person · Reporting owner

O'Neill Tamina

Disclosed activity across 2 companies

Tapewire entity: 65284
SEC CIK: 0001791774

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
INDEPENDENT BANK CORPINDB · Entity 4081	Chief Risk Officer	February 19, 2026	February 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INDEPENDENT BANK CORP

Report date February 19, 2026 · Filed February 23, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,300	Reported balance After 2026-02-19 transaction · row 1 1 source row Row 1 · 2026-02-19 · Grant · Acquired 2,300 · Balance 2,300 F1: Independent Bank Corp. awarded Time Vesting Restricted Stock to the Filer.

Filing footnotes · ownership attribution and instrument terms

F1: Independent Bank Corp. awarded Time Vesting Restricted Stock to the Filer.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HEARTLAND FINANCIAL USA INC

Report date January 31, 2025 · Filed February 04, 2025

Section 16 reporting ended · disclosed 2025-02-04. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2025-01-31 transaction · row 1 1 source row Row 1 · 2025-01-31 · Disposition to issuer · Disposed 24,418 · Balance 0 F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90.
2022 Time-Based Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2025-01-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2025-01-31 · Disposition to issuer · Disposed 457 · Balance 0 F2: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F3: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share.
2023 Time-Based Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2025-01-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2025-01-31 · Disposition to issuer · Disposed 1,214 · Balance 0 F2: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F3: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share.
2024 Time-Based Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2025-01-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2025-01-31 · Disposition to issuer · Disposed 3,031 · Balance 0 F2: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F3: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share.
2022 Performance Based Restricted Stock Units (3-year)SEC Table II · derivative / convertible security	Direct	0	Reported balance After 2025-01-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2025-01-31 · Disposition to issuer · Disposed 2,056 · Balance 0 F2: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F4: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio.
2023 Performance Based Restricted Stock Units (3-year)SEC Table II · derivative / convertible security	Direct	2,731	Reported balance After 2025-01-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2025-01-31 · Grant · Acquired 2,731 · Balance 2,731 F2: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F4: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio.
2023 Performance Based Restricted Stock Units (3-year)SEC Table II · derivative / convertible security	Direct	0	Reported balance After 2025-01-31 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2025-01-31 · Disposition to issuer · Disposed 2,731 · Balance 0 F2: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F4: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio.
2024 Performance Based Restricted Stock Units (3-year)SEC Table II · derivative / convertible security	Direct	4,547	Reported balance After 2025-01-31 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2025-01-31 · Grant · Acquired 4,547 · Balance 4,547 F2: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F4: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio.
2024 Performance Based Restricted Stock Units (3-year)SEC Table II · derivative / convertible security	Direct	0	Reported balance After 2025-01-31 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2025-01-31 · Disposition to issuer · Disposed 4,547 · Balance 0 F2: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F4: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio.
Non-Qualified Stock Option (Right To Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.79	Direct	3,226	Reported balance After 2025-01-31 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2025-01-31 · Disposition to issuer · Disposed 3,226 · Balance 3,226 F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F5: Upon the Effective Time: each unvested HTLF Option was converted into an Assumed Option (as defined in the Merger Agreement) that (i) is exercisable for a number of shares of UMB common stock equal to the number of shares of HTLF common stock underlying the award multiplied by the Exchange Ratio, rounded down to the nearest whole share and (ii) has an exercise price per share of UMB common stock equal to the exercise price applicable to the underlying award divided by the Exchange Ratio, rounded up to the nearest cent.
Non-Qualified Stock Option (Right To Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.79	Direct	0	Reported balance After 2025-01-31 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2025-01-31 · Disposition to issuer · Disposed 3,226 · Balance 0 F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F6: Upon the Effective Time: each vested HTLF Option was cancelled and converted into the right to receive shares of UMB common stock equal to the product of the Exchange Ratio multiplied by the number of shares of HTLF common stock subject to such award, reduced by a number of shares of HTLF Common Stock having a fair market value equal to the aggregate exercise price applicable to such HTLF Option

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90.

F2: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock.

F3: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share.

F4: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio.

F5: Upon the Effective Time: each unvested HTLF Option was converted into an Assumed Option (as defined in the Merger Agreement) that (i) is exercisable for a number of shares of UMB common stock equal to the number of shares of HTLF common stock underlying the award multiplied by the Exchange Ratio, rounded down to the nearest whole share and (ii) has an exercise price per share of UMB common stock equal to the exercise price applicable to the underlying award divided by the Exchange Ratio, rounded up to the nearest cent.

