Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MAXLINEAR, INCMXL · Entity 3882 | See remarks | March 04, 2026 | March 06, 2026 |
| MICROSEMI CORPMSCC · Entity 166236 | EVP & Chief Strategy Officer | May 29, 2018 | May 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MAXLINEAR, INC
Report date March 04, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 368,364 |
Reported balance
After 2026-03-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-04 · Sale · Disposed 20,000 · Balance 368,364 F1: Represents the weighted average share price of an aggregate total of 20,000 shares sold in the price range of $17.32 to $17.67 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Includes 326 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2025. |
| Common StockSEC Table I · non-derivative | Direct | 363,435 |
Reported balance
After 2026-03-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-05 · Sale · Disposed 4,929 · Balance 363,435 F3: Represents the weighted average share price of an aggregate total of 4,929 shares sold in the price range of $16.75 to $16.89 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 343,435 |
Reported balance
After 2026-03-06 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-03-06 · Sale · Disposed 20,000 · Balance 343,435 F4: Represents the weighted average share price of an aggregate total of 20,000 shares sold in the price range of $15.68 to $15.73 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average share price of an aggregate total of 20,000 shares sold in the price range of $17.32 to $17.67 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Includes 326 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2025.
F3: Represents the weighted average share price of an aggregate total of 4,929 shares sold in the price range of $16.75 to $16.89 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Represents the weighted average share price of an aggregate total of 20,000 shares sold in the price range of $15.68 to $15.73 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
MICROSEMI CORP
Report date May 29, 2018 · Filed May 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Microsemi Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-05-29 transaction · row 1
1 source rowRow 1 · 2018-05-29 · Disposition to issuer · Disposed 144,403 · Balance 0 F1: Shares disposed of pursuant to the Agreement and Plan of Merger by and among Microchip Technology Incorporated ("Microchip") , Maple Acquisition Corporation and Microsemi Corporation (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), whereby each share of Issuer's common stock was automatically cancelled and converted into the right to an amount equal to $68.78 in cash (the "Merger Consideration"). |
| Microsemi Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-05-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-05-29 · Disposition to issuer · Disposed 34,765 · Balance 0 F2: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed of pursuant to the Agreement and Plan of Merger by and among Microchip Technology Incorporated ("Microchip") , Maple Acquisition Corporation and Microsemi Corporation (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), whereby each share of Issuer's common stock was automatically cancelled and converted into the right to an amount equal to $68.78 in cash (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2021 Filed Feb 23, 2021 22:00 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000031 · wf-form4_161411760489662.xml · derivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,500 Underlying: Common Stock · 1,283 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the RSUs subject to the award will vest as follows: twenty-five percent (25%) of the 52,000 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the RSUs subject to the award will vest as follows: twenty-five percent (25%) of the 52,000 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 22:00 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,283 | $38.33 | $49,177.39 |
DisclosureSEC source: 0001288469-21-000031 · wf-form4_161411760489662.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,495 F2 · price: On February 20, 2021, the Reporting Person's RSUs vested. The RSUs were settled on February 22, 2021, the first business day following the vesting date. The closing price of the issuer's common stock on February 19, 2021 was the settlement price used to calculate the shares withheld. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 22:00 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 1,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000031 · wf-form4_161411760489662.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 00:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000236 · wf-form4_160617932156110.xml · derivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,750 Underlying: Common Stock · 1,123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 00:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,123 | $29.22 | $32,814.06 |
DisclosureSEC source: 0001288469-20-000236 · wf-form4_160617932156110.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,528 Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 00:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 1,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000236 · wf-form4_160617932156110.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000185 · wf-form4_159830184845772.xml · derivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Underlying: Common Stock · 1,123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on August 20, 2022. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on August 20, 2022. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,123 | $25.48 | $28,614.04 |
