person · Reporting owner
Isaacson Christopher A
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cboe Global Markets, Inc.CBOE · Entity 3134 | EVP, COO | February 19, 2026 | February 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cboe Global Markets, Inc.
Report date February 19, 2026 · Filed February 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,059 |
Ending reported balance
After 2026-02-19 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2026-02-19 · Exercise / conversion · Acquired 2,488 · Balance 49,232 Row 2 · 2026-02-19 · Tax withholding · Disposed 1,104 · Balance 48,128 Row 3 · 2026-02-19 · Exercise / conversion · Acquired 1,674 · Balance 49,802 Row 4 · 2026-02-19 · Tax withholding · Disposed 743 · Balance 49,059 Row 5 · 2026-02-19 · Exercise / conversion · Acquired 1,486 · Balance 50,545 Row 6 · 2026-02-19 · Tax withholding · Disposed 660 · Balance 49,885 Row 7 · 2026-02-19 · Exercise / conversion · Acquired 313 · Balance 50,198 Row 8 · 2026-02-19 · Tax withholding · Disposed 139 · Balance 50,059 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-02-19 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-02-19 · Exercise / conversion · Disposed 2,488 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2: The restricted stock units vest in three equal annual installments, which began on February 19, 2024. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,674 |
Reported balance
After 2026-02-19 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-02-19 · Exercise / conversion · Disposed 1,674 · Balance 1,674 F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F3: The restricted stock units vest in three equal annual installments, which began on February 19, 2025. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,973 |
Reported balance
After 2026-02-19 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-02-19 · Exercise / conversion · Disposed 1,486 · Balance 2,973 F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F4: The restricted stock units vest in three equal annual installments, which began on February 19, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 627 |
Reported balance
After 2026-02-19 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2026-02-19 · Exercise / conversion · Disposed 313 · Balance 627 F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F4: The restricted stock units vest in three equal annual installments, which began on February 19, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
F2: The restricted stock units vest in three equal annual installments, which began on February 19, 2024.
F3: The restricted stock units vest in three equal annual installments, which began on February 19, 2025.
F4: The restricted stock units vest in three equal annual installments, which began on February 19, 2026.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Bats Global Markets, Inc.
Report date February 28, 2017 · Filed March 02, 2017
Section 16 reporting ended · disclosed 2017-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-28 transaction · row 1
1 source rowRow 1 · 2017-02-28 · Disposition to issuer · Disposed 232,794 · Balance 0 F1: As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, CBOE Holdings, Inc. ("CBOE"), CBOE Corporation and CBOE V, LLC, dated as of September 25, 2016 (the "Merger Agreement"), each outstanding share of common stock of the Issuer ("Common Stock") was canceled and converted into the right to receive (i) 0.3201 of a share of common stock of CBOE, par value $0.01 per share ("CBOE Common Stock") and $10.00 in cash, (ii) an amount of cash, without interest, equal to the sum of (a) $10 and (b) the product obtained by multiplying 0.3201 by the volume-weighted average price of shares of CBOE Common Stock for the period of the ten consecutive trading days ending on the second full trading day prior to the Effective Time (the "Closing VWAP"), or (iii) a number of shares of CBOE Common Stock equal to the sum of (a)0.3201 and (b) the quotient obtained by dividing $10 by the Closing VWAP (the "Exchange Ratio"). F2: Includes: 3,096 shares of restricted Common Stock that are scheduled to vest 12/1/2017, 9,981 shares of restricted Common Stock that are scheduled to vest 12/1/2018, 16,037 shares of restricted Common Stock that are scheduled to vest 12/1/2019; 7,095 shares of restricted Common Stock that are scheduled to vest 12/15/2019; 83,877 shares of restricted Common Stock that are scheduled to vest 1/13/2020. F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of restricted Common Stock held by the Reporting Person will be cancelled and converted into an award of restricted shares of CBOE Common Stock, subject to the same terms and conditions that applied to the applicable restricted Common Stock award immediately prior to the Effective Time (but taking into account any changes, including any acceleration of vesting of such shares of restricted Common Stock, occurring by reason provided for in the Merger Agreement). The number of shares of CBOE Common Stock subject to each such award shall be equal to the number of shares of Common Stock subject to the corresponding restricted Common Stock award multiplied by the Exchange Ratio. