Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FORUM ENERGY TECHNOLOGIES, INC.FET · Entity 4998 | President & CEO | March 05, 2026 | March 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FORUM ENERGY TECHNOLOGIES, INC.
Report date March 05, 2026 · Filed March 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 347,483 |
Ending reported balance
After 2026-03-06 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-03-05 · Exercise / conversion · Acquired 30,900 · Balance 342,176 F1: Reflects the vesting of restricted stock units granted on March 5, 2025. Row 2 · 2026-03-05 · Tax withholding · Disposed 12,159 · Balance 330,017 F2: These shares were surrendered to satisfy the tax obligations related to the settlement of the associated equity award. Row 3 · 2026-03-06 · Exercise / conversion · Acquired 28,797 · Balance 358,814 F3: Reflects the vesting of restricted stock units granted on March 6, 2024. Row 4 · 2026-03-06 · Tax withholding · Disposed 11,331 · Balance 347,483 F2: These shares were surrendered to satisfy the tax obligations related to the settlement of the associated equity award. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 61,799 |
Reported balance
After 2026-03-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-03-05 · Exercise / conversion · Disposed 30,900 · Balance 61,799 F1: Reflects the vesting of restricted stock units granted on March 5, 2025. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 28,797 |
Reported balance
After 2026-03-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-03-06 · Exercise / conversion · Disposed 28,797 · Balance 28,797 F3: Reflects the vesting of restricted stock units granted on March 6, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the vesting of restricted stock units granted on March 5, 2025.
F2: These shares were surrendered to satisfy the tax obligations related to the settlement of the associated equity award.
F3: Reflects the vesting of restricted stock units granted on March 6, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2024 Filed Feb 21, 2024 15:45 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 15,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-24-000029 · wk-form4_1708548314.xml · derivative · entry 12 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,840 Underlying: Common Stock · 15,839 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Reflects the vesting of performance restricted stock units granted on February 18, 2022. F5 · derivative.exercise_date: Reflects the vesting of performance restricted stock units granted on February 18, 2022. F5 · derivative.expiration_date: Reflects the vesting of performance restricted stock units granted on February 18, 2022. Read SEC document |
| February 18, 2024 Filed Feb 21, 2024 15:45 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPhantom Restricted Stock Units · Derivative | 15,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-24-000029 · wk-form4_1708548314.xml · derivative · entry 11 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,840 Underlying: Common Stock · 15,839 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Reflects the vesting of phantom restricted stock units granted on February 18, 2022. F3 · derivative.exercise_date: Reflects the vesting of phantom restricted stock units granted on February 18, 2022. F3 · derivative.expiration_date: Reflects the vesting of phantom restricted stock units granted on February 18, 2022. Read SEC document |
| February 18, 2024 Filed Feb 21, 2024 15:45 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 6,232 | $20.06 | $125,013.92 |
DisclosureSEC source: 0001401257-24-000029 · wk-form4_1708548314.xml · nonDerivative · entry 6 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,531 F6 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of performance restricted stock units granted on February 18, 2022. Read SEC document |
| February 18, 2024 Filed Feb 21, 2024 15:45 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 15,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-24-000029 · wk-form4_1708548314.xml · nonDerivative · entry 5 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Reflects the vesting of performance restricted stock units granted on February 18, 2022. Read SEC document |
| February 18, 2024 Filed Feb 21, 2024 15:45 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 6,232 | $20.06 | $125,013.92 |
DisclosureSEC source: 0001401257-24-000029 · wk-form4_1708548314.xml · nonDerivative · entry 4 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,924 F4 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of phantom restricted stock units granted on February 18, 2022. Read SEC document |
| February 18, 2024 Filed Feb 21, 2024 15:45 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 15,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-24-000029 · wk-form4_1708548314.xml · nonDerivative · entry 3 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the vesting of phantom restricted stock units granted on February 18, 2022. Read SEC document |
| February 17, 2024 Filed Feb 21, 2024 15:45 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPhantom Restricted Stock Units · Derivative | 13,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-24-000029 · wk-form4_1708548314.xml · derivative · entry 10 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,866 Underlying: Common Stock · 13,933 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the vesting of restricted stock units granted on February 17, 2023. F1 · derivative.exercise_date: Reflects the vesting of restricted stock units granted on February 17, 2023. F1 · derivative.expiration_date: Reflects the vesting of restricted stock units granted on February 17, 2023. Read SEC document |
| February 17, 2024 Filed Feb 21, 2024 15:45 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 5,710 | $20.06 | $114,542.60 |
DisclosureSEC source: 0001401257-24-000029 · wk-form4_1708548314.xml · nonDerivative · entry 2 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,317 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units granted on February 17, 2023. Read SEC document |
| February 17, 2024 Filed Feb 21, 2024 15:45 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 13,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-24-000029 · wk-form4_1708548314.xml · nonDerivative · entry 1 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the vesting of restricted stock units granted on February 17, 2023. Read SEC document |
| August 12, 2023 Filed Aug 15, 2023 16:01 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 885 | $25.16 | $22,266.60 |
DisclosureSEC source: 0001401257-23-000077 · wf-form4_169212966118014.xml · nonDerivative · entry 2 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,094 F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units granted on August 12, 2020. Read SEC document |
| August 12, 2023 Filed Aug 15, 2023 16:01 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 1,967 | $25.16 | $49,489.72 |
