Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL TECHNICAL INSTITUTE INCUTI · Entity 4868 | EVP, Chief Academic Officer | May 12, 2025 | March 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL TECHNICAL INSTITUTE INC
Report date May 12, 2025 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | IndirectSpouse | 41,219 |
Reported balance
After 2025-05-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-05-12 · Sale · Disposed 50,000 · Balance 41,219 F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $33.50 to $34.19. The reporting person undertakes to provide the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. |
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 129,375 |
Reported balance
Holding disclosure · report date 2025-05-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 129,375 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $33.50 to $34.19. The reporting person undertakes to provide the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2019 Filed Sep 20, 2019 02:00 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Disposition to issuerPerformance Cash | 79,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-050260 · doc4.xml · nonDerivative · entry 3 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,655 F2 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is less than the maximum amount of cash that may be delivered pursuant to the award. F3 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change. Read SEC document |
| September 17, 2019 Filed Sep 20, 2019 02:00 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionPerformance Cash | 79,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-050260 · doc4.xml · nonDerivative · entry 2 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is less than the maximum amount of cash that may be delivered pursuant to the award. F3 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change. Read SEC document |
| September 17, 2019 Filed Sep 20, 2019 02:00 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 22,651 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-050260 · doc4.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award. Read SEC document |
| September 17, 2019 Filed Sep 20, 2019 21:21 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Disposition to issuerPerformance Cash | 79,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-050365 · doc4a.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,655 F1 · security: This amended Form 4 is solely to file the power of attorney. This line item was solely included to gain access to filing system. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 22:33 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 449 | $3.43 | $1,540.07 |
DisclosureSEC source: 0001209191-19-036520 · doc4.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,143 F1 · shares: Vesting of Restricted Stock Units granted on 06/09/2015. Shares withheld to satisfy tax liability. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 22:15 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 5,343 | $3.14 | $16,777.02 |
DisclosureSEC source: 0001209191-18-061823 · doc4.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,592 F1 · shares: Vesting of Restricted Stock Units granted on 12/5/2017. Shares withheld to satisfy tax liability. Read SEC document |
| September 18, 2018 Filed Sep 19, 2018 23:24 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 5,873 | $2.69 | $15,798.37 |
DisclosureSEC source: 0001209191-18-051709 · doc4.xml · nonDerivative · entry 2 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,935 F2 · shares: Vesting of Restricted Stock granted on 09/14/2016. Shares withheld to satisfy tax liability. Read SEC document |
| September 18, 2018 Filed Sep 19, 2018 23:24 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 6,272 | $2.69 | $16,871.68 |
DisclosureSEC source: 0001209191-18-051709 · doc4.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,808 F1 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 23:22 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,621 | $2.71 | $4,392.91 |
DisclosureSEC source: 0001209191-18-050158 · doc4.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,080 F1 · shares: Vesting of Restricted Stock granted on 09/04/2014. Shares withheld to satisfy tax liability. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 21:55 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 438 | $3.11 | $1,362.18 |
DisclosureSEC source: 0001209191-18-037826 · doc4.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,701 F1 · shares: Vesting of Restricted Stock Units granted on 06/09/2015. Shares withheld to satisfy tax liability. Read SEC document |
| December 05, 2017 Filed Dec 8, 2017 00:09 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Cash · Derivative | Not disclosed | $0.00 | $93,750.00 |
DisclosureSEC source: 0001209191-17-064555 · doc4.xml · derivative · entry 4 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Cash · Not disclosed shares Expires 2020-12-05 F3 · derivative.exercise_price: Represents a contingent right to receive cash, 50% of which vest based on the 2-year compound annual TSR and 50% of which vest based on the 3-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second or third anniversary, as applicable, of the grant date at the end of the performance period. The amount represents the maximum amount of cash that may be delivered pursuant to the award, which is 150% of the target amount of cash. F3 · derivative.exercise_date: Represents a contingent right to receive cash, 50% of which vest based on the 2-year compound annual TSR and 50% of which vest based on the 3-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second or third anniversary, as applicable, of the grant date at the end of the performance period. The amount represents the maximum amount of cash that may be delivered pursuant to the award, which is 150% of the target amount of cash. F3 · derivative.underlying: Represents a contingent right to receive cash, 50% of which vest based on the 2-year compound annual TSR and 50% of which vest based on the 3-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second or third anniversary, as applicable, of the grant date at the end of the performance period. The amount represents the maximum amount of cash that may be delivered pursuant to the award, which is 150% of the target amount of cash. Read SEC document |
| December 05, 2017 Filed Dec 8, 2017 00:09 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 27,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064555 · doc4.xml · derivative · entry 3 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,737 Underlying: Common Stock · 27,737 shares Expires 2020-12-05 F2 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, 50% of which vest based on the 2-year compound annual total shareholder return ("TSR") and 50% of which vest based on the 3-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second or third anniversary, as applicable, of the grant date at the end of the performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is 150% of the target number of shares. F2 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, 50% of which vest based on the 2-year compound annual total shareholder return ("TSR") and 50% of which vest based on the 3-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second or third anniversary, as applicable, of the grant date at the end of the performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is 150% of the target number of shares. Read SEC document |
| December 05, 2017 Filed Dec 8, 2017 00:09 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 36,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064555 · doc4.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,139 F1 · shares: The Board of Directors approved the grant on December 5, 2017. The restricted stock units vest in three equal annual installments. Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 21:18 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 293 | $3.25 | $952.25 |
