person · Reporting owner
WESTBROOKS KRISTOPHER R
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Metallus Inc.MTUS · Entity 5137 | President & COO | March 01, 2026 | March 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Metallus Inc.
Report date March 01, 2026 · Filed March 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 214,077 |
Ending reported balance
After 2026-03-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-01 · Tax withholding · Disposed 8,207 · Balance 184,977 Row 2 · 2026-03-02 · Grant · Acquired 29,100 · Balance 214,077 F1: The reported transaction is an award of restricted stock units which will vest in full on March 2, 2029, subject to the terms of the grant agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction is an award of restricted stock units which will vest in full on March 2, 2029, subject to the terms of the grant agreement.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SCHULMAN A INC
Report date August 21, 2018 · Filed August 22, 2018
Section 16 reporting ended · disclosed 2018-08-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-08-21 transaction · row 1
1 source rowRow 1 · 2018-08-21 · Disposition to issuer · Disposed 5,162 · Balance 0 F1: Includes 543 shares acquired by the reporting person in accordance with the provisions of the A. Schulman, Inc. Employee Stock Purchase Plan. F2: Disposed of pursuant to the merger agreement (the "Merger Agreement") between the issuer, LyondellBasell Industries N.V and LYB Americas Holdco Inc. In addition to the cash consideration, each shareholder will also receive one contingent value right ("CVR") per share or, with respect to equity awards, per share underlying each such equity award. Each CVR will represent the right to receive contingent cash payments from certain net proceeds, if any are recovered, relating to claims arising from the issuer's acquisition of its Citadel subsidiary or the acquisition by Citadel's subsidiary, the Matrixx Group, Incorporated of its Lucent subsidiary, including from certain ongoing litigation against the former owners of the issuer's Citadel subsidiary and the former owners of A. Schulman's Lucent subsidiary and the related government investigations. Reporting person will receive 5,162 CVRs. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.55 · Expires 2027-01-11 | Direct | 0 |
Reported balance
After 2018-08-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-08-21 · Disposition to issuer · Disposed 4,080 · Balance 0 F3: Pursuant to the Merger Agreement, all outstanding options were settled for merger consideration equal to $42.00 less the exercise price of the option and one CVR for each share of common stock underlying the option. F4: In addition to the cash consideration, the reporting person also received 4,080 CVRs. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.90 · Expires 2028-01-10 | Direct | 0 |
Reported balance
After 2018-08-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-21 · Disposition to issuer · Disposed 3,240 · Balance 0 F3: Pursuant to the Merger Agreement, all outstanding options were settled for merger consideration equal to $42.00 less the exercise price of the option and one CVR for each share of common stock underlying the option. F5: In addition to the cash consideration, the reporting person also received 3,240 CVRs. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 543 shares acquired by the reporting person in accordance with the provisions of the A. Schulman, Inc. Employee Stock Purchase Plan.
F2: Disposed of pursuant to the merger agreement (the "Merger Agreement") between the issuer, LyondellBasell Industries N.V and LYB Americas Holdco Inc. In addition to the cash consideration, each shareholder will also receive one contingent value right ("CVR") per share or, with respect to equity awards, per share underlying each such equity award. Each CVR will represent the right to receive contingent cash payments from certain net proceeds, if any are recovered, relating to claims arising from the issuer's acquisition of its Citadel subsidiary or the acquisition by Citadel's subsidiary, the Matrixx Group, Incorporated of its Lucent subsidiary, including from certain ongoing litigation against the former owners of the issuer's Citadel subsidiary and the former owners of A. Schulman's Lucent subsidiary and the related government investigations. Reporting person will receive 5,162 CVRs.
F3: Pursuant to the Merger Agreement, all outstanding options were settled for merger consideration equal to $42.00 less the exercise price of the option and one CVR for each share of common stock underlying the option.
F4: In addition to the cash consideration, the reporting person also received 4,080 CVRs.