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.52 · Expires 2019-04-30 | Direct | 0 |
Reported balance
After 2017-02-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-02-28 · Disposition to issuer · Disposed 31,535 · Balance 0 F4: Pursuant to the Merger Agreement, at the Effective Time, each outstanding unexercised option to purchase Common Stock, whether vested or unvested ("Bats Stock Options"), will be converted into an option to purchase CBOE Common Stock, with the same terms and conditions (including vesting schedule) as were applicable to such Bats Stock Option (taking into account any acceleration of vesting due to the transactions contemplated by the Merger Agreement). The number of shares of CBOE Common Stock subject to each converted option will be equal to the number of shares of Common Stock subject to the corresponding Bats Stock Option immediately prior to the Effective Time multiplied by the Exchange Ratio (subject to certain adjustments and rounding), and the exercise price of such option to purchase CBOE Common Stock will be equal to the per share exercise price under the corresponding Bats Stock Option divided by the Exchange Ratio (subject to certain adjustments and rounding). F5: The stock options were granted on 5/1/2009 and are fully vested. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.83 · Expires 2020-01-31 | Direct | 0 |
Reported balance
After 2017-02-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-02-28 · Disposition to issuer · Disposed 126,145 · Balance 0 F4: Pursuant to the Merger Agreement, at the Effective Time, each outstanding unexercised option to purchase Common Stock, whether vested or unvested ("Bats Stock Options"), will be converted into an option to purchase CBOE Common Stock, with the same terms and conditions (including vesting schedule) as were applicable to such Bats Stock Option (taking into account any acceleration of vesting due to the transactions contemplated by the Merger Agreement). The number of shares of CBOE Common Stock subject to each converted option will be equal to the number of shares of Common Stock subject to the corresponding Bats Stock Option immediately prior to the Effective Time multiplied by the Exchange Ratio (subject to certain adjustments and rounding), and the exercise price of such option to purchase CBOE Common Stock will be equal to the per share exercise price under the corresponding Bats Stock Option divided by the Exchange Ratio (subject to certain adjustments and rounding). F6: The stock options were granted on 2/1/2010 and are fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, CBOE Holdings, Inc. ("CBOE"), CBOE Corporation and CBOE V, LLC, dated as of September 25, 2016 (the "Merger Agreement"), each outstanding share of common stock of the Issuer ("Common Stock") was canceled and converted into the right to receive (i) 0.3201 of a share of common stock of CBOE, par value $0.01 per share ("CBOE Common Stock") and $10.00 in cash, (ii) an amount of cash, without interest, equal to the sum of (a) $10 and (b) the product obtained by multiplying 0.3201 by the volume-weighted average price of shares of CBOE Common Stock for the period of the ten consecutive trading days ending on the second full trading day prior to the Effective Time (the "Closing VWAP"), or (iii) a number of shares of CBOE Common Stock equal to the sum of (a)0.3201 and (b) the quotient obtained by dividing $10 by the Closing VWAP (the "Exchange Ratio").
F2: Includes: 3,096 shares of restricted Common Stock that are scheduled to vest 12/1/2017, 9,981 shares of restricted Common Stock that are scheduled to vest 12/1/2018, 16,037 shares of restricted Common Stock that are scheduled to vest 12/1/2019; 7,095 shares of restricted Common Stock that are scheduled to vest 12/15/2019; 83,877 shares of restricted Common Stock that are scheduled to vest 1/13/2020.
