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person · Reporting owner

Patterson Robert M

Disclosed activity across 2 companies

Tapewire entity
64866
SEC CIK
0001433828

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AVIENT CORPAVNT · Entity 4061Director · Chairman, President & CEONovember 16, 2023November 20, 2023
GREIF, INCGEF, GEF-B · Entity 3946DirectorFebruary 23, 2026February 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AVIENT CORP

Report date November 16, 2023 · Filed November 20, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSupplemental Plan394,235.654 Reported balance After 2023-11-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-11-16 · Other · Acquired 37,802.962 · Balance 394,235.654

F1: Reflects a purchase by Mr. Patterson of 37,802.962 Avient shares within the Avient supplemental retirement plan.

Common StockSEC Table I · non-derivativeDirect610,897 Reported balance After 2023-11-17 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2023-11-17 · Purchase · Acquired 24,304 · Balance 610,897

F2: The purchase price is a weighted average for the purchase transactions. The purchase prices range from a low of $34.19 per share to a high of $34.72 per share. Full information regarding the number of shares purchased at each separate price is available upon request by the Commission staff, Avient Corporation, or a security holder of Avient Corporation.

F3: Includes shares acquired pursuant to dividend reinvestment.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects a purchase by Mr. Patterson of 37,802.962 Avient shares within the Avient supplemental retirement plan.

F2: The purchase price is a weighted average for the purchase transactions. The purchase prices range from a low of $34.19 per share to a high of $34.72 per share. Full information regarding the number of shares purchased at each separate price is available upon request by the Commission staff, Avient Corporation, or a security holder of Avient Corporation.

F3: Includes shares acquired pursuant to dividend reinvestment.

GREIF, INC

Report date February 23, 2026 · Filed February 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect30,993 Reported balance After 2026-02-23 transaction · row 1
1 source row

Row 1 · 2026-02-23 · Grant · Acquired 2,143 · Balance 30,993

F1: Transaction reflects a restricted stock award made to the Reporting Person pursuant to the terms of the Issuer's outside directors' equity award plan. The shares are subject to restriction until the earlier of February 23, 2029, or the Reporting Person's termination from the Board due to his retirement, death or other reason.

Filing footnotes · ownership attribution and instrument terms

F1: Transaction reflects a restricted stock award made to the Reporting Person pursuant to the terms of the Issuer's outside directors' equity award plan. The shares are subject to restriction until the earlier of February 23, 2029, or the Reporting Person's termination from the Board due to his retirement, death or other reason.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2020 Filed Feb 11, 2020 21:59 UTC AVIENT CORP POL · Entity 4061 GrantRestricted Stock Units · Derivative 55,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004880 · form4.xml · derivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,050

Underlying: Common Stock · 55,050 shares

Expires 2023-02-10

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:00 UTC AVIENT CORP POL · Entity 4061 Exercise / conversionEarned Performance Shares · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-018706 · form4.xml · derivative · entry 5

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2019-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each earned performance share represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each earned performance share represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:00 UTC AVIENT CORP POL · Entity 4061 Tax withholdingCommon Stock 23,881 $26.63 $635,951.03
Disclosure

SEC source: 0001127602-19-018706 · form4.xml · nonDerivative · entry 2

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,326

Read SEC document
May 15, 2019 Filed May 16, 2019 20:00 UTC AVIENT CORP POL · Entity 4061 Exercise / conversionCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-018706 · form4.xml · nonDerivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each earned performance share represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested earned performance shares.

