Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| James River Group Holdings, Inc.JRVR · Entity 6368 | Director | March 04, 2026 | March 06, 2026 |
| OLD NATIONAL BANCORP /IN/ONB · Entity 1457 | Director | November 13, 2025 | November 18, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
James River Group Holdings, Inc.
Report date March 04, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,549 |
Reported balance
After 2026-03-04 transaction · row 1
1 source rowRow 1 · 2026-03-04 · Grant · Acquired 14,409 · Balance 44,549 F1: Represents the annual grant of restricted share units (payable solely in shares of common stock of the Issuer on the vesting date) under the James River Group Holdings, Inc. 2014 Non-Employee Director Incentive Plan, as amended, which vest on March 4, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the annual grant of restricted share units (payable solely in shares of common stock of the Issuer on the vesting date) under the James River Group Holdings, Inc. 2014 Non-Employee Director Incentive Plan, as amended, which vest on March 4, 2027.
OLD NATIONAL BANCORP /IN/
Report date November 13, 2025 · Filed November 18, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock ONB Directors Deferred Compensation PlanSEC Table II · derivative / convertible security | Direct | 16,751 |
Reported balance
After 2025-11-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-11-13 · Grant · Acquired 4,815 · Balance 16,751 F3: Represents shares of phantom stock acquired pursuant to the Old National Bancorp Directors Deferred Compensation Plan (the "Plan") as a result of the deferral of quarterly directors fees paid to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F4: Represents shares of phantom stock acquired pursuant to the Plan as a result of the deferral of the equity portion of the Reporting Person's 2025 annual director compensation. F5: Between September 16, 2024 and September 15, 2025, the Reporting Person acquired 303 shares of Old National Bancorp common stock pursuant to the dividend reinvestment feature of the Plan. |
| Phantom Stock FMBI NQ Def Comp Plan-Non-Employee DirectorsSEC Table II · derivative / convertible security | Direct | 6,600 |
Reported balance
Holding disclosure · report date 2025-11-13 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance 6,600 F1: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "FMBI Plan") as a result of the deferral of quarterly directors fees paid to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the FMBI Plan. F2: Between September 16, 2024 and September 15, 2025, the Reporting Person acquired 167 shares of Old National Bancorp common stock pursuant to the dividend reinvestment feature of the FMBI Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "FMBI Plan") as a result of the deferral of quarterly directors fees paid to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the FMBI Plan.
F2: Between September 16, 2024 and September 15, 2025, the Reporting Person acquired 167 shares of Old National Bancorp common stock pursuant to the dividend reinvestment feature of the FMBI Plan.
F3: Represents shares of phantom stock acquired pursuant to the Old National Bancorp Directors Deferred Compensation Plan (the "Plan") as a result of the deferral of quarterly directors fees paid to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan.
F4: Represents shares of phantom stock acquired pursuant to the Plan as a result of the deferral of the equity portion of the Reporting Person's 2025 annual director compensation.
F5: Between September 16, 2024 and September 15, 2025, the Reporting Person acquired 303 shares of Old National Bancorp common stock pursuant to the dividend reinvestment feature of the Plan.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FIRST MIDWEST BANCORP INC
Report date February 15, 2022 · Filed February 17, 2022
Section 16 reporting ended · disclosed 2022-02-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-02-15 transaction · row 1
1 source rowRow 1 · 2022-02-15 · Disposition to issuer · Disposed 3,000 · Balance 0 F1: All transactions reflected herein are dispositions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)). F2: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equity-based compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). |
| Phantom Stock Under NQ Deferred Comp. PlanSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-02-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-02-15 · Disposition to issuer · Disposed 26,614.1203 · Balance 0 F3: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1: All transactions reflected herein are dispositions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)). F2: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equity-based compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). |
Filing footnotes · ownership attribution and instrument terms
F1: All transactions reflected herein are dispositions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)).
F2: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equity-based compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e).
F3: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan.
