Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PennyMac Financial Services, Inc.PFSI · Entity 4100 | Chief Digital Officer | February 28, 2026 | March 03, 2026 |
| PennyMac Mortgage Investment TrustPMT · Entity 899 | Chief Digital Officer | February 28, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PennyMac Financial Services, Inc.
Report date February 28, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,734 |
Reported balance
After 2026-02-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-28 · Tax withholding · Disposed 599 · Balance 11,734 F1: Represents shares withheld for taxes upon vesting of restricted share units. F2: The reported amount consists of 7,296 restricted stock units and 4,438 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for taxes upon vesting of restricted share units.
F2: The reported amount consists of 7,296 restricted stock units and 4,438 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
PennyMac Mortgage Investment Trust
Report date February 28, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 21,527 |
Reported balance
After 2026-02-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-28 · Tax withholding · Disposed 586 · Balance 21,527 F1: Represents shares withheld for taxes upon vesting of restricted stock units. F2: The reported amount consists of 7,918 restricted stock units and 13,609 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for taxes upon vesting of restricted stock units.
F2: The reported amount consists of 7,918 restricted stock units and 13,609 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 29, 2024 Filed Mar 4, 2024 17:56 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 8,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008225 · form4.xml · derivative · entry 6 Follette James · CIK 0001912289 · Chief Digital Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,494 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%. F2 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%. F2 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%. F2 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 17:56 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantPerformance-Based Restricted Stock Units · Derivative | 8,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008225 · form4.xml · derivative · entry 5 Follette James · CIK 0001912289 · Chief Digital Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,494 Underlying: Common Stock · 8,494 shares Expires not disclosed F2 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%. F2 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%. F2 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 17:56 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 8,830 | $0.00 Strike: $84.93 | $0.00 |
DisclosureSEC source: 0001127602-24-008225 · form4.xml · derivative · entry 4 Follette James · CIK 0001912289 · Chief Digital Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,830 Underlying: Common Stock · 8,830 shares Expires 2034-02-28 F4 · derivative.exercise_date: This nonstatutory stock option to purchase 8,830 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 1, 2025, 2026 and 2027, subject to the Reporting Person's continued service through each date. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 17:56 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 3,433 | $83.87 | $287,925.71 |
DisclosureSEC source: 0001127602-24-008225 · form4.xml · nonDerivative · entry 3 Follette James · CIK 0001912289 · Chief Digital Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,850 F3 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 17:56 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 8,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008225 · form4.xml · nonDerivative · entry 2 Follette James · CIK 0001912289 · Chief Digital Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 17:56 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 3,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008225 · form4.xml · nonDerivative · entry 1 Follette James · CIK 0001912289 · Chief Digital Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,283 F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 18:35 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 411 | $13.81 | $5,675.91 |
DisclosureSEC source: 0001127602-24-007677 · form4.xml · nonDerivative · entry 1 Follette James · CIK 0001912289 · Chief Digital Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,975 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 2,302 restricted stock units and 6,673 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 21:10 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 2,617 | $86.24 | $225,690.08 |
DisclosureSEC source: 0001127602-24-007507 · form4.xml · nonDerivative · entry 3 Follette James · CIK 0001912289 · Chief Digital Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,257 F5 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6 · balance_after: The reported amount consists of 6,265 restricted stock units and 992 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 21:10 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 354 | $87.06 | $30,819.24 |
DisclosureSEC source: 0001127602-24-007507 · form4.xml · nonDerivative · entry 2 Follette James · CIK 0001912289 · Chief Digital Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,874 F3 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F4 · balance_after: The reported amount consists of 6,265 restricted stock units and 3,609 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 21:10 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 551 | $87.06 | $47,970.06 |
DisclosureSEC source: 0001127602-24-007507 · form4.xml · nonDerivative · entry 1 Follette James · CIK 0001912289 · Chief Digital Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,228 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 7,256 restricted stock units and 2,972 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 17:44 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 1,197 | $86.77 | $103,863.69 |