Read SEC document
May 07, 2019 Filed May 8, 2019 19:00 UTC AVIENT CORP POL · Entity 4061 OtherCommon Stock 54,864.668 $27.34 $1,500,000.02
Disclosure

SEC source: 0001127602-19-017730 · form4.xml · nonDerivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Supplemental Plan

Disclosed balance after: 54,864.668

F1 · balance_after: Reflects the investment by the reporting person in PolyOne stock under the Supplemental Plan.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:30 UTC AVIENT CORP POL · Entity 4061 GrantStock Appreciation Rights · Derivative 153,450 $0.00 Strike: $31.54 $0.00
Disclosure

SEC source: 0001127602-19-005654 · form4.xml · derivative · entry 5

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,450

Underlying: Common Stock · 153,450 shares

Expires 2029-02-11

F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:30 UTC AVIENT CORP POL · Entity 4061 GrantRestricted Stock Units · Derivative 48,950 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005654 · form4.xml · derivative · entry 4

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,950

Underlying: Common Stock · 48,950 shares

Expires 2022-02-11

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:30 UTC AVIENT CORP POL · Entity 4061 Tax withholdingCommon Stock 11,410 $31.49 $359,300.90
Disclosure

SEC source: 0001127602-19-005654 · form4.xml · nonDerivative · entry 2

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,481.217

Read SEC document
February 11, 2019 Filed May 16, 2019 20:00 UTC AVIENT CORP POL · Entity 4061 GrantEarned Performance Shares · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018706 · form4.xml · derivative · entry 4

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2019-05-15

F1 · derivative.exercise_price: Each earned performance share represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 10, 2019 Filed Feb 13, 2019 21:30 UTC AVIENT CORP POL · Entity 4061 Exercise / conversionRestricted Stock Units · Derivative 34,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-005654 · form4.xml · derivative · entry 3

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,750 shares

Expires 2019-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · date: As the vesting date fell on a weekend, the vesting transaction was executed on the following business day, February 11, 2019.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 10, 2019 Filed Feb 13, 2019 21:30 UTC AVIENT CORP POL · Entity 4061 Exercise / conversionCommon Stock 34,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-005654 · form4.xml · nonDerivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,891.217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: As the vesting date fell on a weekend, the vesting transaction was executed on the following business day, February 11, 2019.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment since the last Form 4 was filed as well as dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
August 22, 2018 Filed Aug 22, 2018 21:04 UTC AVIENT CORP POL · Entity 4061 SaleCommon Stock 19,196 $43.30 $831,215.59
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · nonDerivative · entry 10

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,679.399

F3 · price: The sale price is a weighted average for the sale transactions. The sales prices range from a low of $43.12 per share to a high of $43.52 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 21:04 UTC AVIENT CORP POL · Entity 4061 SaleCommon Stock 20,000 $43.61 $872,150.00
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · nonDerivative · entry 9

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,875.399

F2 · price: The sale price is a weighted average for the sale transactions. The sales prices range from a low of $43.21 per share to a high of $43.89. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation or a security holder of PolyOne Corporation.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC AVIENT CORP POL · Entity 4061 Exercise / conversionStock Appreciation Rights · Derivative 20,500 $0.00 Strike: $35.07 $0.00
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · derivative · entry 14

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,500 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $35.07 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC AVIENT CORP POL · Entity 4061 Exercise / conversionStock Appreciation Rights · Derivative 30,700 $0.00 Strike: $23.08 $0.00
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · derivative · entry 13

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,700 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $23.08 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC AVIENT CORP POL · Entity 4061 Exercise / conversionStock Appreciation Rights · Derivative 48,800 $0.00 Strike: $14.61 $0.00
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · derivative · entry 12

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,800 shares

Expires 2022-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC AVIENT CORP POL · Entity 4061 Exercise / conversionStock Appreciation Rights · Derivative 30,500 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · derivative · entry 11

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,500 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation rights vested in three equal annual installments beginning February 16, 2012.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC AVIENT CORP POL · Entity 4061 Disposition to issuerCommon Stock 18,363 $43.16 $792,547.08
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · nonDerivative · entry 8

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,875.399

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC AVIENT CORP POL · Entity 4061 Exercise / conversionCommon Stock 20,500 $35.07 $718,935.00
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · nonDerivative · entry 7

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,238.399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC AVIENT CORP POL · Entity 4061 Disposition to issuerCommon Stock 22,752 $43.16 $981,976.32
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · nonDerivative · entry 6

