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SCHMIDT TIMOTHY L

Disclosed activity across 1 company

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63505
SEC CIK
0001760181

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CompanyLast reported asReport datePublished
PRUDENTIAL FINANCIAL INCPRU · Entity 148Senior Vice PresidentFebruary 28, 2026March 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PRUDENTIAL FINANCIAL INC

Report date February 28, 2026 · Filed March 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect20,309 Ending reported balance After 2026-02-28 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2026-02-28 · Exercise / conversion · Acquired 1,647 · Balance 19,462

F1: Represents the vesting of previously awarded restricted stock units.

Row 2 · 2026-02-28 · Tax withholding · Disposed 788 · Balance 18,674

F2: Represents shares withheld for the payment of taxes.

Row 3 · 2026-02-28 · Exercise / conversion · Acquired 1,616 · Balance 20,290

F1: Represents the vesting of previously awarded restricted stock units.

Row 4 · 2026-02-28 · Tax withholding · Disposed 773 · Balance 19,517

F2: Represents shares withheld for the payment of taxes.

Row 5 · 2026-02-28 · Exercise / conversion · Acquired 1,516 · Balance 21,033

F1: Represents the vesting of previously awarded restricted stock units.

Row 6 · 2026-02-28 · Tax withholding · Disposed 724 · Balance 20,309

F2: Represents shares withheld for the payment of taxes.

2023 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-02-28 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-02-28 · Exercise / conversion · Disposed 1,647 · Balance 0

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

2024 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,616 Reported balance After 2026-02-28 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-02-28 · Exercise / conversion · Disposed 1,616 · Balance 1,616

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

2025 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct3,034 Reported balance After 2026-02-28 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-02-28 · Exercise / conversion · Disposed 1,516 · Balance 3,034

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

Common StockSEC Table I · non-derivativeIndirectBy 401(k)310 Reported balance Holding disclosure · report date 2026-02-28 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 310

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of previously awarded restricted stock units.

F2: Represents shares withheld for the payment of taxes.

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2026 Filed Mar 3, 2026 22:04 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2025 Restricted Stock Units · Derivative 1,516 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000067 · form4.xml · derivative · entry 10

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,034

Underlying: Common Stock · 1,516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:04 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2024 Restricted Stock Units · Derivative 1,616 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000067 · form4.xml · derivative · entry 9

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,616

Underlying: Common Stock · 1,616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:04 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2023 Restricted Stock Units · Derivative 1,647 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000067 · form4.xml · derivative · entry 8

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,647 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:04 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 724 $98.38 $71,227.12
Disclosure

SEC source: 0001137774-26-000067 · form4.xml · nonDerivative · entry 6

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,309

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:04 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 1,516 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000067 · form4.xml · nonDerivative · entry 5

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:04 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 773 $98.38 $76,047.74
Disclosure

SEC source: 0001137774-26-000067 · form4.xml · nonDerivative · entry 4

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,517

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:04 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 1,616 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000067 · form4.xml · nonDerivative · entry 3

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:04 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 788 $98.38 $77,523.44
Disclosure

SEC source: 0001137774-26-000067 · form4.xml · nonDerivative · entry 2

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,674

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:04 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 1,647 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000067 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:43 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2023 Performance Shares · Derivative 11,524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000041 · form4.xml · derivative · entry 6

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:43 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2026 Performance Shares · Derivative 10,480 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000041 · form4.xml · derivative · entry 5

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,480

Underlying: Common Stock · 10,480 shares

Expires not disclosed

F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period.

F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2029 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2026 through 2028 performance period.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:43 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2026 Restricted Stock Units · Derivative 4,492 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000041 · form4.xml · derivative · entry 4

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,492

Underlying: Common Stock · 4,492 shares

Expires not disclosed

F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning in February 2027.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:43 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 3,796 $102.20 $387,951.20
Disclosure

SEC source: 0001137774-26-000041 · form4.xml · nonDerivative · entry 2

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,815

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:43 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 10,176 $0.00 $0.00
Disclosure

SEC source: 0001137774-26-000041 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

Read SEC document
December 05, 2025 Filed Dec 8, 2025 21:16 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001137774-25-000211 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,435

F1 · shares: Gift to a 501(c)(3) charitable foundation.

F2 · balance_after: Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 11,435 shares directly and 307 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 14,905 vested stock options, 9,429 restricted stock units and 33,449 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Read SEC document
December 02, 2025 Filed Dec 2, 2025 21:45 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 SaleCommon Stock 8,000 $107.69 $861,520.00
Disclosure

SEC source: 0001137774-25-000209 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,535

F1 · balance_after: Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 11,535 shares directly and 307 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 14,905 vested stock options, 9,429 restricted stock units and 33,449 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:44 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2024 Restricted Stock Units · Derivative 1,615 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007745 · form4.xml · derivative · entry 10

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,232

Underlying: Common Stock · 1,615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:44 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2023 Restricted Stock Units · Derivative 1,646 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007745 · form4.xml · derivative · entry 9

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,647

Underlying: Common Stock · 1,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:44 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2022 Restricted Stock Units · Derivative 1,402 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007745 · form4.xml · derivative · entry 8

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:44 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 775 $115.10 $89,202.50
Disclosure

SEC source: 0001127602-25-007745 · form4.xml · nonDerivative · entry 6

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,535

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:44 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 1,615 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007745 · form4.xml · nonDerivative · entry 5

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:44 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 790 $115.10 $90,929.00
Disclosure

SEC source: 0001127602-25-007745 · form4.xml · nonDerivative · entry 4

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,695

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:44 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 1,646 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007745 · form4.xml · nonDerivative · entry 3

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:44 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 671 $115.10 $77,232.10
Disclosure

SEC source: 0001127602-25-007745 · form4.xml · nonDerivative · entry 2

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,839

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:44 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 1,402 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007745 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:36 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2022 Performance Shares · Derivative 9,808 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004448 · form4.xml · derivative · entry 6

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:36 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2025 Performance Shares · Derivative 10,617 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004448 · form4.xml · derivative · entry 5

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,617

Underlying: Common Stock · 10,617 shares

Expires not disclosed

F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period.