DisclosureSEC source: 0001127602-24-007289 · form4.xml · nonDerivative · entry 1 Follette James · CIK 0001912289 · Chief Digital Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,779 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 8,799 restricted stock units and 1,980 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 20:08 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 15,404 | $0.00 Strike: $35.03 | $0.00 |
DisclosureSEC source: 0001127602-23-029507 · form4.xml · derivative · entry 7 Follette James · CIK 0001912289 · Chief Mort Fulfillment Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,404 shares Expires 2030-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.underlying_shares: This nonstatutory stock option to purchase 15,404 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's committed service through each date. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 20:08 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 5,839 | $0.00 Strike: $22.92 | $0.00 |
DisclosureSEC source: 0001127602-23-029507 · form4.xml · derivative · entry 6 Follette James · CIK 0001912289 · Chief Mort Fulfillment Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,839 shares Expires 2029-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.underlying_shares: This nonstatutory stock option to purchase 5,839 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's committed service through each date. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 20:08 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 499 | $80.42 | $40,128.28 |
DisclosureSEC source: 0001127602-23-029507 · form4.xml · nonDerivative · entry 5 Follette James · CIK 0001912289 · Chief Mort Fulfillment Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,976 F3 · price: The price reported is the weighted average price of multiple transactions ranging from $80.13 to $80.57. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F4 · balance_after: The reported amount consists of 11,976 restricted stock units. These restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 20:08 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 15,404 | $80.42 | $1,238,749.63 |
DisclosureSEC source: 0001127602-23-029507 · form4.xml · nonDerivative · entry 4 Follette James · CIK 0001912289 · Chief Mort Fulfillment Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,475 F3 · price: The price reported is the weighted average price of multiple transactions ranging from $80.13 to $80.57. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 20:08 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 5,839 | $80.42 | $469,557.20 |
DisclosureSEC source: 0001127602-23-029507 · form4.xml · nonDerivative · entry 3 Follette James · CIK 0001912289 · Chief Mort Fulfillment Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,879 F3 · price: The price reported is the weighted average price of multiple transactions ranging from $80.13 to $80.57. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 20:08 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 15,404 | $35.03 | $539,602.12 |
DisclosureSEC source: 0001127602-23-029507 · form4.xml · nonDerivative · entry 2 Follette James · CIK 0001912289 · Chief Mort Fulfillment Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: The reported amount consists of 11,976 restricted stock units and 21,742 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 20:08 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 5,839 | $22.92 | $133,829.88 |
DisclosureSEC source: 0001127602-23-029507 · form4.xml · nonDerivative · entry 1 Follette James · CIK 0001912289 · Chief Mort Fulfillment Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported amount consists of 11,976 restricted stock units and 6,338 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 19:37 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionPerformance-Based Restricted Share Units · Derivative | 6,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-009362 · form4.xml · derivative · entry 4 Follette James · CIK 0001912289 · Chief Mort Fulfillment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 6,451 shares Expires 2023-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on May 19, 2022 and settled on March 6, 2023. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 19:37 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantPerformance-Based Restricted Share Units · Derivative | 6,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-009362 · form4.xml · derivative · entry 3 Follette James · CIK 0001912289 · Chief Mort Fulfillment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,451 Underlying: Common Shares of Beneficial Interest · 6,451 shares Expires 2023-03-06 F4 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on May 19, 2022 and settled on March 6, 2023. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 19:37 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 3,199 | $13.16 | $42,098.84 |
DisclosureSEC source: 0001127602-23-009362 · form4.xml · nonDerivative · entry 2 Follette James · CIK 0001912289 · Chief Mort Fulfillment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,386 F2 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. F3 · balance_after: The reported amount consists of 3,453 restricted stock units and 5,933 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 19:37 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 6,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-009362 · form4.xml · nonDerivative · entry 1 Follette James · CIK 0001912289 · Chief Mort Fulfillment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported amount consists of 3,453 restricted share units and 9,132 shares of Common Stock. The restricted share units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 01, 2023 Filed Mar 1, 2023 21:32 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 200 | $61.38 | $12,276.00 |
