Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Xylem Inc.XYL · Entity 430 | EVP & President, WSS | March 05, 2026 | March 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Xylem Inc.
Report date March 05, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,683 |
Reported balance
After 2026-03-05 transaction · row 1
1 source rowRow 1 · 2026-03-05 · Tax withholding · Disposed 234 · Balance 73,683 F1: Reflects the withholding of shares of common stock to pay the tax liability incident to the vesting of restricted stock units granted on March 5, 2025 (234) under the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February 24, 2016). |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the withholding of shares of common stock to pay the tax liability incident to the vesting of restricted stock units granted on March 5, 2025 (234) under the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February 24, 2016).
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Evoqua Water Technologies Corp.
Report date May 24, 2023 · Filed May 26, 2023
Section 16 reporting ended · disclosed 2023-05-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-05-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-05-24 · Grant · Acquired 25,114 · Balance 155,703 F1: Represents performance share units ("PSUs") that became earned (at target award level) pursuant to the merger agreement among Xylem Inc., Fore Merger Sub, Inc. and the issuer, dated as of Jan. 22, 2023, upon effectiveness of the merger on May 24, 2023. Row 2 · 2023-05-24 · Disposition to issuer · Disposed 155,703 · Balance 0 F2: Disposed of pursuant to the merger agreement. Upon effectiveness of the merger, (i) each issued and outstanding share of issuer common stock was exchanged for 0.48 Xylem common shares, with cash paid in lieu of fractional shares, and (ii) unvested restricted stock units ("RSUs") and PSUs (at target award level) were converted into RSUs relating to Xylem common shares, by multiplying the number of shares of issuer common stock underlying the award and 0.48, rounded down to the nearest whole share. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.88 · Expires 2028-04-02 | Direct | 0 |
Reported balance
After 2023-05-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-05-24 · Disposition to issuer · Disposed 49,730 · Balance 0 F5: Pursuant to the merger agreement, the Xylem option exercise price is equal to the issuer option exercise price divided by 0.48, rounded up to the nearest whole cent. F3: This option is fully vested. F4: Pursuant to the merger agreement, outstanding options for issuer common stock were assumed by Xylem and converted into options for Xylem common shares, in an amount equal to the number of shares of issuer common stock underlying the options multiplied by 0.48, rounded down to the nearest whole share. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.67 · Expires 2029-02-14 | Direct | 0 |
Reported balance
After 2023-05-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-05-24 · Disposition to issuer · Disposed 19,280 · Balance 0 F5: Pursuant to the merger agreement, the Xylem option exercise price is equal to the issuer option exercise price divided by 0.48, rounded up to the nearest whole cent. F3: This option is fully vested. F4: Pursuant to the merger agreement, outstanding options for issuer common stock were assumed by Xylem and converted into options for Xylem common shares, in an amount equal to the number of shares of issuer common stock underlying the options multiplied by 0.48, rounded down to the nearest whole share. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.63 · Expires 2030-02-14 | Direct | 0 |
Reported balance
After 2023-05-24 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-05-24 · Disposition to issuer · Disposed 45,417 · Balance 0 F5: Pursuant to the merger agreement, the Xylem option exercise price is equal to the issuer option exercise price divided by 0.48, rounded up to the nearest whole cent. F4: Pursuant to the merger agreement, outstanding options for issuer common stock were assumed by Xylem and converted into options for Xylem common shares, in an amount equal to the number of shares of issuer common stock underlying the options multiplied by 0.48, rounded down to the nearest whole share. F6: This option vests in four equal annual installments starting on Jan. 1, 2021. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.76 · Expires 2031-02-16 | Direct | 0 |
Reported balance
After 2023-05-24 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-05-24 · Disposition to issuer · Disposed 36,200 · Balance 0 F5: Pursuant to the merger agreement, the Xylem option exercise price is equal to the issuer option exercise price divided by 0.48, rounded up to the nearest whole cent. F4: Pursuant to the merger agreement, outstanding options for issuer common stock were assumed by Xylem and converted into options for Xylem common shares, in an amount equal to the number of shares of issuer common stock underlying the options multiplied by 0.48, rounded down to the nearest whole share. F7: This option vests in four equal installments starting on Feb. 16, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents performance share units ("PSUs") that became earned (at target award level) pursuant to the merger agreement among Xylem Inc., Fore Merger Sub, Inc. and the issuer, dated as of Jan. 22, 2023, upon effectiveness of the merger on May 24, 2023.
