Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHERN TRUST CORPNTRS · Entity 1970 | EVP and General Counsel | March 01, 2026 | March 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHERN TRUST CORP
Report date March 01, 2026 · Filed March 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,378 |
Reported balance
After 2026-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-01 · Tax withholding · Disposed 2,671 · Balance 59,378 F1: Includes 13,916 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2: Reflects 2,671 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,361 previously reported stock units. The remaining 3,690 shares were distributed to the reporting person as shares of common stock. |
| Common StockSEC Table I · non-derivative | Indirect2024 GRAT | 38,026 |
Reported balance
Holding disclosure · report date 2026-03-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 38,026 |
| Common StockSEC Table I · non-derivative | IndirectIrrevocable Trust | 35,412 |
Reported balance
Holding disclosure · report date 2026-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 35,412 F3: The reporting person's spouse is trustee of this trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 13,916 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2: Reflects 2,671 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,361 previously reported stock units. The remaining 3,690 shares were distributed to the reporting person as shares of common stock.
F3: The reporting person's spouse is trustee of this trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2026 Filed Mar 5, 2026 00:10 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,671 | $143.15 | $382,353.65 |
DisclosureSEC source: 0001607570-26-000006 · wk-form4_1772669438.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,378 F1 · balance_after: Includes 13,916 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects 2,671 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,361 previously reported stock units. The remaining 3,690 shares were distributed to the reporting person as shares of common stock. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 23:13 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 7,130 | $147.24 | $1,049,821.20 |
DisclosureSEC source: 0001607570-26-000004 · wk-form4_1771542783.xml · nonDerivative · entry 2 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,049 F1 · balance_after: Includes 20,277 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 23:13 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 16,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001607570-26-000004 · wk-form4_1771542783.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,179 F1 · balance_after: Includes 20,277 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 05, 2026 Filed Feb 10, 2026 00:18 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 4,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001607570-26-000002 · wk-form4_1770682691.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,727 F1 · balance_after: Includes 20,277 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 23:34 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 224 | $131.32 | $29,415.68 |
DisclosureSEC source: 0001607570-25-000007 · wk-form4_1764977652.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,033 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 15,583 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 04, 2025 Filed Nov 5, 2025 21:19 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 27,591 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0001607570-25-000005 · wk-form4_1762377580.xml · derivative · entry 7 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,591 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/16/2017. Read SEC document |
| November 04, 2025 Filed Nov 5, 2025 21:19 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 7,177 | $128.74 | $923,966.98 |
DisclosureSEC source: 0001607570-25-000005 · wk-form4_1762377580.xml · nonDerivative · entry 3 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,257 F6 · price: Price reflects the weighted average sales price from $128.50 to $129.24. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 15,807 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 04, 2025 Filed Nov 5, 2025 21:19 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 20,414 | $127.92 | $2,611,358.88 |
DisclosureSEC source: 0001607570-25-000005 · wk-form4_1762377580.xml · nonDerivative · entry 2 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,434 F5 · price: Price reflects the weighted average sales price from $127.49 to $128.49. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 15,807 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the August 11, 2025 transfer of 12,795 shares directly held by the reporting person into the reporting person's existing irrevocable trust. Read SEC document |
| November 04, 2025 Filed Nov 5, 2025 21:19 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 27,591 | $58.25 | $1,607,175.75 |
DisclosureSEC source: 0001607570-25-000005 · wk-form4_1762377580.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 15,807 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the August 11, 2025 transfer of 12,795 shares directly held by the reporting person into the reporting person's existing irrevocable trust. F3 · balance_after: On September 3, 2025, the reporting person's 2023 grantor retained annuity trust ("GRAT") distributed 14,750 shares of the Corporation's common stock to the reporting person's existing brokerage account as an annuity payment in accordance with the terms of the GRAT instrument. F4 · balance_after: On September 3, 2025, the reporting person's 2024 GRAT distributed 17,700 shares of the Corporation's common stock to the reporting person's existing brokerage account as an annuity payment in accordance with the terms of the GRAT instrument. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 22:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,748 | $110.27 | $303,021.96 |
