Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ONE STOP SYSTEMS, INC.OSS · Entity 2767 | CPO | February 07, 2026 | March 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ONE STOP SYSTEMS, INC.
Report date February 07, 2026 · Filed March 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 155,836 |
Reported balance
After 2026-02-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-07 · Grant · Acquired 34,313 · Balance 155,836 F1: Represents 34,313 restricted stock units granted to the Reporting Person under the Company's 2017 Equity Incentive Plan (the "Plan") in connection with the Reporting Person's ongoing service of the executive management team. F2: Includes 148,076 unvested restriced stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. |
| Common StockSEC Table I · non-derivative | Direct | 149,290 |
Reported balance
After 2026-02-07 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-02-07 · Tax withholding · Disposed 6,546 · Balance 149,290 F3: The Reporting Person forfeited 6,546 shares of common stock upon conversion of 14,759 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on February 7, 2025. F4: Includes 133,317 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. |
| Common StockSEC Table I · non-derivative | Direct | 141,077 |
Reported balance
After 2026-02-07 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-02-07 · Gift · Disposed 8,213 · Balance 141,077 F5: On February 7, 2026 the Reporting Person transferred 8,213 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Shah-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust. F4: Includes 133,317 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. |
| Common StockSEC Table I · non-derivative | Direct | 146,170 |
Reported balance
After 2026-02-15 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2026-02-15 · Tax withholding · Disposed 3,120 · Balance 146,170 F7: The Reporting Person forfeited 3,120 shares of common stock upon conversion of 7,383 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 1, 2024. F8: Includes 125,934 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. |
| Common StockSEC Table I · non-derivative | Direct | 141,907 |
Reported balance
After 2026-02-15 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2026-02-15 · Gift · Disposed 4,263 · Balance 141,907 F9: On February 15, 2026 the Reporting Person transferred 4,263 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Shah-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust. F8: Includes 125,934 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 231,148 |
Last balance in matching sequence
After 2026-02-15 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2026-02-07 · Gift · Acquired 8,213 · Balance 226,885 F6: These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust. Row 7 · 2026-02-15 · Gift · Acquired 4,263 · Balance 231,148 F6: These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 34,313 restricted stock units granted to the Reporting Person under the Company's 2017 Equity Incentive Plan (the "Plan") in connection with the Reporting Person's ongoing service of the executive management team.
F2: Includes 148,076 unvested restriced stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
F3: The Reporting Person forfeited 6,546 shares of common stock upon conversion of 14,759 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on February 7, 2025.
F4: Includes 133,317 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
F5: On February 7, 2026 the Reporting Person transferred 8,213 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Shah-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.
F6: These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust.
F7: The Reporting Person forfeited 3,120 shares of common stock upon conversion of 7,383 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 1, 2024.
F8: Includes 125,934 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
F9: On February 15, 2026 the Reporting Person transferred 4,263 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Shah-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 11, 2021 Filed May 18, 2021 22:35 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Tax withholdingCommon Stock | 234 | $6.26 | $1,464.84 |
DisclosureSEC source: 0001209191-21-033715 · doc4.xml · nonDerivative · entry 2 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 31,769 F3 · kind: The reporting person received 603 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 234 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. Read SEC document |
| April 11, 2021 Filed May 18, 2021 22:35 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionCommon Stock | 603 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-033715 · doc4.xml · nonDerivative · entry 1 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 32,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 23:44 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Unit · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013967 · doc4.xml · derivative · entry 6 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F5 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 23:44 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Unit · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013967 · doc4.xml · derivative · entry 5 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,332 Underlying: Common Stock · 1,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F5 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 23:44 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Tax withholdingCommon Stock | 992 | $6.21 | $6,160.32 |
DisclosureSEC source: 0001209191-21-013967 · doc4.xml · nonDerivative · entry 4 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 31,400 F4 · kind: The reporting person received 2,500 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 992 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of OSS common stock at the time of forfeiture. F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 23:44 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-013967 · doc4.xml · nonDerivative · entry 3 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 32,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 23:44 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Tax withholdingCommon Stock | 594 | $6.17 | $3,664.98 |
DisclosureSEC source: 0001209191-21-013967 · doc4.xml · nonDerivative · entry 2 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 29,892 F3 · kind: The reporting person received 1,667 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 594 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of OSS common stock at the time of forfeiture. F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 23:44 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionCommon Stock | 1,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-013967 · doc4.xml · nonDerivative · entry 1 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 30,486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 22:29 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,263 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001209191-21-002542 · doc4.xml · derivative · entry 2 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,250 Underlying: Common Stock · 5,263 shares Expires 2022-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 22:29 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionCommon Stock | 5,263 | $0.76 | $3,999.88 |
DisclosureSEC source: 0001209191-21-002542 · doc4.xml · nonDerivative · entry 1 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 28,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. Read SEC document |
| November 13, 2020 Filed Nov 18, 2020 01:52 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | GrantRestricted Stock Unit · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058936 · doc4.xml · derivative · entry 1 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on November 13, 2020 was $2.35. F2 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each 6 month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. F2 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each 6 month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. Read SEC document |