F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of restricted Common Stock held by the Reporting Person will be cancelled and converted into an award of restricted shares of CBOE Common Stock, subject to the same terms and conditions that applied to the applicable restricted Common Stock award immediately prior to the Effective Time (but taking into account any changes, including any acceleration of vesting of such shares of restricted Common Stock, occurring by reason provided for in the Merger Agreement). The number of shares of CBOE Common Stock subject to each such award shall be equal to the number of shares of Common Stock subject to the corresponding restricted Common Stock award multiplied by the Exchange Ratio.
F4: Pursuant to the Merger Agreement, at the Effective Time, each outstanding unexercised option to purchase Common Stock, whether vested or unvested ("Bats Stock Options"), will be converted into an option to purchase CBOE Common Stock, with the same terms and conditions (including vesting schedule) as were applicable to such Bats Stock Option (taking into account any acceleration of vesting due to the transactions contemplated by the Merger Agreement). The number of shares of CBOE Common Stock subject to each converted option will be equal to the number of shares of Common Stock subject to the corresponding Bats Stock Option immediately prior to the Effective Time multiplied by the Exchange Ratio (subject to certain adjustments and rounding), and the exercise price of such option to purchase CBOE Common Stock will be equal to the per share exercise price under the corresponding Bats Stock Option divided by the Exchange Ratio (subject to certain adjustments and rounding).
F5: The stock options were granted on 5/1/2009 and are fully vested.
F6: The stock options were granted on 2/1/2010 and are fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2019 Filed Feb 21, 2019 21:11 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 409 | $94.16 | $38,511.44 |
DisclosureSEC source: 0001179110-19-002227 · edgar.xml · nonDerivative · entry 2 Isaacson Christopher A · CIK 0001538451 · Executive VP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,067 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:11 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 922 | $94.16 | $86,815.52 |
DisclosureSEC source: 0001179110-19-002227 · edgar.xml · nonDerivative · entry 1 Isaacson Christopher A · CIK 0001538451 · Executive VP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2019 Filed Jan 15, 2019 22:12 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 493 | $91.39 | $45,055.27 |
DisclosureSEC source: 0001179110-19-000731 · edgar.xml · nonDerivative · entry 2 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,554 Read SEC document |
| January 13, 2019 Filed Jan 15, 2019 22:12 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 3,444 | $91.39 | $314,747.16 |
DisclosureSEC source: 0001179110-19-000731 · edgar.xml · nonDerivative · entry 1 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,047 Read SEC document |
| December 15, 2018 Filed Dec 19, 2018 01:10 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 467 | $100.89 | $47,115.63 |
DisclosureSEC source: 0001179110-18-014098 · edgar.xml · nonDerivative · entry 1 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,491 Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 21:07 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 1,056 | $107.62 | $113,646.72 |
DisclosureSEC source: 0001179110-18-013398 · edgar.xml · nonDerivative · entry 2 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,958 Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 21:07 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 986 | $107.62 | $106,113.32 |
DisclosureSEC source: 0001179110-18-013398 · edgar.xml · nonDerivative · entry 1 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,014 Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 21:12 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionStock Option · Derivative | 8,719 | $0.00 Strike: $22.08 | $0.00 |
DisclosureSEC source: 0001179110-18-013282 · edgar.xml · derivative · entry 4 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 8,719 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 21:12 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 8,719 | $106.48 | $928,399.12 |
DisclosureSEC source: 0001179110-18-013282 · edgar.xml · nonDerivative · entry 3 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.15 to $106.74. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 21:12 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 8,719 | $22.08 | $192,515.52 |
DisclosureSEC source: 0001179110-18-013282 · edgar.xml · nonDerivative · entry 2 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. Read SEC document |
| November 15, 2018 Filed Nov 29, 2018 21:12 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GiftCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-013282 · edgar.xml · nonDerivative · entry 1 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 20:04 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionStock Option · Derivative | 8,720 | $0.00 Strike: $22.08 | $0.00 |
