person · Reporting owner
Killinger Elizabeth R
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Helmerich & Payne, Inc.HP · Entity 482 | Director | March 05, 2026 | March 06, 2026 |
| NRG ENERGY, INC.NRG · Entity 3216 | Exec VP, NRG Home | March 15, 2024 | March 18, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Helmerich & Payne, Inc.
Report date March 05, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,844 |
Reported balance
After 2026-03-05 transaction · row 1
1 source rowRow 1 · 2026-03-05 · Grant · Acquired 5,273 · Balance 15,844 |
NRG ENERGY, INC.
Report date March 15, 2024 · Filed March 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 107,123 |
Reported balance
After 2024-03-15 transaction · row 1
1 source rowRow 1 · 2024-03-15 · Sale · Disposed 40,000 · Balance 107,123 F1: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2021 Filed Feb 3, 2021 22:22 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001585 · doc4.xml · nonDerivative · entry 1 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,704 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 508 dividend equivalent rights. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 16:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 31,543 | $36.91 | $1,164,252.13 |
DisclosureSEC source: 0001225208-21-000439 · doc4.xml · nonDerivative · entry 12 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,052 F13 · price: This transaction was executed in multiple trades ranging from $36.28 to $37.75. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 16:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GiftCommon Stock, par value $.01 per share | 245 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000439 · doc4.xml · nonDerivative · entry 11 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,595 Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 16:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GiftCommon Stock, par value $.01 per share | 231 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000439 · doc4.xml · nonDerivative · entry 10 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,840 Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 16:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 15,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000439 · doc4.xml · derivative · entry 16 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,271 Underlying: Common Stock, par value $.01 per share · 15,271 shares Expires 2024-01-02 F15 · derivative.exercise_price: The Reporting Person was issued 15,271 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on January 2, 2021. The RPSUs will convert to shares of NRG Common Stockon January 2, 2024 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The numberof shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F16 · shares: Reporting Person will receive(i) a maximum of 30,542 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 15,271 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 3,817 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period(the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period. F17 · derivative.underlying_shares: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 16:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionRelative Performance Stock Units · Derivative | 25,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000439 · doc4.xml · derivative · entry 15 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 25,046 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_price: The Reporting Person was issued 19,878 RPSUs by NRG under the LTIP on January 2, 2018 that vested on January 2, 2021. On the vesting date the Reporting Person was entitled to receive a maximum of 39,756 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 19,878 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 4,970 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 2, 2021 the reporting person vested in 25,046 shares. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 16:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 1,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000439 · doc4.xml · derivative · entry 14 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 1,082 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, an incremental 1,082 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 16:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 7,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000439 · doc4.xml · nonDerivative · entry 9 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,071 F12 · price: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 7,909 shares of common stock to satisfy the grantee's tax withholding obligation Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 16:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000439 · doc4.xml · nonDerivative · entry 8 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,980 F10 · price: On January 2, 2018, the Reporting Person was issued 12,118 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On January 2, 2021 4,048 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,226 shares of common stock to satisfy the grantee's tax withholding obligation. F11 · balance_after: In connection with the vesting of the RSUs described above, 174 DERs vested, resulting in the Reporting Person holding 356 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 16:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 805 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000439 · doc4.xml · nonDerivative · entry 7 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,206 F8 · price: On January 2, 2020, the Reporting Person was issued 9,594 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On January 2, 2021 3,194 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 805 shares of common stock to satisfy the grantee's tax withholding obligation. F9 · balance_after: In connection with the vesting of the RSUs described above, 114 DERs vested, resulting in the Reporting Person holding 530 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 16:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000439 · doc4.xml · nonDerivative · entry 6 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,011 F6 · price: On January 2, 2019, the Reporting Person was issued 9,483 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalentin value to one share of NRG's common stock, par value $.01. On January 2, 2021 3,158 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 789 shares of common stock to satisfy the grantee's tax withholding obligation. F7 · balance_after: In connection with the vesting of the RSUs described above, 123 DERs vested, resulting in the Reporting Person holding 644 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 16:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 1,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000439 · doc4.xml · nonDerivative · entry 5 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: In connection with the vesting of the RPSUs described above, an incremental 1,082 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 16:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 9,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000439 · doc4.xml · nonDerivative · entry 4 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,718 F3 · shares: Represents Restricted Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan ("LTIP"). F4 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 16:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 25,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000439 · doc4.xml · nonDerivative · entry 3 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Reporting Person was issued 19,878 RPSUs by NRG under the LTIP on January 2, 2018 that vested on January 2, 2021. On the vesting date the Reporting Person was entitled to receive a maximum of 39,756 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 19,878 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 4,970 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person wouldnot have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 2, 2021 the reporting person vested in 25,406 shares. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 16:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,278 | $0.00 Strike: $19.83 | $0.00 |
