Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FITLIFE BRANDS, INC.FTLF · Entity 1006 | Director · CHIEF EXECUTIVE OFFICER · 10% owner | March 31, 2025 | April 02, 2025 |
| Lifevantage CorpLFVN · Entity 6941 | Director | February 26, 2026 | March 02, 2026 |
| Optex Systems Holdings IncOPXS · Entity 7005 | Director · 10% owner | November 04, 2025 | November 06, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FITLIFE BRANDS, INC.
Report date March 31, 2025 · Filed April 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,031,226 |
Reported balance
After 2025-03-31 transaction · row 1
1 source rowRow 1 · 2025-03-31 · Exercise / conversion · Acquired 144,000 · Balance 1,031,226 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $2.62 · Expires 2026-02-05 | Direct | 0 |
Reported balance
After 2025-03-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-03-31 · Exercise / conversion · Disposed 144,000 · Balance 0 F1: The stock options were fully vested on February 5, 2024 |
| Common StockSEC Table I · non-derivative | IndirectBy Sudbury Holdings, LLC | 4,136,256 |
Reported balance
Holding disclosure · report date 2025-03-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,136,256 |
| Common StockSEC Table I · non-derivative | IndirectBy SEP IRA | 90,296 |
Reported balance
Holding disclosure · report date 2025-03-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 90,296 |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 30,880 |
Reported balance
Holding disclosure · report date 2025-03-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 30,880 |
Filing footnotes · ownership attribution and instrument terms
F1: The stock options were fully vested on February 5, 2024
Lifevantage Corp
Report date February 26, 2026 · Filed March 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 80,359 |
Ending reported balance
After 2026-03-02 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-02-26 · Purchase · Acquired 4,600 · Balance 51,762 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.56 to $4.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Row 2 · 2026-02-27 · Purchase · Acquired 18,097 · Balance 69,859 F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.59 to $4.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Row 3 · 2026-03-02 · Purchase · Acquired 10,500 · Balance 80,359 F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.51 to $4.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | Indirectby Sudbury Capital Fund, LP | 749,325 |
Reported balance
Holding disclosure · report date 2026-02-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 749,325 F4: Represents securities owned directly by Sudbury Capital Fund, LP ("Sudbury Fund"). Sudbury Capital GP, LP ("Sudbury GP"), as the general partner of Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Holdings, LLC ("Sudbury Holdings"), as the general partner of Sudbury GP, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Capital Management, LLC ("Sudbury Management"), as the investment adviser to Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Mr. Judd, as the Sole Member of Sudbury Holdings and Managing Member of Sudbury Management, may be deemed to beneficially own the securities owned by Sudbury Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.56 to $4.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.59 to $4.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.51 to $4.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F4: Represents securities owned directly by Sudbury Capital Fund, LP ("Sudbury Fund"). Sudbury Capital GP, LP ("Sudbury GP"), as the general partner of Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Holdings, LLC ("Sudbury Holdings"), as the general partner of Sudbury GP, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Capital Management, LLC ("Sudbury Management"), as the investment adviser to Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Mr. Judd, as the Sole Member of Sudbury Holdings and Managing Member of Sudbury Management, may be deemed to beneficially own the securities owned by Sudbury Fund.
Optex Systems Holdings Inc
Report date November 04, 2025 · Filed November 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 51,600 |
Reported balance
After 2025-11-04 transaction · row 1
1 source rowRow 1 · 2025-11-04 · Grant · Acquired 4,000 · Balance 51,600 F1: 100% vesting on January 1, 2027. The NASDAQ closing price per share of common stock on the date of grant was $16.74. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Sudbury Capital Fund, LP | 786,006 |
Reported balance
Holding disclosure · report date 2025-11-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 786,006 |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy SEP-IRA | 25,000 |
Reported balance
Holding disclosure · report date 2025-11-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 25,000 |
Filing footnotes · ownership attribution and instrument terms
F1: 100% vesting on January 1, 2027. The NASDAQ closing price per share of common stock on the date of grant was $16.74.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
OTELCO INC.