RLI CORP
Report date July 02, 2019 · Filed July 02, 2019
Section 16 reporting ended · disclosed 2019-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 56,700.4464 |
Reported balance
Holding disclosure · report date 2019-07-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 56,700.4464 F1: Ownership reflects dividend reinvestment |
| Common StockSEC Table I · non-derivative | IndirectBy Executive Deferred Compensation | 7,362.4929 |
Reported balance
Holding disclosure · report date 2019-07-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,362.4929 F1: Ownership reflects dividend reinvestment |
| Common StockSEC Table I · non-derivative | IndirectEmployee Stock Ownership Plan - ESOP | 3,274.636 |
Reported balance
Holding disclosure · report date 2019-07-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,274.636 F2: Balance reflects annual company contributions and dividend reinvestment. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $47.61 · Expires 2023-05-07 | Direct | 6,000 |
Reported balance
Holding disclosure · report date 2019-07-02 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 6,000 F3: Stock option grant price adjusted to reflect $2.00 extraordinary dividend declared 11-12-15. F4: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $64.09 · Expires 2024-05-05 | Direct | 9,200 |
Reported balance
Holding disclosure · report date 2019-07-02 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 9,200 F4: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $56.71 · Expires 2025-05-04 | Direct | 19,200 |
Reported balance
Holding disclosure · report date 2019-07-02 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 19,200 F4: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $63.14 · Expires 2026-05-03 | Direct | 24,000 |
Reported balance
Holding disclosure · report date 2019-07-02 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 24,000 F4: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments. |
Filing footnotes · ownership attribution and instrument terms
F1: Ownership reflects dividend reinvestment
F2: Balance reflects annual company contributions and dividend reinvestment.
F3: Stock option grant price adjusted to reflect $2.00 extraordinary dividend declared 11-12-15.
F4: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2026 Filed Mar 6, 2026 16:09 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | GrantCommon Stock | 14,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001529460-26-000002 · wk-form4_1772831364.xml · nonDerivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,549 F1 · shares: Represents the annual grant of restricted share units (payable solely in shares of common stock of the Issuer on the vesting date) under the James River Group Holdings, Inc. 2014 Non-Employee Director Incentive Plan, as amended, which vest on March 4, 2027. Read SEC document |
| November 13, 2025 Filed Nov 18, 2025 01:56 UTC | OLD NATIONAL BANCORP /IN/ ONB · Entity 1457 | GrantPhantom Stock ONB Directors Deferred Compensation Plan · Derivative | 4,815 | $20.77 | $99,999.85 |
DisclosureSEC source: 0000707179-25-000065 · form4.xml · derivative · entry 2 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,751 Underlying: Common Stock · 4,815 shares Expires not disclosed F3 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the Old National Bancorp Directors Deferred Compensation Plan (the "Plan") as a result of the deferral of quarterly directors fees paid to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F4 · shares: Represents shares of phantom stock acquired pursuant to the Plan as a result of the deferral of the equity portion of the Reporting Person's 2025 annual director compensation. F3 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the Old National Bancorp Directors Deferred Compensation Plan (the "Plan") as a result of the deferral of quarterly directors fees paid to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F3 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the Old National Bancorp Directors Deferred Compensation Plan (the "Plan") as a result of the deferral of quarterly directors fees paid to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F5 · balance_after: Between September 16, 2024 and September 15, 2025, the Reporting Person acquired 303 shares of Old National Bancorp common stock pursuant to the dividend reinvestment feature of the Plan. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 16:42 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | GrantCommon Shares | 13,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001620459-25-000043 · wk-form4_1741383718.xml · nonDerivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,140 F1 · shares: Represents the annual grant of restricted share units (payable solely in common shares of the Issuer on the vesting date) under the James River Group Holdings, Ltd. 2014 Non-Employee Director Incentive Plan, as amended, which vest on March 5, 2026. Read SEC document |
| November 14, 2024 Filed Nov 18, 2024 22:29 UTC | OLD NATIONAL BANCORP /IN/ ONB · Entity 1457 | GrantPhantom Stock - ONB Directors Deferred Compensation Plan · Derivative | 4,565 | $21.91 | $100,009.56 |
