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Aisenbrey Christopher S

Disclosed activity across 1 company

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63742
SEC CIK
0001913663

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RAYMOND JAMES FINANCIAL INCRJF · Entity 3126Chief Human Resources OfficerFebruary 28, 2026March 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RAYMOND JAMES FINANCIAL INC

Report date February 28, 2026 · Filed March 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,490 Ending reported balance After 2026-02-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-02-28 · Exercise / conversion · Acquired 600 · Balance 17,622

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Row 2 · 2026-02-28 · Tax withholding · Disposed 132 · Balance 17,490

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-02-28Direct600 Reported balance After 2026-02-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-02-28 · Exercise / conversion · Disposed 600 · Balance 600

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3: RSUs vested 60% on 2/28/2025, 20% on 2/28/2026, and will vest 20% on 2/28/2027.

Common StockSEC Table I · non-derivativeIndirectESOP734 Reported balance Holding disclosure · report date 2026-02-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 734

F2: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through February 27, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through February 27, 2026.

F3: RSUs vested 60% on 2/28/2025, 20% on 2/28/2026, and will vest 20% on 2/28/2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2026 Filed Mar 3, 2026 19:12 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-002940 · doc4.xml · derivative · entry 4

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock · 600 shares

Expires 2027-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 2/28/2025, 20% on 2/28/2026, and will vest 20% on 2/28/2027.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 19:12 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 132 $153.08 $20,206.56
Disclosure

SEC source: 0001225208-26-002940 · doc4.xml · nonDerivative · entry 2

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,490

Read SEC document
February 28, 2026 Filed Mar 3, 2026 19:12 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-002940 · doc4.xml · nonDerivative · entry 1

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 13:10 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 671 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-010055 · doc4.xml · derivative · entry 11

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 671

Underlying: Common Stock · 671 shares

Expires 2028-12-15

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F5 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 13:10 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 589 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-010055 · doc4.xml · derivative · entry 10

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 589 shares

Expires 2025-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 13:10 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 3,661 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-010055 · doc4.xml · derivative · entry 9

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,661

Underlying: Common Stock · 3,661 shares

Expires 2030-12-15

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vest 60% on 12/15/2028, 20% on 12/15/2029, and 20% on 12/15/2030.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 13:10 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 3,264 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-010055 · doc4.xml · derivative · entry 8

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,176

Underlying: Common Stock · 3,264 shares

Expires 2027-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 12/15/2025 and will vest 20% on 12/15/2026 and 20% on 12/15/2027.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 13:10 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GiftCommon Stock 1,223 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-010055 · doc4.xml · nonDerivative · entry 6

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,022

Read SEC document
December 15, 2025 Filed Dec 17, 2025 13:10 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 1,207 $163.85 $197,766.95
Disclosure

SEC source: 0001225208-25-010055 · doc4.xml · nonDerivative · entry 5

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,245

Read SEC document
December 15, 2025 Filed Dec 17, 2025 13:10 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 282 $163.85 $46,205.70
Disclosure

SEC source: 0001225208-25-010055 · doc4.xml · nonDerivative · entry 4

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,452

Read SEC document
December 15, 2025 Filed Dec 17, 2025 13:10 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 218 $163.85 $35,719.30
Disclosure

SEC source: 0001225208-25-010055 · doc4.xml · nonDerivative · entry 3

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,734

Read SEC document
December 15, 2025 Filed Dec 17, 2025 13:10 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 589 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-010055 · doc4.xml · nonDerivative · entry 2

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 13:10 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 3,264 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-010055 · doc4.xml · nonDerivative · entry 1

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
December 02, 2025 Filed Dec 4, 2025 21:15 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantCommon Stock 763 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009667 · doc4.xml · nonDerivative · entry 1

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,099

F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2022.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:24 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 695 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009575 · doc4.xml · derivative · entry 7

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 695

Underlying: Common Stock · 695 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:24 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009575 · doc4.xml · derivative · entry 6

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 900 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:24 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 219 $156.54 $34,282.26
Disclosure

SEC source: 0001225208-25-009575 · doc4.xml · nonDerivative · entry 4

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,336

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:24 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 169 $156.54 $26,455.26
Disclosure

SEC source: 0001225208-25-009575 · doc4.xml · nonDerivative · entry 3

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,555

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:24 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 695 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009575 · doc4.xml · nonDerivative · entry 2

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2025 Filed Dec 2, 2025 21:24 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009575 · doc4.xml · nonDerivative · entry 1

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 28, 2025 Filed Feb 28, 2025 20:41 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 1,800 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-002617 · doc4.xml · derivative · entry 4

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 1,800 shares

Expires 2027-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 2/28/2025 and will vest 20% on 2/28/2026 and 20% on 2/28/2027.

