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Morici John

Disclosed activity across 1 company

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65033
SEC CIK
0001689552

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALIGN TECHNOLOGY INCALGN · Entity 3488EVP, CHIEF FINANCIAL OFFICERFebruary 20, 2026February 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALIGN TECHNOLOGY INC

Report date February 20, 2026 · Filed February 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,536 Ending reported balance After 2026-02-20 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-02-20 · Exercise / conversion · Acquired 7,848 · Balance 16,085

Row 2 · 2026-02-20 · Tax withholding · Disposed 2,549 · Balance 13,536

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct8,423 Reported balance After 2026-02-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-02-20 · Grant · Acquired 8,423 · Balance 8,423

F1: Represents par value of ALGN common stock.

F2: 1/4th of the restricted stock unit granted on February 20, 2026 will become vested on February 20, 2027 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,674 Reported balance After 2026-02-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-02-20 · Exercise / conversion · Disposed 837 · Balance 1,674

F1: Represents par value of ALGN common stock.

F4: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct3,750 Reported balance After 2026-02-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-02-20 · Exercise / conversion · Disposed 1,251 · Balance 3,750

F1: Represents par value of ALGN common stock.

F5: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-02-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-02-20 · Exercise / conversion · Disposed 389 · Balance 0

F1: Represents par value of ALGN common stock.

F6: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct718 Reported balance After 2026-02-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-02-20 · Exercise / conversion · Disposed 718 · Balance 718

F1: Represents par value of ALGN common stock.

F8: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Market Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct17,102 Reported balance After 2026-02-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-02-20 · Grant · Acquired 17,102 · Balance 17,102

F1: Represents par value of ALGN common stock.

F3: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Market Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-02-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-02-20 · Exercise / conversion · Disposed 4,653 · Balance 0

F1: Represents par value of ALGN common stock.

F7: The market stock unit granted on February 20, 2023 became vested on February 20,2026 and shares were delivered to reporting person on such vest date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents par value of ALGN common stock.

F2: 1/4th of the restricted stock unit granted on February 20, 2026 will become vested on February 20, 2027 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

F3: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F4: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F5: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F6: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.

F7: The market stock unit granted on February 20, 2023 became vested on February 20,2026 and shares were delivered to reporting person on such vest date.

F8: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 20, 2021 Filed Sep 22, 2021 20:48 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 1,573 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057269 · doc4.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 25, 2021 00:21 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 6,863 $597.65 $4,101,682.93
Disclosure

SEC source: 0001209191-21-035563 · doc4.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,040

F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $597.5275 to $598.195, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 22:34 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 6,837 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013915 · doc4.xml · derivative · entry 9

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,837

Underlying: Common Stock · 6,837 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2021 Filed Feb 24, 2021 22:34 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 1,367 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013915 · doc4.xml · derivative · entry 8

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367

Underlying: Common Stock · 1,367 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 will become vested on February 20, 2022 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 will become vested on February 20, 2022 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 22:34 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionMarket Stock Unit · Derivative 9,218 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013915 · doc4.xml · derivative · entry 7

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The market stock unit granted on February 20, 2018 became fully vested on February 20, 2021. Shares were delivered to reporting person on February 22, 2021.

F7 · derivative.expiration_date: The market stock unit granted on February 20, 2018 became fully vested on February 20, 2021. Shares were delivered to reporting person on February 22, 2021.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 22:34 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 604 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013915 · doc4.xml · derivative · entry 6

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,811

Underlying: Common Stock · 604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 22:34 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013915 · doc4.xml · derivative · entry 5

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,339

Underlying: Common Stock · 670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 22:34 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013915 · doc4.xml · derivative · entry 4

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575

Underlying: Common Stock · 575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 22:34 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013915 · doc4.xml · derivative · entry 3

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 22:34 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 5,954 $599.25 $3,567,934.50
Disclosure

SEC source: 0001209191-21-013915 · doc4.xml · nonDerivative · entry 2

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,903

Read SEC document
February 20, 2021 Filed Feb 24, 2021 22:34 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 12,817 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013915 · doc4.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 124 shares acquired under the ALGN ESPP on January 31, 2020.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 22:58 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 4,708 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060300 · doc4.xml · derivative · entry 3

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F1 · derivative.exercise_date: 1/4th of the restricted stock unit granted on November 20, 2016 became vested on November 20, 2020 and shares were delivered to reporting person on such vest date.

F1 · derivative.expiration_date: 1/4th of the restricted stock unit granted on November 20, 2016 became vested on November 20, 2020 and shares were delivered to reporting person on such vest date.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 22:58 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 2,531 $446.45 $1,129,964.95
Disclosure

SEC source: 0001209191-20-060300 · doc4.xml · nonDerivative · entry 2

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,916

Read SEC document
November 20, 2020 Filed Nov 24, 2020 22:58 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 4,708 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060300 · doc4.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1/4th of the restricted stock unit granted on November 20, 2016 became vested on November 20, 2020 and shares were delivered to reporting person on such vest date.