DisclosureSEC source: 0001127602-24-027548 · form4.xml · derivative · entry 2 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,632 Underlying: Common Stock · 4,565 shares Expires not disclosed F3 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the Old National Bancorp Directors' Deferred Compensation Plan for nonemployee directors as a result of the deferral of the equity portion of the Reporting Person's 2024 annual director compensation. F3 · shares: Represents shares of phantom stock acquired pursuant to the Old National Bancorp Directors' Deferred Compensation Plan for nonemployee directors as a result of the deferral of the equity portion of the Reporting Person's 2024 annual director compensation. F3 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the Old National Bancorp Directors' Deferred Compensation Plan for nonemployee directors as a result of the deferral of the equity portion of the Reporting Person's 2024 annual director compensation. F3 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the Old National Bancorp Directors' Deferred Compensation Plan for nonemployee directors as a result of the deferral of the equity portion of the Reporting Person's 2024 annual director compensation. F4 · balance_after: Between September 16, 2023 and September 16, 2024, the Reporting Person acquired 227 shares of Old National Bancorp common stock pursuant to the Dividend Reinvestment feature of the Plan. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 17:55 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | GrantCommon Shares | 5,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001620459-24-000038 · wk-form4_1709592913.xml · nonDerivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,554 F1 · shares: Represents the annual grant of restricted share units (payable solely in common shares of the Issuer on the vesting date) under the James River Group Holdings, Ltd. 2014 Non-Employee Director Incentive Plan, as amended, which vest on March 1, 2025. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 00:47 UTC | OLD NATIONAL BANCORP /IN/ ONB · Entity 1457 | GrantPhantom Stock - ONB Directors Deferred Compensation Plan · Derivative | 5,003 | $14.99 | $74,994.97 |
DisclosureSEC source: 0001127602-23-027679 · form4.xml · derivative · entry 2 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,840 Underlying: Common Stock · 5,003 shares Expires not disclosed F3 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the Old National Bancorp Directors' Deferred Compensation Plan (the "Plan") for nonemployee directors as a result of the deferral of the equity portion of the Reporting Person's director compensation. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F3 · shares: Represents shares of phantom stock acquired pursuant to the Old National Bancorp Directors' Deferred Compensation Plan (the "Plan") for nonemployee directors as a result of the deferral of the equity portion of the Reporting Person's director compensation. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F3 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the Old National Bancorp Directors' Deferred Compensation Plan (the "Plan") for nonemployee directors as a result of the deferral of the equity portion of the Reporting Person's director compensation. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F3 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the Old National Bancorp Directors' Deferred Compensation Plan (the "Plan") for nonemployee directors as a result of the deferral of the equity portion of the Reporting Person's director compensation. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F4 · balance_after: Between April 11, 2023 and September 15, 2023, the Reporting Person acquired 35 shares of Old National Bancorp common stock pursuant to the Dividend Reinvestment feature of the Plan. Read SEC document |
| April 28, 2023 Filed May 2, 2023 22:38 UTC | OLD NATIONAL BANCORP /IN/ ONB · Entity 1457 | PurchaseCommon Stock | 5,000 | $13.56 | $67,800.00 |
DisclosureSEC source: 0001127602-23-014135 · form4.xml · nonDerivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,400 Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 19:22 UTC | OLD NATIONAL BANCORP /IN/ ONB · Entity 1457 | GrantPhantom Stock - ONB Directors Deferred Compensation Plan · Derivative | 1,802 | $13.87 | $24,996.98 |
DisclosureSEC source: 0001127602-23-012828 · form4.xml · derivative · entry 2 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,802 Underlying: Common Stock · 1,802 shares Expires not disclosed F3 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the Old National Bancorp Directors' Deferred Compensation Plan (the "Plan") for nonemployee directors as a result of the deferral of quarterly director fees paid in cash to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F3 · shares: Represents shares of phantom stock acquired pursuant to the Old National Bancorp Directors' Deferred Compensation Plan (the "Plan") for nonemployee directors as a result of the deferral of quarterly director fees paid in cash to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F3 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the Old National Bancorp Directors' Deferred Compensation Plan (the "Plan") for nonemployee directors as a result of the deferral of quarterly director fees paid in cash to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F3 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the Old National Bancorp Directors' Deferred Compensation Plan (the "Plan") for nonemployee directors as a result of the deferral of quarterly director fees paid in cash to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 17:24 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | GrantCommon Shares | 2,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001620459-23-000044 · wf-form4_167779587649501.xml · nonDerivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,452 F1 · shares: Represents the annual grant of restricted share units (payable solely in common shares of the Issuer on the vesting date) under the James River Group Holdings, Ltd. 2014 Non-Employee Director Incentive Plan, as amended, which vest on March 1, 2024. Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 16:56 UTC | OLD NATIONAL BANCORP /IN/ ONB · Entity 1457 | GrantPhantom Stock - NQ Def Comp Plan for Non-Employee Directors · Derivative | 1,232 | $18.21 | $22,438.05 |
