Jurek Ivo

SEC source: 0001062993-22-002104 · form4.xml · derivative · entry 5

Jurek Ivo · CIK 0001453880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,017,239 shares

Expires 2025-05-18

F5 · kind: On December 20, 2021, the reporting person transferred these vested, unexercised stock options to an irrevocable family trust for estate planning purposes. No exercises, purchases or sales of securities are being reported in connection with this transaction.

F6 · derivative.exercise_date: The option vested in five roughly equal annual installments beginning on May 18, 2016.

SEC source: 0001062993-21-002212 · form4.xml · derivative · entry 4

Jurek Ivo · CIK 0001453880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,009

Underlying: Ordinary Shares · 39,009 shares

Expires 2031-02-26

F5 · derivative.exercise_date: This option award vests in three equally substantial annual installments beginning on the first anniversary of the grant date.

SEC source: 0001062993-21-002212 · form4.xml · derivative · entry 3

Jurek Ivo · CIK 0001453880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,950

Underlying: Ordinary Shares · 148,950 shares

Expires 2031-02-26

F5 · derivative.exercise_date: This option award vests in three equally substantial annual installments beginning on the first anniversary of the grant date.

SEC source: 0001062993-21-002212 · form4.xml · derivative · entry 2

Jurek Ivo · CIK 0001453880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,400

Underlying: Ordinary Shares · 165,400 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit (PBRSU) represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures.

F4 · derivative.exercise_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

F4 · derivative.expiration_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

SEC source: 0001062993-21-002212 · form4.xml · derivative · entry 1

Jurek Ivo · CIK 0001453880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,083

Underlying: Ordinary Shares · 82,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit (TBRSU) represents a contingent right to receive one ordinary share of the registrant. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F2 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F2 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

SEC source: 0001062993-21-001971 · form4.xml · derivative · entry 6

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,383

Underlying: Ordinary Shares · 30,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

SEC source: 0001062993-21-001971 · form4.xml · derivative · entry 5

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,456

Underlying: Ordinary Shares · 30,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

SEC source: 0001062993-21-001971 · form4.xml · nonDerivative · entry 4

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,923

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

F3 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the remaining shares reported in Table I of this Form 4 are restricted for a 90 day period.

SEC source: 0001062993-21-001971 · form4.xml · nonDerivative · entry 3

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

SEC source: 0001062993-21-001971 · form4.xml · nonDerivative · entry 2

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,258

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

SEC source: 0001062993-21-001971 · form4.xml · nonDerivative · entry 1

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

SEC source: 0001246360-20-000661 · form.xml · derivative · entry 6

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,110

Underlying: Ordinary Shares · 30,072 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These TBRSUs vest in three substantially equal annual installments beginning on the first anniversary of the grant date.

F7 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects the TBRSUs outstanding subject to future vesting.

F7 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects the TBRSUs outstanding subject to future vesting.

SEC source: 0001246360-20-000661 · form.xml · nonDerivative · entry 2

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,458

SEC source: 0001246360-20-000661 · form.xml · nonDerivative · entry 1

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Represents time-based restricted stock units (TBRSU) that vested on the anniversary of the grant date.

SEC source: 0001246360-20-000661 · form.xml · derivative · entry 5

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,406

Underlying: Ordinary Shares · 241,406 shares

Expires 2030-02-21

F5 · derivative.exercise_date: This options award will vest in three substantially equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001246360-20-000661 · form.xml · derivative · entry 4

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,880

Underlying: Ordinary Shares · 183,928 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit (PBRSU) represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measure, which is based 50% on total shareholder return with absolute and relative measures and 50% on adjusted return on invested capital.

F4 · derivative.exercise_date: This award vests on the date that the compensation committee certifies the achievement of the performance measure following the three-year performance period.

F4 · derivative.expiration_date: This award vests on the date that the compensation committee certifies the achievement of the performance measure following the three-year performance period.

SEC source: 0001246360-20-000661 · form.xml · derivative · entry 3

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,182

Underlying: Ordinary Shares · 91,964 shares

Expires not disclosed

F1 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F2 · derivative.exercise_date: These TBRSUs vest in three substantially equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: These TBRSUs vest in three substantially equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001246360-20-000478 · form.xml · nonDerivative · entry 1

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,118

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.10 to $13.24, inclusive. The reporting person undertakes to provide Gates Industrial Corporation plc, any security holder of Gates Industrial Corporation plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

SEC source: 0001246360-19-000786 · form.xml · derivative · entry 4

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,218

Underlying: Ordinary Shares · 90,218 shares

Expires not disclosed

F5 · derivative.exercise_price: Each time-based restricted stock unit represents a contingent right to receive one ordinary share.

F6 · derivative.exercise_date: The time-based restricted stock units ("TBRSU") will, subject to the applicable award agreement, vest in the following increments: 30,072 on February 21, 2020; 30,073 on February 21, 2021 and 30,073 on February 21, 2022.

F6 · derivative.expiration_date: The time-based restricted stock units ("TBRSU") will, subject to the applicable award agreement, vest in the following increments: 30,072 on February 21, 2020; 30,073 on February 21, 2021 and 30,073 on February 21, 2022.

SEC source: 0001246360-19-000786 · form.xml · derivative · entry 3

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,460

Underlying: Ordinary Shares · 796,460 shares

Expires 2029-02-22

F4 · derivative.exercise_date: Subject to the applicable award agreement, this award vests in the following increments: 265,486 on February 21, 2022; 265,486 on February 21, 2023 and 265,488 on February 21, 2024.

SEC source: 0001246360-19-000786 · form.xml · derivative · entry 2

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,952

Underlying: Ordinary Shares · 92,952 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measure, which is based 50% on total shareholder return with absolute and relative measures and 50% on adjusted return on invested capital.

F3 · derivative.exercise_date: This award vests on the date that the compensation committee certifies the achievement of the performance measure. The performance period over which the performance period is measured ends of January 1, 2022.

F3 · derivative.expiration_date: This award vests on the date that the compensation committee certifies the achievement of the performance measure. The performance period over which the performance period is measured ends of January 1, 2022.

SEC source: 0001246360-19-000786 · form.xml · derivative · entry 1

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,122

Underlying: Ordinary Shares · 252,122 shares

Expires 2029-02-22

F1 · derivative.exercise_date: Subject to the applicable award agreement, this award vests in the following increments: 84,040 on February 21, 2020; 84,041 on February 21, 2021 and 84,041 on February 21, 2022.

SEC source: 0001246360-18-002478 · form.xml · nonDerivative · entry 1

Jurek Ivo · CIK 0001453880 · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,118

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.40 to $14.70, inclusive. The reporting person undertakes to provide Gates Industrial Corporation plc, any security holder of Gates Industrial Corporation plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

SEC source: 0001246360-18-001676 · form.xml · nonDerivative · entry 1

Jurek Ivo · CIK 0001453880 · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,118

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.32 to $15.40, inclusive. The reporting person undertakes to provide Gates Industrial Corporation plc, any security holder of Gates Industrial Corporation plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

SEC source: 0001246360-18-001484 · form.xml · nonDerivative · entry 1

Jurek Ivo · CIK 0001453880 · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,118

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.91 to $15.20, inclusive. The reporting person undertakes to provide Gates Industrial Corporation plc, any security holder of Gates Industrial Corporation plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.