Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEPSICO INCPEP · Entity 2848 | Director | October 01, 2026 | October 05, 2026 |
| Sally Beauty Holdings, Inc.SBH · Entity 4676 | Director | November 05, 2019 | November 07, 2019 |
| Under Armour, Inc.UA · Entity 558 | Director | October 01, 2026 | October 03, 2026 |
| YUM BRANDS INCYUM · Entity 3067 | Director · Chief Executive Officer | September 15, 2025 | September 15, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEPSICO INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| PepsiCo, Inc. Common StockSEC Table I · non-derivative | Direct | 3,211.0987 |
Ending reported balance
After 2026-10-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-30 · Grant · Acquired 13.7558 · Balance 1,618.7421 F1: This number includes the phantom stock units acquired on various dates between June 1, 2026 and September 30, 2026 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $126.72 to $135.40, payable in shares of PepsiCo Common Stock on a one-for-one basis. Row 2 · 2026-10-01 · Grant · Acquired 1,592.3566 · Balance 3,211.0987 F2: This number represents the filing person's phantom stock units received for service as a director that are payable in shares of PepsiCo Common Stock on a one-for-one basis commencing on the first day of the calendar quarter following the first anniversary of the filing person's retirement or resignation from PepsiCo's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: This number includes the phantom stock units acquired on various dates between June 1, 2026 and September 30, 2026 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $126.72 to $135.40, payable in shares of PepsiCo Common Stock on a one-for-one basis.
F2: This number represents the filing person's phantom stock units received for service as a director that are payable in shares of PepsiCo Common Stock on a one-for-one basis commencing on the first day of the calendar quarter following the first anniversary of the filing person's retirement or resignation from PepsiCo's Board of Directors.
Sally Beauty Holdings, Inc.
Report date November 05, 2019 · Filed November 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,408 |
Reported balance
After 2019-11-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-11-05 · Grant · Acquired 8,408 · Balance 8,408 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2020.
Under Armour, Inc.
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Common StockSEC Table I · non-derivative | Direct | 213,781.95 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 6,346.58 · Balance 213,781.95 F1: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. Fiscal Year 2025 Non-Employee Director Compensation Plan. |
| Class C Common StockSEC Table I · non-derivative | IndirectSJG Irrevocable Trust | 50,000 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 50,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. Fiscal Year 2025 Non-Employee Director Compensation Plan.
YUM BRANDS INC
Report date September 15, 2025 · Filed September 15, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 102,893.15 |
Ending reported balance
After 2025-09-15 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2025-09-15 · Exercise / conversion · Acquired 7,788 · Balance 110,681.15 F1: Pursuant to 10b5-1 Plan Row 2 · 2025-09-15 · Disposition to issuer · Disposed 2,588 · Balance 108,093.15 F1: Pursuant to 10b5-1 Plan Row 3 · 2025-09-15 · Sale · Disposed 5,200 · Balance 102,893.15 F1: Pursuant to 10b5-1 Plan Row 4 · 2025-09-15 · Exercise / conversion · Acquired 3,184 · Balance 106,077.15 F1: Pursuant to 10b5-1 Plan Row 5 · 2025-09-15 · Disposition to issuer · Disposed 1,208 · Balance 104,869.15 F1: Pursuant to 10b5-1 Plan Row 6 · 2025-09-15 · Sale · Disposed 1,976 · Balance 102,893.15 F1: Pursuant to 10b5-1 Plan |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $49.66 · Expires 2026-02-05 | Direct | 23,362 |
Reported balance
After 2025-09-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-09-15 · Exercise / conversion · Disposed 7,788 · Balance 23,362 F1: Pursuant to 10b5-1 Plan F2: Vesting occurs 25% per year beginning one year from grant date. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $56.67 · Expires 2026-05-20 | Direct | 15,918 |
Reported balance
After 2025-09-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2025-09-15 · Exercise / conversion · Disposed 3,184 · Balance 15,918 F2: Vesting occurs 25% per year beginning one year from grant date. F1: Pursuant to 10b5-1 Plan |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
Holding disclosure · report date 2025-09-15 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectTrust - DWG | 72,499 |
Reported balance
Holding disclosure · report date 2025-09-15 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 72,499 |
| Common StockSEC Table I · non-derivative | IndirectTrust SJG | 48,394 |
Reported balance
Holding disclosure · report date 2025-09-15 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 48,394 |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to 10b5-1 Plan