DisclosureSEC source: 0001288469-20-000185 · wf-form4_159830184845772.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,401 Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 1,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000185 · wf-form4_159830184845772.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 21:00 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 38,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000171 · wf-form4_159735240252010.xml · derivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,971 Underlying: Common Stock · 38,971 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 38,971 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 38,971 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:19 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000107 · wf-form4_159017875643998.xml · derivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,250 Underlying: Common Stock · 1,123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on August 20, 2022. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on August 20, 2022. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:19 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,123 | $17.37 | $19,506.51 |
DisclosureSEC source: 0001288469-20-000107 · wf-form4_159017875643998.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,274 Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:19 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 1,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000107 · wf-form4_159017875643998.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 1,247 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 23:42 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 28,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000062 · wf-form4_158587090683676.xml · derivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,920 Underlying: Common Stock · 28,920 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the 28,920 RSUs subject to the award shall vest on May 20, 2021, and one fourth (1/4th) of the RSUs subject to the award shall vest on each May 20, thereafter, such that the award will be fully vested on May 20, 2024. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the 28,920 RSUs subject to the award shall vest on May 20, 2021, and one fourth (1/4th) of the RSUs subject to the award shall vest on each May 20, thereafter, such that the award will be fully vested on May 20, 2024. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 23:42 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,091 | $11.67 | $12,731.97 |
DisclosureSEC source: 0001288469-20-000062 · wf-form4_158587090683676.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,900 Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 23:42 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 3,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000062 · wf-form4_158587090683676.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,991 F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2019 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:11 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000024 · wf-form4_158258948681124.xml · derivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 1,328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:11 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,328 | $18.66 | $24,780.48 |
DisclosureSEC source: 0001288469-20-000024 · wf-form4_158258948681124.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,749 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:11 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 1,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000024 · wf-form4_158258948681124.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:09 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000188 · wf-form4_157445697081449.xml · derivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,750 Underlying: Common Stock · 1,123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs subject to the award shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs subject to the award shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:09 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,123 | $19.99 | $22,448.77 |
DisclosureSEC source: 0001288469-19-000188 · wf-form4_157445697081449.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,827 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:09 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 1,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000188 · wf-form4_157445697081449.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 1,012 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2019. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 23:28 UTC | MAXLINEAR, INC MXL · Entity 3882 | PurchaseCommon Stock | 11,105 | $22.46 | $249,440.51 |
DisclosureSEC source: 0001288469-19-000160 · wf-form4_156988607567938.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,688 F1 · kind: The purchase reported was effected pursuant to a Rule 10b5-1 trading plan adopted on August 8, 2019 by the reporting person. F2 · price: Represents the weighted average share price of an aggregate total of 11,105 shares purchased in the price range of $22.34 to $22.62 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| September 23, 2019 Filed Sep 23, 2019 22:40 UTC | MAXLINEAR, INC MXL · Entity 3882 | PurchaseCommon Stock | 11,250 | $22.19 | $249,654.38 |
DisclosureSEC source: 0001288469-19-000156 · wf-form4_156927841104730.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,583 F1 · kind: The purchase reported was effected pursuant to a Rule 10b5-1 trading plan adopted on August 8, 2019 by the reporting person. F2 · price: Represents the weighted average share price of an aggregate total of 11,250 shares purchased in the price range of $21.81 to $22.32 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 00:00 UTC | MAXLINEAR, INC MXL · Entity 3882 | PurchaseCommon Stock | 10,867 | $22.97 | $249,651.94 |
