Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ashford Inc.AINC · Entity 86648 | CEO of Ashford Hosp. Prime Inc | November 02, 2016 | November 02, 2016 |
| Braemar Hotels & Resorts Inc.BHR · Entity 6531 | Director · CEO and President | February 24, 2026 | February 26, 2026 |
| Spirit MTA REITSMTA · Entity 155109 | Director | May 01, 2019 | May 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ashford Inc.
Report date November 02, 2016 · Filed November 02, 2016
This filing explicitly reported no securities owned.
Braemar Hotels & Resorts Inc.
Report date February 24, 2026 · Filed February 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Stock Units (2023)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-12-31 | Direct | 0 |
Reported balance
After 2026-02-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-24 · Disposition to issuer · Disposed 176,295 · Balance 0 F1: Each performance stock unit ("Performance Stock Unit") award represented the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock. F2: Represents 176,295 Performance Stock Units that were forfeited due to certain performance criteria of the 2023 Performance Stock Unit award not being met. |
| Series B Preferred StockSEC Table I · non-derivative | IndirectBy RJS Living Trust | 16,152 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 16,152 |
| Common StockSEC Table I · non-derivative | Direct | 1,172,083 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,172,083 |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance stock unit ("Performance Stock Unit") award represented the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock.
F2: Represents 176,295 Performance Stock Units that were forfeited due to certain performance criteria of the 2023 Performance Stock Unit award not being met.
Spirit MTA REIT
Report date May 01, 2019 · Filed May 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares of beneficial interestSEC Table I · non-derivative | Direct | 56,008 |
Reported balance
After 2019-05-01 transaction · row 1
1 source rowRow 1 · 2019-05-01 · Grant · Acquired 18,545 · Balance 56,008 F1: Shares of Restricted Stock granted pursuant to the Trustee's service on the Board of Trustees as of the SMTA 2019 Annual Meeting. Restrictions lapse on earlier of (i) the date of the meeting of SMTA's shareholders immediately following the grant date or (ii) the one-year anniversary of the grant date, subject to continued service. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Restricted Stock granted pursuant to the Trustee's service on the Board of Trustees as of the SMTA 2019 Annual Meeting. Restrictions lapse on earlier of (i) the date of the meeting of SMTA's shareholders immediately following the grant date or (ii) the one-year anniversary of the grant date, subject to continued service.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2018 Filed Mar 16, 2018 21:46 UTC | Braemar Hotels & Resorts Inc. AHP · Entity 6531 | GrantCommon Stock | 74,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-018466 · a4.xml · nonDerivative · entry 1 Stockton Richard J · CIK 0001688739 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,137 F1 · kind: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2013 Equity Incentive Plan (the "Plan"). Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. F1 · price: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2013 Equity Incentive Plan (the "Plan"). Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 18:47 UTC | Braemar Hotels & Resorts Inc. AHP · Entity 6531 | Tax withholdingCommon Stock | 20,072 | $9.98 | $200,318.56 |
DisclosureSEC source: 0000909143-17-000077 · primary_doc.xml · nonDerivative · entry 1 Stockton Richard J · CIK 0001688739 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,044 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. F2 · price: Represents the closing price of the Issuer's common stock on November 2, 2017, the date of forfeiture. Read SEC document |
| April 27, 2017 Filed May 1, 2017 16:07 UTC | Braemar Hotels & Resorts Inc. AHP · Entity 6531 | GrantPerformance Stock Units · Derivative | 5,882 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000909143-17-000041 · primary_doc.xml · derivative · entry 2 Stockton Richard J · CIK 0001688739 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,882 Underlying: Common Stock · 5,882 shares Expires 2019-12-31 F3 · security: Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock. F3 · derivative.exercise_price: Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock. F2 · kind: The Reporting Person received the Performance Stock Units (as defined below) pursuant to an award granted by the Issuer under the Issuer's 2013 Equity Incentive Plan. Such award is subject to approval, by the Issuer's shareholders, of an amendment to the Plan to increase the number of shares of common stock available thereunder. F4 · shares: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2019. F2 · price: The Reporting Person received the Performance Stock Units (as defined below) pursuant to an award granted by the Issuer under the Issuer's 2013 Equity Incentive Plan. Such award is subject to approval, by the Issuer's shareholders, of an amendment to the Plan to increase the number of shares of common stock available thereunder. F4 · derivative.underlying: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2019. F4 · derivative.underlying_shares: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2019. F4 · balance_after: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2019. Read SEC document |
| April 27, 2017 Filed May 1, 2017 16:07 UTC | Braemar Hotels & Resorts Inc. AHP · Entity 6531 | GrantCommon Stock | 5,882 | $0.00 | $0.00 |
DisclosureSEC source: 0000909143-17-000041 · primary_doc.xml · nonDerivative · entry 1 Stockton Richard J · CIK 0001688739 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,116 F1 · kind: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2013 Equity Incentive Plan (the "Plan"). Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. Such award is subject to approval, by the Issuer's shareholders, of an amendment to the Plan to increase the number of shares of common stock available thereunder. F1 · price: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2013 Equity Incentive Plan (the "Plan"). Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. Such award is subject to approval, by the Issuer's shareholders, of an amendment to the Plan to increase the number of shares of common stock available thereunder. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 10:30 UTC | Braemar Hotels & Resorts Inc. AHP · Entity 6531 | PurchaseCommon Stock | 1,800 | $10.48 | $18,867.96 |
DisclosureSEC source: 0000909143-17-000010 · primary_doc.xml · nonDerivative · entry 2 Stockton Richard J · CIK 0001688739 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,234 Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 10:30 UTC | Braemar Hotels & Resorts Inc. AHP · Entity 6531 | PurchaseCommon Stock | 8,200 | $10.81 | $88,676.44 |
DisclosureSEC source: 0000909143-17-000010 · primary_doc.xml · nonDerivative · entry 1 Stockton Richard J · CIK 0001688739 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,434 Read SEC document |
| November 02, 2016 Filed Nov 2, 2016 18:42 UTC | Braemar Hotels & Resorts Inc. AHP · Entity 6531 | GrantCommon Stock | 239,234 | $0.00 | $0.00 |
DisclosureSEC source: 0000909143-16-000108 · primary_doc.xml · nonDerivative · entry 1 Stockton Richard J · CIK 0001688739 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,234 F1 · price: The Reporting Person received the shares pursuant to a restricted stock grant from the Issuer under the Issuer's 2013 Equity Incentive Plan. Such shares vest in in five (5) substantially equal installments on the first five (5) anniversaries of the date of grant, subject to certain forfeiture and acceleration requirements as set forth in a Restricted Stock Award Agreement between the Reporting Person and the Issuer, and as set forth in the Reporting Person's Employment Agreement with the Issuer's external advisor, Ashford Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.