Beers Marlene C

SEC source: 0000950170-24-008351 · ownership.xml · nonDerivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,016.705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-026301 · ownership.xml · derivative · entry 4

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,991.773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Total includes the reinvestment of dividends.

F4 · derivative.exercise_date: The units vested on 01/21/24.

F4 · derivative.expiration_date: The units vested on 01/21/24.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0000950170-24-026301 · ownership.xml · nonDerivative · entry 2

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,445.705

F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0000950170-24-026301 · ownership.xml · nonDerivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,124.705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 was initially filed on January 23, 2024, but due to a technical issue, it was mistakenly filed as if the issuer was Kentucky Utilities Company, one of PPL Corporation's subsidiaries. This filing properly includes PPL Corporation as the issuer and replaces that initial filing.

SEC source: 0001209191-23-011687 · doc4.xml · derivative · entry 4

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (172.5%, or an additional 1,983.992 units) based on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of the percentage of the award earned was made by the Compensation Committee on 01/20/2023 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/17/2023.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (172.5%, or an additional 1,983.992 units) based on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of the percentage of the award earned was made by the Compensation Committee on 01/20/2023 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/17/2023.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/22/2023, total performance units beneficially owned is 23,178.307. This total includes the 01/21/2021 grants of 3,838.159 and 3,838.159 performance units, the three 01/27/2022 grants of (a) 3,838.977, (b) 1,920.006, and (c) 1,920.006 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 3,911, (b) 1,956, and (c) 1,956 performance units.

SEC source: 0001209191-23-011687 · doc4.xml · nonDerivative · entry 2

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,132.932

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-23-011687 · doc4.xml · nonDerivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,625.932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-004670 · doc4.xml · derivative · entry 9

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,368.003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · shares: Total includes the reinvestment of dividends.

F12 · derivative.exercise_date: The units vested on 01/23/2023.

F12 · derivative.expiration_date: The units vested on 01/23/2023.

F11 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0001209191-23-004670 · doc4.xml · nonDerivative · entry 2

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,905.932

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-23-004670 · doc4.xml · nonDerivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,372.932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-004670 · doc4.xml · derivative · entry 8

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,736.008 shares

Expires not disclosed

F9 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F10 · kind: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2020 will be paid out at 0%.

F11 · shares: Total includes the reinvestment of dividends.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F11 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F6 · balance_after: As of 01/24/2023, total performance units beneficially owned is 25,914.315. This total includes the 01/23/2020 grant of 2,736.008 performance units, the 01/21/2021 grants of 3,838.159 and 3,838.159 performance units, and the three 01/27/2022 grants of (a) 3,838.977, (b) 1,920.006, and (c) 1,920.006 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 3,911, (b) 1,956, and (c) 1,956 performance units.

SEC source: 0001209191-23-004670 · doc4.xml · derivative · entry 7

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,956

Underlying: Common Stock · 1,956 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F6 · balance_after: As of 01/24/2023, total performance units beneficially owned is 25,914.315. This total includes the 01/23/2020 grant of 2,736.008 performance units, the 01/21/2021 grants of 3,838.159 and 3,838.159 performance units, and the three 01/27/2022 grants of (a) 3,838.977, (b) 1,920.006, and (c) 1,920.006 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 3,911, (b) 1,956, and (c) 1,956 performance units.

SEC source: 0001209191-23-004670 · doc4.xml · derivative · entry 6

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,956

Underlying: Common Stock · 1,956 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F6 · balance_after: As of 01/24/2023, total performance units beneficially owned is 25,914.315. This total includes the 01/23/2020 grant of 2,736.008 performance units, the 01/21/2021 grants of 3,838.159 and 3,838.159 performance units, and the three 01/27/2022 grants of (a) 3,838.977, (b) 1,920.006, and (c) 1,920.006 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 3,911, (b) 1,956, and (c) 1,956 performance units.