Report date March 31, 2021 · Filed March 31, 2021
Section 16 reporting ended · disclosed 2021-03-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-31 transaction · row 1
1 source rowRow 1 · 2021-03-31 · Disposition to issuer · Disposed 2,860 · Balance 0 F1: Disposed of at the effective time (the "Effective Time") of the merger (the "Merger") pursuant to the Agreement and Plan of Merger dated as of July 26, 2020 (the "Merger Agreement"), by and among Otelco Inc., a Delaware corporation (the "Company"), Future Fiber FinCo, LLC, a Delaware limited liability company (f/k/a Future Fiber FinCo, Inc.) ("Parent"), and Olympus Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent. |
| Class A common stockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-03-31 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-03-31 · Disposition to issuer · Disposed 87,501 · Balance 0 F1: Disposed of at the effective time (the "Effective Time") of the merger (the "Merger") pursuant to the Agreement and Plan of Merger dated as of July 26, 2020 (the "Merger Agreement"), by and among Otelco Inc., a Delaware corporation (the "Company"), Future Fiber FinCo, LLC, a Delaware limited liability company (f/k/a Future Fiber FinCo, Inc.) ("Parent"), and Olympus Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent. F2: Includes shares beneficially owned by (a) Sudbury Capital Fund, LP, a Delaware limited partnership and pooled investment vehicle ("SCF"), (b) Sudbury Holdings, LLC, a Delaware limited liability company, (c) Sudbury Capital Management, LLC, a Delaware limited liability company and the investment adviser to SCF ("SCM"), and (d) Sudbury Capital GP, LP, a Delaware limited partnership and the general partner of SCF ("SCGP"). Mr. Judd is the managing member of SCM and a partner and a manager of SCGP. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of at the effective time (the "Effective Time") of the merger (the "Merger") pursuant to the Agreement and Plan of Merger dated as of July 26, 2020 (the "Merger Agreement"), by and among Otelco Inc., a Delaware corporation (the "Company"), Future Fiber FinCo, LLC, a Delaware limited liability company (f/k/a Future Fiber FinCo, Inc.) ("Parent"), and Olympus Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent.
F2: Includes shares beneficially owned by (a) Sudbury Capital Fund, LP, a Delaware limited partnership and pooled investment vehicle ("SCF"), (b) Sudbury Holdings, LLC, a Delaware limited liability company, (c) Sudbury Capital Management, LLC, a Delaware limited liability company and the investment adviser to SCF ("SCM"), and (d) Sudbury Capital GP, LP, a Delaware limited partnership and the general partner of SCF ("SCGP"). Mr. Judd is the managing member of SCM and a partner and a manager of SCGP.
RLJ ENTERTAINMENT, INC.
Report date October 31, 2018 · Filed November 01, 2018
Section 16 reporting ended · disclosed 2018-11-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-31 transaction · row 1
1 source rowRow 1 · 2018-10-31 · Disposition to issuer · Disposed 44,712 · Balance 0 F1: Disposed of pursuant to the Merger Agreement by and among the issuer, AMC Networks Inc., Digital Entertainment Holdings LLC, and River Merger Sub Inc. for $6.25 per share on the effective date of the merger. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy Sudbury Capital Fund, LP | 0 |
Reported balance
After 2018-10-31 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-10-31 · Disposition to issuer · Disposed 96,714 · Balance 0 F1: Disposed of pursuant to the Merger Agreement by and among the issuer, AMC Networks Inc., Digital Entertainment Holdings LLC, and River Merger Sub Inc. for $6.25 per share on the effective date of the merger. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2020-05-20 | IndirectBy Sudbury Capital Fund, LP | 0 |
Reported balance
After 2018-10-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-10-31 · Sale · Disposed 200,000 · Balance 0 F2: In connection with the merger, these warrants were cancelled and converted into the right to receive an amount in cash equal to the product of the number of shares issuable upon exercise of such warrants multiplied by $6.25 minus the exercise price of such warrants. |
| Series C-2 Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2020-05-20 | IndirectBy Sudbury Capital Fund, LP | 0 |
Reported balance
After 2018-10-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-10-31 · Other · Disposed 2,000 · Balance 0 F3: Following the effective time of the merger, the holder may elect to receive (i) $7.86 in cash per share of Common Stock of RLJ Entertainment, Inc. previously issuable upon conversion of such Preferred Stock or (ii) a security of the successor entity substantially similar to Preferred Stock, including having a stated value and dividend rate equal to the stated value and dividend rate of the Preferred Stock and having similar ranking to the Preferred Stock, and convertible into the publicly traded, exchange listed common stock of the successor entity (including its parent entity). |
| Series D-1 Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2020-05-20 | IndirectBy Sudbury Capital Fund, LP | 0 |
Reported balance
After 2018-10-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-10-31 · Other · Disposed 183.506 · Balance 0 F3: Following the effective time of the merger, the holder may elect to receive (i) $7.86 in cash per share of Common Stock of RLJ Entertainment, Inc. previously issuable upon conversion of such Preferred Stock or (ii) a security of the successor entity substantially similar to Preferred Stock, including having a stated value and dividend rate equal to the stated value and dividend rate of the Preferred Stock and having similar ranking to the Preferred Stock, and convertible into the publicly traded, exchange listed common stock of the successor entity (including its parent entity). |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Merger Agreement by and among the issuer, AMC Networks Inc., Digital Entertainment Holdings LLC, and River Merger Sub Inc. for $6.25 per share on the effective date of the merger.
