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Ciroli James

Disclosed activity across 2 companies

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62898
SEC CIK
0001602051

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Central Bancompany, Inc.CBC · Entity 3665EVP & CFOMarch 02, 2026March 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Central Bancompany, Inc.

Report date March 02, 2026 · Filed March 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect33,285 Reported balance After 2026-03-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-02 · Grant · Acquired 16,285 · Balance 33,285

F1: Represents a grant of 16,285 unvested time-based Restricted Stock Units (RSUs) pursuant to the Central Bancompany, Inc. 2025 Equity Incentive Plan, which vest in five (5) approximately equal installments beginning March 2027.

F2: Includes 16,285 unvested RSUs issued in March 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of 16,285 unvested time-based Restricted Stock Units (RSUs) pursuant to the Central Bancompany, Inc. 2025 Equity Incentive Plan, which vest in five (5) approximately equal installments beginning March 2027.

F2: Includes 16,285 unvested RSUs issued in March 2026.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FLAGSTAR BANCORP INC

Report date December 01, 2022 · Filed December 05, 2022

Section 16 reporting ended · disclosed 2022-12-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeDirect80,077 Reported balance After 2022-12-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-12-01 · Exercise / conversion · Acquired 3,985 · Balance 80,077

F1: At the Effective Time of the merger, pursuant to the terms of a Change in Control Agreement, these Issuer RSUs received accelerated vesting.

F2: Includes 5.2 shares acquired on August 23, 2022, 5.8 and 241.8 shares acquired on November 22, 2022 under the Issuer's qualified dividend reinvestment plan.

Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeDirect88,474 Reported balance After 2022-12-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2022-12-01 · Exercise / conversion · Acquired 8,397 · Balance 88,474

F1: At the Effective Time of the merger, pursuant to the terms of a Change in Control Agreement, these Issuer RSUs received accelerated vesting.

Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeDirect104,677 Reported balance After 2022-12-01 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2022-12-01 · Exercise / conversion · Acquired 16,203 · Balance 104,677

F1: At the Effective Time of the merger, pursuant to the terms of a Change in Control Agreement, these Issuer RSUs received accelerated vesting.

Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeDirect92,570 Reported balance After 2022-12-01 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2022-12-01 · Tax withholding · Disposed 12,107 · Balance 92,570

F3: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-12-01 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2022-12-01 · Disposition to issuer · Disposed 92,570 · Balance 0

F4: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeIndirectBy Spouse's IRA0 Reported balance After 2022-12-01 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2022-12-01 · Disposition to issuer · Disposed 3,000 · Balance 0

F4: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

Restricted Stock Unit (L060220)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-12-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-12-01 · Exercise / conversion · Disposed 3,985 · Balance 0

F1: At the Effective Time of the merger, pursuant to the terms of a Change in Control Agreement, these Issuer RSUs received accelerated vesting.

Restricted Stock Unit (L052521)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-12-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-12-01 · Exercise / conversion · Disposed 8,397 · Balance 0

F1: At the Effective Time of the merger, pursuant to the terms of a Change in Control Agreement, these Issuer RSUs received accelerated vesting.

Restricted Stock Unit (L052422)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-12-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-12-01 · Exercise / conversion · Disposed 16,203 · Balance 0

F1: At the Effective Time of the merger, pursuant to the terms of a Change in Control Agreement, these Issuer RSUs received accelerated vesting.

Filing footnotes · ownership attribution and instrument terms

F1: At the Effective Time of the merger, pursuant to the terms of a Change in Control Agreement, these Issuer RSUs received accelerated vesting.

F2: Includes 5.2 shares acquired on August 23, 2022, 5.8 and 241.8 shares acquired on November 22, 2022 under the Issuer's qualified dividend reinvestment plan.