DisclosureSEC source: 0000073124-25-000136 · wk-form4_1741126583.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,602 F1 · balance_after: Includes 15,807 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects 2,748 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,546 previously reported stock units. The remaining 3,798 shares were distributed to the reporting person as shares of common stock. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 23:11 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 6,595 | $112.69 | $743,190.55 |
DisclosureSEC source: 0000073124-25-000092 · wk-form4_1740093061.xml · nonDerivative · entry 2 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,350 F1 · balance_after: Includes 22,353 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 23:11 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 15,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-25-000092 · wk-form4_1740093061.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,945 F1 · balance_after: Includes 22,353 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 05, 2025 Filed Feb 8, 2025 00:25 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 5,519 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-25-000063 · wk-form4_1738974320.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,353 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 03, 2024 Filed Dec 6, 2024 00:02 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 298 | $110.31 | $32,872.38 |
DisclosureSEC source: 0000073124-24-000299 · wk-form4_1733443331.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,834 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 25, 2024 Filed Oct 29, 2024 23:11 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 19,585 | $0.00 Strike: $70.21 | $0.00 |
DisclosureSEC source: 0000073124-24-000267 · wk-form4_1730243488.xml · derivative · entry 7 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,585 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 17, 2016. Read SEC document |
| October 25, 2024 Filed Oct 29, 2024 23:11 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 19,585 | $102.26 | $2,002,762.10 |
DisclosureSEC source: 0000073124-24-000267 · wk-form4_1730243488.xml · nonDerivative · entry 2 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,132 F6 · price: Price reflects the weighted average sales price from $102.25 to $102.40. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 17,132 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: On June 13, 2024, the reporting person's 2022 grantor retained annuity trust ("GRAT") distributed 18,966 shares of the Corporation's common stock to the reporting person's existing brokerage account as a final annuity payment in accordance with the terms of the GRAT instrument. F3 · balance_after: On June 13, 2024, the reporting person's 2023 GRAT distributed 19,000 shares of the Corporation's common stock to the reporting person's existing brokerage account as an annuity payment in accordance with the terms of the GRAT instrument. F4 · balance_after: Reflects the August 12, 2024 transfer of 55,726 shares of the Corporation's common stock into a newly created 2024 GRAT. F5 · balance_after: Reflects a correction of 9,730 net shares previously reported as being (i) distributed from the reporting person's 2022 GRAT to the reporting person's existing irrevocable trust as an annuity payment on June 9, 2023 (34,500 shares); and (ii) transferred from the reporting person's existing irrevocable trust into a newly created 2023 GRAT on June 12, 2023 (44,230 shares). Each of the foregoing transactions actually occurred from the reporting person's existing brokerage account, not the existing irrevocable trust. Read SEC document |
| October 25, 2024 Filed Oct 29, 2024 23:11 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 19,585 | $70.21 | $1,375,062.85 |
DisclosureSEC source: 0000073124-24-000267 · wk-form4_1730243488.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 17,132 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: On June 13, 2024, the reporting person's 2022 grantor retained annuity trust ("GRAT") distributed 18,966 shares of the Corporation's common stock to the reporting person's existing brokerage account as a final annuity payment in accordance with the terms of the GRAT instrument. F3 · balance_after: On June 13, 2024, the reporting person's 2023 GRAT distributed 19,000 shares of the Corporation's common stock to the reporting person's existing brokerage account as an annuity payment in accordance with the terms of the GRAT instrument. F4 · balance_after: Reflects the August 12, 2024 transfer of 55,726 shares of the Corporation's common stock into a newly created 2024 GRAT. F5 · balance_after: Reflects a correction of 9,730 net shares previously reported as being (i) distributed from the reporting person's 2022 GRAT to the reporting person's existing irrevocable trust as an annuity payment on June 9, 2023 (34,500 shares); and (ii) transferred from the reporting person's existing irrevocable trust into a newly created 2023 GRAT on June 12, 2023 (44,230 shares). Each of the foregoing transactions actually occurred from the reporting person's existing brokerage account, not the existing irrevocable trust. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:05 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,642 | $81.90 | $216,379.80 |
DisclosureSEC source: 0000073124-24-000093 · wk-form4_1709683527.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,622 F1 · balance_after: Reflects 2,642 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,293 previously reported stock units. The remaining 3,651 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 17,132 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:47 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 7,361 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000057 · wk-form4_1708724852.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,264 F1 · balance_after: Includes 23,425 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:45 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 6,298 | $79.51 | $500,753.98 |
DisclosureSEC source: 0000073124-24-000039 · wk-form4_1708641897.xml · nonDerivative · entry 2 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,903 F1 · balance_after: Includes 16,064 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:45 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 15,407 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000039 · wk-form4_1708641897.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,201 F1 · balance_after: Includes 16,064 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 23:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 291 | $80.36 | $23,384.76 |