DisclosureSEC source: 0001288469-19-000152 · wf-form4_156867838651197.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 F1 · kind: The purchase reported was effected pursuant to a Rule 10b5-1 trading plan adopted on August 8, 2019 by the reporting person. F2 · price: Represents the weighted average share price of an aggregate total of 10,867 shares purchased in the price range of $22.56 to $23.00 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| September 09, 2019 Filed Sep 9, 2019 22:35 UTC | MAXLINEAR, INC MXL · Entity 3882 | PurchaseCommon Stock | 11,953 | $20.90 | $249,864.32 |
DisclosureSEC source: 0001288469-19-000149 · wf-form4_156806852125610.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,466 F1 · kind: The purchase reported was effected pursuant to a Rule 10b5-1 trading plan adopted on August 8, 2019 by the reporting person. F2 · price: Represents the weighted average share price of an aggregate total of 11,953 shares purchased in the price range of $20.67 to $21.14 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 23:53 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 4,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000134 · wf-form4_156651799782944.xml · derivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,000 Underlying: Common Stock · 4,495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs subject to the award shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs subject to the award shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 23:53 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 4,495 | $20.66 | $92,866.70 |
DisclosureSEC source: 0001288469-19-000134 · wf-form4_156651799782944.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,513 Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 23:53 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 4,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000134 · wf-form4_156651799782944.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:37 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 27,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000094 · wf-form4_155856824848812.xml · derivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,014 Underlying: Common Stock · 27,014 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs subject to the award shall vest on May 20, 2020, and one-fourth (1/4th) of the RSUs subject to the award shall vest on each May 20 thereafter, such that the award shall be fully vested on May 20, 2023. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs subject to the award shall vest on May 20, 2020, and one-fourth (1/4th) of the RSUs subject to the award shall vest on each May 20 thereafter, such that the award shall be fully vested on May 20, 2023. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:17 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,371 | $23.63 | $32,396.73 |
DisclosureSEC source: 0001288469-19-000040 · wf-form4_155121585535449.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,008 Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:17 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 3,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000040 · wf-form4_155121585535449.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,379 F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2018 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 22:29 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantStock Option (Right to Buy) · Derivative | 306,000 | $0.00 Strike: $18.40 | $0.00 |
DisclosureSEC source: 0001209191-18-046489 · doc4.xml · derivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,000 Underlying: Common Stock · 306,000 shares Expires 2025-08-10 F1 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the shares subject to the option will vest and become exercisable on July 2, 2019, and the balance of the shares will vest and become exercisable in equal monthly installments thereafter at the rate of one forty-eighth (1/48th) of the aggregate number of shares subject to such option, such that the option will be fully vested on July 2, 2022. Read SEC document |
| July 18, 2018 Filed Jul 19, 2018 20:53 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 52,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043358 · doc4.xml · derivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 Underlying: Common Stock · 52,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the RSUs subject to the award will vest as follows: twenty-five percent (25%) of the RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the RSUs subject to the award will vest as follows: twenty-five percent (25%) of the RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. Read SEC document |
| May 29, 2018 Filed May 30, 2018 16:35 UTC | MICROSEMI CORP MSCC · Entity 166236 | Disposition to issuerMicrosemi Restricted Stock Units · Derivative | 34,765 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000310568-18-000104 · wf-form4_152771253503975.xml · derivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,765 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185. F2 · price: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185. F2 · derivative.expiration_date: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185. Read SEC document |
| May 29, 2018 Filed May 30, 2018 16:35 UTC | MICROSEMI CORP MSCC · Entity 166236 | Disposition to issuerMicrosemi Common Stock | 144,403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000310568-18-000104 · wf-form4_152771253503975.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Shares disposed of pursuant to the Agreement and Plan of Merger by and among Microchip Technology Incorporated ("Microchip") , Maple Acquisition Corporation and Microsemi Corporation (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), whereby each share of Issuer's common stock was automatically cancelled and converted into the right to an amount equal to $68.78 in cash (the "Merger Consideration"). Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 16:20 UTC | MICROSEMI CORP MSCC · Entity 166236 | Tax withholdingMicrosemi Common Stock | 1,090 | $64.30 | $70,087.00 |