DisclosureSEC source: 0001127602-22-026952 · form4.xml · derivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,010 Underlying: Phantom Stock - NQ Def Comp Plan for Non-Employee Directors · 1,232 shares Expires not disclosed F1 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · shares: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 16:14 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | PurchaseCommon Shares | 2,000 | $23.03 | $46,067.20 |
DisclosureSEC source: 0001620459-22-000128 · wf-form4_166794204025573.xml · nonDerivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,439 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.02 to $23.04, inclusive. The reporting person undertakes to provide to James River Group Holdings, Ltd. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| October 10, 2022 Filed Oct 11, 2022 20:04 UTC | OLD NATIONAL BANCORP /IN/ ONB · Entity 1457 | GrantPhantom Stock - NQ Def Comp Plan for Non-Employee Directors · Derivative | 1,291 | $17.37 | $22,427.38 |
DisclosureSEC source: 0001127602-22-023847 · form4.xml · derivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,778 Underlying: Phantom Stock - NQ Def Comp Plan for Non-Employee Directors · 1,291 shares Expires not disclosed F1 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 21:22 UTC | OLD NATIONAL BANCORP /IN/ ONB · Entity 1457 | Exercise / conversionPhantom Stock - NQ Def Comp Plan for Non-Employee Directors · Derivative | 30,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-022551 · form4.xml · derivative · entry 2 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,487 Underlying: Phantom Stock - NQ Def Comp Plan for Non-Employee Directors · 30,170 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F2 · shares: The reporting person is a participant in the First Midwest Bancorp, Inc. Nonqualified Deferred Compensation Plan for Non-employee Directors ("Deferred Compensation Plan" or "Plan") and elected to invest substantially the entire amount credited to his account under the Plan in common stock of First Midwest Bancorp, Inc. ("FMBI"). In connection with the reporting person becoming a participant in the Deferred Compensation Plan in 2017, he also elected to receive payment of the entire amount credited to his account under the Plan in the event of a change in control of FMBI ("CIC Election") (continued in Footnote 3 below). F3 · shares: As a result of the completion of the merger of FMBI and Old National Bancorp ("ONB"), with ONB as the surviving corporation, the shares of FMBI common stock credited to the reporting person's account under the Deferred Compensation Plan were converted into shares of ONB common stock pursuant to the Agreement and Plan of Merger dated May 30, 2021 between ONB and FMBI. In accordance with the reporting person's CIC Election and the terms of the Deferred Compensation Plan, the shares of ONB common stock credited to the reporting person's account under the Deferred Compensation Plan as of February 15, 2022 were sold at $16.82 per share (as reflected above in Table II) and the proceeds from such sale were paid to the reporting person in a lump sum cash payment. The reporting person then purchased shares of common stock of ONB (as reflected above in Table I). F1 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F4 · balance_after: On September 15, 2022, a Plan statement reported that the reporting person acquired 277 shares of Old National Bancorp common stock pursuant to the dividend reinvestment feature under the Plan. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 21:22 UTC | OLD NATIONAL BANCORP /IN/ ONB · Entity 1457 | PurchaseCommon Stock | 15,000 | $16.74 | $251,100.00 |
DisclosureSEC source: 0001127602-22-022551 · form4.xml · nonDerivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,400 Read SEC document |
| July 08, 2022 Filed Jul 12, 2022 01:30 UTC | OLD NATIONAL BANCORP /IN/ ONB · Entity 1457 | GrantPhantom Stock under NQ Deferred Comp. Plan for NE Directors · Derivative | 1,480 | $15.16 | $22,436.80 |
DisclosureSEC source: 0001127602-22-019218 · form4.xml · derivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,380 Underlying: Phantom Stock under NQ Deferred Comp. Plan for NE Directors · 1,480 shares Expires not disclosed F1 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F2 · balance_after: On June 15, 2022, a Plan statement reported that the Reporting Person acquired 295 shares of Old National Bancorp common stock pursuant to the dividend reinvestment feature under the Plan. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 21:49 UTC | OLD NATIONAL BANCORP /IN/ ONB · Entity 1457 | GrantPhantom Stock under NQ Deferred Comp. Plan for NE Directors · Derivative | 1,194 | $16.28 | $19,438.32 |
DisclosureSEC source: 0001127602-22-011611 · form4.xml · derivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,605 Underlying: Phantom Stock under NQ Deferred Comp. Plan for NE Directors · 1,194 shares Expires not disclosed F1 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F2 · balance_after: On March 15, 2022, a Plan statement reported that the Reporting Person acquired 241 shares of Old National Bancorp common stock pursuant to the dividend reinvestment feature under the Plan. Read SEC document |
