Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEAN FOODS CODF · Entity 153856 | SVP, Finance & CAO | January 05, 2019 | January 08, 2019 |
| FLOWSERVE CORPFLS · Entity 3541 | Chief Accounting Officer | March 02, 2026 | March 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEAN FOODS CO
Report date January 05, 2019 · Filed January 08, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,262 |
Ending reported balance
After 2019-01-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-01-05 · Exercise / conversion · Acquired 11,655 · Balance 54,718 F1: The Reporting Person received a total of 11,655 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 3,456 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 8,199 net shares of Common Stock. Row 2 · 2019-01-05 · Tax withholding · Disposed 3,456 · Balance 51,262 F1: The Reporting Person received a total of 11,655 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 3,456 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 8,199 net shares of Common Stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 23,310 |
Reported balance
After 2019-01-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-01-05 · Exercise / conversion · Disposed 11,655 · Balance 23,310 F2: RSUs convert into common stock on a one-for-one basis. F3: These RSUs were awarded on 01/05/2018. The award vests annually, on a pro rata basis, over a 3-year period. F1: The Reporting Person received a total of 11,655 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 3,456 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 8,199 net shares of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received a total of 11,655 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 3,456 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 8,199 net shares of Common Stock.
F2: RSUs convert into common stock on a one-for-one basis.
F3: These RSUs were awarded on 01/05/2018. The award vests annually, on a pro rata basis, over a 3-year period.
FLOWSERVE CORP
Report date March 02, 2026 · Filed March 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,573 |
Ending reported balance
After 2026-03-02 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-03-02 · Exercise / conversion · Acquired 1,860 · Balance 19,179 Row 2 · 2026-03-02 · Tax withholding · Disposed 520 · Balance 18,659 Row 3 · 2026-03-02 · Exercise / conversion · Acquired 1,209 · Balance 19,868 Row 4 · 2026-03-02 · Tax withholding · Disposed 295 · Balance 19,573 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 13,651 |
Reported balance
After 2026-03-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-03-02 · Exercise / conversion · Disposed 1,802 · Balance 13,651 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. These restricted stock units vested on March 1, 2026, and settled on the next business day. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,461 |
Reported balance
After 2026-03-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-03-02 · Exercise / conversion · Disposed 1,190 · Balance 12,461 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. These restricted stock units vested on March 1, 2026, and settled on the next business day. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. These restricted stock units vested on March 1, 2026, and settled on the next business day.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2022 Filed Feb 17, 2022 21:59 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantRestricted Stock Units · Derivative | 8,536 | $0.00 | $0.00 |
DisclosureSEC source: 0000030625-22-000017 · wf-form4_164513515094090.xml · derivative · entry 3 VOPNI SCOTT K · CIK 0001271969 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,806 Underlying: Common Stock · 8,536 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:45 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantRestricted Stock Units · Derivative | 7,270 | $0.00 | $0.00 |
DisclosureSEC source: 0000030625-21-000017 · wf-form4_161368830486578.xml · derivative · entry 1 VOPNI SCOTT K · CIK 0001271969 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,270 Underlying: Common Stock · 7,270 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant. Read SEC document |
| January 05, 2019 Filed Jan 8, 2019 19:35 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionRestricted Stock Units · Derivative | 11,655 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-002914 · doc4.xml · derivative · entry 3 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,310 Underlying: Common Stock · 11,655 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: RSUs convert into common stock on a one-for-one basis. F3 · security: These RSUs were awarded on 01/05/2018. The award vests annually, on a pro rata basis, over a 3-year period. F1 · shares: The Reporting Person received a total of 11,655 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 3,456 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 8,199 net shares of Common Stock. F3 · derivative.exercise_date: These RSUs were awarded on 01/05/2018. The award vests annually, on a pro rata basis, over a 3-year period. F3 · derivative.expiration_date: These RSUs were awarded on 01/05/2018. The award vests annually, on a pro rata basis, over a 3-year period. F1 · derivative.underlying_shares: The Reporting Person received a total of 11,655 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 3,456 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 8,199 net shares of Common Stock. Read SEC document |
| January 05, 2019 Filed Jan 8, 2019 19:35 UTC | DEAN FOODS CO DF · Entity 153856 | Tax withholdingCommon Stock | 3,456 | $4.42 | $15,275.52 |