SEC source: 0001209191-23-004670 · doc4.xml · derivative · entry 5

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,911

Underlying: Common Stock · 3,911 shares

Expires not disclosed

F5 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F5 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F5 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F6 · balance_after: As of 01/24/2023, total performance units beneficially owned is 25,914.315. This total includes the 01/23/2020 grant of 2,736.008 performance units, the 01/21/2021 grants of 3,838.159 and 3,838.159 performance units, and the three 01/27/2022 grants of (a) 3,838.977, (b) 1,920.006, and (c) 1,920.006 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 3,911, (b) 1,956, and (c) 1,956 performance units.

SEC source: 0001209191-23-004670 · doc4.xml · derivative · entry 4

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,956

Underlying: Common Stock · 1,956 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F3 · derivative.exercise_date: The units will vest on 01/20/2026.

F3 · derivative.expiration_date: The units will vest on 01/20/2026.

F4 · balance_after: As of 01/24/2023, total restricted stock units beneficially owned is 8,518.711. This total includes the 01/21/2021 grant of 1,919.624 restricted stock units, the 06/15/2021 grant of 1,850.084 restricted stock units, the 01/27/2022 grant of 1,920.006 restricted stock units, and the 05/25/2022 grant of 872.997 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/20/2023 grant of 1,956 restricted stock units.

SEC source: 0001209191-22-032179 · doc4.xml · derivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852

Underlying: Common Stock · 852 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 05/25/2025.

F2 · derivative.expiration_date: The units will vest on 05/25/2025.

F3 · balance_after: As of 05/26/2022, total restricted stock units beneficially owned is 7,739.968. This total includes the 01/23/2020 grant of 1,335.101 restricted stock units, the 01/21/2021 grant of 1,873.455 restricted stock units, the 06/15/2021 grant of 1,805.586 restricted stock units, and the 01/27/2022 grant of 1,873.826 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 05/25/2022 grant of 852 restricted stock units.

SEC source: 0001209191-22-012288 · doc4.xml · derivative · entry 4

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,518 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/23/2022, total performance units beneficially owned is 20,187.264. This total includes the 01/23/2020 grants of 2,651.926 and 2,651.926 performance units and the 01/21/2021 grants of 3,720.206 and 3,720.206 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 3,721, (b) 1,861, and (c) 1,861 performance units.

SEC source: 0001209191-22-012288 · doc4.xml · nonDerivative · entry 2

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,004.929

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-22-012288 · doc4.xml · nonDerivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,711.929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-005567 · doc4.xml · derivative · entry 5

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,758.672 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F9 · kind: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2019 will be paid out at 0%.

F10 · shares: Total includes the reinvestment of dividends.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F10 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 01/31/2022, total performance units beneficially owned is 22,945.936. This total includes the 01/24/2019 grant of 2,758.672 performance units, the 01/23/2020 grants of 2,651.926 and 2,651.926 performance units, and the 01/21/2021 grants of 3,720.206 and 3,720.206 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 3,721, (b) 1,861, and (c) 1,861 performance units.

SEC source: 0001209191-22-005567 · doc4.xml · derivative · entry 4

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,861

Underlying: Common Stock · 1,861 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F5 · balance_after: As of 01/31/2022, total performance units beneficially owned is 22,945.936. This total includes the 01/24/2019 grant of 2,758.672 performance units, the 01/23/2020 grants of 2,651.926 and 2,651.926 performance units, and the 01/21/2021 grants of 3,720.206 and 3,720.206 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 3,721, (b) 1,861, and (c) 1,861 performance units.

SEC source: 0001209191-22-005567 · doc4.xml · derivative · entry 3

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,861

Underlying: Common Stock · 1,861 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F5 · balance_after: As of 01/31/2022, total performance units beneficially owned is 22,945.936. This total includes the 01/24/2019 grant of 2,758.672 performance units, the 01/23/2020 grants of 2,651.926 and 2,651.926 performance units, and the 01/21/2021 grants of 3,720.206 and 3,720.206 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 3,721, (b) 1,861, and (c) 1,861 performance units.

