the exercise price per share of issuer common stock of such stock option by (B) the exchange ratio. F2 · derivative.exercise_date: These options, which became fully vested as a result of the merger, were assumed by Capital Bank Financial in the merger and replaced with options exercisable for that number of whole shares of Capital Bank Financial Class A common stock (rounded down to the nearest whole share) equal to the product of (i) the number of shares of issuer's common stock subject to such stock option multiplied by (ii) the exchange ratio, with an exercise price per share of Capital Bank Financial Class A common stock (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (A) the exercise price per share of issuer common stock of such stock option by (B) the exchange ratio. Read SEC document |
| October 26, 2016 Filed Oct 26, 2016 18:17 UTC | CommunityOne Bancorp COB · Entity 181438 | Disposition to issuerEmployee Stock · Derivative | 4,546 | Not disclosed Strike: $10.90 | Not disclosed |
DisclosureSEC source: 0001209191-16-147025 · doc4.xml · derivative · entry 3 DeSimone Beth S · CIK 0001565692 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,546 shares Expires 2016-11-25 F2 · price: These options, which became fully vested as a result of the merger, were assumed by Capital Bank Financial in the merger and replaced with options exercisable for that number of whole shares of Capital Bank Financial Class A common stock (rounded down to the nearest whole share) equal to the product of (i) the number of shares of issuer's common stock subject to such stock option multiplied by (ii) the exchange ratio, with an exercise price per share of Capital Bank Financial Class A common stock (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (A) the exercise price per share of issuer common stock of such stock option by (B) the exchange ratio. F2 · derivative.exercise_date: These options, which became fully vested as a result of the merger, were assumed by Capital Bank Financial in the merger and replaced with options exercisable for that number of whole shares of Capital Bank Financial Class A common stock (rounded down to the nearest whole share) equal to the product of (i) the number of shares of issuer's common stock subject to such stock option multiplied by (ii) the exchange ratio, with an exercise price per share of Capital Bank Financial Class A common stock (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (A) the exercise price per share of issuer common stock of such stock option by (B) the exchange ratio. Read SEC document |
| October 26, 2016 Filed Oct 26, 2016 18:17 UTC | CommunityOne Bancorp COB · Entity 181438 | Disposition to issuerEmployee Stock · Derivative | 11,530 | Not disclosed Strike: $16.00 | Not disclosed |
DisclosureSEC source: 0001209191-16-147025 · doc4.xml · derivative · entry 2 DeSimone Beth S · CIK 0001565692 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,530 shares Expires 2024-10-01 F2 · price: These options, which became fully vested as a result of the merger, were assumed by Capital Bank Financial in the merger and replaced with options exercisable for that number of whole shares of Capital Bank Financial Class A common stock (rounded down to the nearest whole share) equal to the product of (i) the number of shares of issuer's common stock subject to such stock option multiplied by (ii) the exchange ratio, with an exercise price per share of Capital Bank Financial Class A common stock (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (A) the exercise price per share of issuer common stock of such stock option by (B) the exchange ratio. F2 · derivative.exercise_date: These options, which became fully vested as a result of the merger, were assumed by Capital Bank Financial in the merger and replaced with options exercisable for that number of whole shares of Capital Bank Financial Class A common stock (rounded down to the nearest whole share) equal to the product of (i) the number of shares of issuer's common stock subject to such stock option multiplied by (ii) the exchange ratio, with an exercise price per share of Capital Bank Financial Class A common stock (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (A) the exercise price per share of issuer common stock of such stock option by (B) the exchange ratio. Read SEC document |