F5: In addition to the cash consideration, the reporting person also received 3,240 CVRs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2023 Filed Dec 27, 2023 17:52 UTC | Metallus Inc. TMST · Entity 5137 | SaleCommon Shares | 5,906 | $24.15 | $142,634.62 |
DisclosureSEC source: 0000950170-23-073397 · ownership.xml · nonDerivative · entry 5 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 175,600 F2 · price: Price reported is the weighted average sale price for shares sold by the reporting owner on December 27, 2023. Shares were sold at a variety of prices ranging from $24.035 to $24.24. Read SEC document |
| December 27, 2023 Filed Dec 27, 2023 17:52 UTC | Metallus Inc. TMST · Entity 5137 | SaleCommon Shares | 5,906 | $24.08 | $142,188.72 |
DisclosureSEC source: 0000950170-23-073397 · ownership.xml · nonDerivative · entry 4 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 181,506 F1 · price: Price reported is the weighted average sale price for shares sold by the reporting owner on December 27, 2023. Shares were sold at a variety of prices ranging from $23.90 to $24.15. Read SEC document |
| December 27, 2023 Filed Dec 27, 2023 17:52 UTC | Metallus Inc. TMST · Entity 5137 | Exercise / conversionCommon Shares | 4,137 | $12.45 | $51,505.65 |
DisclosureSEC source: 0000950170-23-073397 · ownership.xml · nonDerivative · entry 3 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 187,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2023 Filed Dec 27, 2023 17:52 UTC | Metallus Inc. TMST · Entity 5137 | Exercise / conversionCommon Shares | 5,906 | $5.26 | $31,065.56 |
DisclosureSEC source: 0000950170-23-073397 · ownership.xml · nonDerivative · entry 2 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 183,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2023 Filed Dec 27, 2023 17:52 UTC | Metallus Inc. TMST · Entity 5137 | Exercise / conversionCommon Shares | 5,906 | $5.26 | $31,065.56 |
DisclosureSEC source: 0000950170-23-073397 · ownership.xml · nonDerivative · entry 1 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 177,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2023 Filed Dec 18, 2023 18:00 UTC | Metallus Inc. TMST · Entity 5137 | Exercise / conversionNonqualified Stock Option (Right to buy) · Derivative | 4,137 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0000950170-23-071206 · ownership.xml · derivative · entry 6 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 28,963 Underlying: Common Shares · 4,137 shares Expires 2029-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Vests in four equal annual installments beginning March 1, 2020. Read SEC document |
| December 18, 2023 Filed Dec 18, 2023 18:00 UTC | Metallus Inc. TMST · Entity 5137 | Exercise / conversionNonqualified Stock Option (Right to buy) · Derivative | 3,520 | $0.00 Strike: $5.26 | $0.00 |
DisclosureSEC source: 0000950170-23-071206 · ownership.xml · derivative · entry 5 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,668 Underlying: Common Shares · 3,520 shares Expires 2030-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests in four equal annual installments beginning March 2, 2021. Read SEC document |
| December 18, 2023 Filed Dec 18, 2023 18:00 UTC | Metallus Inc. TMST · Entity 5137 | SaleCommon Shares | 7,657 | $23.00 | $176,111.00 |
DisclosureSEC source: 0000950170-23-071206 · ownership.xml · nonDerivative · entry 3 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 171,463 Read SEC document |
| December 18, 2023 Filed Dec 18, 2023 18:00 UTC | Metallus Inc. TMST · Entity 5137 | Exercise / conversionCommon Shares | 4,137 | $12.45 | $51,505.65 |
DisclosureSEC source: 0000950170-23-071206 · ownership.xml · nonDerivative · entry 2 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 179,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2023 Filed Dec 18, 2023 18:00 UTC | Metallus Inc. TMST · Entity 5137 | Exercise / conversionCommon Shares | 3,520 | $5.26 | $18,515.20 |