F6: Upon the Effective Time: each vested HTLF Option was cancelled and converted into the right to receive shares of UMB common stock equal to the product of the Exchange Ratio multiplied by the number of shares of HTLF common stock subject to such award, reduced by a number of shares of HTLF Common Stock having a fair market value equal to the aggregate exercise price applicable to such HTLF Option

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 19, 2026 Filed Feb 23, 2026 16:39 UTC	INDEPENDENT BANK CORP INDB · Entity 4081	GrantCommon Stock	2,300	$0.00	$0.00	Disclosure SEC source: 0000776901-26-000044 · wk-form4_1771864749.xml · nonDerivative · entry 1 O'Neill Tamina · CIK 0001791774 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,300 F1 · shares: Independent Bank Corp. awarded Time Vesting Restricted Stock to the Filer. Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:07 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Disposition to issuerNon-Qualified Stock Option (Right To Buy) · Derivative	3,226	Not disclosed Strike: $48.79	Not disclosed	Disclosure SEC source: 0000920112-25-000048 · wk-form4_1738703230.xml · derivative · entry 11 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,226 shares Expires not disclosed F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F6 · price: Upon the Effective Time: each vested HTLF Option was cancelled and converted into the right to receive shares of UMB common stock equal to the product of the Exchange Ratio multiplied by the number of shares of HTLF common stock subject to such award, reduced by a number of shares of HTLF Common Stock having a fair market value equal to the aggregate exercise price applicable to such HTLF Option F6 · derivative.expiration_date: Upon the Effective Time: each vested HTLF Option was cancelled and converted into the right to receive shares of UMB common stock equal to the product of the Exchange Ratio multiplied by the number of shares of HTLF common stock subject to such award, reduced by a number of shares of HTLF Common Stock having a fair market value equal to the aggregate exercise price applicable to such HTLF Option Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:07 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Disposition to issuerNon-Qualified Stock Option (Right To Buy) · Derivative	3,226	Not disclosed Strike: $48.79	Not disclosed	Disclosure SEC source: 0000920112-25-000048 · wk-form4_1738703230.xml · derivative · entry 10 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,226 Underlying: Common Stock · 3,226 shares Expires not disclosed F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F5 · price: Upon the Effective Time: each unvested HTLF Option was converted into an Assumed Option (as defined in the Merger Agreement) that (i) is exercisable for a number of shares of UMB common stock equal to the number of shares of HTLF common stock underlying the award multiplied by the Exchange Ratio, rounded down to the nearest whole share and (ii) has an exercise price per share of UMB common stock equal to the exercise price applicable to the underlying award divided by the Exchange Ratio, rounded up to the nearest cent. F5 · derivative.expiration_date: Upon the Effective Time: each unvested HTLF Option was converted into an Assumed Option (as defined in the Merger Agreement) that (i) is exercisable for a number of shares of UMB common stock equal to the number of shares of HTLF common stock underlying the award multiplied by the Exchange Ratio, rounded down to the nearest whole share and (ii) has an exercise price per share of UMB common stock equal to the exercise price applicable to the underlying award divided by the Exchange Ratio, rounded up to the nearest cent. Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:07 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Disposition to issuer2024 Performance Based Restricted Stock Units (3-year) · Derivative	4,547	Not disclosed	Not disclosed	Disclosure SEC source: 0000920112-25-000048 · wk-form4_1738703230.xml · derivative · entry 9 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,547 shares Expires not disclosed F2 · derivative.exercise_price: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F4 · price: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. F4 · derivative.exercise_date: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. F4 · derivative.expiration_date: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:07 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Grant2024 Performance Based Restricted Stock Units (3-year) · Derivative	4,547	Not disclosed	Not disclosed	Disclosure SEC source: 0000920112-25-000048 · wk-form4_1738703230.xml · derivative · entry 8 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,547 Underlying: Common Stock · 4,547 shares Expires not disclosed F2 · derivative.exercise_price: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F4 · price: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. F4 · derivative.exercise_date: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. F4 · derivative.expiration_date: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:07 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Disposition to issuer2023 Performance Based Restricted Stock Units (3-year) · Derivative	2,731	Not disclosed	Not disclosed	Disclosure SEC source: 0000920112-25-000048 · wk-form4_1738703230.xml · derivative · entry 7 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,731 shares Expires not disclosed F2 · derivative.exercise_price: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F4 · price: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. F4 · derivative.exercise_date: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. F4 · derivative.expiration_date: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:07 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Grant2023 Performance Based Restricted Stock Units (3-year) · Derivative	2,731	Not disclosed	Not disclosed	Disclosure SEC source: 0000920112-25-000048 · wk-form4_1738703230.xml · derivative · entry 6 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,731 Underlying: Common Stock · 2,731 shares Expires not disclosed F2 · derivative.exercise_price: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F4 · price: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. F4 · derivative.exercise_date: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. F4 · derivative.expiration_date: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:07 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Disposition to issuer2022 Performance Based Restricted Stock Units (3-year) · Derivative	2,056	Not disclosed	Not disclosed	Disclosure SEC source: 0000920112-25-000048 · wk-form4_1738703230.xml · derivative · entry 5 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,056 shares Expires not disclosed F2 · derivative.exercise_price: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F4 · price: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. F4 · derivative.exercise_date: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. F4 · derivative.expiration_date: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:07 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Disposition to issuer2024 Time-Based Restricted Stock Units · Derivative	3,031	Not disclosed	Not disclosed	Disclosure SEC source: 0000920112-25-000048 · wk-form4_1738703230.xml · derivative · entry 4 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,031 shares Expires not disclosed F2 · derivative.exercise_price: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F3 · price: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. F3 · derivative.exercise_date: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. F3 · derivative.expiration_date: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:07 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Disposition to issuer2023 Time-Based Restricted Stock Units · Derivative	1,214	Not disclosed	Not disclosed	Disclosure SEC source: 0000920112-25-000048 · wk-form4_1738703230.xml · derivative · entry 3 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,214 shares Expires not disclosed F2 · derivative.exercise_price: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F3 · price: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. F3 · derivative.exercise_date: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. F3 · derivative.expiration_date: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:07 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Disposition to issuer2022 Time-Based Restricted Stock Units · Derivative	457	Not disclosed	Not disclosed	Disclosure SEC source: 0000920112-25-000048 · wk-form4_1738703230.xml · derivative · entry 2 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 457 shares Expires not disclosed F2 · derivative.exercise_price: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F3 · price: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. F3 · derivative.exercise_date: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. F3 · derivative.expiration_date: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:07 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Disposition to issuerCommon Stock	24,418	Not disclosed	Not disclosed	Disclosure SEC source: 0000920112-25-000048 · wk-form4_1738703230.xml · nonDerivative · entry 1 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F1 · price: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. Read SEC document
March 21, 2024 Filed Mar 25, 2024 16:08 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Exercise / conversion2023 Time-Based Restricted Stock · Derivative	607	$0.00	$0.00	Disclosure SEC source: 0000920112-24-000078 · wk-form4_1711397296.xml · derivative · entry 9 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,214 Underlying: Common Stock · 607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F1 · derivative.exercise_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F1 · derivative.expiration_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document
March 21, 2024 Filed Mar 25, 2024 16:08 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Exercise / conversion2022 Time-Based Restricted Stock · Derivative	457	$0.00	$0.00	Disclosure SEC source: 0000920112-24-000078 · wk-form4_1711397296.xml · derivative · entry 8 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 457 Underlying: Common Stock · 457 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F1 · derivative.exercise_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F1 · derivative.expiration_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document
March 21, 2024 Filed Mar 25, 2024 16:08 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Exercise / conversion2021 Time-Based Restricted Stock · Derivative	468	$0.00	$0.00	Disclosure SEC source: 0000920112-24-000078 · wk-form4_1711397296.xml · derivative · entry 7 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 468 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F1 · derivative.exercise_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F1 · derivative.expiration_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document