| October 26, 2016 Filed Oct 26, 2016 18:17 UTC | CommunityOne Bancorp COB · Entity 181438 | Disposition to issuerCommon Stock | 29,973 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-147025 · doc4.xml · nonDerivative · entry 1 DeSimone Beth S · CIK 0001565692 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to merger agreement between the issuer and Capital Financial Bank. Pursuant to the merger agreement, as of the effective date, each issued and outstanding share of issuer common stock was converted into the right to receive either (i) $14.25 in cash or (ii) 0.43 shares of Capital Bank Financial Class A common stock, based on the holder's election and subject to proration. As a result of the merger, the reporting person no longer beneficially owns directly or indirectly any shares of issuer common stock. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 13:47 UTC | CommunityOne Bancorp COB · Entity 181438 | OtherOption · Derivative | 11,529 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001062993-16-011833 · form4.xml · derivative · entry 7 DeSimone Beth S · CIK 0001565692 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,840 Underlying: Common Stock · 11,529 shares Expires 2025-07-30 F3 · kind: Termination of unvested options pursuant to the terms of amendments to option agreements, dated October 3, 2016, of Ms. DeSimone. F2 · derivative.exercise_date: 5,765 and 5,764 of the options vest and are exercisable upon the Company's Common Stock reaching $22 and $24, respectively, over a ten day period within seven years of the grant date, 7/31/2015. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 13:47 UTC | CommunityOne Bancorp COB · Entity 181438 | OtherOption · Derivative | 5,765 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001062993-16-011833 · form4.xml · derivative · entry 6 DeSimone Beth S · CIK 0001565692 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,369 Underlying: Common Stock · 5,765 shares Expires 2025-07-30 F3 · kind: Termination of unvested options pursuant to the terms of amendments to option agreements, dated October 3, 2016, of Ms. DeSimone. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 13:47 UTC | CommunityOne Bancorp COB · Entity 181438 | OtherOption · Derivative | 5,765 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001062993-16-011833 · form4.xml · derivative · entry 5 DeSimone Beth S · CIK 0001565692 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,134 Underlying: Common Stock · 5,765 shares Expires 2025-07-30 F3 · kind: Termination of unvested options pursuant to the terms of amendments to option agreements, dated October 3, 2016, of Ms. DeSimone. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 13:47 UTC | CommunityOne Bancorp COB · Entity 181438 | OtherOption · Derivative | 5,765 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001062993-16-011833 · form4.xml · derivative · entry 4 DeSimone Beth S · CIK 0001565692 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,899 Underlying: Common Stock · 5,765 shares Expires 2025-07-30 F3 · kind: Termination of unvested options pursuant to the terms of amendments to option agreements, dated October 3, 2016, of Ms. DeSimone. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 13:47 UTC | CommunityOne Bancorp COB · Entity 181438 | OtherOption · Derivative | 11,530 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001062993-16-011833 · form4.xml · derivative · entry 3 DeSimone Beth S · CIK 0001565692 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,664 Underlying: Common Stock · 11,530 shares Expires 2024-09-30 F3 · kind: Termination of unvested options pursuant to the terms of amendments to option agreements, dated October 3, 2016, of Ms. DeSimone. F1 · derivative.exercise_date: One half of the options vest and are exercisable upon the Company's Common Stock reaching each of $22 and $24 over a ten day period within seven years of the grant date, 10/1/2014. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 13:47 UTC | CommunityOne Bancorp COB · Entity 181438 | OtherOption · Derivative | 5,765 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001062993-16-011833 · form4.xml · derivative · entry 2 DeSimone Beth S · CIK 0001565692 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,194 Underlying: Common Stock · 5,765 shares Expires 2024-09-30 F3 · kind: Termination of unvested options pursuant to the terms of amendments to option agreements, dated October 3, 2016, of Ms. DeSimone. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 13:47 UTC | CommunityOne Bancorp COB · Entity 181438 | OtherOption · Derivative | 5,765 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001062993-16-011833 · form4.xml · derivative · entry 1 DeSimone Beth S · CIK 0001565692 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,959 Underlying: Common Stock · 5,765 shares Expires 2024-09-30 F3 · kind: Termination of unvested options pursuant to the terms of amendments to option agreements, dated October 3, 2016, of Ms. DeSimone. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.