Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CROWN HOLDINGS, INC.CCK · Entity 3433 | EVP & CAO | February 26, 2026 | March 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CROWN HOLDINGS, INC.
Report date February 26, 2026 · Filed March 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 102,900 |
Ending reported balance
After 2026-02-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-26 · Grant · Acquired 2,505 · Balance 108,815 F1: Represents additional performance-based shares of Restricted Common Stock that vested on February 26, 2026 whose grant was originally reported on a Form 4 filed with the Securities and Exchange Commission on January 6, 2023 (the "Original Form 4"). As reported on the Original Form 4, such performance-based shares were originally granted to the Reporting Person based on the Company's Return on Invested Capital achieved by the Company compared to the ROIC target with the final number of performance-based shares varying from 0 to 200% of 12,526. The Return on Invested Capital achieved by the Company compared to the ROIC target yielded a 120% payout. As a result, 2,505 additional performance-based restricted shares were issued. Row 2 · 2026-02-26 · Tax withholding · Disposed 5,915 · Balance 102,900 F2: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. |
| CommonSEC Table I · non-derivative | IndirectBy 401(k)Plan | 5,859 |
Reported balance
Holding disclosure · report date 2026-02-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,859 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents additional performance-based shares of Restricted Common Stock that vested on February 26, 2026 whose grant was originally reported on a Form 4 filed with the Securities and Exchange Commission on January 6, 2023 (the "Original Form 4"). As reported on the Original Form 4, such performance-based shares were originally granted to the Reporting Person based on the Company's Return on Invested Capital achieved by the Company compared to the ROIC target with the final number of performance-based shares varying from 0 to 200% of 12,526. The Return on Invested Capital achieved by the Company compared to the ROIC target yielded a 120% payout. As a result, 2,505 additional performance-based restricted shares were issued.
F2: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 09, 2020 Filed Jan 13, 2020 14:49 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | GrantCommon | 25,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000181 · form.xml · nonDerivative · entry 2 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,291 F1 · shares: The Reporting Person was granted 25,350 shares of Restricted Common Stock under the 2013 Stock-Based Compensation Plan. 8,655 time-vested restricted shares vest over a three year period as follows: 2,885 time-vested restricted shares on January 11, 2021, January 10, 2022 and January 9, 2023, respectively. 8,040 performance-based restricted shares are targeted to vest on January 9, 2023 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 8,040. 8,655 performance-based restricted shares are targeted to vest on January 9, 2023 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 200% of 8,655. Read SEC document |
| January 07, 2020 Filed Jan 8, 2020 17:14 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 1,314 | $70.53 | $92,676.42 |
DisclosureSEC source: 0001246360-20-000137 · form.xml · nonDerivative · entry 3 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,941 F2 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 17:14 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 1,037 | $71.70 | $74,352.90 |
DisclosureSEC source: 0001246360-20-000137 · form.xml · nonDerivative · entry 2 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,255 F2 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 15:56 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $39.77 | $0.00 |
DisclosureSEC source: 0001246360-19-002391 · form.xml · derivative · entry 4 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 30,000 shares Expires 2021-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 15:56 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | SaleCommon | 10,000 | $74.41 | $744,114.00 |
DisclosureSEC source: 0001246360-19-002391 · form.xml · nonDerivative · entry 3 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,292 Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 15:56 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Exercise / conversionCommon | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002391 · form.xml · nonDerivative · entry 2 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 15:00 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $39.77 | $0.00 |
DisclosureSEC source: 0001246360-19-001968 · form.xml · derivative · entry 4 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common · 30,000 shares Expires 2021-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 15:00 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | SaleCommon | 10,000 | $67.92 | $679,150.00 |
DisclosureSEC source: 0001246360-19-001968 · form.xml · nonDerivative · entry 3 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,292 Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 15:00 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Exercise / conversionCommon | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-001968 · form.xml · nonDerivative · entry 2 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2019 Filed Jun 11, 2019 13:49 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $39.77 | $0.00 |
DisclosureSEC source: 0001246360-19-001622 · form.xml · derivative · entry 4 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common · 30,000 shares Expires 2021-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2019 Filed Jun 11, 2019 13:49 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | SaleCommon | 10,000 | $60.79 | $607,890.00 |
DisclosureSEC source: 0001246360-19-001622 · form.xml · nonDerivative · entry 3 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,292 Read SEC document |
| June 10, 2019 Filed Jun 11, 2019 13:49 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Exercise / conversionCommon | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-001622 · form.xml · nonDerivative · entry 2 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 18:14 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 270 | $55.33 | $14,939.10 |
DisclosureSEC source: 0001246360-19-001211 · form.xml · nonDerivative · entry 2 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,292 F2 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 15:42 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 789 | $54.29 | $42,834.81 |
DisclosureSEC source: 0001246360-19-000892 · form.xml · nonDerivative · entry 2 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,562 F1 · shares: Represents shares transferred to the Company for tax withholding in connection with the vesting of restricted stock. Read SEC document |
| January 08, 2019 Filed Jan 9, 2019 18:42 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 843 | $45.45 | $38,314.35 |
DisclosureSEC source: 0001246360-19-000145 · form.xml · nonDerivative · entry 4 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,351 F2 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Read SEC document |