DisclosureSEC source: 0001179110-18-011069 · edgar.xml · derivative · entry 3 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,719 Underlying: Common Stock · 8,720 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 20:04 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 8,720 | $100.03 | $872,261.60 |
DisclosureSEC source: 0001179110-18-011069 · edgar.xml · nonDerivative · entry 2 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,500 F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.08. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 20:04 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 8,720 | $22.08 | $192,537.60 |
DisclosureSEC source: 0001179110-18-011069 · edgar.xml · nonDerivative · entry 1 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:01 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionStock Option · Derivative | 8,720 | $0.00 Strike: $22.08 | $0.00 |
DisclosureSEC source: 0001179110-18-008292 · edgar.xml · derivative · entry 3 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,439 Underlying: Common Stock · 8,720 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:01 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 8,720 | $100.02 | $872,174.40 |
DisclosureSEC source: 0001179110-18-008292 · edgar.xml · nonDerivative · entry 2 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,500 F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.03. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:01 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 8,720 | $22.08 | $192,537.60 |
DisclosureSEC source: 0001179110-18-008292 · edgar.xml · nonDerivative · entry 1 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 22:45 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 1,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003363 · edgar.xml · derivative · entry 3 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,074 Underlying: Common Stock · 1,036 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 28, 2018. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 22:45 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 460 | $112.01 | $51,524.60 |
DisclosureSEC source: 0001179110-18-003363 · edgar.xml · nonDerivative · entry 2 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,500 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 22:45 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 1,036 | $112.01 | $116,042.36 |
DisclosureSEC source: 0001179110-18-003363 · edgar.xml · nonDerivative · entry 1 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:24 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantRestricted Stock Units · Derivative | 2,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002521 · edgar.xml · derivative · entry 2 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,768 Underlying: Common Stock · 2,768 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2019. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2019. Read SEC document |
| January 13, 2018 Filed Jan 16, 2018 23:22 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 493 | $131.51 | $64,834.43 |
DisclosureSEC source: 0001179110-18-000894 · edgar.xml · nonDerivative · entry 2 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,924 Read SEC document |
| January 13, 2018 Filed Jan 16, 2018 23:22 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 4,155 | $131.51 | $546,424.05 |
DisclosureSEC source: 0001179110-18-000894 · edgar.xml · nonDerivative · entry 1 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,417 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:29 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 495 | $126.37 | $62,553.15 |
DisclosureSEC source: 0001179110-17-015667 · edgar.xml · nonDerivative · entry 2 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,572 Read SEC document |
| December 05, 2017 Filed Dec 19, 2017 23:29 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-015667 · edgar.xml · nonDerivative · entry 1 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,067 Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 22:59 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionStock Option · Derivative | 7,019 | $0.00 Strike: $12.63 | $0.00 |
DisclosureSEC source: 0001179110-17-014961 · edgar.xml · derivative · entry 6 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,019 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 22:59 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 7,019 | $124.42 | $873,303.98 |
DisclosureSEC source: 0001179110-17-014961 · edgar.xml · nonDerivative · entry 5 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,067 F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 22:59 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 7,019 | $12.63 | $88,649.97 |
