Crockett John R III

SEC source: 0000950170-24-008375 · ownership.xml · derivative · entry 10

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,655

Underlying: Common Stock · 11,655 shares

Expires not disclosed

F5 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F5 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F5 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F6 · balance_after: As of 01/29/2024, total performance units beneficially owned is 68,980.901. This total includes the three 01/27/2022 grants of (a) 11,420.978, (b) 5,711.024, and (c) 5,711.024 performance units, and the three 01/20/2023 grants of (a) 11,413.437, (b) 5,706.719, and (c) 5,706.719 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 11,655, (b) 5,828, and (c) 5,828 performance units.

SEC source: 0000950170-24-008375 · ownership.xml · derivative · entry 9

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,828

Underlying: Common Stock · 5,828 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F3 · derivative.exercise_date: The units will vest on 01/25/2027.

F3 · derivative.expiration_date: The units will vest on 01/25/2027.

F4 · balance_after: As of 01/29/2024, total restricted stock units beneficially owned is 18,269.109. This total includes the 10/01/2021 grant of 1,023.366 restricted stock units, the 01/27/2022 grant of 5,711.024 restricted stock units, and the 01/20/2023 grant of 5,706.719 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/25/2024 grant of 5,828 restricted stock units.

SEC source: 0000950170-24-008375 · ownership.xml · nonDerivative · entry 8

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,866

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0000950170-24-008375 · ownership.xml · nonDerivative · entry 7

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-008375 · ownership.xml · nonDerivative · entry 6

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,431

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0000950170-24-008375 · ownership.xml · nonDerivative · entry 5

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-008375 · ownership.xml · nonDerivative · entry 4

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,764

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0000950170-24-008375 · ownership.xml · nonDerivative · entry 3

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-008375 · ownership.xml · nonDerivative · entry 2

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,395

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0000950170-24-008375 · ownership.xml · nonDerivative · entry 1

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-026311 · ownership.xml · derivative · entry 3

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,677 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The units vested on 01/21/2024.

F3 · derivative.expiration_date: The units vested on 01/21/2024.

SEC source: 0000950170-24-026311 · ownership.xml · nonDerivative · entry 2

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,248

F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0000950170-24-026311 · ownership.xml · nonDerivative · entry 1

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 was initially filed on January 23, 2024, but due to a technical issue, it was mistakenly filed as if the issuer was Kentucky Utilities Company, one of PPL Corporation's subsidiaries. This filing properly includes PPL Corporation as the issuer and replaces that initial filing.

SEC source: 0001209191-23-023585 · doc4.xml · nonDerivative · entry 1

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,161

F1 · kind: Represents the sale of 5,500 shares of common stock pursuant to a 10b5-1 plan, dated February 18, 2023.

SEC source: 0001209191-23-011692 · doc4.xml · derivative · entry 3

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (172.5%, or an additional 2,079.433 units) based on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of the percentage of the award earned was made by the Compensation Committee on 01/20/2023 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/17/2023.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (172.5%, or an additional 2,079.433 units) based on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of the percentage of the award earned was made by the Compensation Committee on 01/20/2023 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/17/2023.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/22/2023, total performance units beneficially owned is 55,289.631. This total includes the 01/21/2021 grants of 3,664.442 and 3,664.442 performance units, the 10/01/2021 grants of 1,972.589 and 1,972.589 performance units, and the three 01/27/2022 grants of (a) 11,007.269, (b) 5,504.15, and (c) 5,504.15 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 11,000, (b) 5,500, and (c) 5,500 performance units.

SEC source: 0001209191-23-011692 · doc4.xml · nonDerivative · entry 2

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,661

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-23-011692 · doc4.xml · nonDerivative · entry 1

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-004673 · doc4.xml · derivative · entry 8

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The units vested on 01/23/2023.

F12 · derivative.expiration_date: The units vested on 01/23/2023.

SEC source: 0001209191-23-004673 · doc4.xml · nonDerivative · entry 2

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,360

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-23-004673 · doc4.xml · nonDerivative · entry 1

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-004673 · doc4.xml · derivative · entry 7

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,867.567 shares

Expires not disclosed

F9 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F10 · kind: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2020 will be paid out at 0%.