DisclosureSEC source: 0000310568-18-000076 · wf-form4_152486043708084.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,403 Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 16:20 UTC | MICROSEMI CORP MSCC · Entity 166236 | GrantMicrosemi Common Stock | 3,167 | $0.00 | $0.00 |
DisclosureSEC source: 0000310568-18-000076 · wf-form4_152486043708084.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,493 F1 · security: Shares issued by Microsemi as part of the reporting person's bonus for the first half of fiscal year 2018. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 21:41 UTC | MICROSEMI CORP MSCC · Entity 166236 | GrantMicrosemi Restricted Stock Units · Derivative | 34,765 | $0.00 | $0.00 |
DisclosureSEC source: 0000310568-18-000064 · wf-form4_152280610324073.xml · derivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,765 Underlying: Common Stock · 34,765 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right, subject to vesting, to receive one share of Microsemi common stock. The award is scheduled to vest 40% on September 30, 2019, 30% on September 30, 2020, and 30% on September 30, 2021, subject to accelerated vesting in certain circumstances. Microsemi may also add performance-based vesting requirements to the award in certain circumstances. F1 · derivative.exercise_date: Each Restricted Stock Unit represents a right, subject to vesting, to receive one share of Microsemi common stock. The award is scheduled to vest 40% on September 30, 2019, 30% on September 30, 2020, and 30% on September 30, 2021, subject to accelerated vesting in certain circumstances. Microsemi may also add performance-based vesting requirements to the award in certain circumstances. F1 · derivative.expiration_date: Each Restricted Stock Unit represents a right, subject to vesting, to receive one share of Microsemi common stock. The award is scheduled to vest 40% on September 30, 2019, 30% on September 30, 2020, and 30% on September 30, 2021, subject to accelerated vesting in certain circumstances. Microsemi may also add performance-based vesting requirements to the award in certain circumstances. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 18:43 UTC | MICROSEMI CORP MSCC · Entity 166236 | Tax withholdingMicrosemi Common Stock | 2,708 | $52.91 | $143,280.28 |
DisclosureSEC source: 0000310568-17-000228 · wf-form4_151096218289756.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,326 Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 18:43 UTC | MICROSEMI CORP MSCC · Entity 166236 | GrantMicrosemi Common Stock | 5,189 | $0.00 | $0.00 |
DisclosureSEC source: 0000310568-17-000228 · wf-form4_151096218289756.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,034 F1 · security: Shares issued by Microsemi as part of the reporting person's bonus for fiscal year 2017. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 21:25 UTC | MICROSEMI CORP MSCC · Entity 166236 | Exercise / conversionPerformance Rights · Derivative | 16,114 | $0.00 | $0.00 |
DisclosureSEC source: 0000310568-17-000209 · wf-form4_151028073781357.xml · derivative · entry 5 LITCHFIELD STEVEN G · CIK 0001286030 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Microsemi Common Stock · 16,114 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Performance Right represents a right to receive one share of Microsemi common stock. The target number of 51,807 Performance Rights was granted on 10/10/16 and between 0% and 270% of the target number will be earned over a three-year performance period incorporating Microsemi's fiscal year 2017, 2018 and 2019. This transaction reflects the number of shares earned in the first year of the performance period. F3 · derivative.exercise_date: Each Performance Right represents a right to receive one share of Microsemi common stock. The target number of 51,807 Performance Rights was granted on 10/10/16 and between 0% and 270% of the target number will be earned over a three-year performance period incorporating Microsemi's fiscal year 2017, 2018 and 2019. This transaction reflects the number of shares earned in the first year of the performance period. F3 · derivative.expiration_date: Each Performance Right represents a right to receive one share of Microsemi common stock. The target number of 51,807 Performance Rights was granted on 10/10/16 and between 0% and 270% of the target number will be earned over a three-year performance period incorporating Microsemi's fiscal year 2017, 2018 and 2019. This transaction reflects the number of shares earned in the first year of the performance period. F3 · balance_after: Each Performance Right represents a right to receive one share of Microsemi common stock. The target number of 51,807 Performance Rights was granted on 10/10/16 and between 0% and 270% of the target number will be earned over a three-year performance period incorporating Microsemi's fiscal year 2017, 2018 and 2019. This transaction reflects the number of shares earned in the first year of the performance period. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 21:25 UTC | MICROSEMI CORP MSCC · Entity 166236 | Exercise / conversionPerformance Rights · Derivative | 27,065 | $0.00 | $0.00 |
