Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MAXLINEAR, INCMXL · Entity 3882 | See remarks | March 04, 2026 | March 06, 2026 |
| MICROSEMI CORPMSCC · Entity 166236 | EVP & Chief Strategy Officer | May 29, 2018 | May 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MAXLINEAR, INC
Report date March 04, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 368,364 |
Reported balance
After 2026-03-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-04 · Sale · Disposed 20,000 · Balance 368,364 F1: Represents the weighted average share price of an aggregate total of 20,000 shares sold in the price range of $17.32 to $17.67 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Includes 326 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2025. |
| Common StockSEC Table I · non-derivative | Direct | 363,435 |
Reported balance
After 2026-03-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-05 · Sale · Disposed 4,929 · Balance 363,435 F3: Represents the weighted average share price of an aggregate total of 4,929 shares sold in the price range of $16.75 to $16.89 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 343,435 |
Reported balance
After 2026-03-06 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-03-06 · Sale · Disposed 20,000 · Balance 343,435 F4: Represents the weighted average share price of an aggregate total of 20,000 shares sold in the price range of $15.68 to $15.73 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average share price of an aggregate total of 20,000 shares sold in the price range of $17.32 to $17.67 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Includes 326 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2025.
F3: Represents the weighted average share price of an aggregate total of 4,929 shares sold in the price range of $16.75 to $16.89 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Represents the weighted average share price of an aggregate total of 20,000 shares sold in the price range of $15.68 to $15.73 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
MICROSEMI CORP
Report date May 29, 2018 · Filed May 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Microsemi Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-05-29 transaction · row 1
1 source rowRow 1 · 2018-05-29 · Disposition to issuer · Disposed 144,403 · Balance 0 F1: Shares disposed of pursuant to the Agreement and Plan of Merger by and among Microchip Technology Incorporated ("Microchip") , Maple Acquisition Corporation and Microsemi Corporation (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), whereby each share of Issuer's common stock was automatically cancelled and converted into the right to an amount equal to $68.78 in cash (the "Merger Consideration"). |
| Microsemi Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-05-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-05-29 · Disposition to issuer · Disposed 34,765 · Balance 0 F2: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed of pursuant to the Agreement and Plan of Merger by and among Microchip Technology Incorporated ("Microchip") , Maple Acquisition Corporation and Microsemi Corporation (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), whereby each share of Issuer's common stock was automatically cancelled and converted into the right to an amount equal to $68.78 in cash (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2026 Filed Mar 6, 2026 23:19 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 20,000 | $15.68 | $313,672.00 |
DisclosureSEC source: 0001286030-26-000004 · wk-form4_1772839164.xml · nonDerivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343,435 F4 · price: Represents the weighted average share price of an aggregate total of 20,000 shares sold in the price range of $15.68 to $15.73 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 05, 2026 Filed Mar 6, 2026 23:19 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 4,929 | $16.81 | $82,837.27 |
DisclosureSEC source: 0001286030-26-000004 · wk-form4_1772839164.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363,435 F3 · price: Represents the weighted average share price of an aggregate total of 4,929 shares sold in the price range of $16.75 to $16.89 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 23:19 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 20,000 | $17.50 | $349,918.00 |
DisclosureSEC source: 0001286030-26-000004 · wk-form4_1772839164.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 368,364 F1 · price: Represents the weighted average share price of an aggregate total of 20,000 shares sold in the price range of $17.32 to $17.67 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 326 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2025. Read SEC document |
| February 20, 2026 Filed Feb 23, 2026 23:53 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 26,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001286030-26-000002 · wk-form4_1771890815.xml · derivative · entry 7 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,271 Underlying: Common Stock · 26,241 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the 195,822 RSUs subject to the award vested on February 20, 2025, and one-third (1/3rd) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. F6 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the 195,822 RSUs subject to the award vested on February 20, 2025, and one-third (1/3rd) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. Read SEC document |
| February 20, 2026 Filed Feb 23, 2026 23:53 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 3,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001286030-26-000002 · wk-form4_1771890815.xml · derivative · entry 6 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,348 Underlying: Common Stock · 3,074 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in the 2010 Equity Incentive Plan) on each applicable vesting date, twenty five percent (25%) of the 30,697 RSUs subject to the award vested on February 20, 2025, and twenty five percent (25%) of the RSUs subject to the award vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2028. F5 · derivative.expiration_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in the 2010 Equity Incentive Plan) on each applicable vesting date, twenty five percent (25%) of the 30,697 RSUs subject to the award vested on February 20, 2025, and twenty five percent (25%) of the RSUs subject to the award vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2028. Read SEC document |
