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Bernstein Joshua

Disclosed activity across 1 company

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63242
SEC CIK
0001754082

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Capital Bancorp IncCBNK · Entity 5367DirectorOctober 06, 2026October 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Capital Bancorp Inc

Report date October 06, 2026 · Filed October 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect94,017 Ending reported balance After 2026-10-06 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-10-06 · Exercise / conversion · Acquired 561 · Balance 91,470

Row 2 · 2026-10-06 · Exercise / conversion · Acquired 697 · Balance 92,167

Row 3 · 2026-10-06 · Exercise / conversion · Acquired 850 · Balance 93,017

Row 4 · 2026-10-06 · Exercise / conversion · Acquired 1,000 · Balance 94,017

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $26.41 · Expires 2026-12-31Direct0 Reported balance After 2026-10-06 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-10-06 · Exercise / conversion · Disposed 561 · Balance 0

F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $23.54 · Expires 2028-01-01Direct697 Reported balance After 2026-10-06 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-10-06 · Exercise / conversion · Disposed 697 · Balance 697

F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $24.20 · Expires 2029-01-01Direct1,700 Reported balance After 2026-10-06 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-10-06 · Exercise / conversion · Disposed 850 · Balance 1,700

F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $30.51 · Expires 2030-03-03Direct3,000 Reported balance After 2026-10-06 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-10-06 · Exercise / conversion · Disposed 1,000 · Balance 3,000

F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $29.41 · Expires 2031-03-02Direct3,679 Reported balance Holding disclosure · report date 2026-10-06 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 3,679

F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Common StockSEC Table I · non-derivativeIndirectBy Norman Bernstein324,000 Reported balance Holding disclosure · report date 2026-10-06 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 324,000

Common StockSEC Table I · non-derivativeIndirectBy SandBern Ventures, LLC154,400 Reported balance Holding disclosure · report date 2026-10-06 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 154,400

Common StockSEC Table I · non-derivativeIndirectBy Bernstein Fund Limited Partnership303,200 Reported balance Holding disclosure · report date 2026-10-06 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 303,200

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect952 Reported balance Holding disclosure · report date 2026-10-06 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 952

F2: Each Restricted Stock Unit represents the right to receive one share of common stock.

F3: The Restricted Stock Unit will vest on 3/2/2027.

Filing footnotes · ownership attribution and instrument terms

F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

F2: Each Restricted Stock Unit represents the right to receive one share of common stock.

F3: The Restricted Stock Unit will vest on 3/2/2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 26, 2021 Filed Jan 3, 2022 22:27 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 4,500 $11.38 Strike: $11.38 $51,210.00
Disclosure

SEC source: 0001419536-22-000005 · wf-form4_164124885036392.xml · derivative · entry 10

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 26, 2021 Filed Jan 3, 2022 22:27 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 7,200 $12.38 Strike: $12.38 $89,136.00
Disclosure

SEC source: 0001419536-22-000005 · wf-form4_164124885036392.xml · derivative · entry 9

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 7,200 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 26, 2021 Filed Jan 3, 2022 22:27 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 2,600 $8.50 Strike: $8.50 $22,100.00
Disclosure

SEC source: 0001419536-22-000005 · wf-form4_164124885036392.xml · derivative · entry 8

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,600 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 26, 2021 Filed Jan 3, 2022 22:27 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 1,750 $14.54 $25,445.00
Disclosure

SEC source: 0001419536-22-000005 · wf-form4_164124885036392.xml · nonDerivative · entry 4

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2021 Filed Jan 3, 2022 22:27 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 4,500 $11.38 $51,210.00
Disclosure

SEC source: 0001419536-22-000005 · wf-form4_164124885036392.xml · nonDerivative · entry 3

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2021 Filed Jan 3, 2022 22:27 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 7,200 $12.38 $89,136.00
Disclosure

SEC source: 0001419536-22-000005 · wf-form4_164124885036392.xml · nonDerivative · entry 2

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2021 Filed Jan 3, 2022 22:27 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 2,600 $8.50 $22,100.00
Disclosure

SEC source: 0001419536-22-000005 · wf-form4_164124885036392.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 14:06 UTC Capital Bancorp Inc CBNK · Entity 5367 SaleCommon Stock 1,000 $22.25 $22,250.00
Disclosure

SEC source: 0001419536-21-000135 · wf-form4_162281557371277.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,496

Read SEC document
June 02, 2021 Filed Jun 2, 2021 21:20 UTC Capital Bancorp Inc CBNK · Entity 5367 SaleCommon Stock 6,842 $22.16 $151,633.09
Disclosure

SEC source: 0001419536-21-000129 · wf-form4_162266881673431.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SandBern Ventures, LLC

Disclosed balance after: 164,400

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.15 to $22.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 12:47 UTC Capital Bancorp Inc CBNK · Entity 5367 SaleCommon Stock 3,000 $22.25 $66,750.00
Disclosure

SEC source: 0001419536-21-000131 · wf-form4_162272443732739.xml · nonDerivative · entry 2

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,496

Read SEC document
June 02, 2021 Filed Jun 3, 2021 12:47 UTC Capital Bancorp Inc CBNK · Entity 5367 SaleCommon Stock 10,000 $22.25 $222,500.00
Disclosure