| January 08, 2019 Filed Jan 9, 2019 18:42 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Disposition to issuerCommon | 17,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000145 · form.xml · nonDerivative · entry 3 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,194 Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 18:42 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | GrantCommon | 39,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000145 · form.xml · nonDerivative · entry 2 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,279 F1 · shares: The Reporting Person was granted 39,695 shares of Restricted Common Stock under the 2013 Stock-Based Compensation Plan. 13,834 time-vested restricted shares vest over a three year period as follows: 4,612 time-vested restricted shares on January 7, 2020 and 4,611 time-vested restricted shares on January 7, 2021 and 2022, respectively. 12,027 performance-based restricted shares are targeted to vest on January 7, 2022 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 12,027. 13,834 performance-based restricted shares are targeted to vest on January 7, 2022 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 200% of 13,834. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 18:56 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 1,104 | $43.07 | $47,549.28 |
DisclosureSEC source: 0001246360-19-000131 · form.xml · nonDerivative · entry 2 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,584 F2 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 19:49 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | OtherCommon | 5,579 | $44.59 | $248,767.61 |
DisclosureSEC source: 0001246360-18-001756 · form.xml · nonDerivative · entry 2 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 5,579 F1 · shares: The reporting person acquired 5,579 shares of CCK common stock within the CCK 401(k) plan. Read SEC document |
| April 03, 2018 Filed Apr 4, 2018 19:07 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 264 | $50.67 | $13,376.88 |
DisclosureSEC source: 0001246360-18-001250 · form.xml · nonDerivative · entry 1 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,688 F1 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 19:28 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 762 | $49.84 | $37,978.08 |
DisclosureSEC source: 0001246360-18-000939 · form.xml · nonDerivative · entry 1 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,952 F1 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 20:21 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 1,880 | $56.81 | $106,802.80 |
DisclosureSEC source: 0001246360-18-000137 · form.xml · nonDerivative · entry 2 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,714 F1 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 20:21 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Disposition to issuerCommon | 16,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000137 · form.xml · nonDerivative · entry 1 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,594 Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 20:22 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | GrantCommon | 29,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000119 · form.xml · nonDerivative · entry 1 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,773 F1 · shares: The Reporting Person was granted 29,209 shares of Restricted Common Stock under the 2013 Stock-Based Compensation Plan. 9,926 time-vested restricted shares vest over a three year period as follows: 3,309 time-vested restricted shares on January 4, 2019 and January 4, 2020, and 3,308 time-vested restricted shares on January 4, 2021. 9,357 performance-based restricted shares are targeted to vest on January 4, 2021 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 9,357. 9,926 performance-based restricted shares are targeted to vest on January 4, 2021 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 200% of 9,926. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:35 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | GrantCommon | 5,654 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001573 · form.xml · nonDerivative · entry 1 Gifford Gerard H · CIK 0001549910 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,564 F1 · shares: The Reporting Person was granted 5,654 shares of Restricted Common Stock under the 2013 Stock-Based Compensation Plan. 1,858 time-vested restricted shares vest over a three year period as follows: 620 time-vested restricted shares on April 3, 2018 and 619 time-vested restricted shares on April 3, 2019 and 2020, respectively. 1,938 performance-based restricted shares vest on April 3, 2020 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 1,938. 1,858 performance-based restricted shares vest on April 3, 2020 based on the Return on Invested Capital achieved by the Company compared to the ROIC target varying from 0 to 200% of 1,858. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:00 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | GrantCommon | 25,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001161 · form.xml · nonDerivative · entry 1 Gifford Gerard H · CIK 0001549910 · President - European Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,910 F1 · shares: The Reporting Person was granted 25,389 shares of Restricted Common Stock under the 2013 Stock-Based Compensation Plan. 8,309 time-vested restricted shares vest over a three year period as follows: 2,770 time-vested restricted shares on February 28, 2018 and 2019, respectively, and 2,769 time-vested restricted shares on February 28, 2020. 8,771 performance-based restricted shares vest on February 28, 2020 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 8,771. 8,309 performance-based restricted shares vest on February 28, 2020 based on the Return on Invested Capital achieved by the Company compared to the ROIC target varying from 0 to 200% of 8,309. Read SEC document |
| January 10, 2017 Filed Jan 11, 2017 16:00 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 1,065 | $52.87 | $56,306.55 |
DisclosureSEC source: 0001246360-17-000164 · form.xml · nonDerivative · entry 2 Gifford Gerard H · CIK 0001549910 · President - European Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,521 F2 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 16:00 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 858 | $54.33 | $46,615.14 |
DisclosureSEC source: 0001246360-17-000164 · form.xml · nonDerivative · entry 1 Gifford Gerard H · CIK 0001549910 · President - European Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,586 F1 · shares: Represents shares transferred to the Company for tax withholding in connection with the vesting of restricted stock. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 20:35 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 4,378 | $53.16 | $232,734.48 |
DisclosureSEC source: 0001246360-17-000114 · form.xml · nonDerivative · entry 2 Gifford Gerard H · CIK 0001549910 · President - European Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,444 F1 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of both restricted and performance stock. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 20:35 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Disposition to issuerCommon | 5,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000114 · form.xml · nonDerivative · entry 1 Gifford Gerard H · CIK 0001549910 · President - European Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,822 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.