F2: Disposed of pursuant to the merger agreement. Upon effectiveness of the merger, (i) each issued and outstanding share of issuer common stock was exchanged for 0.48 Xylem common shares, with cash paid in lieu of fractional shares, and (ii) unvested restricted stock units ("RSUs") and PSUs (at target award level) were converted into RSUs relating to Xylem common shares, by multiplying the number of shares of issuer common stock underlying the award and 0.48, rounded down to the nearest whole share.
F3: This option is fully vested.
F4: Pursuant to the merger agreement, outstanding options for issuer common stock were assumed by Xylem and converted into options for Xylem common shares, in an amount equal to the number of shares of issuer common stock underlying the options multiplied by 0.48, rounded down to the nearest whole share.
F5: Pursuant to the merger agreement, the Xylem option exercise price is equal to the issuer option exercise price divided by 0.48, rounded up to the nearest whole cent.
F6: This option vests in four equal annual installments starting on Jan. 1, 2021.
F7: This option vests in four equal installments starting on Feb. 16, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2021 Filed Aug 5, 2021 16:56 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,987 | $0.00 Strike: $12.67 | $0.00 |
DisclosureSEC source: 0001604643-21-000069 · wf-form4_162819684904702.xml · derivative · entry 4 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,974 Underlying: Common Stock · 12,987 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2021. F5 · derivative.exercise_date: This option is scheduled to vest in equal installments on each of January 1, 2020, January 1, 2021, January 1, 2022 and January 1, 2023, subject to the reporting person's continued employment with the issuer through the applicable vesting date. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 16:56 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 4,473 | $35.28 | $157,828.46 |
DisclosureSEC source: 0001604643-21-000069 · wf-form4_162819684904702.xml · nonDerivative · entry 3 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,700 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.0150 to $35.5550, inclusive. F2 · balance_after: The amount of these securities includes 38,536 unvested restricted stock units in respect of the issuer's common stock. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 16:56 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 8,514 | $34.71 | $295,555.85 |
DisclosureSEC source: 0001604643-21-000069 · wf-form4_162819684904702.xml · nonDerivative · entry 2 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,173 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.0100 to $35.0050, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: The amount of these securities includes 38,536 unvested restricted stock units in respect of the issuer's common stock. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 16:56 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionCommon Stock | 12,987 | $12.67 | $164,545.29 |
DisclosureSEC source: 0001604643-21-000069 · wf-form4_162819684904702.xml · nonDerivative · entry 1 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2021. F2 · balance_after: The amount of these securities includes 38,536 unvested restricted stock units in respect of the issuer's common stock. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 17:11 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,987 | $0.00 Strike: $12.67 | $0.00 |
DisclosureSEC source: 0001604643-21-000057 · wf-form4_162569226802004.xml · derivative · entry 3 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,961 Underlying: Common Stock · 12,987 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2021. F4 · derivative.exercise_date: This option is scheduled to vest in equal installments on each of January 1, 2020, January 1, 2021, January 2022, and January 1, 2023, subject to the reporting person's continued employment with the issuer through the applicable vesting date. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 17:11 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 12,987 | $33.58 | $436,052.81 |
DisclosureSEC source: 0001604643-21-000057 · wf-form4_162569226802004.xml · nonDerivative · entry 2 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,700 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.4150 to $33.8200, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: The amount of these securities includes 38,536 unvested restricted stock units in respect of the issuer's common stock. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 17:11 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionCommon Stock | 12,987 | $12.67 | $164,545.29 |
DisclosureSEC source: 0001604643-21-000057 · wf-form4_162569226802004.xml · nonDerivative · entry 1 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2021. F2 · balance_after: The amount of these securities includes 38,536 unvested restricted stock units in respect of the issuer's common stock. Read SEC document |
| May 18, 2021 Filed May 19, 2021 17:46 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | GrantCommon Stock | 8,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001604643-21-000040 · wf-form4_162146078650605.xml · nonDerivative · entry 1 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,700 F1 · kind: The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of May 18, 2022, May 18, 2023, and May 18, 2024, and settle within 30 days of the applicable vesting date. F2 · balance_after: The amount of these securities includes 38,536 unvested restricted stock units in respect of the issuer's common stock. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 16:35 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | GrantStock Option (Right to Buy) · Derivative | 36,200 | $0.00 Strike: $24.76 | $0.00 |
DisclosureSEC source: 0001246360-21-000480 · form.xml · derivative · entry 2 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,200 Underlying: Common Stock · 36,200 shares Expires 2031-02-16 F3 · derivative.exercise_date: Subject to the reporting person's continued employment through the applicable vesting date, this option is scheduled to vest in equal installments on each of February 16, 2022, January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 16:35 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | GrantCommon Stock | 13,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000480 · form.xml · nonDerivative · entry 1 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,912 F1 · security: The amount of these securities shown in column 5 of this table includes 29,748 unvested restricted stock units in respect of the issuer's common stock. F2 · kind: The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of February 16, 2022, January 1, 2023, January 1, 2024 and January 1, 2025, and settle within 30 days of the applicable vesting date. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 18:28 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Tax withholdingCommon Stock | 2,147 | $26.98 | $57,926.06 |