SEC source: 0001419536-21-000131 · wf-form4_162272443732739.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SandBern Ventures, LLC

Disclosed balance after: 154,400

Read SEC document
May 27, 2021 Filed May 28, 2021 19:09 UTC Capital Bancorp Inc CBNK · Entity 5367 SaleCommon Stock 33,158 $22.14 $734,118.12
Disclosure

SEC source: 0001419536-21-000125 · wf-form4_162222898173253.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SandBern Ventures, LLC

Disclosed balance after: 171,242

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.10 to $22.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 07, 2021 Filed May 10, 2021 13:34 UTC Capital Bancorp Inc CBNK · Entity 5367 SaleCommon Stock 35,500 $22.20 $788,199.40
Disclosure

SEC source: 0001419536-21-000097 · wf-form4_162065364008581.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,496

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.150 to $22.265. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 06, 2021 Filed May 6, 2021 22:08 UTC Capital Bancorp Inc CBNK · Entity 5367 SaleCommon Stock 10,500 $22.26 $233,685.90
Disclosure

SEC source: 0001419536-21-000095 · wf-form4_162033883988344.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,996

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.25 to $22.2578. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 31, 2020 Filed Dec 31, 2020 19:29 UTC Capital Bancorp Inc CBNK · Entity 5367 GrantStock Options · Derivative 3,750 $0.00 Strike: $13.89 $0.00
Disclosure

SEC source: 0001419536-20-000149 · wf-form4_160944293922575.xml · derivative · entry 5

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2025-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2020 Filed Dec 31, 2020 19:29 UTC Capital Bancorp Inc CBNK · Entity 5367 GrantCommon Stock 990 $0.00 $0.00
Disclosure

SEC source: 0001419536-20-000149 · wf-form4_160944293922575.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,496

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:03 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 2,600 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001419536-20-000090 · wf-form4_160219458658145.xml · derivative · entry 9

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Underlying: Common Stock · 5,200 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:03 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 2,000 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001419536-20-000090 · wf-form4_160219458658145.xml · derivative · entry 7

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:03 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 2,600 $8.50 $22,100.00
Disclosure

SEC source: 0001419536-20-000090 · wf-form4_160219458658145.xml · nonDerivative · entry 2

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:03 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 2,000 $7.50 $15,000.00
Disclosure

SEC source: 0001419536-20-000090 · wf-form4_160219458658145.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 22:16 UTC Capital Bancorp Inc CBNK · Entity 5367 GrantStock Options · Derivative 7,000 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001628280-20-000025 · wf-form4_157800337091364.xml · derivative · entry 5

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2024-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 22:16 UTC Capital Bancorp Inc CBNK · Entity 5367 GrantCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-000025 · wf-form4_157800337091364.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,282

Read SEC document
December 31, 2019 Filed Apr 3, 2020 13:15 UTC Amendment Capital Bancorp Inc CBNK · Entity 5367 GrantStock Options · Derivative 7,000 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001419536-20-000043 · wf-form4a_158591969371076.xml · derivative · entry 5

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2024-12-30

F1 · derivative.exercise_price: The option exercise price has been corrected from the price reflected in the Form 4 filed on January 2, 2020.

F2 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Apr 3, 2020 13:15 UTC Amendment Capital Bancorp Inc CBNK · Entity 5367 GrantCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001419536-20-000043 · wf-form4a_158591969371076.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,282

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:44 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 2,600 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001278629-19-000004 · wf-form4_155432426440749.xml · derivative · entry 9

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 2,600 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:44 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 2,000 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001278629-19-000004 · wf-form4_155432426440749.xml · derivative · entry 8

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:44 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 1,500 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001278629-19-000004 · wf-form4_155432426440749.xml · derivative · entry 7

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:44 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 2,600 $8.50 $22,100.00
Disclosure

SEC source: 0001278629-19-000004 · wf-form4_155432426440749.xml · nonDerivative · entry 3

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:44 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 2,000 $7.50 $15,000.00
Disclosure

SEC source: 0001278629-19-000004 · wf-form4_155432426440749.xml · nonDerivative · entry 2

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:44 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 1,500 $6.63 $9,945.00
Disclosure

SEC source: 0001278629-19-000004 · wf-form4_155432426440749.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 20:57 UTC Capital Bancorp Inc CBNK · Entity 5367 GrantStock Options · Derivative 9,000 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001628280-19-000009 · wf-form4_154646264846429.xml · derivative · entry 5

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2023-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 28, 2018 Filed Feb 11, 2019 22:00 UTC Capital Bancorp Inc CBNK · Entity 5367 GrantCommon Stock 330 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-001170 · wf-form5_154992242824742.xml · nonDerivative · entry 2

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,494

Read SEC document
December 10, 2018 Filed Feb 11, 2019 22:00 UTC Capital Bancorp Inc CBNK · Entity 5367 GrantCommon Stock 244 $13.09 $3,193.96
Disclosure

SEC source: 0001628280-19-001170 · wf-form5_154992242824742.xml · nonDerivative · entry 1

Bernstein Joshua · CIK 0001754082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,164

F1 · price: This stock was issued to the reporting person in lieu of board meeting fees of $3,193.96 due from January to May 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.