Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TXNM ENERGY INCTXNM · Entity 3794 | Director · President and CEO | March 07, 2026 | March 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TXNM ENERGY INC
Report date March 07, 2026 · Filed March 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 55,956 |
Reported balance
After 2026-03-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-07 · Exercise / conversion · Acquired 1,700 · Balance 55,956 F1: Represents the portion of previous awards of restricted stock rights that vested effective as of March 7, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 55,186 |
Reported balance
After 2026-03-07 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-07 · Tax withholding · Disposed 770 · Balance 55,186 F2: Represents shares withheld by TXNM Energy, Inc. (the "Company") to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The Company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the Company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. |
| Common StockSEC Table I · non-derivative | Direct | 57,610 |
Reported balance
After 2026-03-07 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-03-07 · Exercise / conversion · Acquired 2,424 · Balance 57,610 F1: Represents the portion of previous awards of restricted stock rights that vested effective as of March 7, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 56,513 |
Reported balance
After 2026-03-07 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-03-07 · Tax withholding · Disposed 1,097 · Balance 56,513 F2: Represents shares withheld by TXNM Energy, Inc. (the "Company") to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The Company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the Company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. |
| Common StockSEC Table I · non-derivative | Direct | 59,637 |
Reported balance
After 2026-03-07 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2026-03-07 · Exercise / conversion · Acquired 3,124 · Balance 59,637 F1: Represents the portion of previous awards of restricted stock rights that vested effective as of March 7, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 58,223 |
Reported balance
After 2026-03-07 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2026-03-07 · Tax withholding · Disposed 1,414 · Balance 58,223 F2: Represents shares withheld by TXNM Energy, Inc. (the "Company") to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The Company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the Company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. |
| Restricted Stock RightsSEC Table II · derivative / convertible security | Direct | 31,507 |
Reported balance
After 2026-03-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-03-07 · Exercise / conversion · Disposed 1,700 · Balance 31,507 F3: Each restricted stock right represents a contingent right to receive one share of TXNM Energy, Inc. common stock. F4: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). |
| Restricted Stock RightsSEC Table II · derivative / convertible security | Direct | 29,083 |
Reported balance
After 2026-03-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-03-07 · Exercise / conversion · Disposed 2,424 · Balance 29,083 F3: Each restricted stock right represents a contingent right to receive one share of TXNM Energy, Inc. common stock. F4: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). |
| Restricted Stock RightsSEC Table II · derivative / convertible security | Direct | 25,959 |
Reported balance
After 2026-03-07 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-03-07 · Exercise / conversion · Disposed 3,124 · Balance 25,959 F3: Each restricted stock right represents a contingent right to receive one share of TXNM Energy, Inc. common stock. F4: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the portion of previous awards of restricted stock rights that vested effective as of March 7, 2026.
F2: Represents shares withheld by TXNM Energy, Inc. (the "Company") to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The Company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the Company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.
F3: Each restricted stock right represents a contingent right to receive one share of TXNM Energy, Inc. common stock.
F4: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2023 Filed Mar 8, 2023 23:27 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 176 | $48.80 | $8,588.80 |
DisclosureSEC source: 0001562180-23-002622 · primarydocument.xml · nonDerivative · entry 2 TARRY JOSEPH DON · CIK 0001637037 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,675 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2023 Filed Mar 8, 2023 23:27 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 387 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002622 · primarydocument.xml · nonDerivative · entry 1 TARRY JOSEPH DON · CIK 0001637037 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2023. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 23:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 5,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002094 · primarydocument.xml · derivative · entry 3 TARRY JOSEPH DON · CIK 0001637037 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,237 Underlying: Common Stock · 5,101 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 23:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 3,102 | $49.00 | $151,998.00 |
DisclosureSEC source: 0001562180-23-002094 · primarydocument.xml · nonDerivative · entry 2 TARRY JOSEPH DON · CIK 0001637037 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,464 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 23:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 6,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002094 · primarydocument.xml · nonDerivative · entry 1 TARRY JOSEPH DON · CIK 0001637037 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The performance shares were earned as of December 31, 2022 for the 2020-2022 performance period, and settled on February 28, 2023. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 321 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002457 · primarydocument.xml · derivative · entry 9 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,136 Underlying: Common Stock · 321 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 387 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002457 · primarydocument.xml · derivative · entry 8 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,457 Underlying: Common Stock · 387 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 681 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002457 · primarydocument.xml · derivative · entry 7 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,844 Underlying: Common Stock · 681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 146 | $46.11 | $6,732.06 |
DisclosureSEC source: 0001562180-22-002457 · primarydocument.xml · nonDerivative · entry 6 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,842 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 321 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002457 · primarydocument.xml · nonDerivative · entry 5 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 176 | $46.11 | $8,115.36 |
DisclosureSEC source: 0001562180-22-002457 · primarydocument.xml · nonDerivative · entry 4 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,667 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 387 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002457 · primarydocument.xml · nonDerivative · entry 3 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 309 | $46.11 | $14,247.99 |
DisclosureSEC source: 0001562180-22-002457 · primarydocument.xml · nonDerivative · entry 2 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,456 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 681 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002457 · primarydocument.xml · nonDerivative · entry 1 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 2,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002338 · primarydocument.xml · derivative · entry 3 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,525 Underlying: Common Stock · 2,387 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 2,194 | $44.64 | $97,940.16 |