DisclosureSEC source: 0000950170-23-071206 · ownership.xml · nonDerivative · entry 1 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 174,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 18:00 UTC | Metallus Inc. TMST · Entity 5137 | GrantPerformance-Based Restricted Share Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-071206 · ownership.xml · derivative · entry 4 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Shares · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance-Based Restricted Share Unit ("PRSU") represents the right to receive one Issuer Common Share (or a cash payment equivalent thereto), plus cash dividend equivalents as applicable. F2 · derivative.exercise_date: In general, the PRSUs can be earned from 0% to 200% depending on the degree to which the Issuer's Common Shares satisfy up to seven specified average closing price goals (based on 20 consecutive trading days' achievement of a specified 20-trading-day average price) (the "Average Share Price Goals") from December 1, 2023 through December 31, 2026. Generally, PRSUs earned based on the Average Share Price Goals (or, if earlier, based upon performance evaluation through a change in control of the Issuer) then generally pay out (subject to a payment cap) in two equal installments in early 2027 and 2028, subject to certain alternative terms for death, disability or termination without cause. F2 · derivative.expiration_date: In general, the PRSUs can be earned from 0% to 200% depending on the degree to which the Issuer's Common Shares satisfy up to seven specified average closing price goals (based on 20 consecutive trading days' achievement of a specified 20-trading-day average price) (the "Average Share Price Goals") from December 1, 2023 through December 31, 2026. Generally, PRSUs earned based on the Average Share Price Goals (or, if earlier, based upon performance evaluation through a change in control of the Issuer) then generally pay out (subject to a payment cap) in two equal installments in early 2027 and 2028, subject to certain alternative terms for death, disability or termination without cause. Read SEC document |
| November 27, 2023 Filed Nov 27, 2023 17:00 UTC | Metallus Inc. TMST · Entity 5137 | Exercise / conversionNonqualified Stock Option (Right to buy) · Derivative | 11,812 | $0.00 Strike: $5.26 | $0.00 |
DisclosureSEC source: 0001209191-23-056681 · doc4.xml · derivative · entry 3 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 56,188 Underlying: Common Shares · 11,812 shares Expires 2030-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vests in four equal annual installments beginning March 2, 2021. Read SEC document |
| November 27, 2023 Filed Nov 27, 2023 17:00 UTC | Metallus Inc. TMST · Entity 5137 | SaleCommon Shares | 11,812 | $20.48 | $241,948.74 |
DisclosureSEC source: 0001209191-23-056681 · doc4.xml · nonDerivative · entry 2 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 171,463 F1 · price: Price reported is the weighted average sale price for shares sold by the reporting owner on November 27, 2023. Shares were sold at a variety of prices ranging from $20.34 to $20.56. Read SEC document |
| November 27, 2023 Filed Nov 27, 2023 17:00 UTC | Metallus Inc. TMST · Entity 5137 | Exercise / conversionCommon Shares | 11,812 | $5.26 | $62,131.12 |
DisclosureSEC source: 0001209191-23-056681 · doc4.xml · nonDerivative · entry 1 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 183,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 16:01 UTC | Metallus Inc. TMST · Entity 5137 | Tax withholdingCommon Shares | 36,719 | $19.18 | $704,270.42 |
DisclosureSEC source: 0001209191-23-015385 · doc4.xml · nonDerivative · entry 2 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,463 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:01 UTC | Metallus Inc. TMST · Entity 5137 | GrantCommon Shares | 18,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015385 · doc4.xml · nonDerivative · entry 1 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,182 F1 · shares: The reported transaction is an award of restricted stock units which will vest in full on March 1, 2026, subject to the terms of the grant agreement. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 17:00 UTC | Metallus Inc. TMST · Entity 5137 | GrantCommon Shares | 34,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007838 · doc4.xml · nonDerivative · entry 1 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,782 Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 20:00 UTC | Metallus Inc. TMST · Entity 5137 | GrantCommon Shares | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015083 · doc4.xml · nonDerivative · entry 2 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,248 F1 · shares: The reported transaction is an award of restricted stock units which will vest in full on March 1, 2025, subject to the terms of the grant agreement. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 20:00 UTC | Metallus Inc. TMST · Entity 5137 | Tax withholdingCommon Shares | 6,856 | $17.74 | $121,625.44 |