F2: In connection with the merger, these warrants were cancelled and converted into the right to receive an amount in cash equal to the product of the number of shares issuable upon exercise of such warrants multiplied by $6.25 minus the exercise price of such warrants.
F3: Following the effective time of the merger, the holder may elect to receive (i) $7.86 in cash per share of Common Stock of RLJ Entertainment, Inc. previously issuable upon conversion of such Preferred Stock or (ii) a security of the successor entity substantially similar to Preferred Stock, including having a stated value and dividend rate equal to the stated value and dividend rate of the Preferred Stock and having similar ranking to the Preferred Stock, and convertible into the publicly traded, exchange listed common stock of the successor entity (including its parent entity).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2018 Filed Dec 31, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 10,800 | $0.40 | $4,320.00 |
DisclosureSEC source: 0001415889-18-001858 · form4-12312018_091202.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By SEP IRA Disclosed balance after: 102,869 Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 18,000 | $0.40 | $7,203.60 |
DisclosureSEC source: 0001415889-18-001816 · form4-12202018_091202.xml · nonDerivative · entry 2 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By SEP IRA Disclosed balance after: 92,069 Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 9,169 | $0.40 | $3,690.52 |
DisclosureSEC source: 0001415889-18-001816 · form4-12202018_091202.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By SEP IRA Disclosed balance after: 74,069 Read SEC document |
| December 17, 2018 Filed Dec 17, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 5,000 | $0.40 | $2,000.00 |
DisclosureSEC source: 0001415889-18-001762 · form4-12172018_091201.xml · nonDerivative · entry 3 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By SEP IRA Disclosed balance after: 64,900 Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 13,000 | $0.41 | $5,330.00 |
DisclosureSEC source: 0001415889-18-001762 · form4-12172018_091201.xml · nonDerivative · entry 2 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By SEP IRA Disclosed balance after: 59,900 Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 2,500 | $0.41 | $1,025.00 |
DisclosureSEC source: 0001415889-18-001762 · form4-12172018_091201.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By SEP IRA Disclosed balance after: 46,900 Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 45,939 | $0.47 | $21,761.30 |
DisclosureSEC source: 0001415889-18-001673 · form4-11192018_091101.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 1,174,540 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 20:25 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseSeries A Preferred Stock · Derivative | 525 | Not disclosed Strike: $0.46 | Not disclosed |
DisclosureSEC source: 0001415889-18-001643 · form4-11142018_051143.xml · derivative · entry 4 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 525 Underlying: Common stock · 1,141,304 shares Expires not disclosed F3 · price: The Reporting Person, through Sudbury Holdings, LLC, purchased 525 units ("Units") for $1,000 per Unit, with each Unit consisting of one share of the Issuer's Series A Preferred Stock, par value $0.01 per share, and a five-year warrant to purchase that number of shares of the Issuer's common stock equal to 30% of the shares of the Issuer's common stock issuable upon conversion of the Series A Preferred purchased by the Reporting Person. F2 · derivative.expiration_date: Shares of the Issuer's Series A Preferred Stock do not expire. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 20:25 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseWarrant · Derivative | 342,391 | Not disclosed Strike: $0.46 | Not disclosed |
DisclosureSEC source: 0001415889-18-001643 · form4-11142018_051143.xml · derivative · entry 5 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 342,391 Underlying: Common Stock · 342,391 shares Expires 2033-11-13 F3 · price: The Reporting Person, through Sudbury Holdings, LLC, purchased 525 units ("Units") for $1,000 per Unit, with each Unit consisting of one share of the Issuer's Series A Preferred Stock, par value $0.01 per share, and a five-year warrant to purchase that number of shares of the Issuer's common stock equal to 30% of the shares of the Issuer's common stock issuable upon conversion of the Series A Preferred purchased by the Reporting Person. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 20:25 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 9,500 | $0.46 | $4,322.50 |
DisclosureSEC source: 0001415889-18-001643 · form4-11142018_051143.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 1,128,601 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 5,000 | $0.50 | $2,500.00 |