F2: Vesting occurs 25% per year beginning one year from grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2017 Filed May 12, 2017 16:13 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 6,210 | $24.32 | $151,027.20 |
DisclosureSEC source: 0001127602-17-017854 · form4.xml · nonDerivative · entry 1 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:43 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 6,603 | $0.00 Strike: $26.56 | $0.00 |
DisclosureSEC source: 0001127602-17-006671 · form4.xml · derivative · entry 8 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,811 Underlying: Common Stock · 6,603 shares Expires 2018-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan F4 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:43 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 6,127 | $0.00 Strike: $24.32 | $0.00 |
DisclosureSEC source: 0001127602-17-006671 · form4.xml · derivative · entry 7 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,254 Underlying: Common Stock · 6,127 shares Expires 2017-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:43 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 4,038 | $68.36 | $276,034.85 |
DisclosureSEC source: 0001127602-17-006671 · form4.xml · nonDerivative · entry 6 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,971 F1 · shares: Pursuant to 10b5-1 Plan F3 · shares: This transaction was executed in multiple trades at prices ranging from $68.30 to $68.36. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:43 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 2,565 | $68.39 | $175,420.35 |
DisclosureSEC source: 0001127602-17-006671 · form4.xml · nonDerivative · entry 5 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,009 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:43 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 6,603 | $26.56 | $175,375.68 |
DisclosureSEC source: 0001127602-17-006671 · form4.xml · nonDerivative · entry 4 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:43 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 3,948 | $68.31 | $269,670.51 |
DisclosureSEC source: 0001127602-17-006671 · form4.xml · nonDerivative · entry 3 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,971 F1 · shares: Pursuant to 10b5-1 Plan F2 · shares: This transaction was executed in multiple trades at prices ranging from $68.30 to $68.36. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:43 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 2,179 | $68.39 | $149,021.81 |
DisclosureSEC source: 0001127602-17-006671 · form4.xml · nonDerivative · entry 2 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,919 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:43 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 6,127 | $24.32 | $149,008.64 |
DisclosureSEC source: 0001127602-17-006671 · form4.xml · nonDerivative · entry 1 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 19:49 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 77,465 | $0.00 Strike: $68.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005350 · form4.xml · derivative · entry 1 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,465 Underlying: Common Stock · 77,465 shares Expires 2027-02-10 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:06 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingPhantom Stock · Derivative | 33.9059 | $66.23 | $2,245.59 |
DisclosureSEC source: 0001127602-17-004336 · form4.xml · derivative · entry 2 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,048.1988 Underlying: Common Stock · 33.9059 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:06 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingPhantom Stock · Derivative | 126.482 | $66.23 | $8,376.90 |
DisclosureSEC source: 0001127602-17-004336 · form4.xml · derivative · entry 1 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,119.8321 Underlying: Common Stock · 126.482 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 20:00 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 8,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070403 · form4.xml · derivative · entry 9 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.0851 Underlying: Common Stock · 8,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 20:00 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 1,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070403 · form4.xml · derivative · entry 8 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.3007 Underlying: Common Stock · 1,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F4 · derivative.expiration_date: Vesting occurs on a quarterly basis beginning one year from grant date. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 20:00 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 642 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070403 · form4.xml · derivative · entry 7 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.5252 Underlying: Common Stock · 642 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 20:00 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 3,433 | $63.88 | $219,300.04 |