| March 04, 2022 Filed Mar 7, 2022 06:33 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | PurchaseCommon Shares | 2,000 | $19.98 | $39,958.80 |
DisclosureSEC source: 0001620459-22-000055 · wf-form4_164665279998953.xml · nonDerivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,439 Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 16:17 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | GrantCommon Shares | 2,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001620459-22-000035 · wf-form4_164642864428140.xml · nonDerivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,439 F1 · shares: Grant of restricted share units (payable solely in common shares of the Issuer on the vesting date), which vest on March 2, 2023. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 02:54 UTC | OLD NATIONAL BANCORP /IN/ ONB · Entity 1457 | GrantPhantom Stock · Derivative | 30,170 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-006112 · form4.xml · derivative · entry 2 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,170 Underlying: Common Stock · 30,170 shares Expires not disclosed F1 · derivative.exercise_price: All transactions reflected herein are acquisitions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)) F2 · derivative.exercise_price: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equity-based compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). F1 · shares: All transactions reflected herein are acquisitions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)) F2 · shares: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equity-based compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). F1 · price: All transactions reflected herein are acquisitions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)) F2 · price: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equity-based compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). F1 · derivative.exercise_date: All transactions reflected herein are acquisitions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)) F2 · derivative.exercise_date: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equity-based compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). F1 · derivative.expiration_date: All transactions reflected herein are acquisitions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)) F2 · derivative.expiration_date: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equity-based compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). F1 · derivative.underlying_shares: All transactions reflected herein are acquisitions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)) F2 · derivative.underlying_shares: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equity-based compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). F1 · balance_after: All transactions reflected herein are acquisitions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)) F2 · balance_after: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equity-based compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 02:54 UTC | OLD NATIONAL BANCORP /IN/ ONB · Entity 1457 | GrantCommon Stock | 3,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-006112 · form4.xml · nonDerivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 F1 · price: All transactions reflected herein are acquisitions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)) F2 · price: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equity-based compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:52 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | Disposition to issuerPhantom Stock Under NQ Deferred Comp. Plan · Derivative | 26,614.1203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005657 · form4.xml · derivative · entry 2 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,614.1203 shares Expires not disclosed F3 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · price: All transactions reflected herein are dispositions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)). F2 · price: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equity-based compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). F3 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F3 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:52 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | Disposition to issuerCommon Stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005657 · form4.xml · nonDerivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: All transactions reflected herein are dispositions in connection with the merger of First Midwest Bancorp, Inc. ("First Midwest") and Old National Bancorp ("Old National"), with Old National as the surviving corporation, which merger was completed on February 15, 2022, pursuant to the Agreement and Plan of Merger, dated as of May 30, 2021, by and between such parties. In the merger, (1) each outstanding share of First Midwest common stock was converted into the right to receive 1.1336 shares of Old National common stock (the "Exchange Ratio"), (2) each outstanding share of 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, of First Midwest and 7.