DisclosureSEC source: 0001415889-18-001590 · form4-11062018_091102.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 1,119,101 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018. Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 16:44 UTC | RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 | OtherSeries D-1 Convertible Preferred Stock · Derivative | 183.506 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056783 · doc4.xml · derivative · entry 5 Dayton Judd · CIK 0001643192 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Capital Fund, LP Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 183.506 shares Expires 2020-05-20 F3 · kind: Following the effective time of the merger, the holder may elect to receive (i) $7.86 in cash per share of Common Stock of RLJ Entertainment, Inc. previously issuable upon conversion of such Preferred Stock or (ii) a security of the successor entity substantially similar to Preferred Stock, including having a stated value and dividend rate equal to the stated value and dividend rate of the Preferred Stock and having similar ranking to the Preferred Stock, and convertible into the publicly traded, exchange listed common stock of the successor entity (including its parent entity). Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 16:44 UTC | RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 | OtherSeries C-2 Convertible Preferred Stock · Derivative | 2,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056783 · doc4.xml · derivative · entry 4 Dayton Judd · CIK 0001643192 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Capital Fund, LP Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 2,000 shares Expires 2020-05-20 F3 · kind: Following the effective time of the merger, the holder may elect to receive (i) $7.86 in cash per share of Common Stock of RLJ Entertainment, Inc. previously issuable upon conversion of such Preferred Stock or (ii) a security of the successor entity substantially similar to Preferred Stock, including having a stated value and dividend rate equal to the stated value and dividend rate of the Preferred Stock and having similar ranking to the Preferred Stock, and convertible into the publicly traded, exchange listed common stock of the successor entity (including its parent entity). Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 16:44 UTC | RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 | SaleWarrants · Derivative | 200,000 | $4.75 Strike: $1.50 | $950,000.00 |
DisclosureSEC source: 0001209191-18-056783 · doc4.xml · derivative · entry 3 Dayton Judd · CIK 0001643192 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Capital Fund, LP Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 200,000 shares Expires 2020-05-20 F2 · kind: In connection with the merger, these warrants were cancelled and converted into the right to receive an amount in cash equal to the product of the number of shares issuable upon exercise of such warrants multiplied by $6.25 minus the exercise price of such warrants. Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 16:44 UTC | RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 | Disposition to issuerCommon Stock, par value $0.001 per share | 96,714 | $6.25 | $604,462.50 |
DisclosureSEC source: 0001209191-18-056783 · doc4.xml · nonDerivative · entry 2 Dayton Judd · CIK 0001643192 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Capital Fund, LP Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the Merger Agreement by and among the issuer, AMC Networks Inc., Digital Entertainment Holdings LLC, and River Merger Sub Inc. for $6.25 per share on the effective date of the merger. Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 16:44 UTC | RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 | Disposition to issuerCommon Stock, par value $0.001 per share | 44,712 | $6.25 | $279,450.00 |
DisclosureSEC source: 0001209191-18-056783 · doc4.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the Merger Agreement by and among the issuer, AMC Networks Inc., Digital Entertainment Holdings LLC, and River Merger Sub Inc. for $6.25 per share on the effective date of the merger. Read SEC document |
| October 30, 2018 Filed Oct 31, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 3,000 | $0.50 | $1,500.00 |
DisclosureSEC source: 0001415889-18-001570 · form4-10312018_091001.xml · nonDerivative · entry 2 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 1,114,101 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018. Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 2,500 | $0.50 | $1,250.00 |
DisclosureSEC source: 0001415889-18-001570 · form4-10312018_091001.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 1,111,101 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018. Read SEC document |
| October 24, 2018 Filed Oct 24, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 22,800 | $0.48 | $10,918.92 |
DisclosureSEC source: 0001654954-18-011533 · section16.xml · nonDerivative · entry 3 Dayton Judd · CIK 0001643192 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 1,108,601 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018 Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 17,500 | $0.48 | $8,400.00 |
DisclosureSEC source: 0001654954-18-011533 · section16.xml · nonDerivative · entry 2 Dayton Judd · CIK 0001643192 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 1,085,801 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018 Read SEC document |