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,738.399

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC AVIENT CORP POL · Entity 4061 Exercise / conversionCommon Stock 30,700 $23.08 $708,556.00
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · nonDerivative · entry 5

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,490.399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC AVIENT CORP POL · Entity 4061 Disposition to issuerCommon Stock 30,837 $43.16 $1,330,924.92
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · nonDerivative · entry 4

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,790.399

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC AVIENT CORP POL · Entity 4061 Exercise / conversionCommon Stock 48,800 $14.61 $712,968.00
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · nonDerivative · entry 3

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,627.399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC AVIENT CORP POL · Entity 4061 Disposition to issuerCommon Stock 19,352 $43.16 $835,232.32
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · nonDerivative · entry 2

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,827.399

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:04 UTC AVIENT CORP POL · Entity 4061 Exercise / conversionCommon Stock 30,500 $14.81 $451,705.00
Disclosure

SEC source: 0001127602-18-026018 · form4.xml · nonDerivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,179.399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired pursuant to dividend reinvestment since the last Form 4 was filed.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:03 UTC AVIENT CORP POL · Entity 4061 GrantStock Appreciation Rights · Derivative 94,550 $0.00 Strike: $41.89 $0.00
Disclosure

SEC source: 0001127602-18-006617 · form4.xml · derivative · entry 3

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,550

Underlying: Common Stock · 94,550 shares

Expires 2028-02-14

F3 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:03 UTC AVIENT CORP POL · Entity 4061 GrantRestricted Stock Units · Derivative 33,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-006617 · form4.xml · derivative · entry 2

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,100

Underlying: Common Stock · 33,100 shares

Expires 2021-02-14

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:55 UTC AVIENT CORP POL · Entity 4061 Exercise / conversionRestricted Stock Units · Derivative 24,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004326 · form4.xml · derivative · entry 3

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2018-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:55 UTC AVIENT CORP POL · Entity 4061 Tax withholdingCommon Stock 7,657 $42.88 $328,332.16
Disclosure

SEC source: 0001127602-18-004326 · form4.xml · nonDerivative · entry 2

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,623.956

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:55 UTC AVIENT CORP POL · Entity 4061 Exercise / conversionCommon Stock 24,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004326 · form4.xml · nonDerivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,280.956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment since the last Form 4 was filed as well as dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
January 10, 2018 Filed Feb 16, 2018 21:03 UTC AVIENT CORP POL · Entity 4061 GrantCommon Stock 921.364 $45.44 $41,867.79
Disclosure

SEC source: 0001127602-18-006617 · form4.xml · nonDerivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,545.32

F1 · shares: Includes shares acquired pursuant to dividend reinvestment since the last Form 4 was filed.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:29 UTC AVIENT CORP POL · Entity 4061 GrantStock Appreciation Rights · Derivative 118,200 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001127602-17-006947 · form4.xml · derivative · entry 2

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,200

Underlying: Common Stock · 118,200 shares

Expires 2027-02-15

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:29 UTC AVIENT CORP POL · Entity 4061 GrantRestricted Stock Units · Derivative 39,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006947 · form4.xml · derivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,050

Underlying: Common Stock · 39,050 shares

Expires 2020-02-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 22:58 UTC AVIENT CORP POL · Entity 4061 Exercise / conversionRestricted Stock Units · Derivative 8,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-006111 · form4.xml · derivative · entry 3

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,200 shares

Expires 2017-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 22:58 UTC AVIENT CORP POL · Entity 4061 Tax withholdingCommon Stock 2,761 $34.59 $95,502.99
Disclosure

SEC source: 0001127602-17-006111 · form4.xml · nonDerivative · entry 2

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,673.545

Read SEC document
February 11, 2017 Filed Feb 14, 2017 22:58 UTC AVIENT CORP POL · Entity 4061 Exercise / conversionCommon Stock 8,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-006111 · form4.xml · nonDerivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,434.545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment since the last Form 4 was filed as well as dividend equivalents earned with respect to the vested restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.