SEC source: 0001209191-22-005567 · doc4.xml · derivative · entry 2

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,721

Underlying: Common Stock · 3,721 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F5 · balance_after: As of 01/31/2022, total performance units beneficially owned is 22,945.936. This total includes the 01/24/2019 grant of 2,758.672 performance units, the 01/23/2020 grants of 2,651.926 and 2,651.926 performance units, and the 01/21/2021 grants of 3,720.206 and 3,720.206 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 3,721, (b) 1,861, and (c) 1,861 performance units.

SEC source: 0001209191-22-005567 · doc4.xml · derivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,861

Underlying: Common Stock · 1,861 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/27/2025.

F2 · derivative.expiration_date: The units will vest on 01/27/2025.

F3 · balance_after: As of 01/31/2022, total restricted stock units beneficially owned is 6,840.822. This total includes the 01/23/2020 grant of 1,325.963 restricted stock units, the 01/21/2021 grant of 1,860.632 restricted stock units, and the 06/15/2021 grant of 1,793.227 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/27/2022 grant of 1,861 restricted stock units.

SEC source: 0001209191-22-005050 · doc4.xml · derivative · entry 4

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,379.929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: The units vested on 01/24/2022.

F3 · derivative.expiration_date: The units vested on 01/24/2022.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0001209191-22-005050 · doc4.xml · nonDerivative · entry 2

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,193.929

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-22-005050 · doc4.xml · nonDerivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,664.929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-041549 · doc4.xml · derivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,743

Underlying: Common Stock · 1,743 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 06/15/2024.

F2 · derivative.expiration_date: The units will vest on 06/15/2024.

F3 · balance_after: As of 06/17/2021, total restricted stock units beneficially owned is 6,117.383. This total includes the 01/24/2019 grant of 1,321.867 restricted stock units, the 01/23/2020 grant of 1,270.172 restricted stock units, and the 01/21/2021 grant of 1,782.344 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 06/15/2021 grant of 1,743 restricted stock units.

SEC source: 0001209191-21-012721 · doc4.xml · derivative · entry 4

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/22/2021, total performance units beneficially owned is 17,244.482. This total includes the 01/24/2019 grants of 2,605.021 and 2,605.021 performance units, the 01/23/2020 grants of 2,504.22 and 2,504.22 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 3,513 and 3,513 performance units.

SEC source: 0001209191-21-012721 · doc4.xml · nonDerivative · entry 2

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,285

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-21-012721 · doc4.xml · nonDerivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-005604 · doc4.xml · derivative · entry 4

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The units vested on 01/25/2021.

F2 · derivative.expiration_date: The units vested on 01/25/2021.

SEC source: 0001209191-21-005604 · doc4.xml · nonDerivative · entry 2

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,448

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-21-005604 · doc4.xml · nonDerivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-005007 · doc4.xml · derivative · entry 4

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,091.775 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F8 · kind: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2018 will be paid out at 0%.

F9 · shares: Total includes the reinvestment of dividends.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 01/25/2021, total performance units beneficially owned is 19,336.257. This total includes the 01/25/2018 grant of 2,091.775, the 01/24/2019 grants of 2,605.021 and 2,605.021 performance units, the 01/23/2020 grants of 2,504.22 and 2,504.22 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 3,513 and 3,513 performance units.

SEC source: 0001209191-21-005007 · doc4.xml · derivative · entry 3

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,513

Underlying: Common Stock · 3,513 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 01/25/2021, total performance units beneficially owned is 19,336.257. This total includes the 01/25/2018 grant of 2,091.775, the 01/24/2019 grants of 2,605.021 and 2,605.021 performance units, the 01/23/2020 grants of 2,504.22 and 2,504.22 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 3,513 and 3,513 performance units.

SEC source: 0001209191-21-005007 · doc4.xml · derivative · entry 2

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,513

Underlying: Common Stock · 3,513 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 01/25/2021, total performance units beneficially owned is 19,336.257. This total includes the 01/25/2018 grant of 2,091.775, the 01/24/2019 grants of 2,605.021 and 2,605.021 performance units, the 01/23/2020 grants of 2,504.22 and 2,504.22 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 3,513 and 3,513 performance units.

SEC source: 0001209191-21-005007 · doc4.xml · derivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,757

Underlying: Common Stock · 1,757 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/21/2024.