DisclosureSEC source: 0001179110-17-014961 · edgar.xml · nonDerivative · entry 4 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 22:59 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 1,118 | $124.25 | $138,911.50 |
DisclosureSEC source: 0001179110-17-014961 · edgar.xml · nonDerivative · entry 3 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,067 Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 22:59 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 1,044 | $124.25 | $129,717.00 |
DisclosureSEC source: 0001179110-17-014961 · edgar.xml · nonDerivative · entry 2 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,185 Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 22:59 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 648 | $124.25 | $80,514.00 |
DisclosureSEC source: 0001179110-17-014961 · edgar.xml · nonDerivative · entry 1 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,229 Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 21:42 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionStock Option · Derivative | 7,020 | $0.00 Strike: $12.63 | $0.00 |
DisclosureSEC source: 0001179110-17-012113 · edgar.xml · derivative · entry 3 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,019 Underlying: Common Stock · 7,020 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 21:42 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 7,020 | $100.61 | $706,282.20 |
DisclosureSEC source: 0001179110-17-012113 · edgar.xml · nonDerivative · entry 2 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,877 F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 21:42 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 7,020 | $12.63 | $88,662.60 |
DisclosureSEC source: 0001179110-17-012113 · edgar.xml · nonDerivative · entry 1 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 21:24 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 7,316 | $89.21 | $652,660.36 |
DisclosureSEC source: 0001179110-17-009082 · edgar.xml · nonDerivative · entry 1 Isaacson Christopher A · CIK 0001538451 · Executive VP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,877 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017. F2 · balance_after: Reflects a two share adjustment to account for shares that were inadvertently rounded and not reported in the Form 4 filed March 2, 2017. Read SEC document |
| February 28, 2017 Filed Mar 3, 2017 02:12 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantStock Option · Derivative | 56,159 | $0.00 Strike: $22.08 | $0.00 |
DisclosureSEC source: 0001104659-17-013670 · a4.xml · derivative · entry 5 Isaacson Christopher A · CIK 0001538451 · EVP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,159 Underlying: Common Stock · 56,159 shares Expires 2020-01-31 F6 · security: Represents an option to purchase shares of Bats common stock that was converted to an option to purchase shares of CBOE Holdings common stock pursuant to the Merger Agreement. Read SEC document |
| February 28, 2017 Filed Mar 3, 2017 02:12 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantStock Option · Derivative | 14,039 | $0.00 Strike: $12.63 | $0.00 |
DisclosureSEC source: 0001104659-17-013670 · a4.xml · derivative · entry 4 Isaacson Christopher A · CIK 0001538451 · EVP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,039 Underlying: Common Stock · 14,039 shares Expires 2019-04-30 F6 · security: Represents an option to purchase shares of Bats common stock that was converted to an option to purchase shares of CBOE Holdings common stock pursuant to the Merger Agreement. Read SEC document |
| February 28, 2017 Filed Mar 3, 2017 02:12 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantRestricted Stock Units · Derivative | 3,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-013670 · a4.xml · derivative · entry 3 Isaacson Christopher A · CIK 0001538451 · EVP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,110 Underlying: Common Stock · 3,110 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings common stock F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments, beginning on February 28, 2018. F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, beginning on February 28, 2018. Read SEC document |
| February 28, 2017 Filed Mar 3, 2017 02:12 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantRestricted Stock Units · Derivative | 6,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-013670 · a4.xml · derivative · entry 2 Isaacson Christopher A · CIK 0001538451 · EVP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,219 Underlying: Common Stock · 6,219 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings common stock F4 · derivative.exercise_date: The restricted stock units vest on February 28, 2020. F4 · derivative.expiration_date: The restricted stock units vest on February 28, 2020. Read SEC document |