F11 · shares: Total includes the reinvestment of dividends.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F11 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F6 · balance_after: As of 01/24/2023, total performance units beneficially owned is 58,157.198. This total includes the 01/23/2020 grant of 2,867.567 performance units, the 01/21/2021 grants of 3,664.442 and 3,664.442 performance units, the 10/01/2021 grants of 1,972.589 and 1,972.589 performance units, and the three 01/27/2022 grants of (a) 11,007.269, (b) 5,504.15, and (c) 5,504.15 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 11,000, (b) 5,500, and (c) 5,500 performance units.

SEC source: 0001209191-23-004673 · doc4.xml · derivative · entry 6

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F6 · balance_after: As of 01/24/2023, total performance units beneficially owned is 58,157.198. This total includes the 01/23/2020 grant of 2,867.567 performance units, the 01/21/2021 grants of 3,664.442 and 3,664.442 performance units, the 10/01/2021 grants of 1,972.589 and 1,972.589 performance units, and the three 01/27/2022 grants of (a) 11,007.269, (b) 5,504.15, and (c) 5,504.15 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 11,000, (b) 5,500, and (c) 5,500 performance units.

SEC source: 0001209191-23-004673 · doc4.xml · derivative · entry 5

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F6 · balance_after: As of 01/24/2023, total performance units beneficially owned is 58,157.198. This total includes the 01/23/2020 grant of 2,867.567 performance units, the 01/21/2021 grants of 3,664.442 and 3,664.442 performance units, the 10/01/2021 grants of 1,972.589 and 1,972.589 performance units, and the three 01/27/2022 grants of (a) 11,007.269, (b) 5,504.15, and (c) 5,504.15 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 11,000, (b) 5,500, and (c) 5,500 performance units.

SEC source: 0001209191-23-004673 · doc4.xml · derivative · entry 4

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F5 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F5 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F5 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F6 · balance_after: As of 01/24/2023, total performance units beneficially owned is 58,157.198. This total includes the 01/23/2020 grant of 2,867.567 performance units, the 01/21/2021 grants of 3,664.442 and 3,664.442 performance units, the 10/01/2021 grants of 1,972.589 and 1,972.589 performance units, and the three 01/27/2022 grants of (a) 11,007.269, (b) 5,504.15, and (c) 5,504.15 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 11,000, (b) 5,500, and (c) 5,500 performance units.

SEC source: 0001209191-23-004673 · doc4.xml · derivative · entry 3

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F3 · derivative.exercise_date: The units will vest on 01/20/2026.

F3 · derivative.expiration_date: The units will vest on 01/20/2026.

F4 · balance_after: As of 01/24/2023, total restricted stock units beneficially owned is 13,667.445. This total includes the 01/21/2021 grant of 1,677 restricted stock units, the 10/01/2021 grant of 986.295 restricted stock units, and the 01/27/2022 grant of 5,504.15 restricted stock units, plus in the case of the 10/01/2021 and 01/27/2022 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/20/2023 grant of 5,500 restricted stock units.

SEC source: 0001209191-22-012297 · doc4.xml · derivative · entry 3

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/23/2022, total performance units beneficially owned is 37,825.478. This total includes the 01/23/2020 grants of 2,779.443 and 2,779.443 performance units, the 01/21/2021 grants of 3,551.828 and 3,551.828 performance units, and the 10/01/2021 grants of 1,911.968 and 1,911.968 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 10,669, (b) 5,335, and (c) 5,335 performance units.

SEC source: 0001209191-22-012297 · doc4.xml · nonDerivative · entry 2

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,576

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-22-012297 · doc4.xml · nonDerivative · entry 1

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-005569 · doc4.xml · derivative · entry 5

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,386.884 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F9 · kind: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2019 will be paid out at 0%.

F10 · shares: Total includes the reinvestment of dividends.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F10 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 01/31/2022, total performance units beneficially owned is 41,212.362. This total includes the 01/24/2019 grant of 3,386.884 performance units, the 01/23/2020 grants of 2,779.443 and 2,779.443 performance units, the 01/21/2021 grants of 3,551.828 and 3,551.828 performance units, and the 10/01/2021 grants of 1,911.968 and 1,911.968, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 10,669, (b) 5,335, and (c) 5,335 performance units.