F3: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F4: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2020 Filed Jun 22, 2020 16:10 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 501 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000051 · wf-form4_159285663201117.xml · nonDerivative · entry 2

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,017

F2 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 16:10 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 1,751 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000051 · wf-form4_159285663201117.xml · nonDerivative · entry 1

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 33.78 and 5.17 acquired on June 15, 2020 and June 18,2020, respectively, under the FBC dividend reinvestment plan.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 16:18 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantRestricted Stock Unit (L060220) · Derivative 7,970 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000044 · wf-form4_159121551501610.xml · derivative · entry 2

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,970

Underlying: Flagstar Bancorp, Inc. Common Stock · 7,970 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F2 · derivative.exercise_date: These restricted stock units were granted on June 2, 2020, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F2 · derivative.expiration_date: These restricted stock units were granted on June 2, 2020, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
May 23, 2020 Filed May 27, 2020 16:28 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Units L17 · Derivative 1,742 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000038 · wf-form4_159061128016253.xml · derivative · entry 3

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 1,742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on May 23, 2017, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units were granted on May 23, 2017, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
May 23, 2020 Filed May 27, 2020 16:28 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 713 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000038 · wf-form4_159061128016253.xml · nonDerivative · entry 2

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,728.05

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
May 23, 2020 Filed May 27, 2020 16:28 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 1,742 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000038 · wf-form4_159061128016253.xml · nonDerivative · entry 1

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,441.05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2020 Filed May 18, 2020 09:51 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 PurchaseFlagstar Bancorp, Inc. Common Stock 1,000 $22.30 $22,297.80
Disclosure

SEC source: 0001033012-20-000035 · wf-form4_158980984946332.xml · nonDerivative · entry 1

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,699.05

Read SEC document
April 30, 2020 Filed May 1, 2020 14:22 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 PurchaseFlagstar Bancorp, Inc. Common Stock 1,000 $27.32 $27,315.00
Disclosure

SEC source: 0001033012-20-000030 · wf-form4_158835735653621.xml · nonDerivative · entry 1

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,699.05

F1 · balance_after: Includes 42.5 shares received March 16-19, 2020 under the FBC Dividend Reinvestment Plan or broker reinvestment plan; and 652.9 shares acquired on March 31, 2020 through the FBC employee stock purchase plan.

Read SEC document
January 29, 2020 Filed Jan 29, 2020 14:02 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 PurchaseFlagstar Bancorp, Inc. Common Stock 1,000 $35.35 $35,352.40
Disclosure

SEC source: 0001033012-20-000015 · wf-form4_158032453414390.xml · nonDerivative · entry 1

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,003.64

F1 · balance_after: Includes 1.058 shares acquired on December 16, 2019 under a dividend reinvestment plan.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:16 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 1,742 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000003 · wf-form4_157808618002799.xml · nonDerivative · entry 2

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,002.58

F3 · shares: These shares were surrendered to satisfy tax withholding obligations resulting from the settlement of certain Performance Share Units of issuer.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:16 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantFlagstar Bancorp, Inc. Common Stock 4,259 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000003 · wf-form4_157808618002799.xml · nonDerivative · entry 1

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,744.58

F1 · shares: The reporting person acquired these shares upon the settlement of certain Performance Share Units of the issuer.

F2 · balance_after: Includes a total of 38.1577 shares acquired on or about September 16, 2019 and December 16, 2019 under the FBC dividend reinvestment plan.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:09 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit (LSR062818) · Derivative 240 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000065 · wf-form4_156209812993632.xml · derivative · entry 5

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480

Underlying: Flagstar Bancorp, Inc. Common Stock · 240 shares

Expires 2021-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.

F4 · derivative.expiration_date: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:09 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit (L062818) · Derivative 1,621 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000065 · wf-form4_156209812993632.xml · derivative · entry 4

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,861

Underlying: Flagstar Bancorp, Inc. Common Stock · 1,621 shares

Expires 2021-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on June 28, 2018, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units were granted on June 28, 2018, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:09 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 805 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000065 · wf-form4_156209812993632.xml · nonDerivative · entry 3

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,447.42

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:09 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 240 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000065 · wf-form4_156209812993632.xml · nonDerivative · entry 2

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,252.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:09 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 1,621 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000065 · wf-form4_156209812993632.xml · nonDerivative · entry 1