DisclosureSEC source: 0001401257-23-000077 · wf-form4_169212966118014.xml · nonDerivative · entry 1 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,979 F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units granted on August 12, 2020. Read SEC document |
| May 12, 2023 Filed May 15, 2023 07:36 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | PurchaseCommon Stock | 17,000 | $21.60 | $367,200.00 |
DisclosureSEC source: 0001401257-23-000049 · wf-form4_168415057928117.xml · nonDerivative · entry 2 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,213 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging between $21.33 and $21.86. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote. Read SEC document |
| May 11, 2023 Filed May 15, 2023 07:36 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | PurchaseCommon Stock | 5,000 | $21.55 | $107,750.00 |
DisclosureSEC source: 0001401257-23-000049 · wf-form4_168415057928117.xml · nonDerivative · entry 1 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,213 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging between $21.28 and $21.78. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 17:00 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 884 | $31.78 | $28,093.52 |
DisclosureSEC source: 0001401257-23-000012 · wf-form4_167710318886390.xml · nonDerivative · entry 8 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,213 F7 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock unit award granted on February 21, 2020. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 17:00 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPhantom Restricted Stock Units · Derivative | 7,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-23-000012 · wf-form4_167710318886390.xml · derivative · entry 12 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,982 Underlying: Common Stock · 7,982 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021. F5 · derivative.exercise_date: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021. F5 · derivative.expiration_date: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 17:00 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 3,140 | $31.70 | $99,538.00 |
DisclosureSEC source: 0001401257-23-000012 · wf-form4_167710318886390.xml · nonDerivative · entry 7 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,097 F6 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock unit award granted on February 19, 2021. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 17:00 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 7,982 | $31.70 | $253,029.40 |
DisclosureSEC source: 0001401257-23-000012 · wf-form4_167710318886390.xml · nonDerivative · entry 6 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 17:00 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 7,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-23-000012 · wf-form4_167710318886390.xml · nonDerivative · entry 5 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021. Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 17:00 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 15,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-23-000012 · wf-form4_167710318886390.xml · derivative · entry 11 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,679 Underlying: Common Stock · 15,840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Reflects the vesting of performance restricted stock units granted on February 18, 2022. F3 · derivative.exercise_date: Reflects the vesting of performance restricted stock units granted on February 18, 2022. F3 · derivative.expiration_date: Reflects the vesting of performance restricted stock units granted on February 18, 2022. Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 17:00 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPhantom Restricted Stock Units · Derivative | 15,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-23-000012 · wf-form4_167710318886390.xml · derivative · entry 10 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,679 Underlying: Common Stock · 15,840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the vesting of restricted stock units granted on February 18, 2022. F1 · derivative.exercise_date: Reflects the vesting of restricted stock units granted on February 18, 2022. F1 · derivative.expiration_date: Reflects the vesting of restricted stock units granted on February 18, 2022. Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 17:00 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 6,233 | $31.70 | $197,586.10 |
DisclosureSEC source: 0001401257-23-000012 · wf-form4_167710318886390.xml · nonDerivative · entry 4 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,237 F4 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of performance restricted stock units granted on February 18, 2022. Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 17:00 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 15,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-23-000012 · wf-form4_167710318886390.xml · nonDerivative · entry 3 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the vesting of performance restricted stock units granted on February 18, 2022. Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 17:00 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 6,375 | $31.70 | $202,087.50 |
DisclosureSEC source: 0001401257-23-000012 · wf-form4_167710318886390.xml · nonDerivative · entry 2 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,630 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a phantom restricted stock unit award granted on February 18, 2022. Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 17:00 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 15,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-23-000012 · wf-form4_167710318886390.xml · nonDerivative · entry 1 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the vesting of restricted stock units granted on February 18, 2022. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 17:00 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPhantom Restricted Stock Units · Derivative | 41,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-23-000012 · wf-form4_167710318886390.xml · derivative · entry 9 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,799 Underlying: Common Stock · 41,799 shares Expires not disclosed F8 · derivative.exercise_price: Represents an award of restricted stock units (the "Units") granted pursuant to the Company's Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, or cash in lieu thereof, upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/17/2023). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. F8 · derivative.exercise_date: Represents an award of restricted stock units (the "Units") granted pursuant to the Company's Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, or cash in lieu thereof, upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/17/2023). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. F8 · derivative.expiration_date: Represents an award of restricted stock units (the "Units") granted pursuant to the Company's Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, or cash in lieu thereof, upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/17/2023). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 20:39 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 1,967 | $26.24 | $51,614.08 |