DisclosureSEC source: 0001209191-17-053850 · doc4.xml · nonDerivative · entry 2 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 19,661 F1 · shares: Vesting of Restricted Stock granted on 09/20/2012. Shares withheld to satisfy tax liability. Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 21:18 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,067 | $3.25 | $3,467.75 |
DisclosureSEC source: 0001209191-17-053850 · doc4.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,156 F1 · shares: Vesting of Restricted Stock granted on 09/20/2012. Shares withheld to satisfy tax liability. Read SEC document |
| September 19, 2017 Filed Sep 19, 2017 23:33 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 6,512 | $3.31 | $21,554.72 |
DisclosureSEC source: 0001209191-17-053378 · doc4.xml · nonDerivative · entry 2 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,223 F2 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability. Read SEC document |
| September 18, 2017 Filed Sep 19, 2017 23:33 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 6,267 | $3.32 | $20,806.44 |
DisclosureSEC source: 0001209191-17-053378 · doc4.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,735 F1 · shares: Vesting of Restricted Stock granted on 09/14/2016. Shares withheld to satisfy tax liability. Read SEC document |
| September 13, 2017 Filed Sep 16, 2017 00:12 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Cash · Derivative | Not disclosed | $0.00 | $93,750.00 |
DisclosureSEC source: 0001209191-17-053082 · doc4.xml · derivative · entry 2 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Cash · Not disclosed shares Expires 2019-09-13 F2 · derivative.exercise_price: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount represents the maximum amount of cash that may be delivered pursuant to the award, which is 150% of the target amount of cash. F2 · derivative.exercise_date: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount represents the maximum amount of cash that may be delivered pursuant to the award, which is 150% of the target amount of cash. F2 · underlyingValue: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount represents the maximum amount of cash that may be delivered pursuant to the award, which is 150% of the target amount of cash. Read SEC document |
| September 13, 2017 Filed Sep 16, 2017 00:12 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 26,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-053082 · doc4.xml · derivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,710 Underlying: Common Stock · 26,710 shares Expires 2019-09-13 F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is 150% of the target number of shares. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is 150% of the target number of shares. Read SEC document |
| September 07, 2017 Filed Sep 7, 2017 21:31 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 719 | $3.57 | $2,566.83 |
DisclosureSEC source: 0001209191-17-051928 · doc4.xml · nonDerivative · entry 3 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 19,954 F2 · shares: Vesting of Restricted Stock Units granted on 09/05/2013. Shares withheld to satisfy tax liability. Read SEC document |
| September 07, 2017 Filed Sep 7, 2017 21:31 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,844 | $3.57 | $6,583.08 |
DisclosureSEC source: 0001209191-17-051928 · doc4.xml · nonDerivative · entry 2 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,002 F2 · shares: Vesting of Restricted Stock Units granted on 09/05/2013. Shares withheld to satisfy tax liability. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 21:31 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,756 | $3.50 | $6,146.00 |
DisclosureSEC source: 0001209191-17-051928 · doc4.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,846 F1 · shares: Vesting of Restricted Stock Units granted on 09/04/2014. Shares withheld to satisfy tax liability. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:10 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 485 | $3.72 | $1,804.20 |
DisclosureSEC source: 0001209191-17-040106 · doc4.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,602 F1 · shares: Vesting of Restricted Stock Units granted on 06/09/2015. Shares withheld to satisfy tax liability. Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 22:28 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 284 | $2.20 | $624.80 |
DisclosureSEC source: 0001209191-16-142699 · doc4.xml · nonDerivative · entry 3 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 20,673 F1 · shares: Vesting of Restricted Stock granted on 09/20/2012. Shares withheld to satisfy tax liability. Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 22:28 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 291 | $2.20 | $640.20 |
DisclosureSEC source: 0001209191-16-142699 · doc4.xml · nonDerivative · entry 2 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 20,957 F2 · shares: Vesting of Restricted Stock granted on 09/20/2011. Shares withheld to satisfy tax liability. Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 22:28 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,012 | $2.20 | $2,226.40 |
DisclosureSEC source: 0001209191-16-142699 · doc4.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,087 F1 · shares: Vesting of Restricted Stock granted on 09/20/2012. Shares withheld to satisfy tax liability. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 19:34 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 6,448 | $2.08 | $13,411.84 |
DisclosureSEC source: 0001209191-16-142244 · doc4.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,099 F1 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 22:00 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 54,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-141863 · doc4.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,547 F1 · shares: The Board of Directors approved the grant on September 14, 2016. The restricted stock units vest in four equal annual installments. Read SEC document |
| September 13, 2016 Filed Sep 14, 2016 17:31 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 125 | $2.40 | $300.00 |
DisclosureSEC source: 0001209191-16-141358 · doc4.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,199 F1 · shares: Vesting of restricted stock granted on 09/11/2012. Shares withheld to satisfy tax liability. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 20:53 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 719 | $2.39 | $1,718.41 |
DisclosureSEC source: 0001209191-16-140583 · doc4.xml · nonDerivative · entry 3 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 21,248 F2 · shares: Vesting of Restricted Stock Units granted on 09/05/2013. Shares withheld to satisfy tax liability. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 20:53 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,961 | $2.39 | $4,686.79 |
DisclosureSEC source: 0001209191-16-140583 · doc4.xml · nonDerivative · entry 2 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,324 F2 · shares: Vesting of Restricted Stock Units granted on 09/05/2013. Shares withheld to satisfy tax liability. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 20:53 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,702 | $2.39 | $4,067.78 |
DisclosureSEC source: 0001209191-16-140583 · doc4.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,285 F1 · shares: Vesting of Restricted Stock Units granted on 09/04/2014. Shares withheld to satisfy tax liability. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.