DisclosureSEC source: 0000073124-23-000211 · wk-form4_1701992399.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,794 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 16,064 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 24, 2023 Filed Oct 25, 2023 21:57 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | PurchaseCommon Stock | 5,000 | $64.41 | $322,050.00 |
DisclosureSEC source: 0000073124-23-000191 · wk-form4_1698271065.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,085 F1 · price: Price reflects the weighted average purchase price from $64.34 to $64.47. Information regarding the number of shares purchased at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 16,355 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:47 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,636 | $94.49 | $249,075.64 |
DisclosureSEC source: 0000073124-23-000063 · wf-form4_167789083490523.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,085 F1 · balance_after: Reflects a correction to the number of shares withheld in payment of taxes on February 21, 2023, previously reported on a Form 4 filed February 23, 2023. The actual number of shares withheld in such transaction was 4,344, rather than the 3,104 shares originally reported. F2 · balance_after: Reflects 2,636 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,279 previously reported stock units. The remaining 3,643 shares were distributed to the reporting person as shares of common stock. F3 · balance_after: Includes 16,355 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 00:52 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 7,170 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-23-000040 · wf-form4_167719990495894.xml · nonDerivative · entry 3 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,961 F3 · balance_after: Includes 22,634 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 00:52 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 3,104 | $94.70 | $293,948.80 |
DisclosureSEC source: 0000073124-23-000040 · wf-form4_167719990495894.xml · nonDerivative · entry 2 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,791 F2 · balance_after: Includes 15,464 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 00:52 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 10,431 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-23-000040 · wf-form4_167719990495894.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,895 F1 · balance_after: Reflects the May 20, 2022 transfer of 53,466 shares of the Corporation's common stock into a newly created grantor retained annuity trust. F2 · balance_after: Includes 15,464 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:08 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 262 | $90.19 | $23,629.78 |
DisclosureSEC source: 0000073124-22-000221 · wf-form4_167045091747865.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,930 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 15,464 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 13, 2022 Filed May 17, 2022 22:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 12,137 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-22-000152 · wf-form4_165282714509772.xml · nonDerivative · entry 2 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · Irrevocable Trust Disclosed balance after: 12,137 F1 · balance_after: On May 6, 2022, the reporting person's grantor retained annuity trust ("GRAT") distributed 16,900 shares of the Corporation's common stock to the reporting person's existing brokerage account as an annuity payment. On May 13, 2022, the remaining 12,137 shares held by such GRAT were distributed to an irrevocable trust. Each distribution was made in accordance with the terms of the GRAT instrument. F2 · ownership.nature: The reporting person's spouse is trustee of this trust. Read SEC document |
| May 13, 2022 Filed May 17, 2022 22:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 12,137 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-22-000152 · wf-form4_165282714509772.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · 2020 GRAT Disclosed balance after: 0 F1 · balance_after: On May 6, 2022, the reporting person's grantor retained annuity trust ("GRAT") distributed 16,900 shares of the Corporation's common stock to the reporting person's existing brokerage account as an annuity payment. On May 13, 2022, the remaining 12,137 shares held by such GRAT were distributed to an irrevocable trust. Each distribution was made in accordance with the terms of the GRAT instrument. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,557 | $109.14 | $279,070.98 |
DisclosureSEC source: 0000073124-22-000087 · wf-form4_164635065544590.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,292 F1 · balance_after: Reflects 2,557 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,092 previously reported stock units. The remaining 3,535 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 15,726 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 23:26 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 6,468 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-22-000060 · wf-form4_164583158389918.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,849 F1 · balance_after: Includes 21,818 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 23:29 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,815 | $132.16 | $372,030.40 |
DisclosureSEC source: 0000073124-22-000030 · wf-form4_164272134828271.xml · nonDerivative · entry 2 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,381 F1 · balance_after: Includes 15,350 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 23:29 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 8,811 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-22-000030 · wf-form4_164272134828271.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,196 F1 · balance_after: Includes 15,350 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 03, 2021 Filed Dec 8, 2021 00:18 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 255 | $117.38 | $29,931.90 |
