Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axalta Coating Systems Ltd.AXTA · Entity 3667 | SVP & CHRO | September 19, 2026 | September 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axalta Coating Systems Ltd.
Report date September 19, 2026 · Filed September 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 21,509 |
Ending reported balance
After 2026-09-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-19 · Exercise / conversion · Acquired 3,658 · Balance 23,189 F1: Restricted stock units convert into common shares on a one-for-one basis. Row 2 · 2026-09-19 · Tax withholding · Disposed 1,680 · Balance 21,509 F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-19 · Exercise / conversion · Disposed 3,658 · Balance 0 F1: Restricted stock units convert into common shares on a one-for-one basis. F3: On September 19, 2023, the reporting person was granted 10,972 restricted stock units, vesting in three equal annual installments beginning on September 19, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common shares on a one-for-one basis.
F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
F3: On September 19, 2023, the reporting person was granted 10,972 restricted stock units, vesting in three equal annual installments beginning on September 19, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2024 Filed Jul 30, 2024 16:28 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 1,017 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-033479 · wk-form4_1722371309.xml · nonDerivative · entry 1 Tufano Amy · CIK 0001993169 · SVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 16:46 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 7,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-008257 · wk-form4_1709329577.xml · derivative · entry 4 Tufano Amy · CIK 0001993169 · SVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,390 Underlying: Common Shares · 7,390 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F5 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 16:46 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 2,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-008257 · wk-form4_1709329577.xml · derivative · entry 3 Tufano Amy · CIK 0001993169 · SVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,363 Underlying: Common Shares · 2,181 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 28, 2023, the reporting person was granted 6,544 restricted stock units, vesting in three equal annual installments beginning on February 28, 2024. F3 · derivative.expiration_date: On February 28, 2023, the reporting person was granted 6,544 restricted stock units, vesting in three equal annual installments beginning on February 28, 2024. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 16:46 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 907 | $32.48 | $29,459.36 |
DisclosureSEC source: 0001628280-24-008257 · wk-form4_1709329577.xml · nonDerivative · entry 2 Tufano Amy · CIK 0001993169 · SVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,740 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 16:46 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 2,181 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-008257 · wk-form4_1709329577.xml · nonDerivative · entry 1 Tufano Amy · CIK 0001993169 · SVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 18:01 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 2,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001993169-24-000002 · wk-form4_1708470098.xml · derivative · entry 3 Tufano Amy · CIK 0001993169 · SVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,082 Underlying: Common Shares · 2,082 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 15, 2022 the reporting person was granted 6,246 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023. F3 · derivative.expiration_date: On February 15, 2022 the reporting person was granted 6,246 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 18:01 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 995 | $31.51 | $31,352.45 |
DisclosureSEC source: 0001993169-24-000002 · wk-form4_1708470098.xml · nonDerivative · entry 2 Tufano Amy · CIK 0001993169 · SVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,466 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 18:01 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 2,082 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001993169-24-000002 · wk-form4_1708470098.xml · nonDerivative · entry 1 Tufano Amy · CIK 0001993169 · SVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.