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,012.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 16:14 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantRestricted Stock Unit (L061819) · Derivative 7,003 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000057 · wf-form4_156106165633210.xml · derivative · entry 2

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,003

Underlying: Flagstar Bancorp, Inc. Common Stock · 7,003 shares

Expires 2022-06-18

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 18, 2019, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
May 24, 2019 Filed May 28, 2019 16:19 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Units (16) · Derivative 1,885 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000050 · wf-form4_155907477014643.xml · derivative · entry 6

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 1,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F5 · derivative.exercise_date: The restricted stock units were granted on May 24, 2016, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F5 · derivative.expiration_date: The restricted stock units were granted on May 24, 2016, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
May 24, 2019 Filed May 28, 2019 16:19 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 1,237 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000050 · wf-form4_155907477014643.xml · nonDerivative · entry 4

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,391.42

F2 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
May 24, 2019 Filed May 28, 2019 16:19 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 1,885 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000050 · wf-form4_155907477014643.xml · nonDerivative · entry 3

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,628.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:19 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Units L17 · Derivative 871 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000050 · wf-form4_155907477014643.xml · derivative · entry 5

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,742

Underlying: Flagstar Bancorp, Inc. Common Stock · 871 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F4 · derivative.exercise_date: The restricted stock units were granted on May 23, 2017, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units were granted on May 23, 2017, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:19 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 572 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000050 · wf-form4_155907477014643.xml · nonDerivative · entry 2

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,743.42

F2 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:19 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 871 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000050 · wf-form4_155907477014643.xml · nonDerivative · entry 1

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,315.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 964.13 shares acquired under the FBC employee stock purchase plan on March 29, 2019.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:14 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionPerformance Stock Units (L52416) · Derivative 4,608 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000012 · wf-form4_154655007908996.xml · derivative · entry 3

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 4,608 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:14 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 3,023 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000012 · wf-form4_154655007908996.xml · nonDerivative · entry 2

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,480.29

F1 · kind: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:14 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 4,608 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000012 · wf-form4_154655007908996.xml · nonDerivative · entry 1

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,503.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 16:04 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantRestricted Stock Unit (LSR062818) · Derivative 720 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000087 · wf-form4_153056185217867.xml · derivative · entry 3

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720

Underlying: Flagstar Bancorp, Inc. Common Stock · 720 shares

Expires 2021-06-28

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.

F3 · derivative.expiration_date: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.

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June 28, 2018 Filed Jul 2, 2018 16:04 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantRestricted Stock Unit (L062818) · Derivative 6,482 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000087 · wf-form4_153056185217867.xml · derivative · entry 2

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,482

Underlying: Flagstar Bancorp, Inc. Common Stock · 6,482 shares

Expires 2021-06-28

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 28, 2018, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units were granted on June 28, 2018, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
May 24, 2018 Filed May 29, 2018 18:03 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Units (16) · Derivative 943 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000064 · wf-form4_152763138860119.xml · derivative · entry 3

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,885

Underlying: Flagstar Bancorp, Inc. Common Stock · 943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on May 24, 2016, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units were granted on May 24, 2016, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
May 24, 2018 Filed May 29, 2018 18:03 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 270 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000064 · wf-form4_152763138860119.xml · nonDerivative · entry 2

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,895.29

F1 · kind: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
May 24, 2018 Filed May 29, 2018 18:03 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 943 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000064 · wf-form4_152763138860119.xml · nonDerivative · entry 1

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,165.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2018 Filed May 25, 2018 16:29 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Units L17 · Derivative 871 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000058 · wf-form4_152728017751431.xml · derivative · entry 3

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,613

Underlying: Flagstar Bancorp, Inc. Common Stock · 871 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on May 23, 2017, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units were granted on May 23, 2017, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
May 23, 2018 Filed May 25, 2018 16:29 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000058 · wf-form4_152728017751431.xml · nonDerivative · entry 2

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,222.29

F1 · kind: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
May 23, 2018 Filed May 25, 2018 16:29 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 871 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000058 · wf-form4_152728017751431.xml · nonDerivative · entry 1