DisclosureSEC source: 0001401257-22-000054 · wf-form4_166069677196558.xml · nonDerivative · entry 1 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,165 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020. Read SEC document |
| February 21, 2022 Filed Feb 22, 2022 15:25 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 885 | $18.94 | $16,761.90 |
DisclosureSEC source: 0001401257-22-000014 · wf-form4_164556148642204.xml · nonDerivative · entry 6 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,132 F5 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock unit award granted on February 21, 2020. Read SEC document |
| February 19, 2022 Filed Feb 22, 2022 15:25 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPhantom Stock Units · Derivative | 7,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-22-000014 · wf-form4_164556148642204.xml · derivative · entry 10 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,965 Underlying: Phantom Stock Units · 7,983 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022. F4 · derivative.exercise_date: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022. F4 · derivative.expiration_date: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022. Read SEC document |
| February 19, 2022 Filed Feb 22, 2022 15:25 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 7,983 | $18.94 | $151,198.02 |
DisclosureSEC source: 0001401257-22-000014 · wf-form4_164556148642204.xml · nonDerivative · entry 5 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022. Read SEC document |
| February 19, 2022 Filed Feb 22, 2022 15:25 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 7,983 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-22-000014 · wf-form4_164556148642204.xml · nonDerivative · entry 4 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Represents the cash settlement of a portion of phantom stock units granted on February 19, 2021 and that vested on February 19, 2022. Read SEC document |
| February 19, 2022 Filed Feb 22, 2022 15:25 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 3,384 | $18.94 | $64,092.96 |
DisclosureSEC source: 0001401257-22-000014 · wf-form4_164556148642204.xml · nonDerivative · entry 3 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,017 F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock unit award granted on February 19, 2021. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 15:25 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPerformance Restricted Stock Units · Derivative | 47,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-22-000014 · wf-form4_164556148642204.xml · derivative · entry 9 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,519 Underlying: Common Stock · 47,519 shares Expires not disclosed F8 · derivative.exercise_price: Represents an award of performance-based units granted pursuant to the Plan. Each unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the units. There are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.68, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: (continued on footnote 9) F9 · derivative.exercise_price: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. Any earned units also vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. F8 · derivative.exercise_date: Represents an award of performance-based units granted pursuant to the Plan. Each unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the units. There are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.68, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: (continued on footnote 9) F9 · derivative.exercise_date: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. Any earned units also vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. F8 · derivative.expiration_date: Represents an award of performance-based units granted pursuant to the Plan. Each unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the units. There are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.68, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: (continued on footnote 9) F9 · derivative.expiration_date: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. Any earned units also vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 15:25 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPhantom Restricted Stock Units · Derivative | 47,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-22-000014 · wf-form4_164556148642204.xml · derivative · entry 8 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,519 Underlying: Common Stock · 47,519 shares Expires not disclosed F6 · derivative.exercise_price: Represents an award of restricted stock units (the "Units") granted pursuant to the Company's Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/18/2022). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 7) F7 · derivative.exercise_price: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. F6 · derivative.exercise_date: Represents an award of restricted stock units (the "Units") granted pursuant to the Company's Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/18/2022). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 7) F7 · derivative.exercise_date: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. F6 · derivative.expiration_date: Represents an award of restricted stock units (the "Units") granted pursuant to the Company's Second Amended and Restated 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Common Stock, upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/18/2022). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 7) F7 · derivative.expiration_date: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 15:25 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 1,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-22-000014 · wf-form4_164556148642204.xml · derivative · entry 7 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 608 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the vesting of performance shares granted in February of 2019, which were earned at 40% of target. F1 · derivative.exercise_date: Reflects the vesting of performance shares granted in February of 2019, which were earned at 40% of target. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 15:25 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 240 | $19.25 | $4,620.00 |
DisclosureSEC source: 0001401257-22-000014 · wf-form4_164556148642204.xml · nonDerivative · entry 2 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,401 F2 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 15, 2019. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 15:25 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 608 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-22-000014 · wf-form4_164556148642204.xml · nonDerivative · entry 1 Lux Neal · CIK 0001812312 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the vesting of performance shares granted in February of 2019, which were earned at 40% of target. Read SEC document |