| February 20, 2026 Filed Feb 23, 2026 23:53 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 42,532 | $18.47 | $785,566.04 |
DisclosureSEC source: 0001286030-26-000002 · wk-form4_1771890815.xml · nonDerivative · entry 4 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 388,038 Read SEC document |
| February 20, 2026 Filed Feb 23, 2026 23:53 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 29,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001286030-26-000002 · wk-form4_1771890815.xml · nonDerivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 430,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2026 Filed Feb 23, 2026 23:53 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 19,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001286030-26-000002 · wk-form4_1771890815.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 357,622 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2025 fiscal year that were approved as part of the 2025 performance-based restricted stock award granted on August 4, 2025. All shares were issued pursuant to the Company's Amended and Restated 2010 Equity Incentive Plan. Read SEC document |
| February 20, 2026 Filed Feb 23, 2026 23:53 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 25,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001286030-26-000002 · wk-form4_1771890815.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 338,181 F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2025 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's Amended and Restated 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 20, 2026. Read SEC document |
| February 18, 2026 Filed Feb 23, 2026 23:53 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 58,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001286030-26-000002 · wk-form4_1771890815.xml · derivative · entry 5 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,234 Underlying: Common Stock · 58,234 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the RSUs subject to the award will vest on May 20, 2027, and one-third (1/3rd) of the RSUs subject to the award will vest annually on each May 20 thereafter, such that the award will be fully vested on May 20, 2029. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the RSUs subject to the award will vest on May 20, 2027, and one-third (1/3rd) of the RSUs subject to the award will vest annually on each May 20 thereafter, such that the award will be fully vested on May 20, 2029. Read SEC document |
| August 26, 2025 Filed Aug 27, 2025 21:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 1,277 | $17.33 | $22,124.03 |
DisclosureSEC source: 0001288469-25-000087 · wk-form4_1756331640.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312,203 Read SEC document |
| August 26, 2025 Filed Aug 27, 2025 21:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 100,880 | $17.28 | $1,742,994.55 |
DisclosureSEC source: 0001288469-25-000087 · wk-form4_1756331640.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,480 F1 · price: Represents the weighted average share price of an aggregate total of 100,880 shares sold in the price range of $17.16 to $17.43 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 04, 2025 Filed Aug 5, 2025 21:20 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 77,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-25-000083 · wk-form4_1754428854.xml · derivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,760 Underlying: Common Stock · 77,760 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in MaxLinear, Inc.'s Amended and Restated 2010 Equity Incentive Plan) on each applicable vesting date, one third (1/3rd) of the RSUs subject to the award shall vest on May 20, 2026, and one third (1/3rd) of the RSUs subject to the award vest annually on each May 20 thereafter, such that the award will be fully vested on May 20, 2028. F3 · derivative.expiration_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in MaxLinear, Inc.'s Amended and Restated 2010 Equity Incentive Plan) on each applicable vesting date, one third (1/3rd) of the RSUs subject to the award shall vest on May 20, 2026, and one third (1/3rd) of the RSUs subject to the award vest annually on each May 20 thereafter, such that the award will be fully vested on May 20, 2028. Read SEC document |
| July 27, 2025 Filed Aug 5, 2025 21:20 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantStock Option (right to buy) · Derivative | 306,000 | $0.00 Strike: $18.40 | $0.00 |
DisclosureSEC source: 0001288469-25-000083 · wk-form4_1754428854.xml · derivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,000 Underlying: Common Stock · 306,000 shares Expires 2028-08-10 F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the cancellation of the "old" option and the grant of a replacement option. The option was originally granted on August 10, 2018 and became fully vested on July 2, 2022. Read SEC document |
| July 27, 2025 Filed Aug 5, 2025 21:20 UTC | MAXLINEAR, INC MXL · Entity 3882 | Disposition to issuerStock Option (right to buy) · Derivative | 306,000 | $0.00 Strike: $18.40 | $0.00 |
DisclosureSEC source: 0001288469-25-000083 · wk-form4_1754428854.xml · derivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 306,000 shares Expires 2025-08-10 F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the cancellation of the "old" option and the grant of a replacement option. The option was originally granted on August 10, 2018 and became fully vested on July 2, 2022. Read SEC document |
| May 20, 2025 Filed May 22, 2025 20:24 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-25-000060 · wk-form4_1747945488.xml · derivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,196 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs vested on May 20, 2022, and one-fourth (1/4th) of the RSUs subject to the award vested on each May 20 thereafter, such that the award became fully vested on May 20, 2025. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs vested on May 20, 2022, and one-fourth (1/4th) of the RSUs subject to the award vested on each May 20 thereafter, such that the award became fully vested on May 20, 2025. Read SEC document |
