Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEGASYSTEMS INCPEGA · Entity 309 | Director · C.E.O. & Chairman · 10% owner | September 14, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEGASYSTEMS INC
Report date September 14, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | IndirectAlan N. Trefler Grantor Retained Annuity Trust II of 2024 | 0 |
Reported balance
After 2026-09-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-14 · Gift · Disposed 2,399,690 · Balance 0 F1: Transfers of shares from the Alan N. Trefler Grantor Retained Annuity Trust I of 2024 and the Alan N. Trefler Grantor Retained Annuity Trust II of 2024 to the Alan N. Trefler Irrevocable Non-GST Trust of 2022. F2: Reflects exempt transfers between the reporting person and the trust described in the Nature of Indirect Beneficial Ownership column. |
| Common stockSEC Table I · non-derivative | IndirectAlan N. Trefler Grantor Retained Annuity Trust I of 2024 | 0 |
Reported balance
After 2026-09-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-09-14 · Gift · Disposed 2,999,613 · Balance 0 F1: Transfers of shares from the Alan N. Trefler Grantor Retained Annuity Trust I of 2024 and the Alan N. Trefler Grantor Retained Annuity Trust II of 2024 to the Alan N. Trefler Irrevocable Non-GST Trust of 2022. F2: Reflects exempt transfers between the reporting person and the trust described in the Nature of Indirect Beneficial Ownership column. |
| Common stockSEC Table I · non-derivative | IndirectAlan N. Trefler Irrevocable Non-GST Trust of 2022 | 16,275,828 |
Reported balance
After 2026-09-14 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-09-14 · Gift · Acquired 5,399,303 · Balance 16,275,828 F1: Transfers of shares from the Alan N. Trefler Grantor Retained Annuity Trust I of 2024 and the Alan N. Trefler Grantor Retained Annuity Trust II of 2024 to the Alan N. Trefler Irrevocable Non-GST Trust of 2022. |
| Common stockSEC Table I · non-derivative | Direct | 58,504,872 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 58,504,872 F3: Reflects exempt transfers between the reporting person and the grantor retained annuity trusts described on this Form 4. |
| Common stockSEC Table I · non-derivative | IndirectThe Trefler 2025 Trust | 2,071,585 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 2,071,585 |
Filing footnotes · ownership attribution and instrument terms
F1: Transfers of shares from the Alan N. Trefler Grantor Retained Annuity Trust I of 2024 and the Alan N. Trefler Grantor Retained Annuity Trust II of 2024 to the Alan N. Trefler Irrevocable Non-GST Trust of 2022.
F2: Reflects exempt transfers between the reporting person and the trust described in the Nature of Indirect Beneficial Ownership column.
F3: Reflects exempt transfers between the reporting person and the grantor retained annuity trusts described on this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2022 Filed Mar 4, 2022 00:02 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon stock | 4,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001013857-22-000055 · wf-form4_164635213159121.xml · nonDerivative · entry 3 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,799,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents a 20% vesting on March 2, 2022. The original grant was 24,976 restricted stock units, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 00:02 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon stock | 656 | $85.40 | $56,022.40 |
DisclosureSEC source: 0001013857-22-000055 · wf-form4_164635213159121.xml · nonDerivative · entry 2 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,794,676 Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 00:02 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon stock | 2,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001013857-22-000055 · wf-form4_164635213159121.xml · nonDerivative · entry 1 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,795,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 100% vesting on March 2, 2022. The original grant was 2,235 restricted stock units, which were granted on March 2, 2021. As part of the Company's 2021 Corporate Incentive Compensation Plan (CICP), Mr. Trefler elected to receive half of his annual bonus in RSUs. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:02 UTC | PEGASYSTEMS INC PEGA · Entity 309 | GrantStock Options · Derivative | 240,030 | $0.00 Strike: $85.40 | $0.00 |
DisclosureSEC source: 0001013857-22-000055 · wf-form4_164635213159121.xml · derivative · entry 7 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,030 Underlying: Common stock · 240,030 shares Expires 2032-03-01 F5 · shares: Options will vest 20% on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| December 28, 2021 Filed Feb 14, 2022 22:06 UTC | PEGASYSTEMS INC PEGA · Entity 309 | GiftCommon stock | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001013857-22-000028 · wf-form5_164487630864929.xml · nonDerivative · entry 2 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,793,097 F2 · shares: Gift made to a family member. Read SEC document |
| December 27, 2021 Filed Feb 14, 2022 22:06 UTC | PEGASYSTEMS INC PEGA · Entity 309 | GiftCommon stock | 11,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001013857-22-000028 · wf-form5_164487630864929.xml · nonDerivative · entry 1 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,793,327 F1 · shares: Gifts made to the Trefler Family Foundation and family members. Mr. Trefler is a Trustee of the Trefler Family Foundation. Mr. Trefler has no pecuniary interest in shares held by the Trefler Family Foundation. He retains voting and dispositive control over such shares. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:56 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 1,951 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000273 · wf-form4_163900055314992.xml · derivative · entry 3 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,562 Underlying: Common stock · 1,951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents a 5% vesting on December 6, 2021. The original grant was 39,026 restricted stock units, with 20% vesting on March 6,2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:56 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon stock | 866 | $109.49 | $94,818.34 |