March 21, 2024 Filed Mar 25, 2024 16:08 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Tax withholdingCommon Stock	163	$33.99	$5,540.37	Disclosure SEC source: 0000920112-24-000078 · wk-form4_1711397296.xml · nonDerivative · entry 6 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,930 F2 · shares: These shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document
March 21, 2024 Filed Mar 25, 2024 16:08 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Exercise / conversionCommon Stock	607	$0.00	$0.00	Disclosure SEC source: 0000920112-24-000078 · wk-form4_1711397296.xml · nonDerivative · entry 5 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document
March 21, 2024 Filed Mar 25, 2024 16:08 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Tax withholdingCommon Stock	134	$33.99	$4,554.66	Disclosure SEC source: 0000920112-24-000078 · wk-form4_1711397296.xml · nonDerivative · entry 4 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,486 F2 · shares: These shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document
March 21, 2024 Filed Mar 25, 2024 16:08 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Exercise / conversionCommon Stock	457	$0.00	$0.00	Disclosure SEC source: 0000920112-24-000078 · wk-form4_1711397296.xml · nonDerivative · entry 3 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document
March 21, 2024 Filed Mar 25, 2024 16:08 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Tax withholdingCommon Stock	138	$33.99	$4,690.62	Disclosure SEC source: 0000920112-24-000078 · wk-form4_1711397296.xml · nonDerivative · entry 2 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,163 F2 · shares: These shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document
March 21, 2024 Filed Mar 25, 2024 16:08 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Exercise / conversionCommon Stock	468	$0.00	$0.00	Disclosure SEC source: 0000920112-24-000078 · wk-form4_1711397296.xml · nonDerivative · entry 1 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document
March 18, 2024 Filed Mar 20, 2024 16:12 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Grant2024 Time-Based Restricted Stock · Derivative	3,031	$0.00	$0.00	Disclosure SEC source: 0000920112-24-000058 · wk-form4_1710965535.xml · derivative · entry 4 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,031 Underlying: Common Stock · 3,031 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: Of these restricted stock units, 1/3 vest on 3-21-2025, 1/3 vest on 3-21-2026, and 1/3 vest on 3-21-2027. F4 · derivative.expiration_date: Of these restricted stock units, 1/3 vest on 3-21-2025, 1/3 vest on 3-21-2026, and 1/3 vest on 3-21-2027. Read SEC document
March 18, 2024 Filed Mar 20, 2024 16:12 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Exercise / conversion2021 Performance Based Restricted Stock (3-year performance) · Derivative	2,061	$0.00	$0.00	Disclosure SEC source: 0000920112-24-000058 · wk-form4_1710965535.xml · derivative · entry 3 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,061 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F1 · derivative.exercise_date: Shares earned upon vesting and settlement of Performance Restricted Stock Units ("Performance RSUs") awarded March 16, 2021, achievement of 56% of performance criteria. F1 · derivative.expiration_date: Shares earned upon vesting and settlement of Performance Restricted Stock Units ("Performance RSUs") awarded March 16, 2021, achievement of 56% of performance criteria. Read SEC document
March 18, 2024 Filed Mar 20, 2024 16:12 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Tax withholdingCommon Stock	339	$3,297.00	$1,117,683.00	Disclosure SEC source: 0000920112-24-000058 · wk-form4_1710965535.xml · nonDerivative · entry 2 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,833 F2 · shares: These shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document
March 18, 2024 Filed Mar 20, 2024 16:12 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Exercise / conversionCommon Stock	1,154	$0.00	$0.00	Disclosure SEC source: 0000920112-24-000058 · wk-form4_1710965535.xml · nonDerivative · entry 1 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares earned upon vesting and settlement of Performance Restricted Stock Units ("Performance RSUs") awarded March 16, 2021, achievement of 56% of performance criteria. Read SEC document
March 21, 2023 Filed Mar 23, 2023 11:05 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Exercise / conversion2022 Time-Based Restricted Stock · Derivative	457	$0.00	$0.00	Disclosure SEC source: 0000920112-23-000094 · wf-form4_167958394254182.xml · derivative · entry 6 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 914 Underlying: Common Stock · 457 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F1 · derivative.exercise_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F1 · derivative.expiration_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document
March 21, 2023 Filed Mar 23, 2023 11:05 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Exercise / conversion2021 Time-Based Restricted Stock · Derivative	453	$0.00	$0.00	Disclosure SEC source: 0000920112-23-000094 · wf-form4_167958394254182.xml · derivative · entry 5 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 468 Underlying: Common Stock · 453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F1 · derivative.exercise_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F1 · derivative.expiration_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document