DisclosureSEC source: 0001225208-21-000439 · doc4.xml · derivative · entry 13 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 4,278 shares Expires 2021-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 16:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 4,278 | $36.59 | $156,532.02 |
DisclosureSEC source: 0001225208-21-000439 · doc4.xml · nonDerivative · entry 2 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,759 F1 · price: This transaction was executed in multiple trades at prices ranging from $36.36 to $36.85. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 16:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 4,278 | $19.83 | $84,832.74 |
DisclosureSEC source: 0001225208-21-000439 · doc4.xml · nonDerivative · entry 1 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:23 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 191 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013064 · doc4.xml · nonDerivative · entry 1 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,759 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 767 dividend equivalent rights and 111 shares acquired under NRG Energy, Inc.'s Employee Stock Purchase Plan since the Reporting Person's last filing. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 23:09 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 182 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-010319 · doc4.xml · nonDerivative · entry 1 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,457 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 576 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 2 as a result of rounding fractional shares. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:26 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 183 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-005487 · edgar.xml · nonDerivative · entry 1 Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,275 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 392 dividend equivalent rights and 106 shares acquired under NRG Energy, Inc.'s Employee Stock Purchase Plan since the Reporting Person's last filing. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:10 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 162 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001184 · edgar.xml · nonDerivative · entry 1 Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,986 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 209 dividend equivalent rights. Read SEC document |
| January 06, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 52,428 | $37.77 | $1,980,205.56 |
DisclosureSEC source: 0001179110-20-000333 · edgar.xml · nonDerivative · entry 11 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,824 F17 · price: This transaction was executed in multiple trades at prices ranging from $37.53 to $38.15. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019. Read SEC document |
| January 06, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 72 | $38.14 | $2,746.08 |
DisclosureSEC source: 0001179110-20-000333 · edgar.xml · nonDerivative · entry 10 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,252 F16 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 1,147 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000333 · edgar.xml · derivative · entry 15 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 1,147 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, an incremental 1,147 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F15 · price: In connection with the vesting of the RPSUs described above, an incremental 1,147 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F15 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, an incremental 1,147 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionRelative Performance Stock Units · Derivative | 87,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000333 · edgar.xml · derivative · entry 14 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 43,814 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: The Reporting Person was issued 43,814 RPSUs by NRG under the LTIP on January 3, 2017 that vested on January 3, 2020. On the vesting date the Reporting Person was entitled to receive a maximum of 87,628 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 43,814 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 10,953 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 3, 2020 the reporting person vested in 87,628 shares. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,500 | $0.00 Strike: $39.49 | $0.00 |
DisclosureSEC source: 0001179110-20-000333 · edgar.xml · derivative · entry 13 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 4,500 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 2,301 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000333 · edgar.xml · nonDerivative · entry 9 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,324 F13 · price: On January 3, 2017, the Reporting Person was issued 27,914 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 3, 2020, 9,324 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,301 shares of common stock to satisfy the grantee's tax withholding obligation. F14 · balance_after: In connection with the vesting of the RSUs described above, 122 DERs vested, resulting in the Reporting Person holding 47 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 33,801 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000333 · edgar.xml · nonDerivative · entry 8 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,625 F12 · price: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 33,801 shares of common stock to satisfy the grantee's tax withholding obligation. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 1,147 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000333 · edgar.xml · nonDerivative · entry 7 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · price: In connection with the vesting of the RPSUs described above, an incremental 1,147 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 87,628 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000333 · edgar.xml · nonDerivative · entry 6 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · price: The Reporting Person was issued 43,814 RPSUs by NRG under the LTIP on January 3, 2017 that vested on January 3, 2020. On the vesting date the Reporting Person was entitled to receive a maximum of 87,628 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 43,814 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 10,953 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 3, 2020 the reporting person vested in 87,628 shares. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 16,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000333 · edgar.xml · derivative · entry 12 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,573 Underlying: Common Stock, par value $.01 per share · 33,146 shares Expires 2023-01-02 F8 · derivative.exercise_price: The Reporting Person was issued 16,573 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on January 2, 2020. The RPSUs will convert to shares of NRG Common Stock on January 2, 2023 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F9 · derivative.underlying_shares: Reporting Person will receive(i) a maximum of 33,146 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 16,573 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 4,143 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the"Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period. F10 · derivative.underlying_shares: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 4,500 | $39.49 | $177,705.00 |