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,472.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 16:09 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit · Derivative 3,047 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000037 · wf-form4_152339093054168.xml · derivative · entry 3

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 3,047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F4 · derivative.exercise_date: The restricted stock units were granted on April 6, 2015, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units were granted on April 6, 2015, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 16:09 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 872 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000037 · wf-form4_152339093054168.xml · nonDerivative · entry 2

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,601.29

F2 · kind: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 16:09 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 3,047 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000037 · wf-form4_152339093054168.xml · nonDerivative · entry 1

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,473.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 666.67 shares acquired under a FBC employee stock purchase plan on March 29, 2018.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 16:43 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantPerformance Stock Units (L52416) · Derivative 4,608 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000013 · wf-form4_151639818819409.xml · derivative · entry 2

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,608

Underlying: Flagstar Bancorp, Inc. Common Stock · 4,608 shares

Expires 2018-12-31

Read SEC document
December 31, 2017 Filed Jan 3, 2018 19:18 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionQuality Stock Unit · Derivative 914 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000002 · wf-form4_151502509642967.xml · derivative · entry 5

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 914 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 19:18 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionPerformance Stock Unit · Derivative 9,140 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000002 · wf-form4_151502509642967.xml · derivative · entry 4

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 9,140 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 19:18 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 4,775 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000002 · wf-form4_151502509642967.xml · nonDerivative · entry 3

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,389.58

F2 · kind: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 19:18 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 914 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000002 · wf-form4_151502509642967.xml · nonDerivative · entry 2

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,164.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 19:18 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 9,140 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000002 · wf-form4_151502509642967.xml · nonDerivative · entry 1

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,250.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 382.58 shares acquired under a FBC employee stock purchase plan on September 29, 2017.

Read SEC document
May 24, 2017 Filed May 26, 2017 13:59 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Units (16) · Derivative 943 $0.00 $0.00
Disclosure

SEC source: 0001033012-17-000067 · wf-form4_149582155020066.xml · derivative · entry 3

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,828

Underlying: Flagstar Bancorp, Inc. Common Stock · 943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on May 24, 2016, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units were granted on May 24, 2016, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
May 24, 2017 Filed May 26, 2017 13:59 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 298 $0.00 $0.00
Disclosure

SEC source: 0001033012-17-000067 · wf-form4_149582155020066.xml · nonDerivative · entry 2

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,728

F1 · kind: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
May 24, 2017 Filed May 26, 2017 13:59 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 943 $0.00 $0.00
Disclosure

SEC source: 0001033012-17-000067 · wf-form4_149582155020066.xml · nonDerivative · entry 1

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2017 Filed May 25, 2017 18:29 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantRestricted Stock Units L17 · Derivative 3,484 $0.00 $0.00
Disclosure

SEC source: 0001033012-17-000061 · wf-form4_149575137087482.xml · derivative · entry 2

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,484

Underlying: Flagstar Bancorp, Inc. Common Stock · 3,484 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on May 23, 2017, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units were granted on May 23, 2017, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
April 26, 2017 Filed Apr 26, 2017 12:18 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 PurchaseFlagstar Bancorp, Inc. Common Stock 1,000 $29.76 $29,760.00
Disclosure

SEC source: 0001033012-17-000048 · wf-form4_149322351534324.xml · nonDerivative · entry 1

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,083

Read SEC document
April 06, 2017 Filed Apr 10, 2017 16:10 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit · Derivative 1,524 $0.00 $0.00
Disclosure

SEC source: 0001033012-17-000034 · wf-form4_149185499699839.xml · derivative · entry 3

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,047

Underlying: Flagstar Bancorp, Inc. Common Stock · 1,524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on April 6, 2015, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units were granted on April 6, 2015, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
April 06, 2017 Filed Apr 10, 2017 16:10 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 482 $0.00 $0.00
Disclosure

SEC source: 0001033012-17-000034 · wf-form4_149185499699839.xml · nonDerivative · entry 2

Ciroli James · CIK 0001602051 · EVP and Chief Financ Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,083

F1 · kind: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.