| November 02, 2020 Filed Nov 5, 2020 00:53 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Unit · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-057031 · doc4.xml · derivative · entry 2 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. F4 · derivative.expiration_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. Read SEC document |
| November 02, 2020 Filed Nov 5, 2020 00:53 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Tax withholdingCommon Stock | 736 | $2.25 | $1,656.00 |
DisclosureSEC source: 0001209191-20-057031 · doc4.xml · nonDerivative · entry 1 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 23,556 F1 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 736 shares of common stock on the net stock issuance of 833 shares of common stock. The reporting person forfeited 97 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on November 2, 2020 of $2.25. F2 · ownership.nature: These shares are owned directly by the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust, with Jim Ison as trustee of the trust. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 20:49 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Unit · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048787 · doc4.xml · derivative · entry 4 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F4 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 20:49 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Unit · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048787 · doc4.xml · derivative · entry 3 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,999 Underlying: Common Stock · 1,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F4 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 20:49 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Tax withholdingCommon Stock | 1,876 | $2.56 | $4,802.56 |
DisclosureSEC source: 0001209191-20-048787 · doc4.xml · nonDerivative · entry 2 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,820 F2 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 1,876 shares of common stock on the net stock issuance of 2,500 shares of common stock. The reporting person forfeited 624 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on August 26, 2020 of $2.56. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 20:49 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Tax withholdingCommon Stock | 1,331 | $2.56 | $3,407.36 |
DisclosureSEC source: 0001209191-20-048787 · doc4.xml · nonDerivative · entry 1 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,944 F1 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 1,331 shares of common stock on the net stock issuance of 1,667 shares of common stock. The reporting person forfeited 336 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on August 26,2020 of $2.56. Read SEC document |
| July 13, 2020 Filed Jul 16, 2020 20:54 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Unit · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042647 · doc4.xml · derivative · entry 2 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,503 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. F3 · derivative.expiration_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. Read SEC document |
| July 13, 2020 Filed Jul 16, 2020 20:54 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Tax withholdingCommon Stock | 748 | $1.95 | $1,458.60 |
DisclosureSEC source: 0001209191-20-042647 · doc4.xml · nonDerivative · entry 1 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,613 F1 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 748 shares of common stock on the net stock issuance of 833 shares of common stock. The reporting person forfeited 85 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on July 10, 2020 of $1.95. Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 20:26 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Unit · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035931 · doc4.xml · derivative · entry 2 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,336 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. F3 · derivative.expiration_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 20:26 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Tax withholdingCommon Stock | 701 | $1.92 | $1,345.92 |
DisclosureSEC source: 0001209191-20-035931 · doc4.xml · nonDerivative · entry 1 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,780 F1 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 701 shares of common stock on the net stock issuance of 833 shares of common stock. The reporting person forfeited 132 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on June 9, 2020 of $1.92. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 20:19 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,105 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001209191-20-023583 · doc4.xml · derivative · entry 2 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,513 Underlying: Common Stock · 2,105 shares Expires 2022-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 20:19 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionCommon Stock | 2,105 | $0.76 | $1,599.80 |
DisclosureSEC source: 0001209191-20-023583 · doc4.xml · nonDerivative · entry 1 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:32 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Unit · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010293 · doc4.xml · derivative · entry 4 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Common Stock · 1,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F5 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:32 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Unit · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010293 · doc4.xml · derivative · entry 3 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,169 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. F4 · derivative.expiration_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:32 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Tax withholdingCommon Stock | 1,211 | $2.73 | $3,306.03 |
DisclosureSEC source: 0001209191-20-010293 · doc4.xml · nonDerivative · entry 2 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,974 F2 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 1,211 shares of common stock on the net stock issuance of 1,667 shares of common stock. The reporting person forfeited 456 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on February 13, 2020 of $2.73. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:32 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Tax withholdingCommon Stock | 667 | $2.73 | $1,820.91 |
DisclosureSEC source: 0001209191-20-010293 · doc4.xml · nonDerivative · entry 1 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,763 F1 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 667 shares of common stock on the net stock issuance of 833 shares of common stock. The reporting person forfeited 166 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on February 13, 2020 of $2.73. Read SEC document |
| February 10, 2020 Filed Feb 13, 2020 22:22 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | GrantRestricted Stock Unit · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009350 · doc4.xml · derivative · entry 1 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on February 10, 2020 was $2.70. F2 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each 6 month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. F2 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each 6 month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 21:03 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,737 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001209191-19-060629 · doc4.xml · derivative · entry 2 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,618 Underlying: Common Stock · 4,737 shares Expires 2022-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 21:03 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionCommon Stock | 4,737 | $0.76 | $3,600.12 |
