Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXIS CAPITAL HOLDINGS LTDAXS · Entity 3686 | Chief Investment Officer | March 01, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXIS CAPITAL HOLDINGS LTD
Report date March 01, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 98,339 |
Ending reported balance
After 2026-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-01 · Tax withholding · Disposed 9,511 · Balance 103,155 Row 2 · 2026-03-01 · Tax withholding · Disposed 4,816 · Balance 98,339 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2026 Filed Mar 3, 2026 22:57 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 4,816 | $105.72 | $509,147.52 |
DisclosureSEC source: 0001214816-26-000111 · wk-form4_1772578651.xml · nonDerivative · entry 2 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,339 Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 22:57 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 9,511 | $105.72 | $1,005,502.92 |
DisclosureSEC source: 0001214816-26-000111 · wk-form4_1772578651.xml · nonDerivative · entry 1 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,155 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 21:07 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 17,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001214816-26-000083 · wk-form4_1769720851.xml · nonDerivative · entry 2 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,666 F1 · shares: On January 27, 2026, the Company's Human Capital and Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 24, 2023. The restricted stock units will vest in a single installment on March 1, 2026. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 21:07 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 5,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001214816-26-000083 · wk-form4_1769720851.xml · nonDerivative · entry 1 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,468 Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 01:59 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 4,964 | $96.88 | $480,912.32 |
DisclosureSEC source: 0001214816-25-000070 · wk-form4_1741139992.xml · nonDerivative · entry 2 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,615 Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 01:59 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 9,472 | $96.88 | $917,647.36 |
DisclosureSEC source: 0001214816-25-000070 · wk-form4_1741139992.xml · nonDerivative · entry 1 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,579 Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 23:34 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 17,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001214816-25-000041 · wk-form4_1738280036.xml · nonDerivative · entry 2 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,051 F1 · shares: On January 28, 2025, the Company's Human Capital and Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 25, 2022. The restricted stock units will vest in a single installment on March 1, 2025. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 23:34 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 7,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001214816-25-000041 · wk-form4_1738280036.xml · nonDerivative · entry 1 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,908 Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:40 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 4,595 | $60.86 | $279,651.70 |
DisclosureSEC source: 0001628280-24-009261 · wk-form4_1709689193.xml · nonDerivative · entry 1 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,612 Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 22:55 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 10,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-002970 · wk-form4_1706828099.xml · nonDerivative · entry 1 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,207 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:08 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 6,354 | $60.84 | $386,577.36 |
DisclosureSEC source: 0001628280-23-006382 · wf-form4_167788488388970.xml · nonDerivative · entry 1 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,191 Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 21:37 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 8,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-001614 · wf-form4_167476905967340.xml · nonDerivative · entry 2 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,545 Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 21:37 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-001614 · wf-form4_167476905967340.xml · nonDerivative · entry 1 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,946 F1 · shares: On January 24, 2023, the Company's Human Capital and Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 28, 2020. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 4,095 restricted stock units which were previously reported on January 30, 2020. The restricted stock units will vest in a single installment on March 1, 2023. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:51 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 6,898 | $52.92 | $365,042.16 |
DisclosureSEC source: 0001209191-22-015767 · doc4.xml · nonDerivative · entry 1 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,826 Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:15 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 8,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005196 · doc4.xml · nonDerivative · entry 2 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,724 Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:15 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 263 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005196 · doc4.xml · nonDerivative · entry 1 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,809 F1 · shares: On January 25, 2022, the Company's Human Capital and Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 29, 2019. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 4,935 restricted stock units which were previously reported on January 31, 2019. The restricted stock units will vest in a single installment on March 1, 2022. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:20 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017227 · doc4.xml · derivative · entry 4 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,618 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:20 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 5,750 | $49.97 | $287,327.50 |
DisclosureSEC source: 0001209191-21-017227 · doc4.xml · nonDerivative · entry 3 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,546 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:20 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 809 | $49.97 | $40,425.73 |
DisclosureSEC source: 0001209191-21-017227 · doc4.xml · nonDerivative · entry 2 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,296 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:20 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017227 · doc4.xml · nonDerivative · entry 1 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2021 Filed Jan 29, 2021 01:05 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 10,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005951 · doc4.xml · nonDerivative · entry 1 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,487 Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:21 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 4,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061798 · doc4.xml · nonDerivative · entry 1 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,875 F1 · shares: On December 2, 2020, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on February 6, 2018. This amount represents restricted stock units that have been earned pursuant to the award. The restricted stock units will vest in a single installment on March 1, 2021. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:48 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015641 · doc4.xml · derivative · entry 10 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F4 · derivative.exercise_date: The performance-based restricted stock units vest in a single installment on March 1, 2020. F4 · derivative.expiration_date: The performance-based restricted stock units vest in a single installment on March 1, 2020. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:48 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015641 · doc4.xml · derivative · entry 9 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,618 Underlying: Common Shares · 1,618 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018. F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:48 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015641 · doc4.xml · derivative · entry 8 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,674 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:48 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 4,218 | $56.12 | $236,714.16 |