| February 28, 2017 Filed Mar 3, 2017 02:12 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantCommon Stock | 98,191 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-013670 · a4.xml · nonDerivative · entry 1 Isaacson Christopher A · CIK 0001538451 · EVP, CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,191 F1 · shares: Received upon conversion of 232,794 shares of Bats Global Markets, Inc. ("Bats") common stock, including 120,086 Bats unvested restricted shares pursuant to the Agreement and Plan of Merger, dated as of September 25, 2016 (the "Merger Agreement"), by and among CBOE Holdings, Inc. ("CBOE Holdings"), CBOE Corporation, CBOE V, LLC and Bats. On the effective date of the merger, the closing price of CBOE Holdings' common stock was $78.05 per share, and the closing price of Bats' common stock was $35.13. F2 · shares: Includes 1,378 shares of unvested restricted stock, which vest on December 1, 2017; 4,443 shares of unvested restricted stock, half of which vest on each of December 1, 2017 and December 1, 2018; 2,453 shares of unvested restricted stock, a third of which vest on each of December 1, 2017, December 1, 2018 and December 1, 2019; 34,007 shares of unvested restricted stock, a third of which will vest on each of January 13, 2018, January 13, 2019 and January 13, 2020; 3,158 shares of unvested restricted stock, which vest ratably over three years; and 3,334 shares of unvested restricted stock granted on January 13, 2017, which vest ratably over three years. F1 · price: Received upon conversion of 232,794 shares of Bats Global Markets, Inc. ("Bats") common stock, including 120,086 Bats unvested restricted shares pursuant to the Agreement and Plan of Merger, dated as of September 25, 2016 (the "Merger Agreement"), by and among CBOE Holdings, Inc. ("CBOE Holdings"), CBOE Corporation, CBOE V, LLC and Bats. On the effective date of the merger, the closing price of CBOE Holdings' common stock was $78.05 per share, and the closing price of Bats' common stock was $35.13. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 10:18 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 126,145 | Not disclosed Strike: $9.83 | Not disclosed |
DisclosureSEC source: 0001179110-17-003555 · edgar.xml · derivative · entry 3 Isaacson Christopher A · CIK 0001538451 · EVP, Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 126,145 shares Expires 2020-01-31 F4 · security: Pursuant to the Merger Agreement, at the Effective Time, each outstanding unexercised option to purchase Common Stock, whether vested or unvested ("Bats Stock Options"), will be converted into an option to purchase CBOE Common Stock, with the same terms and conditions (including vesting schedule) as were applicable to such Bats Stock Option (taking into account any acceleration of vesting due to the transactions contemplated by the Merger Agreement). The number of shares of CBOE Common Stock subject to each converted option will be equal to the number of shares of Common Stock subject to the corresponding Bats Stock Option immediately prior to the Effective Time multiplied by the Exchange Ratio (subject to certain adjustments and rounding), and the exercise price of such option to purchase CBOE Common Stock will be equal to the per share exercise price under the corresponding Bats Stock Option divided by the Exchange Ratio (subject to certain adjustments and rounding). F4 · shares: Pursuant to the Merger Agreement, at the Effective Time, each outstanding unexercised option to purchase Common Stock, whether vested or unvested ("Bats Stock Options"), will be converted into an option to purchase CBOE Common Stock, with the same terms and conditions (including vesting schedule) as were applicable to such Bats Stock Option (taking into account any acceleration of vesting due to the transactions contemplated by the Merger Agreement). The number of shares of CBOE Common Stock subject to each converted option will be equal to the number of shares of Common Stock subject to the corresponding Bats Stock Option immediately prior to the Effective Time multiplied by the Exchange Ratio (subject to certain adjustments and rounding), and the exercise price of such option to purchase CBOE Common Stock will be equal to the per share exercise price under the corresponding Bats Stock Option divided by the Exchange Ratio (subject to certain adjustments and rounding). F6 · shares: The stock options were granted on 2/1/2010 and are fully vested. F4 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding unexercised option to purchase Common Stock, whether vested or unvested ("Bats Stock Options"), will be converted into an option to purchase CBOE Common Stock, with the same terms and conditions (including vesting schedule) as were applicable to such Bats Stock Option (taking into account any acceleration of vesting due to the transactions contemplated by the Merger Agreement). The number of shares of CBOE Common Stock subject to each converted option will be equal to the number of shares of Common Stock subject to the corresponding Bats Stock Option immediately prior to the Effective Time multiplied by the Exchange Ratio (subject to certain adjustments and rounding), and the exercise price of such option to purchase CBOE Common Stock will be equal to the per share exercise price under the corresponding Bats Stock Option divided by the Exchange Ratio (subject to certain adjustments and rounding). F6 · derivative.exercise_date: The stock options were granted on 2/1/2010 and are fully vested. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 10:18 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 31,535 | Not disclosed Strike: $12.52 | Not disclosed |