DisclosureSEC source: 0001013857-21-000273 · wf-form4_163900055314992.xml · nonDerivative · entry 2 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,804,397 F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:56 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon stock | 1,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000273 · wf-form4_163900055314992.xml · nonDerivative · entry 1 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,805,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a 5% vesting on December 6, 2021. The original grant was 39,026 restricted stock units, with 20% vesting on March 6,2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 22:42 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 1,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000263 · wf-form4_163883055395024.xml · derivative · entry 3 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,110 Underlying: Common stock · 1,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents a 5% vesting on December 3, 2021. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 22:42 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon stock | 618 | $110.74 | $68,437.32 |
DisclosureSEC source: 0001013857-21-000263 · wf-form4_163883055395024.xml · nonDerivative · entry 2 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,803,312 F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 22:42 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon stock | 1,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000263 · wf-form4_163883055395024.xml · nonDerivative · entry 1 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,803,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a 5% vesting on December 3, 2021. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 20:53 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 1,951 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000220 · wf-form4_163122079013677.xml · derivative · entry 3 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,513 Underlying: Common stock · 1,951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents a 5% vesting on September 6, 2021, with a release date of September 7, 2021, the first business day following vesting. The original grant was 39,026 restricted stock units, with 20% vesting on March 6,2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 20:53 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon stock | 866 | $142.39 | $123,309.74 |
DisclosureSEC source: 0001013857-21-000220 · wf-form4_163122079013677.xml · nonDerivative · entry 2 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,802,537 F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 20:53 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon stock | 1,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000220 · wf-form4_163122079013677.xml · nonDerivative · entry 1 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,803,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a 5% vesting on September 6, 2021, with a release date of September 7, 2021, the first business day following vesting. The original grant was 39,026 restricted stock units, with 20% vesting on March 6,2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| September 03, 2021 Filed Sep 3, 2021 21:08 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 1,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000210 · wf-form4_163070326657685.xml · derivative · entry 3 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,503 Underlying: Common stock · 1,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents a 5% vesting on September 3, 2021. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| September 03, 2021 Filed Sep 3, 2021 21:08 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon stock | 618 | $141.01 | $87,144.18 |
DisclosureSEC source: 0001013857-21-000210 · wf-form4_163070326657685.xml · nonDerivative · entry 2 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,801,452 F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| September 03, 2021 Filed Sep 3, 2021 21:08 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon stock | 1,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000210 · wf-form4_163070326657685.xml · nonDerivative · entry 1 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,802,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a 5% vesting on September 3, 2021. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:08 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 1,952 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000140 · wf-form4_162327289194637.xml · derivative · entry 3 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,464 Underlying: Common stock · 1,952 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents a 5% vesting on June 6, 2021, with a release date on June 7, 2021, the first business day following the vesting. The original grant was 39,026 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:08 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon stock | 866 | $119.85 | $103,790.10 |
DisclosureSEC source: 0001013857-21-000140 · wf-form4_162327289194637.xml · nonDerivative · entry 2 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,800,677 F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:08 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon stock | 1,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000140 · wf-form4_162327289194637.xml · nonDerivative · entry 1 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,801,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a 5% vesting on June 6, 2021, with a release date on June 7, 2021, the first business day following the vesting. The original grant was 39,026 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 20:43 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 1,394 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000125 · wf-form4_162283935473878.xml · derivative · entry 3 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,896 Underlying: Common stock · 1,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents a 5% vesting on June 3, 2021. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the next four years. F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 20:43 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon stock | 619 | $117.68 | $72,843.92 |