DisclosureSEC source: 0001246360-21-000032 · form.xml · nonDerivative · entry 1 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,786 F1 · security: The amount of these securities shown in column 5 of this table includes 16,622 unvested restricted stock units in respect of the issuer's common stock. Subject to Mr. Aulick's continued employment with the issuer through the applicable vesting date, 7,893 of these restricted stock units are scheduled to vest in equal installments on each of January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date; and 8,729 of these restricted stock units are scheduled to vest in equal installments on each of January 1, 2022, January 1, 2023 and January 1, 2024 and settle within 30 days of the applicable vesting date. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 18:07 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionStock Option (Right to Buy) · Derivative | 54,739 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0001246360-20-001828 · form.xml · derivative · entry 10 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,739 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020. F4 · derivative.exercise_date: This option is fully vested. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 18:07 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 54,739 | $26.73 | $1,463,293.90 |
DisclosureSEC source: 0001246360-20-001828 · form.xml · nonDerivative · entry 7 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,933 F1 · security: The amount of these securities shown in column 5 of this table includes 23,477 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by Mr. Aulick on February 24, 2020. F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020. F7 · price: The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.52 to $26.89, inclusive. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 18:07 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionCommon Stock | 54,739 | $4.64 | $253,988.96 |
DisclosureSEC source: 0001246360-20-001828 · form.xml · nonDerivative · entry 6 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The amount of these securities shown in column 5 of this table includes 23,477 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by Mr. Aulick on February 24, 2020. F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 18:07 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionStock Option (Right to Buy) · Derivative | 19,728 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0001246360-20-001828 · form.xml · derivative · entry 9 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,739 Underlying: Common Stock · 19,728 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020. F4 · derivative.exercise_date: This option is fully vested. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 18:07 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 261 | $26.50 | $6,916.50 |
DisclosureSEC source: 0001246360-20-001828 · form.xml · nonDerivative · entry 5 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,933 F1 · security: The amount of these securities shown in column 5 of this table includes 23,477 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by Mr. Aulick on February 24, 2020. F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020. F6 · price: The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.5050, inclusive. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 18:07 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 19,467 | $26.04 | $506,887.59 |
DisclosureSEC source: 0001246360-20-001828 · form.xml · nonDerivative · entry 4 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,194 F1 · security: The amount of these securities shown in column 5 of this table includes 23,477 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by Mr. Aulick on February 24, 2020. F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020. F5 · price: The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $26.4950, inclusive. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 18:07 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionCommon Stock | 19,728 | $4.64 | $91,537.92 |
DisclosureSEC source: 0001246360-20-001828 · form.xml · nonDerivative · entry 3 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The amount of these securities shown in column 5 of this table includes 23,477 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by Mr. Aulick on February 24, 2020. F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 18:07 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionStock Option (Right to Buy) · Derivative | 35,533 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0001246360-20-001828 · form.xml · derivative · entry 8 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,467 Underlying: Common Stock · 35,533 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020. F4 · derivative.exercise_date: This option is fully vested. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 18:07 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 35,533 | $25.73 | $914,097.08 |
DisclosureSEC source: 0001246360-20-001828 · form.xml · nonDerivative · entry 2 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,933 F1 · security: The amount of these securities shown in column 5 of this table includes 23,477 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by Mr. Aulick on February 24, 2020. F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020. F3 · price: The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $26.22, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 5, 6 and 7 to this Form 4. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 18:07 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionCommon Stock | 35,533 | $4.64 | $164,873.12 |
DisclosureSEC source: 0001246360-20-001828 · form.xml · nonDerivative · entry 1 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The amount of these securities shown in column 5 of this table includes 23,477 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by Mr. Aulick on February 24, 2020. F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020. Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 19:35 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionStock Option (Right to Buy) · Derivative | 55,000 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0001246360-20-001623 · form.xml · derivative · entry 9 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Stock · 55,000 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020. F4 · derivative.exercise_date: This option is fully vested. Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 19:35 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 55,000 | $24.64 | $1,354,991.00 |
