Smith Sherrell

SEC source: 0001193125-26-092145 · ownership.xml · nonDerivative · entry 8

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 37,474

F9 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $36.88 to $37.35. The reporting person undertakes to provide the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

SEC source: 0001193125-26-092145 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,375

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $36.75 to $37.21. The reporting person undertakes to provide the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

SEC source: 0001193125-25-327038 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,375

F1 · shares: Shares withheld by the issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on December 9, 2024.

SEC source: 0001193125-26-092145 · ownership.xml · nonDerivative · entry 7

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 60,145

F8 · shares: Shares withheld by the issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on December 9, 2024.

SEC source: 0001193125-25-318060 · ownership.xml · nonDerivative · entry 4

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,696

F5 · shares: Shares withheld by the issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on December 8, 2023.

SEC source: 0001193125-25-318060 · ownership.xml · nonDerivative · entry 3

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,208

F4 · shares: Shares withheld by the issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on December 8, 2022.

SEC source: 0001193125-25-318060 · ownership.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,795

F3 · shares: Shares withheld by the issuer to satisfy tax-withholding obligations upon settlement of the performance-based restricted stock units granted on December 8, 2022.

SEC source: 0001193125-26-092145 · ownership.xml · nonDerivative · entry 6

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 60,981

F7 · shares: Shares withheld by the Issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on December 8, 2023.

SEC source: 0001193125-26-092145 · ownership.xml · nonDerivative · entry 5

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 61,862

F6 · shares: Shares withheld by the Issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on December 8, 2022.

SEC source: 0001193125-26-092145 · ownership.xml · nonDerivative · entry 4

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 63,638

F5 · shares: Shares withheld by the Issuer to satisfy tax-withholding obligations upon settlement of the performance-based restricted stock units granted on December 8, 2022.

SEC source: 0001193125-25-318060 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,924

F1 · shares: The restricted stock units ("RSU") vest in three equal installments beginning on December 15, 2026.

F2 · price: Each RSU represents a contingent right to receive one share of issuer's Common Stock.

SEC source: 0001193125-26-092145 · ownership.xml · nonDerivative · entry 3

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 70,857

F3 · shares: The restricted stock units vest in three equal installments beginning on December 15, 2026.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

SEC source: 0001193125-25-314591 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,489

F1 · shares: Shares underlying a performance-based restricted stock unit award that was earned on the basis of the issuer's achievement of certain performance vesting criteria (as stated in the agreement governing the award).

SEC source: 0001193125-26-092145 · ownership.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 67,139

F2 · shares: Shares underlying a performance-based restricted stock unit award that was earned on the basis of the Issuer's achievement of certain performance vesting criteria (as stated in the agreement governing the award).

SEC source: 0001193125-26-097033 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 41,219

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $33.50 to $34.19. The reporting person undertakes to provide the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

SEC source: 0000950170-25-055645 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,131

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices ranging from $28.00 to $28.14. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

SEC source: 0000950170-25-053416 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,228

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices ranging from $28.00 to $28.28. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

SEC source: 0000950170-25-044577 · ownership.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,663

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

SEC source: 0000950170-25-044577 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,684

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices ranging from $26.51 to $27.509. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

SEC source: 0000950170-25-043398 · ownership.xml · nonDerivative · entry 3

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 167,663

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices ranging from $27.60 to $28.28. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

SEC source: 0000950170-25-043398 · ownership.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 177,912

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F2 · price: The prices reported in Column 4 are weighted average prices. Shares were sold in multiple transactions at prices ranging from $26.12 to $27.105, inclusive (weighted average of $26.6775) and $27.12 to $28.08, inclusive (weighted average of $27.9396), respectively. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

SEC source: 0000950170-25-043398 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 214,558

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F2 · price: The prices reported in Column 4 are weighted average prices. Shares were sold in multiple transactions at prices ranging from $26.12 to $27.105, inclusive (weighted average of $26.6775) and $27.12 to $28.08, inclusive (weighted average of $27.9396), respectively. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

SEC source: 0000950170-25-042249 · ownership.xml · nonDerivative · entry 3

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 217,358

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F3 · price: The prices reported in Column 4 are weighted average prices. Shares were sold in multiple transactions at prices ranging from $26.20 to $27.09, inclusive (weighted average of $26.7107) and $27.21 to $27.36, inclusive (weighted average of $27.2680), respectively. The reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

SEC source: 0000950170-25-042249 · ownership.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 217,858

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F3 · price: The prices reported in Column 4 are weighted average prices. Shares were sold in multiple transactions at prices ranging from $26.20 to $27.09, inclusive (weighted average of $26.7107) and $27.21 to $27.36, inclusive (weighted average of $27.2680), respectively. The reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

SEC source: 0000950170-25-048795 · ownership.xml · nonDerivative · entry 3

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 194,131

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F4 · price: The prices reported in Column 4 are weighted average prices. Shares were sold in multiple transactions at prices ranging from $26.20 to $27.09, inclusive (weighted average of $26.7107) and $27.21 to $27.36, inclusive (weighted average of $27.2680), respectively. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

SEC source: 0000950170-25-048795 · ownership.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 194,631

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F4 · price: The prices reported in Column 4 are weighted average prices. Shares were sold in multiple transactions at prices ranging from $26.20 to $27.09, inclusive (weighted average of $26.7107) and $27.21 to $27.36, inclusive (weighted average of $27.2680), respectively. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

SEC source: 0000950170-25-042249 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,358

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices ranging from $26.26 to $27.04, inclusive. The reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

SEC source: 0000950170-25-048795 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 204,131

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F2 · shares: This Form 4/A is being filed to correct the reported number of shares sold on March 17, 2025 under the 10b5-1 Plan, as reported on March 19, 2025 (the "Original Form 4"). The Original Form 4 reported that the Reporting Person sold 36,773 shares on March 17, 2025, resulting in the reporting of 227,358 securities beneficially owned in column 5 of the Original Form 4. This Form 4/A corrects the number of shares sold on March 17, 2025 (60,000 shares sold), and the resulting number of securities beneficially owned following such sale (204,131 securities beneficially owned).