DisclosureSEC source: 0001013857-21-000125 · wf-form4_162283935473878.xml · nonDerivative · entry 2 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,799,591 F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 20:43 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon stock | 1,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000125 · wf-form4_162283935473878.xml · nonDerivative · entry 1 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,800,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a 5% vesting on June 3, 2021. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the next four years. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 21:41 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 1,951 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000072 · wf-form4_161532608485629.xml · derivative · entry 3 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,416 Underlying: Common stock · 1,951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents a 5% vesting on March 6, 2021, with a release date on March 8, 2021, the first business day following the vesting. The original grant was 39,026 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 21:41 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon stock | 573 | $121.08 | $69,378.84 |
DisclosureSEC source: 0001013857-21-000072 · wf-form4_161532608485629.xml · nonDerivative · entry 2 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,798,816 F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 21:41 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon stock | 1,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000072 · wf-form4_161532608485629.xml · nonDerivative · entry 1 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,799,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a 5% vesting on March 6, 2021, with a release date on March 8, 2021, the first business day following the vesting. The original grant was 39,026 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 22:35 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 5,572 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000046 · wf-form4_161489730500103.xml · derivative · entry 6 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,290 Underlying: Common stock · 5,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents 20% vesting on March 3, 2021. The original grant was 27,862 restricted stock units, with the remaining 80% vesting in equal quarterly installments over the next four years. F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 22:35 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon stock | 1,651 | $130.45 | $215,372.95 |
DisclosureSEC source: 0001013857-21-000046 · wf-form4_161489730500103.xml · nonDerivative · entry 2 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,797,438 F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 22:35 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon stock | 5,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000046 · wf-form4_161489730500103.xml · nonDerivative · entry 1 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,799,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 20% vesting on March 3, 2021. The original grant was 27,862 restricted stock units, with the remaining 80% vesting in equal quarterly installments over the next four years. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:35 UTC | PEGASYSTEMS INC PEGA · Entity 309 | GrantStock Options · Derivative | 85,428 | $0.00 Strike: $130.45 | $0.00 |
DisclosureSEC source: 0001013857-21-000046 · wf-form4_161489730500103.xml · derivative · entry 5 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,428 Underlying: Common stock · 85,428 shares Expires 2031-03-02 F7 · shares: Options will vest 20% on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:35 UTC | PEGASYSTEMS INC PEGA · Entity 309 | GrantRestricted Stock Units · Derivative | 24,976 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000046 · wf-form4_161489730500103.xml · derivative · entry 4 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,976 Underlying: Common stock · 24,976 shares Expires not disclosed F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F6 · shares: RSUs will vest 20% on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:35 UTC | PEGASYSTEMS INC PEGA · Entity 309 | GrantRestricted Stock Units · Derivative | 2,235 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000046 · wf-form4_161489730500103.xml · derivative · entry 3 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,235 Underlying: Common stock · 2,235 shares Expires not disclosed F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F4 · shares: Represents election by the individual, as part of the Company's Corporate Incentive Plan (CICP), to receive half of their annual bonus in RSUs, based upon the Company's stock price as of March 2, 2021. All RSUs vest 100% on March 2, 2022, subject to the attainment of the CICP performance threshold funding for the year ending December 31, 2021. F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| December 23, 2020 Filed Feb 12, 2021 21:49 UTC | PEGASYSTEMS INC PEGA · Entity 309 | GiftCommon stock | 460 | $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000020 · wf-form5_161316651722803.xml · nonDerivative · entry 2 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,793,517 F2 · shares: Gifts made to family members. Read SEC document |
| December 17, 2020 Filed Feb 12, 2021 21:49 UTC | PEGASYSTEMS INC PEGA · Entity 309 | GiftCommon stock | 16,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001013857-21-000020 · wf-form5_161316651722803.xml · nonDerivative · entry 1 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,793,977 F1 · shares: Gifts made to the Trefler Foundation, family members, and charitable organizations. Mr. Trefler is a Trustee of the Trefler Family Foundation. Mr. Trefler has no pecuniary interest in shares held by the Trefler Family Foundation. He retains voting and dispositive control over such shares. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 22:52 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Unit · Derivative | 1,951 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062589 · doc4.xml · derivative · entry 3 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,367 Underlying: Common Stock · 1,951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · derivative.exercise_date: Represents a 5% vesting on December 6, 2020, with a release date on December 7, 2020, the first business day following the vesting. The original grant was 39,026 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F4 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 22:52 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 866 | $130.78 | $113,255.48 |