DisclosureSEC source: 0001209191-19-060629 · doc4.xml · nonDerivative · entry 1 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 21:40 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Unit · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-050575 · doc4.xml · derivative · entry 2 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,002 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. F3 · derivative.expiration_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 21:40 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Tax withholdingCommon Stock | 722 | $2.68 | $1,934.96 |
DisclosureSEC source: 0001209191-19-050575 · doc4.xml · nonDerivative · entry 1 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,359 F1 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 722 shares of common stock on the net stock issuance of 833 shares of common stock. The reporting person forfeited 111 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on September 19, 2019 of $2.68. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 22:54 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Unit · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046891 · doc4.xml · derivative · entry 4 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,835 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. F5 · derivative.expiration_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 22:54 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Unit · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046891 · doc4.xml · derivative · entry 3 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,333 Underlying: Common Stock · 1,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F4 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 22:54 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Tax withholdingCommon Stock | 763 | $1.65 | $1,258.95 |
DisclosureSEC source: 0001209191-19-046891 · doc4.xml · nonDerivative · entry 2 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,637 F2 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 763 shares of common stock on the net stock issuance of 833 shares of common stock. The reporting person forfeited 70 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on August 16, 2019 of $1.65. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 22:54 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Tax withholdingCommon Stock | 1,485 | $1.65 | $2,450.25 |
DisclosureSEC source: 0001209191-19-046891 · doc4.xml · nonDerivative · entry 1 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,874 F1 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 1,485 shares of common stock on the net stock issuance of 1,667 shares of common stock. The reporting person forfeited 182 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on August 16, 2019 of $1.65. Read SEC document |
| April 30, 2019 Filed Apr 30, 2019 21:22 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,842 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001209191-19-026615 · doc4.xml · derivative · entry 2 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,355 Underlying: Common Stock · 1,842 shares Expires 2022-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested. Read SEC document |
| April 30, 2019 Filed Apr 30, 2019 21:22 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionCommon Stock | 1,842 | $0.76 | $1,399.92 |
DisclosureSEC source: 0001209191-19-026615 · doc4.xml · nonDerivative · entry 1 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 23:15 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Units · Derivative | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-024647 · doc4.xml · derivative · entry 3 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,668 Underlying: Common Stock · 1,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. F2 · derivative.expiration_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 23:15 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Tax withholdingCommon Stock | 328 | $2.51 | $823.28 |
DisclosureSEC source: 0001209191-19-024647 · doc4.xml · nonDerivative · entry 2 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,547 Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 23:15 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionCommon Stock | 1,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-024647 · doc4.xml · nonDerivative · entry 1 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 29, 2019 Filed Mar 29, 2019 23:45 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | SaleCommon Stock | 9,201 | $2.07 | $19,046.07 |
DisclosureSEC source: 0001209191-19-021872 · doc4.xml · nonDerivative · entry 1 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,051 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.0128 to $2.081 per share, inclusive. The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| February 13, 2019 Filed Mar 21, 2019 23:50 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | GrantRestricted Stock Unit · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020875 · doc4.xml · derivative · entry 1 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on February 13, 2019 was $2.43. F2 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F2 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 00:31 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,579 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001209191-19-000506 · doc4.xml · derivative · entry 2 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,197 Underlying: Common Stock · 1,579 shares Expires 2022-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 00:31 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionCommon Stock | 1,579 | $0.76 | $1,200.04 |
DisclosureSEC source: 0001209191-19-000506 · doc4.xml · nonDerivative · entry 1 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 19:17 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | SaleCommon Stock | 33,056 | $2.24 | $74,045.44 |
DisclosureSEC source: 0001209191-18-063112 · doc4.xml · nonDerivative · entry 1 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,673 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.0386 to $2.51 per share, inclusive. The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 23:25 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | SaleCommon Stock | 3,066 | $2.65 | $8,124.90 |
DisclosureSEC source: 0001209191-18-062804 · doc4.xml · nonDerivative · entry 3 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,729 Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 23:25 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | SaleCommon Stock | 27,901 | $2.66 | $74,216.66 |
DisclosureSEC source: 0001209191-18-062804 · doc4.xml · nonDerivative · entry 2 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,795 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.65 to $2.80 per share, inclusive. The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| October 29, 2018 Filed Dec 12, 2018 01:57 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Units · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-062138 · doc4.xml · derivative · entry 11 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. F4 · derivative.expiration_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. Read SEC document |
| October 29, 2018 Filed Dec 12, 2018 01:57 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Tax withholdingCommon Stock | 93 | $3.54 | $329.22 |
DisclosureSEC source: 0001209191-18-062138 · doc4.xml · nonDerivative · entry 6 Ison Jim · CIK 0001729652 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,801 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.