Bergstein Joseph P Jr

SEC source: 0001209191-20-009974 · doc4.xml · nonDerivative · entry 2

Bergstein Joseph P Jr · CIK 0001661030 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,265.848

F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

F1 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-20-009974 · doc4.xml · nonDerivative · entry 1

Bergstein Joseph P Jr · CIK 0001661030 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,068.848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-20-004970 · doc4.xml · derivative · entry 9

Bergstein Joseph P Jr · CIK 0001661030 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,421.579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F11 · derivative.exercise_date: The units vested on 01/24/2020.

F11 · derivative.expiration_date: The units vested on 01/24/2020.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0001209191-20-004970 · doc4.xml · nonDerivative · entry 2

Bergstein Joseph P Jr · CIK 0001661030 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,143.466

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-20-004970 · doc4.xml · nonDerivative · entry 1

Bergstein Joseph P Jr · CIK 0001661030 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,628.466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-004970 · doc4.xml · derivative · entry 8

Bergstein Joseph P Jr · CIK 0001661030 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,685.153 shares

Expires not disclosed

F9 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F10 · kind: Represents 0% payout of performance units granted in 2017 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period.

F2 · shares: Total includes the reinvestment of dividends.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F7 · balance_after: As of 01/27/2020, total performance units beneficially owned is 46,531.616. This total includes the 01/25/2018 grants of 3,055.835 and 3,055.835 performance units, the 01/24/2019 grants of 3,226.485 and 3,226.485 performance units, and the 07/01/2019 grants of 4,452.488 and 4,452.488 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 12,531 and 12,531 performance units.

SEC source: 0001209191-20-004970 · doc4.xml · derivative · entry 7

Bergstein Joseph P Jr · CIK 0001661030 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,531

Underlying: Common Stock · 12,531 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F7 · balance_after: As of 01/27/2020, total performance units beneficially owned is 46,531.616. This total includes the 01/25/2018 grants of 3,055.835 and 3,055.835 performance units, the 01/24/2019 grants of 3,226.485 and 3,226.485 performance units, and the 07/01/2019 grants of 4,452.488 and 4,452.488 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 12,531 and 12,531 performance units.

SEC source: 0001209191-20-004970 · doc4.xml · derivative · entry 6

Bergstein Joseph P Jr · CIK 0001661030 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,531

Underlying: Common Stock · 12,531 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F7 · balance_after: As of 01/27/2020, total performance units beneficially owned is 46,531.616. This total includes the 01/25/2018 grants of 3,055.835 and 3,055.835 performance units, the 01/24/2019 grants of 3,226.485 and 3,226.485 performance units, and the 07/01/2019 grants of 4,452.488 and 4,452.488 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 12,531 and 12,531 performance units.

SEC source: 0001209191-20-004970 · doc4.xml · derivative · entry 5

Bergstein Joseph P Jr · CIK 0001661030 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,266

Underlying: Common Stock · 6,266 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F4 · derivative.exercise_date: The units will vest on 01/23/2023.

F4 · derivative.expiration_date: The units will vest on 01/23/2023.

F5 · balance_after: As of 01/27/2020, total restricted stock units beneficially owned is 15,086.831. This total includes the 02/17/2017 grant of 3,689.588 restricted stock units, the 01/25/2018 grant of 1,372 restricted stock units, the 01/24/2019 grant of 1,533 restricted stock units, and the 07/01/2019 grant of 2,226.243 restricted stock units, plus in the case of the 02/17/2017 and 07/01/2019 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/23/2020 grant of 6,266 restricted stock units.

SEC source: 0001209191-20-007419 · doc4a.xml · derivative · entry 1

Bergstein Joseph P Jr · CIK 0001661030 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,263.574 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F2 · kind: This amended Form 4 restates the number of performance units forfeited on 01/23/2020. On 01/23/2020, only one of two 2017 grants were forfeited due to Company performance below minimum "total shareowner return" threshold at expiration of the applicable three-year performance period. The other 2017 grant, being reinstated by this report, earned a 200% payout based on the Company's return-on-equity over a three-year performance period. The payout of this 2017 award will be reported on or about 02/18/2020 following calculation of underlying shares to be delivered, net of withholding.

F3 · shares: Total includes the reinvestment of dividends.

F1 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F1 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/07/2020, total performance units beneficially owned is 47,953.195. This total includes the 01/26/2017 grant of 1,421.579 performance units, the 01/25/2018 grants of 3,055.835 and 3,055.835 performance units, the 01/24/2019 grants of 3,226.485 and 3,226.485 performance units, and the 07/01/2019 grants of 4,452.488 and 4,452.488 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 12,531 and 12,531 performance units.

SEC source: 0001209191-19-040066 · doc4.xml · derivative · entry 3

Bergstein Joseph P Jr · CIK 0001661030 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,344

Underlying: Common Stock · 4,344 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 07/02/2019, total performance units beneficially owned is 26,493.127. This total includes the 01/26/2017 grants of 4,159.689 and 1,386.942 performance units, the 01/25/2018 grants of 2,981.378 and 2,981.378 performance units, and the 01/24/2019 grants of 3,147.87 and 3,147.87 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 07/01/2019 grants of 4,344 and 4,344 performance units.