F6 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:36 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2025 Restricted Stock Units · Derivative 4,550 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004448 · form4.xml · derivative · entry 4

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,550

Underlying: Common Stock · 4,550 shares

Expires not disclosed

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:36 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 2,939 $112.09 $329,432.51
Disclosure

SEC source: 0001127602-25-004448 · form4.xml · nonDerivative · entry 2

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,108

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:36 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 7,994 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004448 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

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November 15, 2024 Filed Nov 18, 2024 19:25 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GiftCommon Stock 183 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027453 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,053

F1 · shares: Gift to a 501(c)(3) charitable foundation.

F2 · balance_after: Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 12,053 shares directly and 289 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 14,905 vested stock options, 9,542 restricted stock units and 32,640 target performance shares (the exact number awarded being dependent on achievement of performance goals).

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May 08, 2024 Filed May 9, 2024 18:03 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 SaleCommon Stock 5,189 $116.58 $604,933.62
Disclosure

SEC source: 0001127602-24-014738 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,236

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.58 to $116.61, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · balance_after: Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 12,236 shares directly and 283 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 14,905 vested stock options, 9,542 restricted stock units and 32,640 target performance shares (the exact number awarded being dependent on achievement of performance goals).

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February 29, 2024 Filed Mar 1, 2024 19:48 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 SaleCommon Stock 7,685 $108.13 $830,979.05
Disclosure

SEC source: 0001127602-24-007797 · form4.xml · nonDerivative · entry 2

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,754

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.13 to $108.19, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3 · balance_after: Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 14,754 shares directly and 280 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 14,905 vested stock options, 14,677 restricted stock units and 32,640 target performance shares (the exact number awarded being dependent on achievement of performance goals).

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February 29, 2024 Filed Mar 1, 2024 19:48 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 SaleCommon Stock 227 $108.20 $24,561.40
Disclosure

SEC source: 0001127602-24-007797 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,439

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.20 to $108.21, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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February 29, 2024 Filed Mar 4, 2024 23:57 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2023 Restricted Stock Units · Derivative 1,646 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008297 · form4.xml · derivative · entry 10

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,293

Underlying: Common Stock · 1,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

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February 29, 2024 Filed Mar 4, 2024 23:57 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2022 Restricted Stock Units · Derivative 1,401 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008297 · form4.xml · derivative · entry 9

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,402

Underlying: Common Stock · 1,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:57 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2021 Restricted Stock Units · Derivative 2,088 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008297 · form4.xml · derivative · entry 8

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:57 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 789 $108.99 $85,993.11
Disclosure

SEC source: 0001127602-24-008297 · form4.xml · nonDerivative · entry 6

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,024

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:57 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 1,646 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008297 · form4.xml · nonDerivative · entry 5

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:57 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 670 $108.99 $73,023.30
Disclosure

SEC source: 0001127602-24-008297 · form4.xml · nonDerivative · entry 4

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,167

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:57 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 1,401 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008297 · form4.xml · nonDerivative · entry 3

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:57 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 1,005 $108.99 $109,534.95
Disclosure

SEC source: 0001127602-24-008297 · form4.xml · nonDerivative · entry 2

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,837

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:57 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 2,088 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008297 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 00:21 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2021 Performance Shares · Derivative 14,614 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005269 · form4.xml · derivative · entry 6

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier.

F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier.

F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 00:21 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2024 Performance Shares · Derivative 11,308 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005269 · form4.xml · derivative · entry 5

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,308

Underlying: Common Stock · 11,308 shares

Expires not disclosed

F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2027 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2024 through 2026 performance period.

F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2027 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2024 through 2026 performance period.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 00:21 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2024 Restricted Stock Units · Derivative 4,847 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005269 · form4.xml · derivative · entry 4

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,847

Underlying: Common Stock · 4,847 shares

Expires not disclosed

F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 00:21 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 5,697 $105.24 $599,552.28
Disclosure

SEC source: 0001127602-24-005269 · form4.xml · nonDerivative · entry 2

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,666

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 00:21 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 13,855 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005269 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 13:40 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GiftCommon Stock 113 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029660 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,508

F1 · shares: Gift to a 501(c)(3) charitable foundation.

F2 · balance_after: Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 14,508 shares directly and 277 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 14,905 vested stock options, 9,830 restricted stock units and 35,946 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Read SEC document
November 16, 2023 Filed Nov 20, 2023 18:31 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 SaleCommon Stock 8,281 $94.49 $782,471.69
Disclosure

SEC source: 0001127602-23-027965 · form4.xml · nonDerivative · entry 1

SCHMIDT TIMOTHY L · CIK 0001760181 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,621

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.47 to $94.52, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · balance_after: Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 14,621 shares directly and 277 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 14,905 vested stock options, 9,830 restricted stock units and 35,946 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.