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, of First Midwest was converted into the right to receive one share of an applicable newly created series of Old National preferred stock, (footnote (1) continues below in footnote (2)). F2 · price: (3) each outstanding First Midwest depositary share representing an interest in a share of the applicable series of First Midwest preferred stock was converted into an Old National depositary share representing an equivalent interest in a share of the applicable series of Old National preferred stock, (4) each equity or equity-based compensatory award of First Midwest was converted into a similar equity or equity-based compensatory award of Old National utilizing Old National common stock in lieu of First Midwest common stock and the Exchange Ratio, and (5) each hypothetical First Midwest deemed common stock investment credited under certain First Midwest deferred compensation plans was assumed and converted into a hypothetical Old National common stock deemed investment based on the Exchange Ratio. The closing market value of Old National common stock on the date of the Merger was $18.92 per share. All transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 21:49 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantPhantom Stock Under NQ Deferred Comp. Plan · Derivative | 736.868 | $22.48 | $16,564.79 |
DisclosureSEC source: 0001104659-22-005081 · tm223340-2_4seq1.xml · derivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,614.1203 Underlying: Common Stock · 736.868 shares Expires not disclosed F1 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F2 · balance_after: Between October 13, 2021 and December 15, 2021, the Reporting Person acquired 180.106 shares of First Midwest Bancorp, Inc. common stock pursuant to the dividend reinvestment feature under the Plan. The information in this report is based upon plan statements dated December 15, 2021 and January 14, 2022. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 16:27 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | PurchaseCommon Share | 3,000 | $29.16 | $87,480.00 |
DisclosureSEC source: 0001620459-21-000103 · wf-form4_163675243419832.xml · nonDerivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.10 to $29.999, inclusive. The reporting person undertakes to provide to James River Group Holdings, Ltd. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 16:19 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantPhantom Stock Under NQ Deferred Comp. Plan · Derivative | 854.649 | $19.38 | $16,563.10 |
DisclosureSEC source: 0001127602-21-027195 · form4.xml · derivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,697.1463 Underlying: Common Stock · 854.649 shares Expires not disclosed F1 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F2 · balance_after: Between July 14, 2021 and October 12, 2021, the Reporting Person acquired 178.9383 shares of First Midwest Bancorp, Inc. common stock pursuant to the dividend reinvestment feature under the Plan. The information in this report is based on a plan statement dated October 12, 2021. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 17:23 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantPhantom Stock Under NQ Deferred Comp. Plan · Derivative | 869.6463 | $19.05 | $16,562.50 |
DisclosureSEC source: 0001127602-21-022244 · form4.xml · derivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,663.559 Underlying: Common Stock · 869.6463 shares Expires not disclosed F1 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F2 · balance_after: Between April 14, 2021 and July 13, 2021, the Reporting Person acquired 174.1175 shares of First Midwest Bancorp, Inc. common stock pursuant to the dividend reinvestment feature under the Plan. The information in this report is based on a plan statement dated July 13, 2021. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 18:33 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantPhantom Stock Under NQ Deferred Comp. Plan · Derivative | 750.1778 | $21.96 | $16,473.90 |
DisclosureSEC source: 0001127602-21-014061 · form4.xml · derivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,619.7952 Underlying: Common Stock · 750.1778 shares Expires not disclosed F1 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F2 · balance_after: Between October 7, 2020 and April 13, 2021, the Reporting Person acquired 308.6657 shares of First Midwest Bancorp, Inc. common stock pursuant to the dividend reinvestment feature under the Plan. The information in this report is based on a plan statement dated April 13, 2021. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 17:12 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantPhantom Stock Under NQ Deferred Comp. Plan · Derivative | 1,803.2117 | $18.37 | $33,125.00 |
DisclosureSEC source: 0001127602-21-002273 · form4.xml · derivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,560.9517 Underlying: Common Stock · 1,803.2117 shares Expires not disclosed F1 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. Read SEC document |
| October 15, 2020 Filed Oct 20, 2020 20:32 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantPhantom Stock Under NQ Deferred Comp. Plan · Derivative | 2,805.159 | $11.81 | $33,125.00 |
DisclosureSEC source: 0001127602-20-027319 · form4.xml · derivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,757.74 Underlying: Common Stock · 2,805.159 shares Expires not disclosed F1 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F2 · balance_after: Between July 7, 2020 and October 7, 2020, the Reporting Person acquired 213.811 shares of First Midwest Bancorp, Inc. common stock pursuant to the dividend reinvestment feature under the Plan. The information in this report is based on a plan statement dated October 7, 2020. Read SEC document |
| July 15, 2020 Filed Jul 16, 2020 16:33 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantPhantom Stock Under NQ Deferred Comp. Plan · Derivative | 2,479.724 | $12.80 | $31,740.47 |