DisclosureSEC source: 0001209191-22-015083 · doc4.xml · nonDerivative · entry 1 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,248 Read SEC document |
| September 24, 2021 Filed Sep 27, 2021 17:00 UTC | Metallus Inc. TMST · Entity 5137 | Tax withholdingCommon Shares | 2,246 | $13.13 | $29,489.98 |
DisclosureSEC source: 0001209191-21-057798 · doc4.xml · nonDerivative · entry 1 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,104 Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 17:00 UTC | Metallus Inc. TMST · Entity 5137 | Exercise / conversionNonqualified Stock Option (Right to buy) · Derivative | 15,000 | $0.00 Strike: $5.26 | $0.00 |
DisclosureSEC source: 0001209191-21-051158 · doc4.xml · derivative · entry 3 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,000 Underlying: Common Shares · 15,000 shares Expires 2030-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vests in four equal annual installments beginning March 2, 2021. Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 17:00 UTC | Metallus Inc. TMST · Entity 5137 | SaleCommon Shares | 15,000 | $16.76 | $251,388.00 |
DisclosureSEC source: 0001209191-21-051158 · doc4.xml · nonDerivative · entry 2 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,350 F1 · price: Price reported is the weighted average sale price for shares sold by the reporting owner on August 11, 2021. Shares were sold at a variety of prices ranging from $16.50 to $16.89. Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 17:00 UTC | Metallus Inc. TMST · Entity 5137 | Exercise / conversionCommon Shares | 15,000 | $5.26 | $78,900.00 |
DisclosureSEC source: 0001209191-21-051158 · doc4.xml · nonDerivative · entry 1 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 17:11 UTC | Metallus Inc. TMST · Entity 5137 | GrantCommon Shares | 40,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016183 · doc4.xml · nonDerivative · entry 1 WESTBROOKS KRISTOPHER R · CIK 0001638813 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,350 F1 · shares: The reported transaction is an award of restricted stock units which will vest in full on March 1, 2024, subject to the terms of the grant agreement. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 16:43 UTC | Metallus Inc. TMST · Entity 5137 | GrantNonqualifed Stock Option (Right to buy) · Derivative | 83,000 | $0.00 Strike: $5.26 | $0.00 |
DisclosureSEC source: 0001598428-20-000027 · wf-form4_158335817772898.xml · derivative · entry 2 WESTBROOKS KRISTOPHER R · CIK 0001638813 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,000 Underlying: Common Shares · 83,000 shares Expires 2030-03-02 F2 · derivative.exercise_date: Vests in four equal annual installments beginning March 2, 2021. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 16:43 UTC | Metallus Inc. TMST · Entity 5137 | GrantCommon Shares | 63,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001598428-20-000027 · wf-form4_158335817772898.xml · nonDerivative · entry 1 WESTBROOKS KRISTOPHER R · CIK 0001638813 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,950 F1 · shares: The reported transaction is an award of restricted stock units which will vest in full on March 2, 2023, subject to the terms of the grant agreement. Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 16:22 UTC | Metallus Inc. TMST · Entity 5137 | PurchaseCommon Shares | 7,350 | $6.65 | $48,877.50 |
DisclosureSEC source: 0001598428-19-000089 · wf-form4_156512292902936.xml · nonDerivative · entry 1 WESTBROOKS KRISTOPHER R · CIK 0001638813 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,750 Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 16:37 UTC | Metallus Inc. TMST · Entity 5137 | GrantNonqualifed Stock Option (Right to buy) · Derivative | 33,100 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001598428-19-000025 · wf-form4_155173546443899.xml · derivative · entry 2 WESTBROOKS KRISTOPHER R · CIK 0001638813 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,100 Underlying: Common Shares · 33,100 shares Expires 2029-03-01 F1 · derivative.exercise_date: Vests in four equal annual installments beginning March 1, 2020. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 16:37 UTC | Metallus Inc. TMST · Entity 5137 | GrantCommon Shares | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001598428-19-000025 · wf-form4_155173546443899.xml · nonDerivative · entry 1 WESTBROOKS KRISTOPHER R · CIK 0001638813 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,400 Read SEC document |