DisclosureSEC source: 0001209191-19-002914 · doc4.xml · nonDerivative · entry 2 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,262 F1 · shares: The Reporting Person received a total of 11,655 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 3,456 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 8,199 net shares of Common Stock. Read SEC document |
| January 05, 2019 Filed Jan 8, 2019 19:35 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionCommon Stock | 11,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-002914 · doc4.xml · nonDerivative · entry 1 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person received a total of 11,655 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 3,456 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 8,199 net shares of Common Stock. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:42 UTC | DEAN FOODS CO DF · Entity 153856 | GrantRestricted Stock Units · Derivative | 18,508 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-016871 · doc4.xml · derivative · entry 1 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,508 Underlying: Common Stock · 18,508 shares Expires not disclosed F1 · security: The Reporting Person received an award of restricted stock units (RSUs), which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. F2 · security: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: This RSU award vests annually, on a pro rata basis, over a 3-year period. F3 · derivative.expiration_date: This RSU award vests annually, on a pro rata basis, over a 3-year period. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 18:08 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionRestricted Stock Units · Derivative | 4,860 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014647 · doc4.xml · derivative · entry 3 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,860 Underlying: Common Stock · 4,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: RSUs convert into common stock on a one-for-one basis. F3 · security: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period. F1 · shares: The Reporting Person received a total of 4,860 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 1,140 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,720 net shares of Common Stock. F3 · derivative.exercise_date: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period. F3 · derivative.expiration_date: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period. F1 · derivative.underlying_shares: The Reporting Person received a total of 4,860 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 1,140 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,720 net shares of Common Stock. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 18:08 UTC | DEAN FOODS CO DF · Entity 153856 | Tax withholdingCommon Stock | 1,140 | $8.81 | $10,043.40 |
DisclosureSEC source: 0001209191-18-014647 · doc4.xml · nonDerivative · entry 2 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,063 F1 · shares: The Reporting Person received a total of 4,860 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 1,140 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,720 net shares of Common Stock. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 18:08 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionCommon Stock | 4,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014647 · doc4.xml · nonDerivative · entry 1 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person received a total of 4,860 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 1,140 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,720 net shares of Common Stock. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 18:33 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionRestricted Stock Units · Derivative | 4,403 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014189 · doc4.xml · derivative · entry 3 VOPNI SCOTT K · CIK 0001271969 · Interim CFO,SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,808 Underlying: Common Stock · 4,403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: RSUs convert into common stock on a one-for-one basis. F3 · security: These RSUs were awarded on 2/24/2017. The award vests annually, on a pro rata basis, over a 3-year period. F1 · shares: The Reporting Person received a total of 4,403 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 1,199 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,204 net shares of Common Stock. F3 · derivative.exercise_date: These RSUs were awarded on 2/24/2017. The award vests annually, on a pro rata basis, over a 3-year period. F3 · derivative.expiration_date: These RSUs were awarded on 2/24/2017. The award vests annually, on a pro rata basis, over a 3-year period. F1 · derivative.underlying_shares: The Reporting Person received a total of 4,403 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 1,199 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,204 net shares of Common Stock. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 18:33 UTC | DEAN FOODS CO DF · Entity 153856 | Tax withholdingCommon Stock | 1,199 | $10.13 | $12,145.87 |