| May 20, 2025 Filed May 22, 2025 20:24 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,196 | $12.07 | $14,435.72 |
DisclosureSEC source: 0001288469-25-000060 · wk-form4_1747945488.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 414,360 Read SEC document |
| May 20, 2025 Filed May 22, 2025 20:24 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 1,196 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001288469-25-000060 · wk-form4_1747945488.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 415,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 1,460 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2025. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 21:40 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 26,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-25-000013 · wk-form4_1740433219.xml · derivative · entry 5 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,548 Underlying: Common Stock · 26,046 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the RSUs subject to the award will vest on February 20, 2025, and one-third (1/3rd) of the 195,822 RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the RSUs subject to the award will vest on February 20, 2025, and one-third (1/3rd) of the 195,822 RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 21:40 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 2,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-25-000013 · wk-form4_1740433219.xml · derivative · entry 4 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,022 Underlying: Common Stock · 2,899 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in the 2010 Equity Incentive Plan) on each applicable vesting date, twenty five percent (25%) of the 30,697 RSUs subject to the award vest on February 20, 2025, and twenty five percent (25%) of the RSUs subject to the award vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2028. F3 · derivative.expiration_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in the 2010 Equity Incentive Plan) on each applicable vesting date, twenty five percent (25%) of the 30,697 RSUs subject to the award vest on February 20, 2025, and twenty five percent (25%) of the RSUs subject to the award vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2028. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 21:40 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 30,247 | $17.19 | $519,945.93 |
DisclosureSEC source: 0001288469-25-000013 · wk-form4_1740433219.xml · nonDerivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 411,740 Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 21:40 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 28,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-25-000013 · wk-form4_1740433219.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 441,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 21:40 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 3,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-25-000013 · wk-form4_1740433219.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 369,038 F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2024 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's Amended and Restated 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 20, 2025. Read SEC document |
| December 13, 2024 Filed Dec 16, 2024 21:59 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 31,954 | $20.35 | $650,263.90 |
DisclosureSEC source: 0001288469-24-000141 · wk-form4_1734386392.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 365,868 Read SEC document |
| December 13, 2024 Filed Dec 16, 2024 21:59 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 46 | $20.49 | $942.54 |
DisclosureSEC source: 0001288469-24-000141 · wk-form4_1734386392.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 397,822 F1 · balance_after: On January 1, 2024, the Reporting Person filed a Form 4 that incorrectly included 915 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 16, 2023 due to a clerical error. These 915 shares were included in subsequent Form 4 filings and have been removed from the Reporting Person's total amount of securities beneficially owned. F2 · balance_after: Includes 2,502 shares previously omitted due to a clerical error. On May 22, 2024, the Reporting Person filed a Form 4 which reported that, following the transaction, the Reporting Person beneficially owned a total of 395,904 shares of Common Stock (the "Original Report"). The Original Report omitted 2,502 shares held by the Reporting Person due to a clerical error. F3 · balance_after: Includes 377 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2024. Read SEC document |
| May 20, 2024 Filed May 23, 2024 00:57 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 840 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-24-000075 · wk-form4_1716425834.xml · derivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,356 Underlying: Common Stock · 840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the 9,427 RSUs will vest on May 20, 2022, and one-fourth (1/4th) of the RSUs subject to the award will vest on each May 20 thereafter, such that the award will be fully vested on May 20, 2025. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the 9,427 RSUs will vest on May 20, 2022, and one-fourth (1/4th) of the RSUs subject to the award will vest on each May 20 thereafter, such that the award will be fully vested on May 20, 2025. Read SEC document |
| May 20, 2024 Filed May 23, 2024 00:57 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 840 | $19.32 | $16,228.80 |
DisclosureSEC source: 0001288469-24-000075 · wk-form4_1716425834.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 395,904 Read SEC document |
| May 20, 2024 Filed May 23, 2024 00:57 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001288469-24-000075 · wk-form4_1716425834.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 396,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 985 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2024. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 02:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantStock Option (right to buy) · Derivative | 293,733 | $0.00 Strike: $18.76 | $0.00 |