DisclosureSEC source: 0001179110-20-000333 · edgar.xml · nonDerivative · entry 5 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,651 F7 · price: This transaction was executed in multiple trades at prices ranging from $39.36 to $39.86. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GiftCommon Stock, par value $.01 per share | 2,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000333 · edgar.xml · nonDerivative · entry 4 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,151 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 771 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000333 · edgar.xml · nonDerivative · entry 3 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,146 F5 · price: On January 2, 2019, the Reporting Person was issued 9,483 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 2, 2020, 3,157 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 771 shares of common stock to satisfy the grantee's tax withholding obligation. F6 · balance_after: In connection with the vesting of the RSUs described above, 9 DERs vested, resulting in the Reporting Person holding 169 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,039 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000333 · edgar.xml · nonDerivative · entry 2 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,917 F3 · price: On January 2, 2018, the Reporting Person was issued 12,118 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 2, 2020, 4,035 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,039 shares of common stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 28 DERs vested, resulting in the Reporting Person holding 178 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 9,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000333 · edgar.xml · nonDerivative · entry 1 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,956 F1 · shares: Represents Restricted Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan ("LTIP"). F2 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2020 Filed Feb 3, 2021 22:05 UTC Amendment | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 4,500 | $39.49 | $177,705.00 |
DisclosureSEC source: 0001179110-21-001231 · edgar.xml · nonDerivative · entry 1 Killinger Elizabeth R · CIK 0001662519 · Exec VP, Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This Form 4/A is being filed to report the acquisition of shares in connection with the exercise and sale of a stock that was reported on the original Form 4. The number of shares disclosed as beneficially owned following the reported transaction is as of the end of the day on which the transaction occurred. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:47 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 19 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-011428 · edgar.xml · nonDerivative · entry 1 Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,363 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 206 dividend equivalent rights and 72 shares acquired under NRG Energy, Inc.'s Employee Stock Purchase Plan since the Reporting Person's last filing. Read SEC document |
| August 01, 2019 Filed Aug 6, 2019 00:17 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 23 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-009173 · edgar.xml · nonDerivative · entry 1 Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,272 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: The total reported in Column 5 has been adjusted to correct an overstatement of total holdings by 94 DERs, resulting in 187 DERs held in the aggregate by the Reporting Person. Read SEC document |
| May 01, 2019 Filed May 3, 2019 21:01 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 79 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-005551 · edgar.xml · nonDerivative · entry 1 Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,184 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 2,100 Dividend Equivalent Rights. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 23:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 78 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-001383 · edgar.xml · nonDerivative · entry 1 Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,105 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 2,021 Dividend Equivalent Rights. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,922 | $0.00 Strike: $19.83 | $0.00 |
DisclosureSEC source: 0001179110-19-000540 · edgar.xml · derivative · entry 11 Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 9,922 shares Expires 2021-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 2,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000540 · edgar.xml · derivative · entry 10 Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 2,608 shares Expires 2019-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: In connection with the vesting of the MSUs described above, an incremental 2,608 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F6 · price: In connection with the vesting of the MSUs described above, an incremental 2,608 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F6 · derivative.exercise_date: In connection with the vesting of the MSUs described above, an incremental 2,608 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionMarket Stock Units · Derivative | 84,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000540 · edgar.xml · derivative · entry 9 Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 42,194 shares Expires 2019-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Reporting Person was issued 42,194 Market Stock Units by NRG under the LTIP on January 4, 2016 that vested on January 4, 2019. On the vesting date the Reporting Person was entitled to receive a maximum of 84,388 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 42,194 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 31,645 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 4, 2019 she vested in 84,388 shares. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 25,078 | $38.50 | $965,503.00 |
DisclosureSEC source: 0001179110-19-000540 · edgar.xml · nonDerivative · entry 8 Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,027 F8 · price: This transaction was executed in multiple trades at prices ranging from $37.91 to $38.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2018. F9 · balance_after: Includes 1,943 DERs. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 9,922 | $38.47 | $381,699.34 |
DisclosureSEC source: 0001179110-19-000540 · edgar.xml · nonDerivative · entry 7 Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,105 F8 · price: This transaction was executed in multiple trades at prices ranging from $37.91 to $38.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2018. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 9,922 | $19.83 | $196,753.26 |
DisclosureSEC source: 0001179110-19-000540 · edgar.xml · nonDerivative · entry 6 Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,027 Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 34,233 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000540 · edgar.xml · nonDerivative · entry 5 Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,105 F7 · price: The Reporting Person elected to satisfy his tax withholding obligation upon the exchange of common stock for MSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 34,233 shares of common stock to satisfy the grantee's tax withholding obligation. F8 · balance_after: This transaction was executed in multiple trades at prices ranging from $37.91 to $38.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2018. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 2,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000540 · edgar.xml · nonDerivative · entry 4 Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: In connection with the vesting of the MSUs described above, an incremental 2,608 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 01:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 84,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000540 · edgar.xml · nonDerivative · entry 3 Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: The Reporting Person was issued 42,194 Market Stock Units by NRG under the LTIP on January 4, 2016 that vested on January 4, 2019. On the vesting date the Reporting Person was entitled to receive a maximum of 84,388 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 42,194 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 31,645 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 4, 2019 she vested in 84,388 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.