SEC source: 0001209191-22-005569 · doc4.xml · derivative · entry 3

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,335

Underlying: Common Stock · 5,335 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F5 · balance_after: As of 01/31/2022, total performance units beneficially owned is 41,212.362. This total includes the 01/24/2019 grant of 3,386.884 performance units, the 01/23/2020 grants of 2,779.443 and 2,779.443 performance units, the 01/21/2021 grants of 3,551.828 and 3,551.828 performance units, and the 10/01/2021 grants of 1,911.968 and 1,911.968, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 10,669, (b) 5,335, and (c) 5,335 performance units.

SEC source: 0001209191-22-005569 · doc4.xml · derivative · entry 2

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,669

Underlying: Common Stock · 10,669 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F5 · balance_after: As of 01/31/2022, total performance units beneficially owned is 41,212.362. This total includes the 01/24/2019 grant of 3,386.884 performance units, the 01/23/2020 grants of 2,779.443 and 2,779.443 performance units, the 01/21/2021 grants of 3,551.828 and 3,551.828 performance units, and the 10/01/2021 grants of 1,911.968 and 1,911.968, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 10,669, (b) 5,335, and (c) 5,335 performance units.

SEC source: 0001209191-22-005569 · doc4.xml · derivative · entry 1

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,335

Underlying: Common Stock · 5,335 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/27/2025.

F2 · derivative.expiration_date: The units will vest on 01/27/2025.

F3 · balance_after: As of 01/31/2022, total restricted stock units beneficially owned is 9,199.984. This total includes the 01/23/2020 grant of 1,232 restricted stock units, the 01/21/2021 grant of 1,677 restricted stock units, and the 10/01/2021 grant of 955.984 restricted stock units, plus in the case of the 10/01/2021 grant, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/27/2022 grant of 5,335 restricted stock units.

SEC source: 0001209191-22-005056 · doc4.xml · derivative · entry 3

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,426 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The units vested on 01/24/2022.

F2 · derivative.expiration_date: The units vested on 01/24/2022.

SEC source: 0001209191-22-005056 · doc4.xml · nonDerivative · entry 2

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,942

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-22-005056 · doc4.xml · nonDerivative · entry 1

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-059391 · doc4.xml · derivative · entry 3

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,886

Underlying: Common Stock · 1,886 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 10/05/2021, total performance units beneficially owned is 22,944.326. This total includes the 01/24/2019 grants of 3,340.883 and 3,340.883 performance units, the 01/23/2020 grants of 2,741.693 and 2,741.693 performance units, and the 01/21/2021 grants of 3,503.587 and 3,503.587 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 10/01/2021 grants of 1,886 and 1,886 performance units.

SEC source: 0001209191-21-059391 · doc4.xml · derivative · entry 2

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,886

Underlying: Common Stock · 1,886 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 10/05/2021, total performance units beneficially owned is 22,944.326. This total includes the 01/24/2019 grants of 3,340.883 and 3,340.883 performance units, the 01/23/2020 grants of 2,741.693 and 2,741.693 performance units, and the 01/21/2021 grants of 3,503.587 and 3,503.587 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 10/01/2021 grants of 1,886 and 1,886 performance units.

SEC source: 0001209191-21-059391 · doc4.xml · derivative · entry 1

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943

Underlying: Common Stock · 943 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 10/01/2024.

F2 · derivative.expiration_date: The units will vest on 10/01/2024.

F3 · balance_after: As of 10/05/2021, total restricted stock units beneficially owned is 5,278. This total includes the 01/24/2019 grant of 1,426 restricted stock units, the 01/23/2020 grant of 1,232 restricted stock units, the 01/21/2021 grant of 1,677 restricted stock units, and the 10/01/2021 grant of 943 restricted stock units.

SEC source: 0001209191-22-005569 · doc4.xml · derivative · entry 4

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,335

Underlying: Common Stock · 5,335 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F5 · balance_after: As of 01/31/2022, total performance units beneficially owned is 41,212.362. This total includes the 01/24/2019 grant of 3,386.884 performance units, the 01/23/2020 grants of 2,779.443 and 2,779.443 performance units, the 01/21/2021 grants of 3,551.828 and 3,551.828 performance units, and the 10/01/2021 grants of 1,911.968 and 1,911.968, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 10,669, (b) 5,335, and (c) 5,335 performance units.