DisclosureSEC source: 0001209191-18-014189 · doc4.xml · nonDerivative · entry 2 VOPNI SCOTT K · CIK 0001271969 · Interim CFO,SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,343 F1 · shares: The Reporting Person received a total of 4,403 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 1,199 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,204 net shares of Common Stock. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 18:33 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionCommon Stock | 4,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014189 · doc4.xml · nonDerivative · entry 1 VOPNI SCOTT K · CIK 0001271969 · Interim CFO,SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person received a total of 4,403 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 1,199 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,204 net shares of Common Stock. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 20:27 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionRestricted Stock Units · Derivative | 4,669 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011678 · doc4.xml · derivative · entry 3 VOPNI SCOTT K · CIK 0001271969 · Interim CFO,SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: These RSUs were awarded on 2/16/2015. The award vests annually, on a pro rata basis, over a 3-year period. F3 · security: RSUs convert into common stock on a one-for-one basis. F1 · shares: The Reporting Person received a total of 4,669 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,385 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,284 net shares of Common Stock. F2 · derivative.exercise_date: These RSUs were awarded on 2/16/2015. The award vests annually, on a pro rata basis, over a 3-year period. F2 · derivative.expiration_date: These RSUs were awarded on 2/16/2015. The award vests annually, on a pro rata basis, over a 3-year period. F1 · derivative.underlying_shares: The Reporting Person received a total of 4,669 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,385 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,284 net shares of Common Stock. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 20:27 UTC | DEAN FOODS CO DF · Entity 153856 | Tax withholdingCommon Stock | 1,385 | $9.94 | $13,766.90 |
DisclosureSEC source: 0001209191-18-011678 · doc4.xml · nonDerivative · entry 2 VOPNI SCOTT K · CIK 0001271969 · Interim CFO,SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,139 F1 · shares: The Reporting Person received a total of 4,669 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,385 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,284 net shares of Common Stock. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 20:27 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionCommon Stock | 4,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011678 · doc4.xml · nonDerivative · entry 1 VOPNI SCOTT K · CIK 0001271969 · Interim CFO,SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person received a total of 4,669 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,385 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,284 net shares of Common Stock. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 18:57 UTC | DEAN FOODS CO DF · Entity 153856 | GrantRestricted Stock Units · Derivative | 34,965 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-003030 · doc4.xml · derivative · entry 1 VOPNI SCOTT K · CIK 0001271969 · Interim CFO,SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,965 Underlying: Common Stock · 34,965 shares Expires not disclosed F1 · security: The Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. F2 · security: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: This RSU award vests annually, on a pro rata basis, over a 3-year period. F3 · derivative.expiration_date: This RSU award vests annually, on a pro rata basis, over a 3-year period. Read SEC document |
| October 09, 2017 Filed Oct 11, 2017 18:15 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionRestricted Stock Units (DU005787) · Derivative | 9,107 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056684 · doc4.xml · derivative · entry 3 VOPNI SCOTT K · CIK 0001271969 · Interim CFO,SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: RSUs convert into common stock on a one-for-one basis. F3 · security: These RSUs were awarded 10/9/2014. The award vests annually, on a pro rata basis, over a 3-year period. F1 · shares: The Reporting Person received a total of 9,107 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units ("RSUs"). A total of 2,491 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 6,616 net shares of Common Stock. F3 · derivative.exercise_date: These RSUs were awarded 10/9/2014. The award vests annually, on a pro rata basis, over a 3-year period. F3 · derivative.expiration_date: These RSUs were awarded 10/9/2014. The award vests annually, on a pro rata basis, over a 3-year period. F1 · derivative.underlying_shares: The Reporting Person received a total of 9,107 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units ("RSUs"). A total of 2,491 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 6,616 net shares of Common Stock. Read SEC document |
| October 09, 2017 Filed Oct 11, 2017 18:15 UTC | DEAN FOODS CO DF · Entity 153856 | Tax withholdingCommon Stock | 2,491 | $10.78 | $26,852.98 |
DisclosureSEC source: 0001209191-17-056684 · doc4.xml · nonDerivative · entry 2 VOPNI SCOTT K · CIK 0001271969 · Interim CFO,SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,855 F1 · shares: The Reporting Person received a total of 9,107 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units ("RSUs"). A total of 2,491 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 6,616 net shares of Common Stock. Read SEC document |