DisclosureSEC source: 0000310568-17-000209 · wf-form4_151028073781357.xml · derivative · entry 4 LITCHFIELD STEVEN G · CIK 0001286030 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Microsemi Common Stock · 27,065 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance Right represents a right to receive one share of Microsemi common stock. A target of 46,600 Performance Rights was granted on 10/12/2015 and between 0% and 270% of the target number may be earned over a three-year performance period incorporating Microsemi's fiscal year 2016, 2017 and 2018. This transaction reflects the number of shares earned in the second year of the performance period and a total of 45,705 were earned in the first two years of the performance period. F2 · derivative.exercise_date: Each Performance Right represents a right to receive one share of Microsemi common stock. A target of 46,600 Performance Rights was granted on 10/12/2015 and between 0% and 270% of the target number may be earned over a three-year performance period incorporating Microsemi's fiscal year 2016, 2017 and 2018. This transaction reflects the number of shares earned in the second year of the performance period and a total of 45,705 were earned in the first two years of the performance period. F2 · derivative.expiration_date: Each Performance Right represents a right to receive one share of Microsemi common stock. A target of 46,600 Performance Rights was granted on 10/12/2015 and between 0% and 270% of the target number may be earned over a three-year performance period incorporating Microsemi's fiscal year 2016, 2017 and 2018. This transaction reflects the number of shares earned in the second year of the performance period and a total of 45,705 were earned in the first two years of the performance period. F2 · balance_after: Each Performance Right represents a right to receive one share of Microsemi common stock. A target of 46,600 Performance Rights was granted on 10/12/2015 and between 0% and 270% of the target number may be earned over a three-year performance period incorporating Microsemi's fiscal year 2016, 2017 and 2018. This transaction reflects the number of shares earned in the second year of the performance period and a total of 45,705 were earned in the first two years of the performance period. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 21:25 UTC | MICROSEMI CORP MSCC · Entity 166236 | Exercise / conversionPerformance Rights · Derivative | 17,766 | $0.00 | $0.00 |
DisclosureSEC source: 0000310568-17-000209 · wf-form4_151028073781357.xml · derivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Microsemi Common Stock · 17,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Right represents a right to receive one share of Microsemi common stock. A target of 64,603 Performance Rights was granted on 11/03/2014 and between 0% and 270% of the target number may be earned over a three-year performance period incorporating Microsemi's fiscal year 2015, 2016 and 2017. This transaction reflects the number of shares earned in the third year of the performance period and a total of 82,369 were earned over the three-year performance period. F1 · derivative.exercise_date: Each Performance Right represents a right to receive one share of Microsemi common stock. A target of 64,603 Performance Rights was granted on 11/03/2014 and between 0% and 270% of the target number may be earned over a three-year performance period incorporating Microsemi's fiscal year 2015, 2016 and 2017. This transaction reflects the number of shares earned in the third year of the performance period and a total of 82,369 were earned over the three-year performance period. F1 · derivative.expiration_date: Each Performance Right represents a right to receive one share of Microsemi common stock. A target of 64,603 Performance Rights was granted on 11/03/2014 and between 0% and 270% of the target number may be earned over a three-year performance period incorporating Microsemi's fiscal year 2015, 2016 and 2017. This transaction reflects the number of shares earned in the third year of the performance period and a total of 82,369 were earned over the three-year performance period. F1 · balance_after: Each Performance Right represents a right to receive one share of Microsemi common stock. A target of 64,603 Performance Rights was granted on 11/03/2014 and between 0% and 270% of the target number may be earned over a three-year performance period incorporating Microsemi's fiscal year 2015, 2016 and 2017. This transaction reflects the number of shares earned in the third year of the performance period and a total of 82,369 were earned over the three-year performance period. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 21:25 UTC | MICROSEMI CORP MSCC · Entity 166236 | Tax withholdingMicrosemi Common Stock | 31,803 | $55.16 | $1,754,253.48 |
DisclosureSEC source: 0000310568-17-000209 · wf-form4_151028073781357.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,845 Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 21:25 UTC | MICROSEMI CORP MSCC · Entity 166236 | Exercise / conversionMicrosemi Common Stock | 60,945 | $0.00 | $0.00 |
DisclosureSEC source: 0000310568-17-000209 · wf-form4_151028073781357.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 12, 2017 Filed Oct 16, 2017 17:46 UTC | MICROSEMI CORP MSCC · Entity 166236 | Tax withholdingMicrosemi Common Stock | 2,607 | $52.25 | $136,215.75 |
DisclosureSEC source: 0000310568-17-000179 · wf-form4_150819035731074.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,703 Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 17:55 UTC | MICROSEMI CORP MSCC · Entity 166236 | Tax withholdingMicrosemi Common Stock | 2,164 | $52.38 | $113,350.32 |
DisclosureSEC source: 0000310568-17-000161 · wf-form4_150767252512072.xml · nonDerivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,310 Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 17:55 UTC | MICROSEMI CORP MSCC · Entity 166236 | Tax withholdingMicrosemi Common Stock | 1,349 | $52.60 | $70,957.40 |
DisclosureSEC source: 0000310568-17-000161 · wf-form4_150767252512072.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,474 Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 17:55 UTC | MICROSEMI CORP MSCC · Entity 166236 | Tax withholdingMicrosemi Common Stock | 1,349 | $52.93 | $71,402.57 |
DisclosureSEC source: 0000310568-17-000161 · wf-form4_150767252512072.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,823 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.