DisclosureSEC source: 0001246360-20-001623 · form.xml · nonDerivative · entry 6 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,933 F1 · security: The amount of these securities shown in column 5 of this table includes 23,477 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by Mr. Aulick on February 24, 2020. F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020. F6 · price: The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.515 to $24.965, inclusive. Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 19:35 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionCommon Stock | 55,000 | $4.64 | $255,200.00 |
DisclosureSEC source: 0001246360-20-001623 · form.xml · nonDerivative · entry 5 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The amount of these securities shown in column 5 of this table includes 23,477 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by Mr. Aulick on February 24, 2020. F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 19:35 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,130 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0001246360-20-001623 · form.xml · derivative · entry 8 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,000 Underlying: Common Stock · 12,130 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020. F4 · derivative.exercise_date: This option is fully vested. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 19:35 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 12,130 | $23.83 | $289,090.65 |
DisclosureSEC source: 0001246360-20-001623 · form.xml · nonDerivative · entry 4 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,933 F1 · security: The amount of these securities shown in column 5 of this table includes 23,477 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by Mr. Aulick on February 24, 2020. F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020. F5 · price: The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.525 to $24.19, inclusive. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 19:35 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionCommon Stock | 12,130 | $4.64 | $56,283.20 |
DisclosureSEC source: 0001246360-20-001623 · form.xml · nonDerivative · entry 3 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The amount of these securities shown in column 5 of this table includes 23,477 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by Mr. Aulick on February 24, 2020. F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 19:35 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionStock Option (Right to Buy) · Derivative | 47,011 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0001246360-20-001623 · form.xml · derivative · entry 7 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,130 Underlying: Common Stock · 47,011 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020. F4 · derivative.exercise_date: This option is fully vested. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 19:35 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 47,011 | $23.53 | $1,106,239.35 |
DisclosureSEC source: 0001246360-20-001623 · form.xml · nonDerivative · entry 2 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,933 F1 · security: The amount of these securities shown in column 5 of this table includes 23,477 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by Mr. Aulick on February 24, 2020. F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020. F3 · price: The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.76, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 5 and 6 to this Form 4. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 19:35 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionCommon Stock | 47,011 | $4.64 | $218,131.04 |
DisclosureSEC source: 0001246360-20-001623 · form.xml · nonDerivative · entry 1 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The amount of these securities shown in column 5 of this table includes 23,477 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by Mr. Aulick on February 24, 2020. F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 17:17 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,194 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0000895345-20-000248 · form4.xml · derivative · entry 3 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,141 Underlying: Common Stock · 20,194 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. F4 · derivative.exercise_date: This option is fully vested. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 17:17 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 20,194 | $24.89 | $502,697.32 |
DisclosureSEC source: 0000895345-20-000248 · form4.xml · nonDerivative · entry 2 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,933 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.51 to $25.185, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: This amount includes 23,477 unvested restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, 11,839 of these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date and 11,638 of these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022, January 1, 2023 and January 1, 2024 and settle within 30 days of the applicable vesting date. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 17:17 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionCommon Stock | 20,194 | $4.64 | $93,700.16 |
DisclosureSEC source: 0000895345-20-000248 · form4.xml · nonDerivative · entry 1 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. F2 · balance_after: This amount includes 23,477 unvested restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, 11,839 of these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date and 11,638 of these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022, January 1, 2023 and January 1, 2024 and settle within 30 days of the applicable vesting date. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 19:35 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | GrantStock Option (Right to Buy) · Derivative | 45,417 | $0.00 Strike: $23.63 | $0.00 |