DisclosureSEC source: 0001127602-23-008062 · form4.xml · nonDerivative · entry 4 Follette James · CIK 0001912289 · Chief Mort Fulfillment Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,475 F3 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $61.36 to $61.40. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F7 · balance_after: The reported amount consists of 11,976 restricted stock units and 499 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 01, 2023 Filed Mar 1, 2023 21:32 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 11,471 | $60.66 | $695,844.63 |
DisclosureSEC source: 0001127602-23-008062 · form4.xml · nonDerivative · entry 3 Follette James · CIK 0001912289 · Chief Mort Fulfillment Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,675 F3 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $61.36 to $61.40. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F6 · balance_after: The reported amount consists of 11,976 restricted stock units and 699 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 21:32 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 3,994 | $59.04 | $235,805.76 |
DisclosureSEC source: 0001127602-23-008062 · form4.xml · nonDerivative · entry 2 Follette James · CIK 0001912289 · Chief Mort Fulfillment Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,146 F3 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · balance_after: The reported amount consists of 11,976 restricted stock units and 12,170 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 20:56 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 3,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008511 · form4.xml · nonDerivative · entry 1 Follette James · CIK 0001912289 · Chief Mort Fulfillment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,134 F1 · shares: The Reporting Person was granted 3,453 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 3,453 restricted share units and 2,681 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:32 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 1,063 | $60.74 | $64,566.62 |
DisclosureSEC source: 0001127602-23-008062 · form4.xml · nonDerivative · entry 1 Follette James · CIK 0001912289 · Chief Mort Fulfillment Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,140 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 11,976 restricted stock units and 16,164 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 20,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007693 · form4.xml · derivative · entry 11 Follette James · CIK 0001912289 · Chief Mort Fulfillment Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantPerformance-Based Restricted Stock Units · Derivative | 20,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007693 · form4.xml · derivative · entry 10 Follette James · CIK 0001912289 · Chief Mort Fulfillment Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,166 Underlying: Common Stock · 20,166 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 11,575 | $0.00 Strike: $60.74 | $0.00 |
DisclosureSEC source: 0001127602-23-007693 · form4.xml · derivative · entry 9 Follette James · CIK 0001912289 · Chief Mort Fulfillment Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,575 Underlying: Common Stock · 11,575 shares Expires 2033-02-23 F7 · derivative.underlying_shares: This nonstatutory stock option to purchase 11,575 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 24, 2024, 2025 and 2026, subject to the Reporting Person's continued service through each date. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 8,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007693 · form4.xml · nonDerivative · entry 3 Follette James · CIK 0001912289 · Chief Mort Fulfillment Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,203 F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. F6 · balance_after: The reported amount consists of 15,049 restricted stock units and 14,154 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 20,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007693 · form4.xml · nonDerivative · entry 2 Follette James · CIK 0001912289 · Chief Mort Fulfillment Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. F4 · balance_after: The reported amount consists of 15,049 restricted stock units and 22,649 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 4,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007693 · form4.xml · nonDerivative · entry 1 Follette James · CIK 0001912289 · Chief Mort Fulfillment Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,532 F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 15,049 restricted stock units and 2,483 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 18:15 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 1,193 | $60.97 | $72,737.21 |
DisclosureSEC source: 0001127602-23-007384 · form4.xml · nonDerivative · entry 1 Follette James · CIK 0001912289 · Chief Mort Fulfillment Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,902 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 10,419 restricted stock units and 2,483 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 19:34 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 30,000 | $53.60 | $1,607,970.00 |
DisclosureSEC source: 0001127602-22-024817 · form4.xml · nonDerivative · entry 1 Follette James · CIK 0001912289 · Chief Mort Fulfillment Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,095 F1 · price: The price reported is the weighted average price of multiple transactions ranging from $53.50 to $54.33. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of Issuer the number of Common Stock and the prices at which the transactions were effected. F2 · balance_after: The reported amount consists of 13,596 restricted stock units and 499 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.