| September 24, 2018 Filed Sep 24, 2018 20:34 UTC | Metallus Inc. TMST · Entity 5137 | GrantNonqualified Stock Option (Right to buy) · Derivative | 7,040 | $0.00 Strike: $14.34 | $0.00 |
DisclosureSEC source: 0001598428-18-000091 · wf-form4_153783563463272.xml · derivative · entry 2 WESTBROOKS KRISTOPHER R · CIK 0001638813 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,040 Underlying: Common Shares · 7,040 shares Expires 2028-09-24 F1 · derivative.exercise_date: Vests in four equal annual installments beginning September 24, 2019. Read SEC document |
| September 24, 2018 Filed Sep 24, 2018 20:34 UTC | Metallus Inc. TMST · Entity 5137 | GrantCommon Shares | 7,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001598428-18-000091 · wf-form4_153783563463272.xml · nonDerivative · entry 1 WESTBROOKS KRISTOPHER R · CIK 0001638813 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,400 Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 21:34 UTC | SCHULMAN A INC SHLM · Entity 162875 | Disposition to issuerStock Option (Right to Buy) · Derivative | 3,240 | $3.10 Strike: $38.90 | $10,044.00 |
DisclosureSEC source: 0001209191-18-048096 · doc4.xml · derivative · entry 3 WESTBROOKS KRISTOPHER R · CIK 0001638813 · VP - Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,240 shares Expires 2028-01-10 F3 · shares: Pursuant to the Merger Agreement, all outstanding options were settled for merger consideration equal to $42.00 less the exercise price of the option and one CVR for each share of common stock underlying the option. F5 · price: In addition to the cash consideration, the reporting person also received 3,240 CVRs. Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 21:34 UTC | SCHULMAN A INC SHLM · Entity 162875 | Disposition to issuerStock Option (Right to Buy) · Derivative | 4,080 | $9.45 Strike: $32.55 | $38,556.00 |
DisclosureSEC source: 0001209191-18-048096 · doc4.xml · derivative · entry 2 WESTBROOKS KRISTOPHER R · CIK 0001638813 · VP - Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,080 shares Expires 2027-01-11 F3 · shares: Pursuant to the Merger Agreement, all outstanding options were settled for merger consideration equal to $42.00 less the exercise price of the option and one CVR for each share of common stock underlying the option. F4 · price: In addition to the cash consideration, the reporting person also received 4,080 CVRs. Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 21:34 UTC | SCHULMAN A INC SHLM · Entity 162875 | Disposition to issuerCommon Stock | 5,162 | $42.00 | $216,804.00 |
DisclosureSEC source: 0001209191-18-048096 · doc4.xml · nonDerivative · entry 1 WESTBROOKS KRISTOPHER R · CIK 0001638813 · VP - Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes 543 shares acquired by the reporting person in accordance with the provisions of the A. Schulman, Inc. Employee Stock Purchase Plan. F2 · price: Disposed of pursuant to the merger agreement (the "Merger Agreement") between the issuer, LyondellBasell Industries N.V and LYB Americas Holdco Inc. In addition to the cash consideration, each shareholder will also receive one contingent value right ("CVR") per share or, with respect to equity awards, per share underlying each such equity award. Each CVR will represent the right to receive contingent cash payments from certain net proceeds, if any are recovered, relating to claims arising from the issuer's acquisition of its Citadel subsidiary or the acquisition by Citadel's subsidiary, the Matrixx Group, Incorporated of its Lucent subsidiary, including from certain ongoing litigation against the former owners of the issuer's Citadel subsidiary and the former owners of A. Schulman's Lucent subsidiary and the related government investigations. Reporting person will receive 5,162 CVRs. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 17:02 UTC | SCHULMAN A INC SHLM · Entity 162875 | Tax withholdingCommon Stock | 181 | $44.35 | $8,027.35 |