DisclosureSEC source: 0001127602-16-070403 · form4.xml · nonDerivative · entry 6 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,971 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 20:00 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 8,667 | $63.88 | $553,647.96 |
DisclosureSEC source: 0001127602-16-070403 · form4.xml · nonDerivative · entry 5 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 20:00 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 537 | $63.88 | $34,303.56 |
DisclosureSEC source: 0001127602-16-070403 · form4.xml · nonDerivative · entry 4 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,737 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 20:00 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 1,356 | $63.88 | $86,621.28 |
DisclosureSEC source: 0001127602-16-070403 · form4.xml · nonDerivative · entry 3 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 20:00 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 255 | $63.88 | $16,289.40 |
DisclosureSEC source: 0001127602-16-070403 · form4.xml · nonDerivative · entry 2 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,918 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 20:00 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 642 | $63.88 | $41,010.96 |
DisclosureSEC source: 0001127602-16-070403 · form4.xml · nonDerivative · entry 1 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:38 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | GrantRestricted Stock Units · Derivative | 4,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066057 · form4.xml · derivative · entry 1 Gibbs David W · CIK 0001628590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,896 Underlying: Common Stock · 4,896 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest on September 30, 2017. Vested shares will be delivered to the reporting person on the earlier of the date such reporting person's service as a Director of the Issuer has terminated or Januray 1, 2022. F2 · derivative.expiration_date: The restricted stock units vest on September 30, 2017. Vested shares will be delivered to the reporting person on the earlier of the date such reporting person's service as a Director of the Issuer has terminated or Januray 1, 2022. Read SEC document |
| October 18, 2016 Filed Oct 31, 2016 16:35 UTC | YUM BRANDS INC YUM · Entity 3067 | GiftCommon Stock | 30 | $86.81 | $2,604.30 |
DisclosureSEC source: 0001127602-16-065513 · form4.xml · nonDerivative · entry 2 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,531 Read SEC document |
| October 14, 2016 Filed Oct 31, 2016 16:35 UTC | YUM BRANDS INC YUM · Entity 3067 | GiftCommon Stock | 100 | $89.62 | $8,961.50 |
DisclosureSEC source: 0001127602-16-065513 · form4.xml · nonDerivative · entry 1 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,561 Read SEC document |
| October 13, 2016 Filed Oct 14, 2016 17:00 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 21,600 | $0.00 Strike: $29.61 | $0.00 |
DisclosureSEC source: 0001127602-16-064792 · form4.xml · derivative · entry 4 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,600 shares Expires 2017-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date. Read SEC document |
| October 13, 2016 Filed Oct 14, 2016 17:00 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 14,487 | $89.92 | $1,302,671.04 |
DisclosureSEC source: 0001127602-16-064792 · form4.xml · nonDerivative · entry 3 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,661 F1 · price: This transaction was executed in multiple prices ranging from $89.88 to $89.97. The price reported above reflects the average price at which the transaction was effected. Read SEC document |
| October 13, 2016 Filed Oct 14, 2016 17:00 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 7,113 | $89.92 | $639,600.96 |
DisclosureSEC source: 0001127602-16-064792 · form4.xml · nonDerivative · entry 2 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,148 Read SEC document |
| October 13, 2016 Filed Oct 14, 2016 17:00 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 21,600 | $29.61 | $639,576.00 |
DisclosureSEC source: 0001127602-16-064792 · form4.xml · nonDerivative · entry 1 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 21:10 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionRestricted Stock Units · Derivative | 1,838 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-064117 · form4.xml · derivative · entry 2 Gibbs David W · CIK 0001628590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,838 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.expiration_date: On March 3, 2016, the reporting person was granted 1,838 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2016 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 21:10 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionCommon Stock | 1,838 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-064117 · form4.xml · nonDerivative · entry 1 Gibbs David W · CIK 0001628590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.