Read SEC document
February 28, 2025 Filed Feb 28, 2025 20:41 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 470 $151.73 $71,313.10
Disclosure

SEC source: 0001225208-25-002617 · doc4.xml · nonDerivative · entry 2

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,129

Read SEC document
February 28, 2025 Filed Feb 28, 2025 20:41 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 1,800 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-002617 · doc4.xml · nonDerivative · entry 1

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 18:00 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 850 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010875 · doc4.xml · derivative · entry 6

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 850 shares

Expires 2024-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 18:00 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 334 $160.49 $53,603.66
Disclosure

SEC source: 0001225208-24-010875 · doc4.xml · nonDerivative · entry 2

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,799

Read SEC document
December 15, 2024 Filed Dec 17, 2024 18:00 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 850 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010875 · doc4.xml · nonDerivative · entry 1

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 18:00 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 624 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010875 · doc4.xml · derivative · entry 5

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 624

Underlying: Common Stock · 624 shares

Expires 2027-12-15

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 18:00 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 3,741 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010875 · doc4.xml · derivative · entry 4

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,741

Underlying: Common Stock · 3,741 shares

Expires 2029-12-15

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vest 60% on 12/15/2027, 20% on 12/15/2028, and 20% on 12/15/2029.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:36 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 2,086 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010479 · doc4.xml · derivative · entry 7

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,390

Underlying: Common Stock · 2,086 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:36 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010479 · doc4.xml · derivative · entry 6

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 900 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:36 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 508 $169.28 $85,994.24
Disclosure

SEC source: 0001225208-24-010479 · doc4.xml · nonDerivative · entry 4

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,283

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:36 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 219 $169.28 $37,072.32
Disclosure

SEC source: 0001225208-24-010479 · doc4.xml · nonDerivative · entry 3

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,791

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:36 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010479 · doc4.xml · nonDerivative · entry 2

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:36 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 2,086 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010479 · doc4.xml · nonDerivative · entry 1

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 22, 2024 Filed Nov 26, 2024 22:45 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010228 · doc4.xml · derivative · entry 4

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 900 shares

Expires 2024-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and 20% on 11/22/2024.

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November 22, 2024 Filed Nov 26, 2024 22:45 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 219 $163.78 $35,867.82
Disclosure

SEC source: 0001225208-24-010228 · doc4.xml · nonDerivative · entry 2

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,024

Read SEC document
November 22, 2024 Filed Nov 26, 2024 22:45 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010228 · doc4.xml · nonDerivative · entry 1

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 20:54 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 722 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-011201 · doc4.xml · derivative · entry 6

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 722

Underlying: Common Stock · 722 shares

Expires 2026-12-15

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

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December 15, 2023 Filed Dec 18, 2023 20:54 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 591 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-011201 · doc4.xml · derivative · entry 5

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 591 shares

Expires 2023-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 20:54 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 5,411 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-011201 · doc4.xml · derivative · entry 4

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,411

Underlying: Common Stock · 5,411 shares

Expires 2028-12-15

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vest 60% on 12/15/2026, 20% on 12/15/2027, and 20% on 12/15/2028.

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December 15, 2023 Filed Dec 18, 2023 20:54 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 232 $110.88 $25,724.16
Disclosure

SEC source: 0001225208-23-011201 · doc4.xml · nonDerivative · entry 2

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,343

Read SEC document
December 15, 2023 Filed Dec 18, 2023 20:54 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 591 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-011201 · doc4.xml · nonDerivative · entry 1

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 14:28 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010569 · doc4.xml · derivative · entry 7

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 2,700 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2023 and will vest 20% on 11/30/2024 and 20% on 11/30/2025.

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November 30, 2023 Filed Dec 1, 2023 14:28 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 657 $103.75 $68,163.75
Disclosure

SEC source: 0001225208-23-010569 · doc4.xml · nonDerivative · entry 4

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,984

Read SEC document
November 30, 2023 Filed Dec 1, 2023 14:28 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010569 · doc4.xml · nonDerivative · entry 3

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 14:28 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010569 · doc4.xml · derivative · entry 6

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 14:28 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 109 $102.73 $11,197.57
Disclosure

SEC source: 0001225208-23-010569 · doc4.xml · nonDerivative · entry 2

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,941

Read SEC document
November 29, 2023 Filed Dec 1, 2023 14:28 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010569 · doc4.xml · nonDerivative · entry 1

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 22, 2023 Filed Nov 27, 2023 12:01 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010424 · doc4.xml · derivative · entry 4

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 900 shares

Expires 2024-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and will vest 20% on 11/22/2024.

Read SEC document
November 22, 2023 Filed Nov 27, 2023 12:01 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 219 $104.27 $22,835.13
Disclosure

SEC source: 0001225208-23-010424 · doc4.xml · nonDerivative · entry 2

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,600

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.