March 21, 2023 Filed Mar 23, 2023 11:05 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Tax withholdingCommon Stock	134	$38.40	$5,145.60	Disclosure SEC source: 0000920112-23-000094 · wf-form4_167958394254182.xml · nonDerivative · entry 4 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,018 F2 · shares: These shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document
March 21, 2023 Filed Mar 23, 2023 11:05 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Tax withholdingCommon Stock	133	$38.40	$5,107.20	Disclosure SEC source: 0000920112-23-000094 · wf-form4_167958394254182.xml · nonDerivative · entry 3 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,152 F2 · shares: These shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document
March 21, 2023 Filed Mar 23, 2023 11:05 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Exercise / conversionCommon Stock	457	$0.00	$0.00	Disclosure SEC source: 0000920112-23-000094 · wf-form4_167958394254182.xml · nonDerivative · entry 2 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document
March 21, 2023 Filed Mar 23, 2023 11:05 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Exercise / conversionCommon Stock	453	$0.00	$0.00	Disclosure SEC source: 0000920112-23-000094 · wf-form4_167958394254182.xml · nonDerivative · entry 1 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document
March 06, 2023 Filed Mar 8, 2023 16:17 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Exercise / conversion2020 Time-Based Restricted Stock · Derivative	281	$0.00	$0.00	Disclosure SEC source: 0000920112-23-000068 · wf-form4_167831026183930.xml · derivative · entry 3 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 281 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F1 · derivative.exercise_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F1 · derivative.expiration_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document
March 06, 2023 Filed Mar 8, 2023 16:17 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Tax withholdingCommon Stock	83	$49.28	$4,090.24	Disclosure SEC source: 0000920112-23-000068 · wf-form4_167831026183930.xml · nonDerivative · entry 2 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,375 F2 · shares: These shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document
March 06, 2023 Filed Mar 8, 2023 16:17 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Exercise / conversionCommon Stock	281	$0.00	$0.00	Disclosure SEC source: 0000920112-23-000068 · wf-form4_167831026183930.xml · nonDerivative · entry 1 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document
February 28, 2023 Filed Mar 2, 2023 16:25 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Exercise / conversion2020 Performance Based Restricted Stock (3-year performance) · Derivative	843	$0.00	$0.00	Disclosure SEC source: 0000920112-23-000058 · wf-form4_167779228944919.xml · derivative · entry 4 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 843 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F1 · derivative.exercise_date: Shares earned upon vesting and settlement of Performance Restricted Stock Units ("Performance RSUs") awarded March 17, 2020, achievement of 77% of performance criteria. F1 · derivative.expiration_date: Shares earned upon vesting and settlement of Performance Restricted Stock Units ("Performance RSUs") awarded March 17, 2020, achievement of 77% of performance criteria. Read SEC document
February 28, 2023 Filed Mar 2, 2023 16:25 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Grant2023 Time-Based Restricted Stock · Derivative	1,821	$0.00	$0.00	Disclosure SEC source: 0000920112-23-000058 · wf-form4_167779228944919.xml · derivative · entry 3 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,821 Underlying: Common Stock · 1,821 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: Of these restricted stock units, 1/3 vest on 3-21-2024, 1/3 vest on 3-21-2025, and 1/3 vest on 3-21-2026. F4 · derivative.expiration_date: Of these restricted stock units, 1/3 vest on 3-21-2024, 1/3 vest on 3-21-2025, and 1/3 vest on 3-21-2026. Read SEC document
February 28, 2023 Filed Mar 2, 2023 16:25 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Tax withholdingCommon Stock	191	$49.27	$9,410.57	Disclosure SEC source: 0000920112-23-000058 · wf-form4_167779228944919.xml · nonDerivative · entry 2 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,177 F2 · shares: These shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document
February 28, 2023 Filed Mar 2, 2023 16:25 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Exercise / conversionCommon Stock	649	$0.00	$0.00	Disclosure SEC source: 0000920112-23-000058 · wf-form4_167779228944919.xml · nonDerivative · entry 1 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares earned upon vesting and settlement of Performance Restricted Stock Units ("Performance RSUs") awarded March 17, 2020, achievement of 77% of performance criteria. Read SEC document
December 01, 2022 Filed Dec 5, 2022 18:58 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	GrantNon-Qualified Stock Option (Right To Buy) · Derivative	6,452	$0.00 Strike: $48.79	$0.00	Disclosure SEC source: 0000920112-22-000331 · wf-form4_167028469183519.xml · derivative · entry 8 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,452 Underlying: Common Stock · 6,452 shares Expires not disclosed F8 · derivative.expiration_date: The options shall vest 25% on each of the first four anniversaries of the grant date of the award Read SEC document