| October 22, 2018 Filed Oct 24, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 5,595 | $0.47 | $2,601.68 |
DisclosureSEC source: 0001654954-18-011533 · section16.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 1,068,301 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018 Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 21:46 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 2,000 | $0.46 | $920.00 |
DisclosureSEC source: 0001654954-18-011419 · section16.xml · nonDerivative · entry 2 Dayton Judd · CIK 0001643192 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 1,062,706 F1 · shares: The transaction reported in this Form 4 was ef fected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018 Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 21:46 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 31,600 | $0.50 | $15,800.00 |
DisclosureSEC source: 0001654954-18-011419 · section16.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 1,060,706 F1 · shares: The transaction reported in this Form 4 was ef fected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018 Read SEC document |
| October 11, 2018 Filed Oct 15, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 2,500 | $0.43 | $1,062.50 |
DisclosureSEC source: 0001654954-18-011192 · section16.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 1,029,106 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018. Read SEC document |
| October 09, 2018 Filed Oct 10, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 12,168 | $0.42 | $5,110.56 |
DisclosureSEC source: 0001415889-18-001486 · form4-10102018_091001.xml · nonDerivative · entry 2 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 1,026,606 F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018. Read SEC document |
| October 09, 2018 Filed Oct 10, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 12,168 | $0.42 | $5,110.56 |
DisclosureSEC source: 0001415889-18-001485 · form4-10102018_091001.xml · nonDerivative · entry 2 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 1,026,606 F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018. Read SEC document |
| October 08, 2018 Filed Oct 10, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 5,000 | $0.42 | $2,075.00 |
DisclosureSEC source: 0001415889-18-001486 · form4-10102018_091001.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 1,014,438 F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018. Read SEC document |
| October 08, 2018 Filed Oct 10, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 5,000 | $0.42 | $2,075.00 |
DisclosureSEC source: 0001415889-18-001485 · form4-10102018_091001.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 1,014,438 F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018. Read SEC document |
| October 04, 2018 Filed Oct 4, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 7,800 | $0.40 | $3,120.00 |
DisclosureSEC source: 0001415889-18-001478 · form4-10042018_091001.xml · nonDerivative · entry 2 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 1,009,438 F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018. Read SEC document |
| October 04, 2018 Filed Oct 4, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 7,800 | $0.40 | $3,120.00 |
DisclosureSEC source: 0001415889-18-001479 · form4-10042018_091001.xml · nonDerivative · entry 2 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 1,009,438 F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018. Read SEC document |
| October 02, 2018 Filed Oct 4, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 4,577 | $0.40 | $1,830.80 |
DisclosureSEC source: 0001415889-18-001478 · form4-10042018_091001.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 1,001,638 F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018. Read SEC document |
| October 02, 2018 Filed Oct 4, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 4,577 | $0.40 | $1,830.80 |
DisclosureSEC source: 0001415889-18-001479 · form4-10042018_091001.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 1,001,638 F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 17:32 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 5,000 | $0.41 | $2,050.00 |
DisclosureSEC source: 0001415889-18-001438 · form4-10012018_021014.xml · nonDerivative · entry 2 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 997,061 Read SEC document |
| September 27, 2018 Filed Oct 1, 2018 17:32 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 5,000 | $0.41 | $2,050.00 |
DisclosureSEC source: 0001415889-18-001438 · form4-10012018_021014.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 992,061 Read SEC document |
| September 24, 2018 Filed Sep 25, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 5,000 | $0.42 | $2,100.00 |
DisclosureSEC source: 0001415889-18-001430 · form4-09252018_090901.xml · nonDerivative · entry 2 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 987,061 Read SEC document |
| September 21, 2018 Filed Sep 25, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 1,700 | $0.42 | $714.00 |
DisclosureSEC source: 0001415889-18-001430 · form4-09252018_090901.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 982,061 Read SEC document |