| October 09, 2017 Filed Oct 11, 2017 18:15 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionCommon Stock | 9,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056684 · doc4.xml · nonDerivative · entry 1 VOPNI SCOTT K · CIK 0001271969 · Interim CFO,SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person received a total of 9,107 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units ("RSUs"). A total of 2,491 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 6,616 net shares of Common Stock. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 19:22 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionRestricted Stock Units (DU005860) · Derivative | 4,860 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015496 · doc4.xml · derivative · entry 5 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,720 Underlying: Common Stock · 4,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: RSUs convert into common stock on a one-for-one basis. F6 · security: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period. F2 · shares: The Reporting Person received a total of 4,860 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 1,300 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,560 net shares of Common Stock. F6 · derivative.exercise_date: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period. F6 · derivative.expiration_date: These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period. F2 · derivative.underlying_shares: The Reporting Person received a total of 4,860 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 1,300 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,560 net shares of Common Stock. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 19:22 UTC | DEAN FOODS CO DF · Entity 153856 | Tax withholdingCommon Stock | 1,300 | $18.45 | $23,985.00 |
DisclosureSEC source: 0001209191-17-015496 · doc4.xml · nonDerivative · entry 3 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,239 F2 · shares: The Reporting Person received a total of 4,860 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 1,300 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,560 net shares of Common Stock. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 19:22 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionCommon Stock | 4,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015496 · doc4.xml · nonDerivative · entry 2 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The Reporting Person received a total of 4,860 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 1,300 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,560 net shares of Common Stock. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:22 UTC | DEAN FOODS CO DF · Entity 153856 | GrantRestricted Stock Units · Derivative | 13,211 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015496 · doc4.xml · derivative · entry 4 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,211 Underlying: Common Stock · 13,211 shares Expires not disclosed F3 · security: The Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. F4 · security: RSUs convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: This RSU award vests annually, on a pro rata basis, over a 3-year period. F5 · derivative.expiration_date: This RSU award vests annually, on a pro rata basis, over a 3-year period. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:22 UTC | DEAN FOODS CO DF · Entity 153856 | GrantCommon Stock | 1,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015496 · doc4.xml · nonDerivative · entry 1 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,679 F1 · security: These Performance Stock Units (PSUs) were awarded in February 2016 and earned upon certification by the Issuer's Compensation Committee of the achievement of performance targets on 2/24/2017. These PSUs will vest on 12/31/2018, subject to the continued employment of the Reporting Person with the Issuer through that date. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 18:43 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionRestricted Stock Units (DU005823) · Derivative | 4,669 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012930 · doc4.xml · derivative · entry 3 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,669 Underlying: Common Stock · 4,669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: These RSUs were awarded on 2/16/2015. The award vests annually, on a pro rata basis, over a 3-year period. F3 · security: RSUs convert into common stock on a one-for-one basis. F1 · shares: The Reporting Person received a total of 4,669 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,497 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,172 net shares of Common Stock. F2 · derivative.exercise_date: These RSUs were awarded on 2/16/2015. The award vests annually, on a pro rata basis, over a 3-year period. F2 · derivative.expiration_date: These RSUs were awarded on 2/16/2015. The award vests annually, on a pro rata basis, over a 3-year period. F1 · derivative.underlying_shares: The Reporting Person received a total of 4,669 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,497 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,172 net shares of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 18:43 UTC | DEAN FOODS CO DF · Entity 153856 | Tax withholdingCommon Stock | 1,497 | $18.80 | $28,143.60 |