DisclosureSEC source: 0000895345-20-000221 · form4.xml · derivative · entry 2 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,417 Underlying: Common Stock · 45,417 shares Expires 2030-02-14 F3 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option is scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022, January 1, 2023 and January 1, 2024. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 19:35 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | GrantCommon Stock | 11,638 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000221 · form4.xml · nonDerivative · entry 1 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,933 F1 · kind: The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022, January 1, 2023 and January 1, 2024 and settle within 30 days of the applicable vesting date. F2 · balance_after: This amount includes 23,477 unvested restricted stock units in respect of the issuer's common stock. Of these restricted stock units, 11,638 are scheduled to vest as described in footnote 1 to this Form 4 and 11,839 are scheduled to vest, subject to the reporting person's continued employment with the issuer through the applicable vesting date, in equal installments on each of January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 19:49 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionStock Option (Right to Buy) · Derivative | 991 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0000895345-20-000112 · form4.xml · derivative · entry 9 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,335 Underlying: Common Stock · 991 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. F6 · derivative.exercise_date: This option is fully vested. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 19:49 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 991 | $24.52 | $24,298.73 |
DisclosureSEC source: 0000895345-20-000112 · form4.xml · nonDerivative · entry 6 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,295 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $24.54, inclusive. F2 · balance_after: This amount includes 11,839 unvested restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 19:49 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionCommon Stock | 991 | $4.64 | $4,598.24 |
DisclosureSEC source: 0000895345-20-000112 · form4.xml · nonDerivative · entry 5 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. F2 · balance_after: This amount includes 11,839 unvested restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 19:49 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,200 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0000895345-20-000112 · form4.xml · derivative · entry 8 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,326 Underlying: Common Stock · 1,200 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. F6 · derivative.exercise_date: This option is fully vested. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 19:49 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 1,200 | $24.53 | $29,433.96 |
DisclosureSEC source: 0000895345-20-000112 · form4.xml · nonDerivative · entry 4 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,295 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $24.60, inclusive. F2 · balance_after: This amount includes 11,839 unvested restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 19:49 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionCommon Stock | 1,200 | $4.64 | $5,568.00 |
DisclosureSEC source: 0000895345-20-000112 · form4.xml · nonDerivative · entry 3 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. F2 · balance_after: This amount includes 11,839 unvested restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 19:49 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionStock Option (Right to Buy) · Derivative | 32,615 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0000895345-20-000112 · form4.xml · derivative · entry 7 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,526 Underlying: Common Stock · 32,615 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. F6 · derivative.exercise_date: This option is fully vested. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 19:49 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 32,615 | $24.74 | $806,940.76 |
DisclosureSEC source: 0000895345-20-000112 · form4.xml · nonDerivative · entry 2 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,295 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $25.23, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4. F2 · balance_after: This amount includes 11,839 unvested restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 19:49 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionCommon Stock | 32,615 | $4.64 | $151,333.60 |
DisclosureSEC source: 0000895345-20-000112 · form4.xml · nonDerivative · entry 1 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. F2 · balance_after: This amount includes 11,839 unvested restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 17:56 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionStock Option (Right to Buy) · Derivative | 165,000 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0000895345-20-000065 · form4.xml · derivative · entry 8 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,141 Underlying: Common Stock · 165,000 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. F7 · derivative.exercise_date: This option is fully vested. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 17:56 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 113,259 | $23.90 | $2,706,640.93 |
DisclosureSEC source: 0000895345-20-000065 · form4.xml · nonDerivative · entry 6 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,295 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.52 to $24.08, inclusive. F2 · balance_after: This amount includes 11,839 unvested restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 17:56 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 29,074 | $22.97 | $667,919.91 |
DisclosureSEC source: 0000895345-20-000065 · form4.xml · nonDerivative · entry 5 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,554 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.51 to $23.51, inclusive. F2 · balance_after: This amount includes 11,839 unvested restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 17:56 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 22,667 | $22.12 | $501,443.91 |
DisclosureSEC source: 0000895345-20-000065 · form4.xml · nonDerivative · entry 4 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,628 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.50 to $22.50, inclusive. F2 · balance_after: This amount includes 11,839 unvested restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 17:56 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionCommon Stock | 165,000 | $4.64 | $765,600.00 |
DisclosureSEC source: 0000895345-20-000065 · form4.xml · nonDerivative · entry 3 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. F2 · balance_after: This amount includes 11,839 unvested restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 17:56 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionStock Option (Right to Buy) · Derivative | 55,000 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0000895345-20-000065 · form4.xml · derivative · entry 7 Aulick Rodney · CIK 0001720147 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,141 Underlying: Common Stock · 55,000 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. F7 · derivative.exercise_date: This option is fully vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.