| February 16, 2022 Filed Feb 17, 2022 13:06 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 116 | $19.37 | $2,246.92 |
DisclosureSEC source: 0001401257-22-000007 · wf-form4_164512118912503.xml · nonDerivative · entry 2 Lux Neal · CIK 0001812312 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,033 F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 13:06 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 226 | $19.01 | $4,296.26 |
DisclosureSEC source: 0001401257-22-000007 · wf-form4_164512118912503.xml · nonDerivative · entry 1 Lux Neal · CIK 0001812312 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,149 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 11:09 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 1,968 | $20.57 | $40,481.76 |
DisclosureSEC source: 0001401257-21-000079 · wf-form4_162912656600161.xml · nonDerivative · entry 1 Lux Neal · CIK 0001812312 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,375 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 15:27 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPhantom Stock Units · Derivative | 23,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000024 · wf-form4_161411202436835.xml · derivative · entry 2 Lux Neal · CIK 0001812312 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,948 Underlying: Phantom Stock Units · 23,948 shares Expires not disclosed F2 · derivative.exercise_price: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 3) F3 · derivative.exercise_price: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 4) F4 · derivative.exercise_price: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units. F2 · derivative.exercise_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 3) F3 · derivative.exercise_date: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 4) F4 · derivative.exercise_date: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units. F2 · derivative.expiration_date: Represents an award of cash-settled phantom units (the "Phantom Units") granted pursuant to the Plan. Each Phantom Unit represents a contingent right to receive a cash payment equivalent to the fair market value of one share of Common Stock, upon the vesting of the Phantom Units. The Phantom Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. (Continued on Footnote 3) F3 · derivative.expiration_date: In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $23.49, which is 125% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (Continued on Footnote 4) F4 · derivative.expiration_date: The continuous service requirement will be met with respect to the Phantom Units as follows: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Phantom Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Phantom Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable if the Phantom Units were shares of Common Stock outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the settlement of the Phantom Units. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 15:27 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 23,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000024 · wf-form4_161411202436835.xml · nonDerivative · entry 1 Lux Neal · CIK 0001812312 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,343 F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/19/2021). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| September 14, 2020 Filed Sep 14, 2020 14:38 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | PurchaseCommon Stock | 19,400 | $0.50 | $9,680.60 |
DisclosureSEC source: 0001401257-20-000147 · wf-form4_160010870978042.xml · nonDerivative · entry 3 Lux Neal · CIK 0001812312 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,342,336 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging between $0.497 and $0.500. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 14:38 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | PurchaseCommon Stock | 80,491 | $0.49 | $39,762.55 |
DisclosureSEC source: 0001401257-20-000147 · wf-form4_160010870978042.xml · nonDerivative · entry 2 Lux Neal · CIK 0001812312 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,322,936 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging between $0.484 and $0.500. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 14:38 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | PurchaseCommon Stock | 91,348 | $0.50 | $45,582.65 |
DisclosureSEC source: 0001401257-20-000147 · wf-form4_160010870978042.xml · nonDerivative · entry 1 Lux Neal · CIK 0001812312 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,242,445 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging between $0.495 and $0.500. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote. Read SEC document |
| September 09, 2020 Filed Sep 14, 2020 14:34 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | PurchaseCommon Stock | 8,761 | $0.50 | $4,371.74 |
DisclosureSEC source: 0001401257-20-000146 · wf-form4_160010842878796.xml · nonDerivative · entry 1 Lux Neal · CIK 0001812312 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,151,097 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging between $0.497 and $0.500. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 13:27 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-20-000132 · wf-form4_159742603543673.xml · nonDerivative · entry 2 Lux Neal · CIK 0001812312 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,142,336 F5 · shares: Represents an award of Units granted pursuant to the Plan. Each Unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the Units. There are two conditions for vesting: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the stock price threshold, the closing price of the Company's Common Stock over twenty consecutive trading days must equal or exceed $1.50, which is approximately 320% of the Company's closing stock price on the grant date. If the minimum price threshold is met, and the reporting person is continuously employed by the Company through the third anniversary of the grant date, the Units will vest. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 6) F6 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 13:27 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-20-000132 · wf-form4_159742603543673.xml · nonDerivative · entry 1 Lux Neal · CIK 0001812312 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,097,336 F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. (Continued on Footnote 2) F2 · shares: The Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $0.71, which is 150% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (continued on footnote 3) F3 · shares: The Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 4) F4 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.