DisclosureSEC source: 0001562180-22-002338 · primarydocument.xml · nonDerivative · entry 2 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,084 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 4,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002338 · primarydocument.xml · nonDerivative · entry 1 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The performance shares were earned as of December 31, 2021 for the 2019-2021 performance period, and settled on March 1, 2022. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 321 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002107 · primarydocument.xml · derivative · entry 12 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,138 Underlying: Common Stock · 321 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 372 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002107 · primarydocument.xml · derivative · entry 11 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,459 Underlying: Common Stock · 372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 387 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002107 · primarydocument.xml · derivative · entry 10 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,831 Underlying: Common Stock · 387 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 2,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002107 · primarydocument.xml · derivative · entry 9 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,218 Underlying: Common Stock · 2,043 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 146 | $47.42 | $6,923.32 |
DisclosureSEC source: 0001562180-21-002107 · primarydocument.xml · nonDerivative · entry 8 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,575 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 321 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002107 · primarydocument.xml · nonDerivative · entry 7 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 169 | $47.42 | $8,013.98 |
DisclosureSEC source: 0001562180-21-002107 · primarydocument.xml · nonDerivative · entry 6 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,400 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 372 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002107 · primarydocument.xml · nonDerivative · entry 5 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 176 | $47.42 | $8,345.92 |
DisclosureSEC source: 0001562180-21-002107 · primarydocument.xml · nonDerivative · entry 4 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,197 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 387 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002107 · primarydocument.xml · nonDerivative · entry 3 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 2,709 | $47.42 | $128,460.78 |
DisclosureSEC source: 0001562180-21-002107 · primarydocument.xml · nonDerivative · entry 2 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,986 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 5,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002107 · primarydocument.xml · nonDerivative · entry 1 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The performance shares were earned as of December 31, 2020 for the 2018-2020 performance period, and settled on March 5, 2020. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 322 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002354 · primarydocument.xml · derivative · entry 9 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,175 Underlying: Common Stock · 322 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 373 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002354 · primarydocument.xml · derivative · entry 8 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,497 Underlying: Common Stock · 373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002354 · primarydocument.xml · derivative · entry 7 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,870 Underlying: Common Stock · 357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 143 | $51.83 | $7,411.69 |
DisclosureSEC source: 0001562180-20-002354 · primarydocument.xml · nonDerivative · entry 6 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,852 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 322 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002354 · primarydocument.xml · nonDerivative · entry 5 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 6, 2020. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 158 | $51.83 | $8,189.14 |
DisclosureSEC source: 0001562180-20-002354 · primarydocument.xml · nonDerivative · entry 4 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,673 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002354 · primarydocument.xml · nonDerivative · entry 3 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 6, 2020. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 166 | $51.83 | $8,603.78 |
DisclosureSEC source: 0001562180-20-002354 · primarydocument.xml · nonDerivative · entry 2 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,474 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 373 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002354 · primarydocument.xml · nonDerivative · entry 1 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 6, 2020. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:43 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 1,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002250 · primarydocument.xml · derivative · entry 3 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,227 Underlying: Common Stock · 1,161 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2020. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2020. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:43 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 2,366 | $49.08 | $116,123.28 |
DisclosureSEC source: 0001562180-20-002250 · primarydocument.xml · nonDerivative · entry 2 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,267 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of the performance share award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of performance shares, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the performance share award at the prevailing market price. Only these "net shares" are delivered to the recipient of the performance share award. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:43 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 5,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002250 · primarydocument.xml · nonDerivative · entry 1 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,633 F1 · security: The performance shares were earned as of December 31, 2019 for the 2017-2019 performance period, and settled on March 3, 2020. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | SaleCommon Stock | 608 | $45.23 | $27,499.84 |
DisclosureSEC source: 0001562180-19-001838 · primarydocument.xml · nonDerivative · entry 8 TARRY JOSEPH DON · CIK 0001637037 · VP, CONTROLLER AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,414 Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 373 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001838 · primarydocument.xml · derivative · entry 11 TARRY JOSEPH DON · CIK 0001637037 · VP, CONTROLLER AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,066 Underlying: Common Stock · 373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001838 · primarydocument.xml · derivative · entry 10 TARRY JOSEPH DON · CIK 0001637037 · VP, CONTROLLER AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,439 Underlying: Common Stock · 357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 392 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001838 · primarydocument.xml · derivative · entry 9 TARRY JOSEPH DON · CIK 0001637037 · VP, CONTROLLER AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,796 Underlying: Common Stock · 392 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | SaleCommon Stock | 1,092 | $44.89 | $49,019.88 |
DisclosureSEC source: 0001562180-19-001838 · primarydocument.xml · nonDerivative · entry 7 TARRY JOSEPH DON · CIK 0001637037 · VP, CONTROLLER AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,022 F3 · price: Price represents a weighted average fill price ranging from $44.88 to $44.90. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 166 | $44.94 | $7,460.04 |
DisclosureSEC source: 0001562180-19-001838 · primarydocument.xml · nonDerivative · entry 6 TARRY JOSEPH DON · CIK 0001637037 · VP, CONTROLLER AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,114 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001838 · primarydocument.xml · nonDerivative · entry 5 TARRY JOSEPH DON · CIK 0001637037 · VP, CONTROLLER AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 158 | $44.94 | $7,100.52 |
DisclosureSEC source: 0001562180-19-001838 · primarydocument.xml · nonDerivative · entry 4 TARRY JOSEPH DON · CIK 0001637037 · VP, CONTROLLER AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,907 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001838 · primarydocument.xml · nonDerivative · entry 3 TARRY JOSEPH DON · CIK 0001637037 · VP, CONTROLLER AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.