SEC source: 0001209191-19-040066 · doc4.xml · derivative · entry 2

Bergstein Joseph P Jr · CIK 0001661030 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,344

Underlying: Common Stock · 4,344 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 07/02/2019, total performance units beneficially owned is 26,493.127. This total includes the 01/26/2017 grants of 4,159.689 and 1,386.942 performance units, the 01/25/2018 grants of 2,981.378 and 2,981.378 performance units, and the 01/24/2019 grants of 3,147.87 and 3,147.87 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 07/01/2019 grants of 4,344 and 4,344 performance units.

SEC source: 0001209191-19-040066 · doc4.xml · derivative · entry 1

Bergstein Joseph P Jr · CIK 0001661030 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,172

Underlying: Common Stock · 2,172 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 07/01/2022.

F2 · derivative.expiration_date: The units will vest on 07/01/2022.

F3 · balance_after: As of 07/02/2019, total restricted stock units beneficially owned is 10,063.631. This total includes the 01/26/2017 grant of 1,386.942 restricted stock units, the 02/17/2017 grant of 3,599.689 restricted stock units, the 01/25/2018 grant of 1,372 restricted stock units, and the 01/24/2019 grant of 1,533 restricted stock units, plus in the case of the 01/26/2017 and 02/17/2017 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 07/01/2019 grant of 2,172 restricted stock units.

SEC source: 0001209191-17-047843 · doc4.xml · derivative · entry 5

Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,983 shares

Expires 2022-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 2,983 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated June 5, 2017.

F3 · derivative.exercise_date: Represents the exercise of 2,983 stock options that vested in three installments on June 1, 2013, June 1, 2014 and June 1, 2015.

SEC source: 0001209191-17-047843 · doc4.xml · nonDerivative · entry 2

Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,191.653

F1 · kind: This Form 4 report reflects the exercise of 2,983 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated June 5, 2017.

F2 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-17-047843 · doc4.xml · nonDerivative · entry 1

Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,174.653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 2,983 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated June 5, 2017.

F2 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-17-046266 · doc4.xml · nonDerivative · entry 1

Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,191.653

F1 · kind: This Form 4 report reflects the sale of previously vested restricted stock units pursuant to a 10b5-1 plan, dated June 5, 2017.

F2 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-17-017164 · doc4.xml · derivative · entry 5

Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The units vested on March 1, 2017.

F3 · derivative.expiration_date: The units vested on March 1, 2017.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0001209191-17-017164 · doc4.xml · nonDerivative · entry 2

Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,049

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-17-017164 · doc4.xml · nonDerivative · entry 1

Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-013075 · doc4.xml · derivative · entry 1

Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,169

Underlying: Common Stock · 3,169 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 02/17/2020.

F2 · derivative.expiration_date: The units will vest on 02/17/2020.

F3 · balance_after: As of 02/22/2017, total restricted stock units beneficially owned is 12,230.194. This total includes the 03/01/2014 grant of 2,796 restricted stock units, 03/01/2015 grant of 2,377 restricted stock units, 01/21/2016 grant of 2,667.194 restricted stock units and the 01/26/2017 grant of 1,221 restricted stock units, plus in the case of the 01/21/2016 grant, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 02/17/2017 grant of 3,169 restricted stock units.

SEC source: 0001209191-17-006091 · doc4.xml · derivative · entry 8

Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Total includes the reinvestment of dividends.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (62%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2016. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/26/2017 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/27/2017.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (62%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2016. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/26/2017 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/27/2017.

F1 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F7 · balance_after: As of 01/30/2017, total performance units beneficially owned is 10,787.388. This total includes the 03/01/2015 grant of 2,608.208 performance units and the 01/21/2016 grant of 3,296.18 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 3,662 and 1,221 performance units.

SEC source: 0001209191-17-006091 · doc4.xml · nonDerivative · entry 2

Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,143

F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

F1 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-17-006091 · doc4.xml · nonDerivative · entry 1

Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-17-006091 · doc4.xml · derivative · entry 7

Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,221

Underlying: Common Stock · 1,221 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F7 · balance_after: As of 01/30/2017, total performance units beneficially owned is 10,787.388. This total includes the 03/01/2015 grant of 2,608.208 performance units and the 01/21/2016 grant of 3,296.18 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 3,662 and 1,221 performance units.

SEC source: 0001209191-17-006091 · doc4.xml · derivative · entry 6

Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,662

Underlying: Common Stock · 3,662 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F7 · balance_after: As of 01/30/2017, total performance units beneficially owned is 10,787.388. This total includes the 03/01/2015 grant of 2,608.208 performance units and the 01/21/2016 grant of 3,296.18 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 3,662 and 1,221 performance units.

SEC source: 0001209191-17-006091 · doc4.xml · derivative · entry 5

Bergstein Joseph P Jr · CIK 0001661030 · VP-IR and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,221

Underlying: Common Stock · 1,221 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F4 · derivative.exercise_date: The units will vest on 01/26/2020.

F4 · derivative.expiration_date: The units will vest on 01/26/2020.

F5 · balance_after: As of 01/30/2017, the total restricted stock units beneficially owned is 9,061.194. This total includes the 03/01/2014 grant of 2,796 restricted stock units, 03/01/2015 grant of 2,377 restricted stock units and the 01/21/2016 grant of 2,667.194 restricted stock units, plus in the case of the 01/21/2016 grant, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/26/2017 grant of 1,221 restricted stock units.