Read SEC document
October 26, 2020 Filed Oct 29, 2020 01:01 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 300 $466.30 $139,889.01
Disclosure

SEC source: 0001209191-20-056161 · doc4.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739

F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $466.00 to $466.78, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:20 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 123 $467.61 $57,516.30
Disclosure

SEC source: 0001209191-20-056154 · doc4.xml · nonDerivative · entry 2

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039

F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $467.50 to $468.10, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:20 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 3,384 $466.30 $1,577,948.03
Disclosure

SEC source: 0001209191-20-056154 · doc4.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,162

F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $466.00 to $466.78, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:28 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,573 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051522 · doc4.xml · derivative · entry 3

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573

Underlying: Common Stock · 1,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:28 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 834 $279.83 $233,378.22
Disclosure

SEC source: 0001209191-20-051522 · doc4.xml · nonDerivative · entry 2

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,546

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:28 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 1,573 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051522 · doc4.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 21:51 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 4,154 $251.55 $1,044,943.68
Disclosure

SEC source: 0001209191-20-033679 · doc4.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,807

F1 · price: The price reported in column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $251.55 to $251.564, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 19, 2020 Filed May 21, 2020 22:16 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 5,075 $227.96 $1,156,901.57
Disclosure

SEC source: 0001209191-20-031424 · doc4.xml · nonDerivative · entry 2

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,961

Read SEC document
May 19, 2020 Filed May 21, 2020 22:16 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 771 $227.95 $175,750.99
Disclosure

SEC source: 0001209191-20-031424 · doc4.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,036

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:39 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 12,255 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012264 · doc4.xml · derivative · entry 8

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,255

Underlying: Common Stock · 12,255 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F8 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:39 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 2,415 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012264 · doc4.xml · derivative · entry 7

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,415

Underlying: Common Stock · 2,415 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:39 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionMarket Stock Unit · Derivative 14,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012264 · doc4.xml · derivative · entry 6

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date.

F6 · derivative.expiration_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:39 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012264 · doc4.xml · derivative · entry 5

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,009

Underlying: Common Stock · 670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:39 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012264 · doc4.xml · derivative · entry 4

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

Underlying: Common Stock · 575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:39 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012264 · doc4.xml · derivative · entry 3

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:39 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 9,157 $272.49 $2,495,190.93
Disclosure

SEC source: 0001209191-20-012264 · doc4.xml · nonDerivative · entry 2

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,807

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:39 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 16,995 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012264 · doc4.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 123 shares acquired under the ALGN ESPP on January 31, 2020.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 02:39 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 4,709 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001689552-19-000004 · primary_doc.xml · derivative · entry 3

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,709

Underlying: Common Stock · 4,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on November 20, 2016 became vested on November 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on November 20, 2016 became vested on November 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 02:39 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 2,525 $268.77 $678,644.25
Disclosure

SEC source: 0001689552-19-000004 · primary_doc.xml · nonDerivative · entry 2

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,846

Read SEC document
November 20, 2019 Filed Nov 22, 2019 02:39 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 4,709 $0.00 $0.00
Disclosure

SEC source: 0001689552-19-000004 · primary_doc.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2019 Filed Sep 23, 2019 22:41 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,573 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001689552-19-000003 · primary_doc.xml · derivative · entry 3

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,146

Underlying: Common Stock · 1,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on September 20, 2017 became vested on September 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on September 20, 2017 became vested on September 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
September 20, 2019 Filed Sep 23, 2019 22:41 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 824 $186.54 $153,708.96
Disclosure

SEC source: 0001689552-19-000003 · primary_doc.xml · nonDerivative · entry 2

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,662

Read SEC document
September 20, 2019 Filed Sep 23, 2019 22:41 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 1,573 $0.00 $0.00
Disclosure

SEC source: 0001689552-19-000003 · primary_doc.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 23:49 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 2,374 $286.91 $681,128.61
Disclosure

SEC source: 0001689552-19-000002 · primary_doc.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,913

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $286.84 to $287.01, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:07 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 13,395 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004545 · doc4.xml · derivative · entry 6

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,395

Underlying: Common Stock · 13,395 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F6 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:07 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 2,679 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004545 · doc4.xml · derivative · entry 5

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,679

Underlying: Common Stock · 2,679 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:07 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004545 · doc4.xml · derivative · entry 4

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725

Underlying: Common Stock · 575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:07 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004545 · doc4.xml · derivative · entry 3

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:07 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 976 $253.79 $247,699.04
Disclosure

SEC source: 0000899243-19-004545 · doc4.xml · nonDerivative · entry 2

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,287

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:07 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 2,325 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004545 · doc4.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 257 shares acquired under the ALGN ESPP on January 31, 2019.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 00:26 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 4,709 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001689552-18-000002 · primary_doc.xml · derivative · entry 3

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,417

Underlying: Common Stock · 4,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on November 20, 2016 became vested on November 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on November 20, 2016 became vested on November 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 00:26 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 2,335 $210.10 $490,583.50
Disclosure

SEC source: 0001689552-18-000002 · primary_doc.xml · nonDerivative · entry 2

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,681

Read SEC document
November 20, 2018 Filed Nov 21, 2018 00:26 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 4,709 $0.00 $0.00
Disclosure

SEC source: 0001689552-18-000002 · primary_doc.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 22:06 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,573 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000025 · primary_doc.xml · derivative · entry 3

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,719

Underlying: Common Stock · 1,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on September 20, 2017 became vested on September 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on September 20, 2017 became vested on September 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 22:06 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 780 $379.84 $296,275.20
Disclosure

SEC source: 0001288257-18-000025 · primary_doc.xml · nonDerivative · entry 2

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,307

Read SEC document
September 20, 2018 Filed Sep 21, 2018 22:06 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 1,573 $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000025 · primary_doc.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.