| September 17, 2018 Filed Sep 11, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 5,000 | $0.30 | $1,501.00 |
DisclosureSEC source: 0001415889-18-001359 · form4-09112018_090901.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 968,370 Read SEC document |
| September 14, 2018 Filed Sep 14, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 6,000 | $0.37 | $2,220.00 |
DisclosureSEC source: 0001415889-18-001394 · form4-09142018_090901.xml · nonDerivative · entry 3 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 980,361 Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 2,631 | $0.31 | $817.45 |
DisclosureSEC source: 0001415889-18-001394 · form4-09142018_090901.xml · nonDerivative · entry 2 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 974,361 Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 3,360 | $0.31 | $1,041.94 |
DisclosureSEC source: 0001415889-18-001394 · form4-09142018_090901.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 971,730 Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 3,000 | $0.30 | $900.00 |
DisclosureSEC source: 0001415889-18-001332 · form4-09062018_090901.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 963,370 Read SEC document |
| August 31, 2018 Filed Aug 31, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 750 | $0.30 | $225.00 |
DisclosureSEC source: 0001415889-18-001323 · form4-08312018_090801.xml · nonDerivative · entry 2 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 960,370 Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 32,500 | $0.33 | $10,562.50 |
DisclosureSEC source: 0001415889-18-001323 · form4-08312018_090801.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 959,620 Read SEC document |
| August 22, 2018 Filed Aug 22, 2018 18:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 14,600 | $0.27 | $3,942.00 |
DisclosureSEC source: 0001415889-18-001284 · form4-08222018_060801.xml · nonDerivative · entry 2 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 927,120 Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 18:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 14,220 | $0.29 | $4,105.31 |
DisclosureSEC source: 0001415889-18-001284 · form4-08222018_060801.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 912,520 Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 85,300 | $0.27 | $22,877.46 |
DisclosureSEC source: 0001415889-18-001272 · form4-08172018_090802.xml · nonDerivative · entry 2 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 898,300 Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 21:45 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | PurchaseCommon Stock | 20,000 | $0.26 | $5,166.00 |
DisclosureSEC source: 0001415889-18-001272 · form4-08172018_090802.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sudbury Holdings, LLC Disclosed balance after: 813,000 Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 17:24 UTC | RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 | GrantCommon Stock, par value $0.001 per share | 14,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044774 · doc4.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,712 F1 · shares: On July 31, 2018, the Reporting Person was granted 14,752 shares of restricted common stock, par value $0.001 per share, of the Company in connection with his service as a director of the Company. All 14,752 shares will vest on July 31, 2019 unless accelerated or terminated in accordance with the terms of the award. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 20:09 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | GrantStock Options · Derivative | 705,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001415889-18-001206 · form4-08022018_050820.xml · derivative · entry 4 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,000 Underlying: Common Stock · 705,000 shares Expires 2028-07-31 F3 · derivative.exercise_price: The stock options have an exercise price equal to the Fair Market Value of a share of the Issuer's common stock as of the date of the grant, and were granted by the Issuer to Mr. Judd under the Issuer's 2010 Equity Incentive Plan. F4 · derivative.exercise_date: One third of the stock options will vest immediately, with the remainder vesting equally in two annual installments thereafter. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 20:09 UTC | FITLIFE BRANDS, INC. FTLF · Entity 1006 | GrantCommon Stock | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-001206 · form4-08022018_050820.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710,715 F1 · shares: The Restricted Shares will vest as follows: (i) 150,000 Restricted Shares at such date that the 30 day volume weighted average price ("VWAP") for shares of the Issuer's common stock exceeds $1.20, (ii) 150,000 Restricted Shares at such date that the 30 day VWAP for shares of the Issuer's common stock exceeds $1.80, and (iii) 150,000 Restricted Shares at such date that the 30 day VWAP for shares of the Issuer's common stock exceeds $2.40. F2 · price: Each Restricted Share represents the right to receive one share of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.