DisclosureSEC source: 0001127602-20-021651 · form4.xml · derivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,738.77 Underlying: Common Stock · 2,479.724 shares Expires not disclosed F1 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F2 · balance_after: Between April 7, 2020 and July 7, 2020, the Reporting Person acquired 164.69 shares of First Midwest Bancorp, Inc. common stock pursuant to the dividend reinvestment feature under the Plan. The information in this report is based on a plan statement dated July 7, 2020. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 16:15 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantPhantom Stock Under NQ Deferred Comp. Plan · Derivative | 2,283.982 | $13.41 | $30,625.00 |
DisclosureSEC source: 0001127602-20-014062 · form4.xml · derivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,094.356 Underlying: Common Stock · 2,283.982 shares Expires not disclosed F1 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F2 · balance_after: Between January 7, 2020 and April 7, 2020, the Reporting Person acquired 133.965 shares of First Midwest Bancorp, Inc. common stock pursuant to the dividend reinvestment feature under the Plan. The information in this report is based on a plan statement dated April 7, 2020. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 12:31 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantPhantom Stock Under NQ Deferred Comp. Plan · Derivative | 691.331 | $22.14 | $15,306.07 |
DisclosureSEC source: 0001127602-20-001889 · form4.xml · derivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,676.41 Underlying: Common Stock · 691.331 shares Expires not disclosed F1 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F2 · balance_after: Between October 9, 2019 and January 7, 2020, the Reporting Person acquired 72.47 shares of First Midwest Bancorp, Inc. common stock pursuant to the dividend reinvestment feature under the Plan. The information in this report is based on a plan statement dated January 7, 2020. Read SEC document |
| October 18, 2019 Filed Oct 21, 2019 16:17 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantPhantom Stock Under NQ Deferred Comp. Plan · Derivative | 776.331 | $19.72 | $15,309.25 |
DisclosureSEC source: 0001127602-19-030866 · form4.xml · derivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,912.609 Underlying: Common Stock · 776.331 shares Expires not disclosed F1 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F2 · balance_after: Between July 10, 2019 and October 8, 2019, the Reporting Person acquired 81.283 shares of First Midwest Bancorp, Inc. common stock pursuant to the dividend reinvestment feature under the Plan. The information in this report is based on a plan statement dated October 8, 2019. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 18:36 UTC | FIRST MIDWEST BANCORP INC FMBI · Entity 130241 | GrantPhantom Stock Under NQ Deferred Comp. Plan · Derivative | 755 | $20.28 | $15,311.40 |
DisclosureSEC source: 0001127602-19-024819 · form4.xml · derivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,055 Underlying: Common Stock · 755 shares Expires not disclosed F1 · derivative.exercise_price: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.exercise_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F1 · derivative.expiration_date: Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. The shares of phantom stock represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. F2 · balance_after: Between April 10, 2019 and July 9, 2019, the Reporting Person acquired 70 shares of First Midwest Bancorp, Inc. common stock pursuant to the dividend reinvestment feature under the Plan. The information in this report is based on a plan statement dated July 9, 2019. Read SEC document |
| May 07, 2019 Filed May 8, 2019 15:23 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionStock Option · Derivative | 6,000 | $0.00 Strike: $47.61 | $0.00 |
DisclosureSEC source: 0001127602-19-017685 · form4.xml · derivative · entry 12 Brown Thomas Lynn · CIK 0001529460 · Sr. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2023-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Stock option grant price adjusted to reflect $2.00 extraordinary dividend declared 11-12-15. F3 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments. Read SEC document |
| May 07, 2019 Filed May 8, 2019 15:23 UTC | RLI CORP RLI · Entity 3813 | Tax withholdingCommon Stock | 4,593 | $82.26 | $377,820.18 |
DisclosureSEC source: 0001127602-19-017685 · form4.xml · nonDerivative · entry 6 Brown Thomas Lynn · CIK 0001529460 · Sr. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,699.049 F1 · ownership.direct: Ownership reflects dividend reinvestment Read SEC document |
| May 07, 2019 Filed May 8, 2019 15:23 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionCommon Stock | 6,000 | $47.61 | $285,660.00 |
DisclosureSEC source: 0001127602-19-017685 · form4.xml · nonDerivative · entry 5 Brown Thomas Lynn · CIK 0001529460 · Sr. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,292.049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Ownership reflects dividend reinvestment Read SEC document |
| May 06, 2019 Filed May 8, 2019 15:23 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionStock Option · Derivative | 6,400 | $0.00 Strike: $56.71 | $0.00 |
DisclosureSEC source: 0001127602-19-017685 · form4.xml · derivative · entry 11 Brown Thomas Lynn · CIK 0001529460 · Sr. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,600 Underlying: Common Stock · 6,400 shares Expires 2025-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments. Read SEC document |