DisclosureSEC source: 0001288469-24-000039 · wk-form4_1708655620.xml · derivative · entry 5 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 293,733 Underlying: Common Stock · 293,733 shares Expires 2034-02-22 F6 · derivative.exercise_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) on each applicable vesting date, ten percent (10%) of the shares subject to the option will vest on February 20, 2025; twenty percent (20%) of the shares subject to the option will vest on February 20, 2026; thirty percent (30%) of the shares subject to the option will vest on February 20, 2027; and forty percent (40%) of the shares subject to the option will vest on February 20, 2028, such that all the shares subject to the option will then be fully vested. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 02:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 195,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-24-000039 · wk-form4_1708655620.xml · derivative · entry 4 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,822 Underlying: Common Stock · 195,822 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the RSUs subject to the award will vest on February 20, 2025, and one-third (1/3rd) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. F5 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the RSUs subject to the award will vest on February 20, 2025, and one-third (1/3rd) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. Read SEC document |
| February 20, 2024 Filed Feb 23, 2024 02:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 1,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-24-000039 · wk-form4_1708655620.xml · nonDerivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 395,904 F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2023 fiscal year that were approved as part of the 2022 performance-based restricted stock award granted on January 3, 2022. All shares were issued pursuant to the Company's Amended and Restated 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2022 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control. Read SEC document |
| February 20, 2024 Filed Feb 23, 2024 02:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 1,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-24-000039 · wk-form4_1708655620.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 394,344 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2023 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's Amended and Restated 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2022 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control. Read SEC document |
| February 20, 2024 Filed Feb 23, 2024 02:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 4,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-24-000039 · wk-form4_1708655620.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 393,326 F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2023 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's Amended and Restated 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 20, 2024. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2022 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control. Read SEC document |
| February 02, 2024 Filed Feb 7, 2024 02:20 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 30,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-24-000024 · wk-form4_1707272417.xml · derivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,697 Underlying: Common Stock · 30,697 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in the 2010 Equity Incentive Plan) on each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award vest on February 20, 2025, and twenty five percent (25%) of the RSUs subject to the award vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2028. F2 · derivative.expiration_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in the 2010 Equity Incentive Plan) on each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award vest on February 20, 2025, and twenty five percent (25%) of the RSUs subject to the award vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2028. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:16 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 9,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-24-000002 · wk-form4_1704413783.xml · derivative · entry 4 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs subject to the award shall vest on May 20, 2020, and one-fourth (1/4th) of the RSUs subject to the award shall vest on each May 20 thereafter, such that the award shall be fully vested on May 20, 2023. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2020 and each May 20 thereafter. On January 2, 2024, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on January 2, 2024. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs subject to the award shall vest on May 20, 2020, and one-fourth (1/4th) of the RSUs subject to the award shall vest on each May 20 thereafter, such that the award shall be fully vested on May 20, 2023. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2020 and each May 20 thereafter. On January 2, 2024, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on January 2, 2024. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:16 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 11,312 | $22.99 | $260,062.88 |
DisclosureSEC source: 0001288469-24-000002 · wk-form4_1704413783.xml · nonDerivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 388,541 Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:16 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 9,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-24-000002 · wk-form4_1704413783.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 399,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:16 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 6,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-24-000002 · wk-form4_1704413783.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 372,839 F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with an annual bonus award. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the bonus award amount approved and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on March 31, 2020. Reporting Person deferred delivery of shares of Common Stock issuable upon the annual bonus award on March 31, 2020. On January 2, 2024, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on January 2, 2024. F2 · balance_after: Includes 915 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 16, 2023. Read SEC document |