DisclosureSEC source: 0001209191-18-042354 · doc4.xml · nonDerivative · entry 1 WESTBROOKS KRISTOPHER R · CIK 0001638813 · VP - Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,162 F1 · balance_after: Includes 543 shares acquired by the reporting person in accordance with the provisions of the A. Schulman, Inc. Employee Stock Purchase Plan. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 21:42 UTC | SCHULMAN A INC SHLM · Entity 162875 | GrantStock Option (Right to Buy) · Derivative | 3,240 | $0.00 Strike: $38.90 | $0.00 |
DisclosureSEC source: 0001209191-18-003505 · doc4.xml · derivative · entry 2 WESTBROOKS KRISTOPHER R · CIK 0001638813 · VP - Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,240 Underlying: Common Stock · 3,240 shares Expires 2028-01-10 Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 21:42 UTC | SCHULMAN A INC SHLM · Entity 162875 | GrantCommon Stock | 1,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-003505 · doc4.xml · nonDerivative · entry 1 WESTBROOKS KRISTOPHER R · CIK 0001638813 · VP - Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,321 F1 · price: Award represents a grant of restricted stock units which restrictions lapse on the third anniversary of the grant date. On such date, these restricted stock units will be settled in shares of the Company's common stock on a 1-to-1 basis. F2 · balance_after: Includes 521 shares acquired by the reporting person in accordance with the provisions of the A. Schulman, Inc. Employee Stock Purchase Plan. Read SEC document |
| January 09, 2018 Filed Jan 11, 2018 21:01 UTC | SCHULMAN A INC SHLM · Entity 162875 | Tax withholdingCommon Stock | 215 | $37.90 | $8,148.50 |
DisclosureSEC source: 0001209191-18-003314 · doc4.xml · nonDerivative · entry 2 WESTBROOKS KRISTOPHER R · CIK 0001638813 · VP - Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,181 F2 · balance_after: Includes 521 shares acquired by the reporting person in accordance with the provisions of the A. Schulman, Inc. Employee Stock Purchase Plan. Read SEC document |
| January 09, 2018 Filed Jan 11, 2018 21:01 UTC | SCHULMAN A INC SHLM · Entity 162875 | GrantCommon Stock | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-003314 · doc4.xml · nonDerivative · entry 1 WESTBROOKS KRISTOPHER R · CIK 0001638813 · VP - Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,396 F1 · price: Represents the vesting and settlement of performance shares. The performance shares settled on the third anniversary of the grant date based upon the Company's return on invested capital during the performance period. Read SEC document |
| January 11, 2017 Filed Jan 13, 2017 17:25 UTC | SCHULMAN A INC SHLM · Entity 162875 | GrantStock Option (Right to Buy) · Derivative | 4,080 | $0.00 Strike: $32.55 | $0.00 |
DisclosureSEC source: 0001209191-17-003731 · doc4.xml · derivative · entry 2 WESTBROOKS KRISTOPHER R · CIK 0001638813 · VP - Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,080 Underlying: Common Stock · 4,080 shares Expires 2027-01-11 Read SEC document |
| January 11, 2017 Filed Jan 13, 2017 17:25 UTC | SCHULMAN A INC SHLM · Entity 162875 | GrantCommon Stock | 1,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003731 · doc4.xml · nonDerivative · entry 1 WESTBROOKS KRISTOPHER R · CIK 0001638813 · VP - Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,614 F1 · price: Award represents a grant of restricted stock units which restrictions lapse on the third anniversary of the grant date. On such date, these restricted stock units will be settled in shares of the Company's common stock on a 1-to-1 basis. Read SEC document |
| September 30, 2016 Filed Mar 26, 2018 16:16 UTC | SCHULMAN A INC SHLM · Entity 162875 | GrantCommon Stock | 910 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021623 · doc4.xml · nonDerivative · entry 1 WESTBROOKS KRISTOPHER R · CIK 0001638813 · VP - Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,234 F1 · price: Award represents a grant of restricted stock units which restrictions lapse on the third anniversary of the grant date. On such date, these restricted stock units will be settled in shares of the Company's common stock on a 1-to-1 basis. F2 · balance_after: Includes 524 shares acquired by the reporting person in accordance with the provisions of the A. Schulman, Inc. Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.