| May 06, 2019 Filed May 8, 2019 15:23 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionStock Option · Derivative | 4,600 | $0.00 Strike: $64.09 | $0.00 |
DisclosureSEC source: 0001127602-19-017685 · form4.xml · derivative · entry 10 Brown Thomas Lynn · CIK 0001529460 · Sr. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,200 Underlying: Common Stock · 4,600 shares Expires 2024-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments. Read SEC document |
| May 06, 2019 Filed May 8, 2019 15:23 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionStock Option · Derivative | 6,000 | $0.00 Strike: $63.14 | $0.00 |
DisclosureSEC source: 0001127602-19-017685 · form4.xml · derivative · entry 9 Brown Thomas Lynn · CIK 0001529460 · Sr. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 6,000 shares Expires 2026-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments. Read SEC document |
| May 06, 2019 Filed May 8, 2019 15:23 UTC | RLI CORP RLI · Entity 3813 | Tax withholdingCommon Stock | 14,437 | $83.63 | $1,207,366.31 |
DisclosureSEC source: 0001127602-19-017685 · form4.xml · nonDerivative · entry 4 Brown Thomas Lynn · CIK 0001529460 · Sr. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,292.049 F1 · ownership.direct: Ownership reflects dividend reinvestment Read SEC document |
| May 06, 2019 Filed May 8, 2019 15:23 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionCommon Stock | 6,400 | $56.71 | $362,944.00 |
DisclosureSEC source: 0001127602-19-017685 · form4.xml · nonDerivative · entry 3 Brown Thomas Lynn · CIK 0001529460 · Sr. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,729.049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Ownership reflects dividend reinvestment Read SEC document |
| May 06, 2019 Filed May 8, 2019 15:23 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionCommon Stock | 4,600 | $64.09 | $294,814.00 |
DisclosureSEC source: 0001127602-19-017685 · form4.xml · nonDerivative · entry 2 Brown Thomas Lynn · CIK 0001529460 · Sr. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,329.049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Ownership reflects dividend reinvestment Read SEC document |
| May 06, 2019 Filed May 8, 2019 15:23 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionCommon Stock | 6,000 | $63.14 | $378,840.00 |
DisclosureSEC source: 0001127602-19-017685 · form4.xml · nonDerivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Sr. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,729.049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Ownership reflects dividend reinvestment Read SEC document |
| May 01, 2019 Filed May 3, 2019 14:35 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionStock Option · Derivative | 9,200 | $0.00 Strike: $64.09 | $0.00 |
DisclosureSEC source: 0001127602-19-017163 · form4.xml · derivative · entry 7 Brown Thomas Lynn · CIK 0001529460 · Sr. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,800 Underlying: Common Stock · 9,200 shares Expires 2024-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments. Read SEC document |
| May 01, 2019 Filed May 3, 2019 14:35 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionStock Option · Derivative | 6,000 | $0.00 Strike: $38.21 | $0.00 |
DisclosureSEC source: 0001127602-19-017163 · form4.xml · derivative · entry 6 Brown Thomas Lynn · CIK 0001529460 · Sr. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2022-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Stock option grant price adjusted to reflect $2.00 extraordinary dividend declared 11-12-15. F4 · derivative.exercise_price: Stock option grant price adjusted to reflect $3.00 extraordinary dividend declared 11/13/14. F5 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments. Read SEC document |
| May 01, 2019 Filed May 3, 2019 14:35 UTC | RLI CORP RLI · Entity 3813 | Tax withholdingCommon Stock | 12,290 | $82.09 | $1,008,886.10 |
DisclosureSEC source: 0001127602-19-017163 · form4.xml · nonDerivative · entry 3 Brown Thomas Lynn · CIK 0001529460 · Sr. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,729.049 F1 · ownership.direct: Ownership reflects dividend reinvestment Read SEC document |
| May 01, 2019 Filed May 3, 2019 14:35 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionCommon Stock | 9,200 | $64.09 | $589,628.00 |
DisclosureSEC source: 0001127602-19-017163 · form4.xml · nonDerivative · entry 2 Brown Thomas Lynn · CIK 0001529460 · Sr. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,019.049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Ownership reflects dividend reinvestment Read SEC document |
| May 01, 2019 Filed May 3, 2019 14:35 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionCommon Stock | 6,000 | $38.21 | $229,260.00 |
DisclosureSEC source: 0001127602-19-017163 · form4.xml · nonDerivative · entry 1 Brown Thomas Lynn · CIK 0001529460 · Sr. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,819.049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Ownership reflects dividend reinvestment Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 20:49 UTC | RLI CORP RLI · Entity 3813 | Exercise / conversionStock Option · Derivative | 6,400 | $0.00 Strike: $56.71 | $0.00 |
DisclosureSEC source: 0001127602-19-016132 · form4.xml · derivative · entry 5 Brown Thomas Lynn · CIK 0001529460 · Sr. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,600 Underlying: Common Stock · 6,400 shares Expires 2025-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.