DisclosureSEC source: 0000073124-21-000293 · wf-form4_163892272469415.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,385 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 15,350 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Reflects the March 11, 2021 distribution of 14,769 shares from the reporting person's grantor retained annuity trust ("GRAT") to the reporting person as an annuity payment in accordance with the terms of the GRAT instrument. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:43 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,924 | $98.43 | $189,379.32 |
DisclosureSEC source: 0000073124-21-000111 · wf-form4_161481494970817.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,871 F1 · balance_after: Reflects 1,924 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,585 previously reported stock units. The remaining 2,661 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 15,605 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 23:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 871 | $96.92 | $84,417.32 |
DisclosureSEC source: 0000073124-21-000088 · wf-form4_161421082488400.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,795 F1 · balance_after: Reflects 871 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,206 previously reported stock units. The remaining 1,335 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 20,190 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 00:41 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 6,285 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-21-000061 · wf-form4_161378168949325.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,666 F1 · balance_after: Includes 22,396 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 23:24 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,776 | $96.76 | $268,605.76 |
DisclosureSEC source: 0000073124-21-000032 · wf-form4_161127147705094.xml · nonDerivative · entry 2 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,381 F1 · balance_after: Includes 16,111 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 23:24 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 9,265 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-21-000032 · wf-form4_161127147705094.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,157 F1 · balance_after: Includes 16,111 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 23:14 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 256 | $93.31 | $23,887.36 |
DisclosureSEC source: 0000073124-20-000274 · wf-form4_160738287408461.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,892 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 16,111 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Reflects the March 10, 2020 transfer of 43,806 shares of the Corporation's common stock into a newly created grantor retained annuity trust. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:04 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,289 | $86.63 | $111,666.07 |
DisclosureSEC source: 0000073124-20-000118 · wf-form4_158327663517268.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,954 F1 · balance_after: Reflects 1,289 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,070 previously reported stock units. The remaining 1,781 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 16,367 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:57 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 926 | $101.35 | $93,850.10 |
DisclosureSEC source: 0000073124-20-000095 · wf-form4_158266785734936.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,243 F1 · balance_after: Reflects 926 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,207 previously reported stock units. The remaining 1,281 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 19,437 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 00:18 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 6,318 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000062 · wf-form4_158215789358679.xml · nonDerivative · entry 2 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,169 F3 · balance_after: Includes 21,644 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 16, 2020 Filed Feb 20, 2020 00:18 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,712 | $100.60 | $172,227.20 |
DisclosureSEC source: 0000073124-20-000062 · wf-form4_158215789358679.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,851 F1 · balance_after: Reflects 1,712 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,863 previously reported stock units. The remaining 2,151 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 15,326 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 3,678 | $109.23 | $401,747.94 |
DisclosureSEC source: 0000073124-20-000030 · wf-form4_157973498942305.xml · nonDerivative · entry 2 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,563 F1 · balance_after: Includes 19,189 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 11,287 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000030 · wf-form4_157973498942305.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,241 F1 · balance_after: Includes 19,189 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 23:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 288 | $108.68 | $31,299.84 |
DisclosureSEC source: 0000073124-19-000260 · wf-form4_157653819591932.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,954 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 19,189 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:49 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 572 | $93.49 | $53,476.28 |
DisclosureSEC source: 0000073124-19-000106 · wf-form4_155183337258208.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,242 F1 · balance_after: Reflects 572 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,363 previously reported stock units. The remaining 791 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 19,477 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 7,113 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000079 · wf-form4_155078894457582.xml · nonDerivative · entry 3 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,814 F5 · balance_after: Includes 20,840 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.