March 21, 2022 Filed Mar 22, 2022 19:01 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Tax withholding2021 Time-Based Restricted Stock · Derivative	320	$50.33	$16,105.60	Disclosure SEC source: 0000920112-22-000117 · wf-form4_164799010349977.xml · derivative · entry 7 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320 Underlying: Common Stock · 921 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · derivative.exercise_date: Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024. F6 · derivative.expiration_date: Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024. Read SEC document
March 21, 2022 Filed Mar 22, 2022 19:01 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Exercise / conversionCommon Stock	320	$50.33	$16,105.60	Disclosure SEC source: 0000920112-22-000117 · wf-form4_164799010349977.xml · nonDerivative · entry 2 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased the direct holding by 2 shares due to an administrative calculation error. Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:28 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Grant2022 Time-Based Restricted Stock · Derivative	1,371	$5,038.00	$6,907,098.00	Disclosure SEC source: 0000920112-22-000099 · wf-form4_164747687411543.xml · derivative · entry 9 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,371 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F7 · derivative.exercise_date: Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025. F7 · derivative.expiration_date: Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025. Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:28 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Grant2022 Performance Based Restricted Stock (3-year performance) · Derivative	2,056	$50.38	$103,581.28	Disclosure SEC source: 0000920112-22-000099 · wf-form4_164747687411543.xml · derivative · entry 7 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,056 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · derivative.exercise_date: These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer F6 · derivative.expiration_date: These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer Read SEC document
March 06, 2022 Filed Mar 8, 2022 17:05 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Tax withholding2020 Time-Based Restricted Stock · Derivative	196	$48.64	$9,533.44	Disclosure SEC source: 0000920112-22-000087 · wf-form4_164677707527212.xml · derivative · entry 5 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196 Underlying: Common Stock · 281 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023. F3 · derivative.expiration_date: Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023. Read SEC document
March 06, 2022 Filed Mar 8, 2022 17:05 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Exercise / conversionCommon Stock	196	$48.64	$9,533.44	Disclosure SEC source: 0000920112-22-000087 · wf-form4_164677707527212.xml · nonDerivative · entry 2 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 16, 2021 Filed Mar 18, 2021 16:12 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Grant2021 Performance Based Restricted Stock (3-year performance) · Derivative	2,061	$52.26	$107,707.86	Disclosure SEC source: 0000920112-21-000086 · wf-form4_161609835235445.xml · derivative · entry 5 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,061 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer F3 · derivative.expiration_date: These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer Read SEC document
March 16, 2021 Filed Mar 18, 2021 16:12 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Grant2021 Time-Based Restricted Stock · Derivative	1,374	$52.26	$71,805.24	Disclosure SEC source: 0000920112-21-000086 · wf-form4_161609835235445.xml · derivative · entry 3 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,374 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024. F2 · derivative.expiration_date: Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024. Read SEC document
March 05, 2021 Filed Mar 9, 2021 13:23 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Tax withholding2020 Time-Based Restricted Stock · Derivative	281	$48.88	$13,735.28	Disclosure SEC source: 0000920112-21-000036 · wf-form4_161531417082344.xml · derivative · entry 4 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 642 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023. F2 · derivative.expiration_date: Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023. Read SEC document
March 05, 2021 Filed Mar 9, 2021 13:23 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Exercise / conversionCommon Stock	201	$48.88	$9,824.88	Disclosure SEC source: 0000920112-21-000036 · wf-form4_161531417082344.xml · nonDerivative · entry 2 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 17, 2020 Filed Nov 10, 2020 13:24 UTC	HEARTLAND FINANCIAL USA INC HTLF · Entity 83628	Grant2020 Performance Based Restricted Stock (3-year performance) · Derivative	843	$32.57	$27,456.51	Disclosure SEC source: 0000920112-20-000308 · wf-form4_160503266080410.xml · derivative · entry 4 O'Neill Tamina · CIK 0001791774 · EVP Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 843 Underlying: Common Stock · 843 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · date: These transactions were not reported back in March due to an administrative error. F2 · derivative.exercise_date: Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023. F2 · derivative.expiration_date: Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.