DisclosureSEC source: 0001209191-20-062589 · doc4.xml · nonDerivative · entry 2 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,810,817 F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 22:52 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 1,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062589 · doc4.xml · nonDerivative · entry 1 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,811,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a 5% vesting on December 6, 2020, with a release date on December 7, 2020, the first business day following the vesting. The original grant was 39,026 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 20:42 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Unit · Derivative | 1,951 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-049986 · doc4.xml · derivative · entry 3 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,318 Underlying: Common Stock · 1,951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · derivative.exercise_date: Represents a 5% vesting on September 6, 2020, with a release date of September 8, 2020, the first business day following vesting. The original grant was 39,026 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F4 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 20:42 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 866 | $124.26 | $107,609.16 |
DisclosureSEC source: 0001209191-20-049986 · doc4.xml · nonDerivative · entry 2 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,809,732 F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 20:42 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 1,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-049986 · doc4.xml · nonDerivative · entry 1 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,810,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a 5% vesting on September 6, 2020, with a release date of September 8, 2020, the first business day following vesting. The original grant was 39,026 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| August 08, 2020 Filed Jun 10, 2020 20:24 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 866 | $98.51 | $85,309.66 |
DisclosureSEC source: 0001209191-20-035513 · doc4.xml · nonDerivative · entry 2 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,808,647 F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 20:24 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Unit · Derivative | 1,952 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035513 · doc4.xml · derivative · entry 3 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,269 Underlying: Common Stock · 1,952 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · derivative.exercise_date: Represents a 5% vesting on June 6, 2020, with a release date of June 8, 2020, the first business day following the vesting. The original grant was 39,026 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F4 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 20:24 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 1,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035513 · doc4.xml · nonDerivative · entry 1 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,809,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a 5% vesting on June 6, 2020, with a release date of June 8, 2020, the first business day following the vesting. The original grant was 39,026 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 22:33 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 7,805 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017864 · doc4.xml · derivative · entry 4 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,221 Underlying: Common Stock · 7,805 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents 20% vesting on March 6, 2020. The original grant was 39,026 restricted stock units, with the remaining 80% vesting in equal quarterly installments over the next four years. F5 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 22:33 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 2,312 | $87.64 | $202,623.68 |
DisclosureSEC source: 0001209191-20-017864 · doc4.xml · nonDerivative · entry 2 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,807,561 F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 22:33 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 7,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017864 · doc4.xml · nonDerivative · entry 1 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,809,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 20% vesting on March 6, 2020. The original grant was 39,026 restricted stock units, with the remaining 80% vesting in equal quarterly installments over the next four years. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 23:12 UTC | PEGASYSTEMS INC PEGA · Entity 309 | GrantStock Options · Derivative | 110,425 | $0.00 Strike: $90.05 | $0.00 |
DisclosureSEC source: 0001209191-20-016728 · doc4.xml · derivative · entry 2 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,425 Underlying: Common Stock · 110,425 shares Expires 2030-03-03 F4 · shares: Options will vest 20% on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 23:12 UTC | PEGASYSTEMS INC PEGA · Entity 309 | GrantRestricted Stock Units · Derivative | 27,862 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016728 · doc4.xml · derivative · entry 1 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,862 Underlying: Common Stock · 27,862 shares Expires not disclosed F1 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F2 · shares: RSUs will vest 20% on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| December 30, 2019 Filed Feb 13, 2020 22:31 UTC | PEGASYSTEMS INC PEGA · Entity 309 | GiftCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009363 · doc5.xml · nonDerivative · entry 2 TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,802,068 F2 · shares: Gifts made to family members. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.