DisclosureSEC source: 0001179110-17-003555 · edgar.xml · derivative · entry 2 Isaacson Christopher A · CIK 0001538451 · EVP, Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,535 shares Expires 2019-04-30 F4 · security: Pursuant to the Merger Agreement, at the Effective Time, each outstanding unexercised option to purchase Common Stock, whether vested or unvested ("Bats Stock Options"), will be converted into an option to purchase CBOE Common Stock, with the same terms and conditions (including vesting schedule) as were applicable to such Bats Stock Option (taking into account any acceleration of vesting due to the transactions contemplated by the Merger Agreement). The number of shares of CBOE Common Stock subject to each converted option will be equal to the number of shares of Common Stock subject to the corresponding Bats Stock Option immediately prior to the Effective Time multiplied by the Exchange Ratio (subject to certain adjustments and rounding), and the exercise price of such option to purchase CBOE Common Stock will be equal to the per share exercise price under the corresponding Bats Stock Option divided by the Exchange Ratio (subject to certain adjustments and rounding). F4 · shares: Pursuant to the Merger Agreement, at the Effective Time, each outstanding unexercised option to purchase Common Stock, whether vested or unvested ("Bats Stock Options"), will be converted into an option to purchase CBOE Common Stock, with the same terms and conditions (including vesting schedule) as were applicable to such Bats Stock Option (taking into account any acceleration of vesting due to the transactions contemplated by the Merger Agreement). The number of shares of CBOE Common Stock subject to each converted option will be equal to the number of shares of Common Stock subject to the corresponding Bats Stock Option immediately prior to the Effective Time multiplied by the Exchange Ratio (subject to certain adjustments and rounding), and the exercise price of such option to purchase CBOE Common Stock will be equal to the per share exercise price under the corresponding Bats Stock Option divided by the Exchange Ratio (subject to certain adjustments and rounding). F5 · shares: The stock options were granted on 5/1/2009 and are fully vested. F4 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding unexercised option to purchase Common Stock, whether vested or unvested ("Bats Stock Options"), will be converted into an option to purchase CBOE Common Stock, with the same terms and conditions (including vesting schedule) as were applicable to such Bats Stock Option (taking into account any acceleration of vesting due to the transactions contemplated by the Merger Agreement). The number of shares of CBOE Common Stock subject to each converted option will be equal to the number of shares of Common Stock subject to the corresponding Bats Stock Option immediately prior to the Effective Time multiplied by the Exchange Ratio (subject to certain adjustments and rounding), and the exercise price of such option to purchase CBOE Common Stock will be equal to the per share exercise price under the corresponding Bats Stock Option divided by the Exchange Ratio (subject to certain adjustments and rounding). F5 · derivative.exercise_date: The stock options were granted on 5/1/2009 and are fully vested. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 10:18 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | Disposition to issuerCommon Stock | 232,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-003555 · edgar.xml · nonDerivative · entry 1 Isaacson Christopher A · CIK 0001538451 · EVP, Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, CBOE Holdings, Inc. ("CBOE"), CBOE Corporation and CBOE V, LLC, dated as of September 25, 2016 (the "Merger Agreement"), each outstanding share of common stock of the Issuer ("Common Stock") was canceled and converted into the right to receive (i) 0.3201 of a share of common stock of CBOE, par value $0.01 per share ("CBOE Common Stock") and $10.00 in cash, (ii) an amount of cash, without interest, equal to the sum of (a) $10 and (b) the product obtained by multiplying 0.3201 by the volume-weighted average price of shares of CBOE Common Stock for the period of the ten consecutive trading days ending on the second full trading day prior to the Effective Time (the "Closing VWAP"), or (iii) a number of shares of CBOE Common Stock equal to the sum of (a)0.3201 and (b) the quotient obtained by dividing $10 by the Closing VWAP (the "Exchange Ratio"). F2 · shares: Includes: 3,096 shares of restricted Common Stock that are scheduled to vest 12/1/2017, 9,981 shares of restricted Common Stock that are scheduled to vest 12/1/2018, 16,037 shares of restricted Common Stock that are scheduled to vest 12/1/2019; 7,095 shares of restricted Common Stock that are scheduled to vest 12/15/2019; 83,877 shares of restricted Common Stock that are scheduled to vest 1/13/2020. F1 · price: As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, CBOE Holdings, Inc. ("CBOE"), CBOE Corporation and CBOE V, LLC, dated as of September 25, 2016 (the "Merger Agreement"), each outstanding share of common stock of the Issuer ("Common Stock") was canceled and converted into the right to receive (i) 0.3201 of a share of common stock of CBOE, par value $0.01 per share ("CBOE Common Stock") and $10.00 in cash, (ii) an amount of cash, without interest, equal to the sum of (a) $10 and (b) the product obtained by multiplying 0.3201 by the volume-weighted average price of shares of CBOE Common Stock for the period of the ten consecutive trading days ending on the second full trading day prior to the Effective Time (the "Closing VWAP"), or (iii) a number of shares of CBOE Common Stock equal to the sum of (a)0.3201 and (b) the quotient obtained by dividing $10 by the Closing VWAP (the "Exchange Ratio"). F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of restricted Common Stock held by the Reporting Person will be cancelled and converted into an award of restricted shares of CBOE Common Stock, subject to the same terms and conditions that applied to the applicable restricted Common Stock award immediately prior to the Effective Time (but taking into account any changes, including any acceleration of vesting of such shares of restricted Common Stock, occurring by reason provided for in the Merger Agreement). The number of shares of CBOE Common Stock subject to each such award shall be equal to the number of shares of Common Stock subject to the corresponding restricted Common Stock award multiplied by the Exchange Ratio. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 17:12 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | GrantCommon Stock | 7,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001006 · edgar.xml · nonDerivative · entry 2 Isaacson Christopher A · CIK 0001538451 · EVP, Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,794 F3 · shares: Includes 7,489 shares of unvested restricted stock that vest ratably over the next three years. F1 · balance_after: Includes 538 shares acquired under the Bats Global Markets, Inc. 2016 Employee Stock Purchase Plan (ESPP) for the offering period July 1, 2016 through December 31, 2016. In accordance with the ESPP, the shares were purchased at 90% of the closing price of the Issuer's common stock on July 1, 2016. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 17:12 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | Tax withholdingCommon Stock | 8,290 | $33.76 | $279,870.40 |
DisclosureSEC source: 0001179110-17-001006 · edgar.xml · nonDerivative · entry 1 Isaacson Christopher A · CIK 0001538451 · EVP, Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,305 F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted shares granted to the reporting person under the Issuer's Third Amended and Restated 2012 Equity Incentive Plan. F1 · balance_after: Includes 538 shares acquired under the Bats Global Markets, Inc. 2016 Employee Stock Purchase Plan (ESPP) for the offering period July 1, 2016 through December 31, 2016. In accordance with the ESPP, the shares were purchased at 90% of the closing price of the Issuer's common stock on July 1, 2016. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 16:59 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | GrantCommon Stock | 7,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-033210 · edgar.xml · nonDerivative · entry 1 Isaacson Christopher A · CIK 0001538451 · EVP, Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,057 F1 · shares: Includes 7,095 shares of unvested restricted stock that vests ratably over three years. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 17:31 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | Tax withholdingCommon Stock | 5,212 | $31.95 | $166,523.40 |
DisclosureSEC source: 0001179110-16-032407 · edgar.xml · nonDerivative · entry 2 Isaacson Christopher A · CIK 0001538451 · EVP, Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,962 F1 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted shares granted to the reporting person under the Issuer's Third Amended and Restated 2012 Equity Incentive Plan. Read SEC document |
| November 22, 2016 Filed Dec 5, 2016 17:31 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | GiftCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032407 · edgar.xml · nonDerivative · entry 1 Isaacson Christopher A · CIK 0001538451 · EVP, Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,174 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.