DisclosureSEC source: 0001209191-17-012930 · doc4.xml · nonDerivative · entry 2 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,213 F1 · shares: The Reporting Person received a total of 4,669 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,497 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,172 net shares of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 18:43 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionCommon Stock | 4,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012930 · doc4.xml · nonDerivative · entry 1 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person received a total of 4,669 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,497 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,172 net shares of Common Stock. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 19:02 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionRestricted Stock Units (DU005765) · Derivative | 3,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011248 · doc4.xml · derivative · entry 3 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: These RSUs were awarded on 2/13/2014. The award vests annually, on a pro rata basis, over a 3-year period. F3 · security: RSUs convert into common stock on a one-for-one basis. F1 · shares: The Reporting Person received a total of 3,600 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,176 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 2,424 net shares of Common Stock. F2 · derivative.exercise_date: These RSUs were awarded on 2/13/2014. The award vests annually, on a pro rata basis, over a 3-year period. F2 · derivative.expiration_date: These RSUs were awarded on 2/13/2014. The award vests annually, on a pro rata basis, over a 3-year period. F1 · derivative.underlying_shares: The Reporting Person received a total of 3,600 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,176 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 2,424 net shares of Common Stock. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 19:02 UTC | DEAN FOODS CO DF · Entity 153856 | Tax withholdingCommon Stock | 1,176 | $20.68 | $24,319.68 |
DisclosureSEC source: 0001209191-17-011248 · doc4.xml · nonDerivative · entry 2 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,041 F1 · shares: The Reporting Person received a total of 3,600 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,176 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 2,424 net shares of Common Stock. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 19:02 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionCommon Stock | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011248 · doc4.xml · nonDerivative · entry 1 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person received a total of 3,600 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 1,176 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 2,424 net shares of Common Stock. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 16:59 UTC | DEAN FOODS CO DF · Entity 153856 | SaleCommon Stock | 8,892 | $19.89 | $176,897.45 |
DisclosureSEC source: 0001209191-16-151748 · doc4.xml · nonDerivative · entry 2 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,617 F2 · price: The price reported in Column 4 is a weighted average price.These shares were sold in multiple transactions at prices ranging from $19.88 to $19.92, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The total does not include a .5 fractional share that was disposed of for cash when the reporting person transferred shares from one brokerage account to another. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 16:59 UTC | DEAN FOODS CO DF · Entity 153856 | SaleCommon Stock | 24,213 | $19.69 | $476,850.82 |
DisclosureSEC source: 0001209191-16-151748 · doc4.xml · nonDerivative · entry 1 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,509 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.65 to $19.755, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 09, 2016 Filed Oct 12, 2016 18:07 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionRestricted Stock Units (DU005787) · Derivative | 9,107 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145736 · doc4.xml · derivative · entry 3 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,107 Underlying: Common Stock · 9,107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. F1 · shares: The Reporting Person received a total of 9,107 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units ("RSUs"). A total of 2,491 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 6,616 net shares of Common Stock. F3 · derivative.exercise_date: This RSU award vests annually, on a pro rata basis, over a 3-year period beginning on the first anniversary date of the grant date. F3 · derivative.expiration_date: This RSU award vests annually, on a pro rata basis, over a 3-year period beginning on the first anniversary date of the grant date. F1 · derivative.underlying_shares: The Reporting Person received a total of 9,107 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units ("RSUs"). A total of 2,491 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 6,616 net shares of Common Stock. Read SEC document |
| October 09, 2016 Filed Oct 12, 2016 18:07 UTC | DEAN FOODS CO DF · Entity 153856 | Tax withholdingCommon Stock | 2,491 | $16.23 | $40,428.93 |
DisclosureSEC source: 0001209191-16-145736 · doc4.xml · nonDerivative · entry 2 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,722.5 F1 · shares: The Reporting Person received a total of 9,107 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units ("RSUs"). A total of 2,491 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 6,616 net shares of Common Stock. Read SEC document |
| October 09, 2016 Filed Oct 12, 2016 18:07 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionCommon Stock | 9,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145736 · doc4.xml · nonDerivative · entry 1 VOPNI SCOTT K · CIK 0001271969 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,213.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person received a total of 9,107 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units ("RSUs"). A total of 2,491 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 6,616 net shares of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.