| August 20, 2023 Filed Aug 22, 2023 22:30 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 1,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000158 · wk-form4_1692743396.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 364,993 F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the performance period ended July 2023 that were approved as part of the 2022 performance-based restricted stock award granted on July 29, 2022. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Performance-Based Restricted Stock Unit Election Form entered into by the Reporting Person on September 15, 2022 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control. Read SEC document |
| August 20, 2023 Filed Aug 22, 2023 22:30 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 1,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000158 · wk-form4_1692743396.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363,338 F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the performance period ended July 2023 that were approved as part of the 2022 performance-based restricted stock award granted on July 29, 2022. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Performance-Based Restricted Stock Unit Election Form entered into by the Reporting Person on September 15, 2022 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control. Read SEC document |
| May 20, 2023 Filed May 23, 2023 20:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 815 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000128 · wk-form4_1684874159.xml · derivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,713 Underlying: Common Stock · 815 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the 9,427 RSUs will vest on May 20, 2022, and one-fourth (1/4th) of the RSUs subject to the award will vest on each May 20 thereafter, such that the award will be fully vested on May 20, 2025. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the 9,427 RSUs will vest on May 20, 2022, and one-fourth (1/4th) of the RSUs subject to the award will vest on each May 20 thereafter, such that the award will be fully vested on May 20, 2025. Read SEC document |
| May 20, 2023 Filed May 23, 2023 20:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 815 | $28.56 | $23,276.40 |
DisclosureSEC source: 0001288469-23-000128 · wk-form4_1684874159.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 362,078 F3 · price: On May 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on May 22, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on May 19, 2023 was the settlement price used to calculate the shares withheld. Read SEC document |
| May 20, 2023 Filed May 23, 2023 20:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 815 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000128 · wk-form4_1684874159.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 362,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 677 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2023. Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 2,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000049 · wf-form4_167582433100376.xml · nonDerivative · entry 7 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,859 F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2022 performance-based restricted stock award granted on January 3, 2022. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2021 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control. Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 3,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000049 · wf-form4_167582433100376.xml · nonDerivative · entry 6 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,522 F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2022 performance-based restricted stock award granted on January 3, 2022. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2021 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control. Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 7,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000049 · wf-form4_167582433100376.xml · nonDerivative · entry 5 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,027 F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2021 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control. Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 11,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000049 · wf-form4_167582433100376.xml · nonDerivative · entry 4 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,108 F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2021 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control. Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 52,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000049 · wf-form4_167582433100376.xml · nonDerivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,230 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2021 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control. Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 78,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000049 · wf-form4_167582433100376.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,178 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2021 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control. Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 10,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000049 · wf-form4_167582433100376.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,093 F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2022 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 3, 2023. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2021 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.