F3 · price: The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices ranging from $26.26 to $27.12, inclusive. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

F2 · balance_after: This Form 4/A is being filed to correct the reported number of shares sold on March 17, 2025 under the 10b5-1 Plan, as reported on March 19, 2025 (the "Original Form 4"). The Original Form 4 reported that the Reporting Person sold 36,773 shares on March 17, 2025, resulting in the reporting of 227,358 securities beneficially owned in column 5 of the Original Form 4. This Form 4/A corrects the number of shares sold on March 17, 2025 (60,000 shares sold), and the resulting number of securities beneficially owned following such sale (204,131 securities beneficially owned).

SEC source: 0000950170-24-137533 · ownership.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,131

SEC source: 0000950170-24-137533 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,445

F1 · shares: Shares underlying a performance-based restricted stock unit award that was earned on the basis of the issuer's achievement of certain performance vesting criteria (as stated in the agreement governing the award).

SEC source: 0000950170-24-135160 · ownership.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,271

SEC source: 0000950170-24-135160 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,361

F1 · shares: The restricted stock units ("RSU") vest in three equal installments beginning on December 15, 2025.

F2 · price: Each RSU represents a contingent right to receive one share of issuer's Common Stock.

F3 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 9,355 ("RSUs") received on December 9, 2024. The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes the 9,355 newly awarded RSUs, 46,781 RSU's previously reported in Table II and 209,225 shares of common stock.

SEC source: 0001261654-23-000143 · wk-form4_1702943610.xml · derivative · entry 3

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.0001 par value · 13,691 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's Common Stock, $0.0001 par value, 60% of which vest based on revenue for the fiscal year ending September 30, 2023 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2023, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares.

F2 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's Common Stock, $0.0001 par value, 60% of which vest based on revenue for the fiscal year ending September 30, 2023 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2023, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares.

SEC source: 0001261654-23-000143 · wk-form4_1702943610.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,225

F1 · shares: Shares withheld to satisfy tax liability for the vesting of performance units granted on 12/10/2020.

SEC source: 0001261654-23-000143 · wk-form4_1702943610.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001261654-23-000117 · wk-form4_1702435254.xml · derivative · entry 11

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.0001 par value · 7,852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F10 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

F10 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

SEC source: 0001261654-23-000117 · wk-form4_1702435254.xml · nonDerivative · entry 6

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,220

F4 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020.

SEC source: 0001261654-23-000117 · wk-form4_1702435254.xml · nonDerivative · entry 5

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

SEC source: 0001261654-23-000117 · wk-form4_1702435254.xml · derivative · entry 10

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,790

Underlying: Common Stock, $0.0001 par value · 17,790 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F9 · derivative.exercise_date: The restricted stock units vest in three equal installments beginning on December 8, 2024.

F9 · derivative.expiration_date: The restricted stock units vest in three equal installments beginning on December 8, 2024.

SEC source: 0001261654-23-000117 · wk-form4_1702435254.xml · derivative · entry 9

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,357

Underlying: Common Stock, $0.0001 par value · 33,357 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F8 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.

F8 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.

SEC source: 0001261654-23-000117 · wk-form4_1702435254.xml · derivative · entry 8

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,660

Underlying: Common Stock, $0.0001 par value · 10,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F7 · derivative.exercise_date: Vesting of restricted stock units granted on 12/08/2022.

F7 · derivative.expiration_date: Vesting of restricted stock units granted on 12/08/2022.

SEC source: 0001261654-23-000117 · wk-form4_1702435254.xml · derivative · entry 7

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,331

Underlying: Common Stock, $0.0001 par value · 7,331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: Vesting of restricted stock units granted on 12/08/2021.

F6 · derivative.expiration_date: Vesting of restricted stock units granted on 12/08/2021.

SEC source: 0001261654-23-000117 · wk-form4_1702435254.xml · nonDerivative · entry 4

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,655

F3 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022.

SEC source: 0001261654-23-000117 · wk-form4_1702435254.xml · nonDerivative · entry 3

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

SEC source: 0001261654-23-000117 · wk-form4_1702435254.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,358

F2 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021.

SEC source: 0001261654-23-000117 · wk-form4_1702435254.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

SEC source: 0001261654-23-000021 · wf-form4_167339694607319.xml · derivative · entry 3

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.0001 par value · 6,013 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020.

F4 · derivative.expiration_date: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020.

SEC source: 0001261654-23-000021 · wf-form4_167339694607319.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,055

F3 · shares: Shares withheld to satisfy tax liability for the vesting of performance units granted on 1/7/2020.

SEC source: 0001261654-23-000021 · wf-form4_167339694607319.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

SEC source: 0001261654-22-000164 · wf-form4_167096437721026.xml · derivative · entry 3

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,852

Underlying: Common Stock, $0.0001 par value · 7,852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.