DisclosureSEC source: 0001209191-20-015641 · doc4.xml · nonDerivative · entry 7 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,237 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:48 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 1,125 | $56.12 | $63,135.00 |
DisclosureSEC source: 0001209191-20-015641 · doc4.xml · nonDerivative · entry 6 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,455 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:48 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015641 · doc4.xml · nonDerivative · entry 5 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:48 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 808 | $56.12 | $45,344.96 |
DisclosureSEC source: 0001209191-20-015641 · doc4.xml · nonDerivative · entry 4 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,330 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:48 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015641 · doc4.xml · nonDerivative · entry 3 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:48 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 837 | $56.12 | $46,972.44 |
DisclosureSEC source: 0001209191-20-015641 · doc4.xml · nonDerivative · entry 2 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,522 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:48 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015641 · doc4.xml · nonDerivative · entry 1 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 23:06 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 4,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005650 · doc4.xml · nonDerivative · entry 2 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,685 F1 · shares: Represents a guaranteed minimum award of performance-based restricted stock units. The award may increase up to 6,825 restricted stock units provided that certain Company performance conditions are satisfied. The award will be eligible to vest in a single installment on March 1, 2023. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 23:06 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 5,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005650 · doc4.xml · nonDerivative · entry 1 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,590 Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 22:06 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantRestricted Stock Units · Derivative | 1,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059508 · doc4.xml · derivative · entry 1 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250 Underlying: Common Shares · 1,688 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · shares: On December 4, 2019, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 31, 2017. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 562 restricted stock units which were previously reported on May 11, 2018. The restricted stock units will vest in a single installment on March 1, 2020. F2 · derivative.exercise_date: On December 4, 2019, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 31, 2017. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 562 restricted stock units which were previously reported on May 11, 2018. The restricted stock units will vest in a single installment on March 1, 2020. F2 · derivative.expiration_date: On December 4, 2019, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 31, 2017. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 562 restricted stock units which were previously reported on May 11, 2018. The restricted stock units will vest in a single installment on March 1, 2020. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:06 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 5,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016897 · doc4.xml · derivative · entry 13 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 5,353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F5 · derivative.exercise_date: The restricted stock units vest in a single installment on March 1, 2019. F5 · derivative.expiration_date: The restricted stock units vest in a single installment on March 1, 2019. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:06 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016897 · doc4.xml · derivative · entry 12 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,234 Underlying: Common Shares · 1,617 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018. F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:06 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016897 · doc4.xml · derivative · entry 11 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,674 Underlying: Common Shares · 1,672 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017. F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:06 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016897 · doc4.xml · derivative · entry 10 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:06 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 5,058 | $57.24 | $289,519.92 |
DisclosureSEC source: 0001209191-19-016897 · doc4.xml · nonDerivative · entry 9 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,130 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:06 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 2,676 | $57.24 | $153,174.24 |
DisclosureSEC source: 0001209191-19-016897 · doc4.xml · nonDerivative · entry 8 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,188 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:06 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 5,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016897 · doc4.xml · nonDerivative · entry 7 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:06 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 808 | $57.24 | $46,249.92 |
DisclosureSEC source: 0001209191-19-016897 · doc4.xml · nonDerivative · entry 6 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,511 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:06 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016897 · doc4.xml · nonDerivative · entry 5 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:06 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 836 | $57.24 | $47,852.64 |
DisclosureSEC source: 0001209191-19-016897 · doc4.xml · nonDerivative · entry 4 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,702 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:06 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016897 · doc4.xml · nonDerivative · entry 3 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:06 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 790 | $57.24 | $45,219.60 |
DisclosureSEC source: 0001209191-19-016897 · doc4.xml · nonDerivative · entry 2 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,866 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:06 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016897 · doc4.xml · nonDerivative · entry 1 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:48 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 4,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006255 · doc4.xml · nonDerivative · entry 2 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,076 F1 · shares: Represents a guaranteed minimum award of performance-based restricted stock units. The award may increase up to 8,226 restricted stock units provided that certain Company performance conditions are satisfied. The award will be eligible to vest in a single installment on March 1, 2022. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:48 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 6,581 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006255 · doc4.xml · nonDerivative · entry 1 Phillips David S. · CIK 0001739917 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,141 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.