Underberg Sharon E.

SEC source: 0000891839-18-000120 · edgar.xml · nonDerivative · entry 1

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-19-000015 · edgar.xml · derivative · entry 1

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,665

Underlying: Common Stock, par value $.01 · 139,665 shares

Expires 2025-12-14

F1 · shares: Ms. Underberg previously reported this option on her 12/15/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: Ms. Underberg previously reported this option on her 12/15/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

F1 · derivative.underlying_shares: Ms. Underberg previously reported this option on her 12/15/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

F1 · balance_after: Ms. Underberg previously reported this option on her 12/15/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

SEC source: 0000891839-17-000147 · edgar.xml · derivative · entry 15

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,826

Underlying: Common Stock, par value $.01 · 174,826 shares

Expires 2024-12-14

F9 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 12/15/2017 grant date.

F9 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 12/15/2017 grant date.

SEC source: 0000891839-17-000147 · edgar.xml · derivative · entry 11

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,627

Underlying: Common Stock, par value $.01 · 74,627 shares

Expires 2020-12-15

F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 12/15/2017 grant date.

F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 12/15/2017 grant date.

SEC source: 0000891839-17-000147 · edgar.xml · derivative · entry 10

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,195

Underlying: Common Stock, par value $.01 · 5,096 shares

Expires 2019-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/2016 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/2016 grant date.

SEC source: 0000891839-17-000147 · edgar.xml · derivative · entry 9

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,280

Underlying: Common Stock, par value $.01 · 5,278 shares

Expires 2018-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/2015 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/2015 grant date.

SEC source: 0000891839-17-000147 · edgar.xml · derivative · entry 8

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 3,293 shares

Expires 2017-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-17-000147 · edgar.xml · nonDerivative · entry 6

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,726

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0000891839-17-000147 · edgar.xml · nonDerivative · entry 5

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-17-000147 · edgar.xml · nonDerivative · entry 4

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,524

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0000891839-17-000147 · edgar.xml · nonDerivative · entry 3

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-17-000147 · edgar.xml · nonDerivative · entry 2

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,198

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0000891839-17-000147 · edgar.xml · nonDerivative · entry 1

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-16-000287 · edgar.xml · derivative · entry 12

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 0 shares

Expires 2023-12-14

F8 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Ms. Underberg will file an amendment to this report.

F8 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Ms. Underberg will file an amendment to this report.

F8 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Ms. Underberg will file an amendment to this report.

F8 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Ms. Underberg will file an amendment to this report.

SEC source: 0000891839-16-000287 · edgar.xml · derivative · entry 9

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,291

Underlying: Common Stock, par value · 15,291 shares

Expires 2019-12-15

F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date.

F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date.

SEC source: 0000891839-16-000287 · edgar.xml · derivative · entry 8

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,558

Underlying: Common Stock, par value · 5,278 shares

Expires 2018-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/15 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/15 grant date.

SEC source: 0000891839-16-000287 · edgar.xml · derivative · entry 7

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,293

Underlying: Common Stock, par value $.01 · 3,292 shares

Expires 2017-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/14 grant date.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/14 grant date.

SEC source: 0000891839-16-000287 · edgar.xml · nonDerivative · entry 6

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,123

F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0000891839-16-000287 · edgar.xml · nonDerivative · entry 5

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/15 grant date.

SEC source: 0000891839-16-000287 · edgar.xml · nonDerivative · entry 4

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,797

F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0000891839-16-000287 · edgar.xml · nonDerivative · entry 3

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/14 grant date.

SEC source: 0000891839-17-000023 · edgar.xml · derivative · entry 8

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,538

Underlying: Common Stock, par value $.01 · 37,538 shares

Expires 2023-12-14

F6 · derivative.exercise_price: Ms. Underberg previously reported this option on her 12/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

F6 · date: Ms. Underberg previously reported this option on her 12/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

F6 · kind: Ms. Underberg previously reported this option on her 12/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

F6 · shares: Ms. Underberg previously reported this option on her 12/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

F6 · derivative.exercise_date: Ms. Underberg previously reported this option on her 12/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

F6 · derivative.underlying_shares: Ms. Underberg previously reported this option on her 12/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

F6 · balance_after: Ms. Underberg previously reported this option on her 12/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

SEC source: 0000891839-16-000287 · edgar.xml · nonDerivative · entry 2

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 150

F1 · shares: These shares were purchased by Ms. Underberg's father-in-law and held in a joint account with Ms. Underberg's husband. Following her father-in-law's death, the shares were transferred into an individual account in her husband's name.

SEC source: 0000891839-16-000287 · edgar.xml · nonDerivative · entry 1

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 300

F1 · shares: These shares were purchased by Ms. Underberg's father-in-law and held in a joint account with Ms. Underberg's husband. Following her father-in-law's death, the shares were transferred into an individual account in her husband's name.