F2 · derivative.expiration_date: The units will vest on 01/21/2024.

F3 · balance_after: As of 01/25/2021, total restricted stock units beneficially owned is 5,193.181. This total includes the 01/25/2018 grant of 881 restricted stock units, the 01/24/2019 grant of 1,303.071 restricted stock units, and the 01/23/2020 grant of 1,252.11 restricted stock units, plus in the case of the 01/24/2019 and 01/23/2020 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/21/2021 grant of 1,757 restricted stock units.

SEC source: 0001209191-21-012694 · doc4a.xml · derivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,513

Underlying: Common Stock · 3,513 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. This amended Form 4 corrects the performance measurement period for these awards; all other aspects of the awards remain unchanged.

F1 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. This amended Form 4 corrects the performance measurement period for these awards; all other aspects of the awards remain unchanged.

F1 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. This amended Form 4 corrects the performance measurement period for these awards; all other aspects of the awards remain unchanged.

F2 · balance_after: As of 02/22/2021, total performance units beneficially owned is 17,244.482. This total includes the 01/24/2019 grants of 2,605.021 and 2,605.021 performance units, the 01/23/2020 grants of 2,504.22 and 2,504.22 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 3,513 and 3,513 performance units.

SEC source: 0001209191-20-009973 · doc4.xml · derivative · entry 8

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The units vested on 02/14/2020.

F5 · derivative.expiration_date: The units vested on 02/14/2020.

F6 · balance_after: As of 02/18/2020, total restricted stock units beneficially owned is 3,278.823. This total includes the 01/25/2018 grant of 881 restricted stock units, the 01/24/2019 grant of 1,222.823 restricted stock units, and the 01/23/2020 grant of 1,175 restricted stock units, plus in the case of the 01/24/2019 grant, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units.

SEC source: 0001209191-20-009973 · doc4.xml · derivative · entry 7

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Total includes the reinvestment of dividends.

F2 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F2 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F4 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F3 · balance_after: As of 02/18/2020, total performance units beneficially owned is 13,515.098. This total includes the 01/25/2018 grants of 1,962.955 and 1,962.955 performance units, the 01/24/2019 grants of 2,444.594 and 2,444.594 performance units, and the 01/23/2020 grants of 2,350 and 2,350 performance units, plus in the case of the 01/25/2018 and 01/24/2019 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units.

SEC source: 0001209191-20-009973 · doc4.xml · derivative · entry 6

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,870

Underlying: Common Stock · 935.088 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F2 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F2 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F3 · balance_after: As of 02/18/2020, total performance units beneficially owned is 13,515.098. This total includes the 01/25/2018 grants of 1,962.955 and 1,962.955 performance units, the 01/24/2019 grants of 2,444.594 and 2,444.594 performance units, and the 01/23/2020 grants of 2,350 and 2,350 performance units, plus in the case of the 01/25/2018 and 01/24/2019 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units.

SEC source: 0001209191-20-009973 · doc4.xml · nonDerivative · entry 4

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,868

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-20-009973 · doc4.xml · nonDerivative · entry 3

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-009973 · doc4.xml · nonDerivative · entry 2

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,265

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-20-009973 · doc4.xml · nonDerivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-004969 · doc4.xml · derivative · entry 8

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The units vested on 01/24/2020.

F11 · derivative.expiration_date: The units vested on 01/24/2020.

SEC source: 0001209191-20-004969 · doc4.xml · nonDerivative · entry 2

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,024

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-20-004969 · doc4.xml · nonDerivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-004969 · doc4.xml · derivative · entry 7

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,737.319 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F9 · kind: Represents 0% payout of performance units granted in 2017 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period.

F10 · shares: Total includes the reinvestment of dividends.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F10 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F6 · balance_after: As of 01/27/2020, total performance units beneficially owned is 13,515.098. This total includes the 01/25/2018 grants of 1,962.955 and 1,962.955 performance units, and the 01/24/2019 grants of 2,444.594 and 2,444.594 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 2,350 and 2,350 performance units.