Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRUDENTIAL FINANCIAL INCPRU · Entity 148 | Senior Vice President | February 28, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRUDENTIAL FINANCIAL INC
Report date February 28, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,309 |
Ending reported balance
After 2026-02-28 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2026-02-28 · Exercise / conversion · Acquired 1,647 · Balance 19,462 F1: Represents the vesting of previously awarded restricted stock units. Row 2 · 2026-02-28 · Tax withholding · Disposed 788 · Balance 18,674 F2: Represents shares withheld for the payment of taxes. Row 3 · 2026-02-28 · Exercise / conversion · Acquired 1,616 · Balance 20,290 F1: Represents the vesting of previously awarded restricted stock units. Row 4 · 2026-02-28 · Tax withholding · Disposed 773 · Balance 19,517 F2: Represents shares withheld for the payment of taxes. Row 5 · 2026-02-28 · Exercise / conversion · Acquired 1,516 · Balance 21,033 F1: Represents the vesting of previously awarded restricted stock units. Row 6 · 2026-02-28 · Tax withholding · Disposed 724 · Balance 20,309 F2: Represents shares withheld for the payment of taxes. |
| 2023 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-02-28 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-02-28 · Exercise / conversion · Disposed 1,647 · Balance 0 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. |
| 2024 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,616 |
Reported balance
After 2026-02-28 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-02-28 · Exercise / conversion · Disposed 1,616 · Balance 1,616 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. |
| 2025 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 3,034 |
Reported balance
After 2026-02-28 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-02-28 · Exercise / conversion · Disposed 1,516 · Balance 3,034 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 310 |
Reported balance
Holding disclosure · report date 2026-02-28 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 310 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes.
F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.
F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2020 Filed Feb 14, 2020 00:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2020 Employee Stock Option (Right to Buy) · Derivative | 7,883 | $0.00 Strike: $95.87 | $0.00 |
DisclosureSEC source: 0001127602-20-005378 · form4.xml · derivative · entry 5 SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,883 Underlying: Common Stock · 7,883 shares Expires 2030-02-11 F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 11, 2021. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 00:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2017 Performance Shares · Derivative | 1,518 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005378 · form4.xml · derivative · entry 4 SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,518 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares based upon performance relative to the average Return On Equity (ROE) goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares based upon performance relative to the average Return On Equity (ROE) goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares based upon performance relative to the average Return On Equity (ROE) goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 00:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 587 | $95.87 | $56,275.69 |
DisclosureSEC source: 0001127602-20-005378 · form4.xml · nonDerivative · entry 2 SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,528 F3 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 00:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005378 · form4.xml · nonDerivative · entry 1 SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares based upon performance relative to the average Return On Equity (ROE) goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 22:35 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2019 Performance Shares · Derivative | 4,499 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006058 · form4.xml · derivative · entry 2 SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,499 Underlying: Common Stock · 4,499 shares Expires not disclosed F2 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F3 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2019 through 2021 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2022. F3 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2019 through 2021 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2022. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 22:35 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2019 Employee Stock Option (Right to Buy) · Derivative | 7,022 | $0.00 Strike: $93.36 | $0.00 |
DisclosureSEC source: 0001127602-19-006058 · form4.xml · derivative · entry 1 SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,022 Underlying: Common Stock · 7,022 shares Expires 2029-02-12 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 12, 2020. Read SEC document |
| February 09, 2019 Filed Feb 11, 2019 20:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2016 Restricted Stock Units · Derivative | 8,658 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005053 · form4.xml · derivative · entry 4 SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,658 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units vested on February 9, 2019. F4 · derivative.expiration_date: The Restricted Stock Units vested on February 9, 2019. Read SEC document |
| February 09, 2019 Filed Feb 11, 2019 20:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 2,697 | $90.99 | $245,400.03 |
DisclosureSEC source: 0001127602-19-005053 · form4.xml · nonDerivative · entry 2 SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,464 F2 · shares: Represents shares withheld for the payment of taxes when restricted shares vested. Read SEC document |
| February 09, 2019 Filed Feb 11, 2019 20:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 8,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005053 · form4.xml · nonDerivative · entry 1 SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| December 13, 2018 Filed Feb 11, 2019 20:34 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005051 · form5.xml · nonDerivative · entry 1 SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,503 F1 · shares: Gift to a 501(c)(3) charitable foundation. F2 · balance_after: Following the transactions reported on this Form 5, Mr. Schmidt continues to hold 11,503 shares directly and 216 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 26,626 vested stock options, 19,979 restricted stock units, and 2,831 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.