Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ABM INDUSTRIES INC /DE/ABM · Entity 4290 | Director | January 06, 2026 | January 08, 2026 |
| ADT Inc.ADT · Entity 3866 | Director · Chairman, President & CEO | March 05, 2026 | March 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ABM INDUSTRIES INC /DE/
Report date January 06, 2026 · Filed January 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,879 |
Reported balance
After 2026-01-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-06 · Grant · Acquired 3,996 · Balance 15,879 F1: Annual grant of restricted stock units (RSUs) to non-employee directors granted under the 2021 Equity and Incentive Compensation Plan, representing a contingent right to receive shares of common stock. All such RSUs vest on the first anniversary of the grant date. Dividend equivalent rights (DERs) will accrue. F2: Includes shares acquired pursuant to dividend reinvestment in transactions exempt from Section 16 pursuant to Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual grant of restricted stock units (RSUs) to non-employee directors granted under the 2021 Equity and Incentive Compensation Plan, representing a contingent right to receive shares of common stock. All such RSUs vest on the first anniversary of the grant date. Dividend equivalent rights (DERs) will accrue.
F2: Includes shares acquired pursuant to dividend reinvestment in transactions exempt from Section 16 pursuant to Rule 16a-11.
ADT Inc.
Report date March 05, 2026 · Filed March 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.74 · Expires 2036-03-05 | Direct | 4,793,066 |
Reported balance
After 2026-03-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-05 · Grant · Acquired 4,793,066 · Balance 4,793,066 F1: The option vests in three equal annual installments on 3/05/2027, 3/05/2028 and 3/05/2029. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests in three equal annual installments on 3/05/2027, 3/05/2028 and 3/05/2029.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 05, 2023 Filed Jan 9, 2023 21:21 UTC | ABM INDUSTRIES INC /DE/ ABM · Entity 4290 | GrantCommon Stock | 3,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000502 · doc4.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,538 F1 · shares: Annual grant of restricted stock units (RSUs) to non-employee directors granted under the 2021 Equity and Incentive Compensation Plan, representing a contingent right to receive shares of common stock. All such RSUs vest on the first anniversary of the grant date. Dividend equivalent rights (DERs) will accrue. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 17:13 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 5,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-23-000021 · wf-form4_167304317989065.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667,124 F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025. Read SEC document |
| November 07, 2022 Filed Nov 10, 2022 00:35 UTC | ABM INDUSTRIES INC /DE/ ABM · Entity 4290 | GrantCommon Stock | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-011529 · doc4.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2021 Equity and Incentive Compensation Plan. DERs vest in the same manner as the restricted stock units to which they relate.Each DER is the economic equivalent of one share of ABM common stock. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 18:33 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 6,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-22-000193 · wf-form4_166509558362447.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,661,476 F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 20:20 UTC | ABM INDUSTRIES INC /DE/ ABM · Entity 4290 | GrantCommon Stock | 1,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-010410 · doc4.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,245 F1 · shares: Grant of restricted stock units (RSUs) to non-employee director under the 2021 Equity and Incentive Compensation Plan, representing a contingent right to receive shares of common stock. RSUs vest on September 16, 2023, the anniversary of the grant date. Dividend equivalent rights will accrue. Read SEC document |
| July 05, 2022 Filed Jul 6, 2022 18:23 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 7,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-22-000160 · wf-form4_165714617410595.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,922,094.5 F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025. Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 16:23 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 6,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-22-000100 · wf-form4_164927662114782.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,094,108.5 F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 16:24 UTC | ADT Inc. ADT · Entity 3866 | Tax withholdingCommon Stock | 55,196 | $7.33 | $404,586.68 |
DisclosureSEC source: 0001703056-22-000080 · wf-form4_164746228219603.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,087,625.5 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 3/14/22. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 17:27 UTC | ADT Inc. ADT · Entity 3866 | Tax withholdingCommon Stock | 198,516 | $7.61 | $1,510,706.76 |
DisclosureSEC source: 0001703056-22-000068 · wf-form4_164703760875922.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,142,821.5 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 3/9/22. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 17:28 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 732,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-22-000053 · wf-form4_164634650336087.xml · nonDerivative · entry 2 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,341,337.5 F2 · shares: Reflects the 2022 annual grant of RSUs which vest in equal increments on 03/02/2023, 03/02/2024 and 03/02/2025. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 17:28 UTC | ADT Inc. ADT · Entity 3866 | Tax withholdingCommon Stock | 79,391 | $7.47 | $593,050.77 |
DisclosureSEC source: 0001703056-22-000053 · wf-form4_164634650336087.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,608,469.5 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 03/01/2022. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 17:10 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 5,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-22-000017 · wf-form4_164150702047118.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,687,860.5 F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024. Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 16:22 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 5,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-21-000162 · wf-form4_163363814458554.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,682,468.5 F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 16:13 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 4,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-21-000125 · wf-form4_162525678859441.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,676,905.5 F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 16:17 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 5,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-21-000075 · wf-form4_161739458721523.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,672,659.5 F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024. Read SEC document |
| March 14, 2021 Filed Mar 16, 2021 16:37 UTC | ADT Inc. ADT · Entity 3866 | Tax withholdingCommon Stock | 54,344 | $8.32 | $452,142.08 |
DisclosureSEC source: 0001703056-21-000058 · wf-form4_161592703879764.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,667,216.5 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/14/21. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 17:12 UTC | ADT Inc. ADT · Entity 3866 | Tax withholdingCommon Stock | 196,720 | $7.61 | $1,497,039.20 |
DisclosureSEC source: 0001703056-21-000046 · wf-form4_161550072019228.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,721,560.5 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/9/21. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 06:44 UTC | ADT Inc. ADT · Entity 3866 | PurchaseCommon Stock | 143,000 | $7.13 | $1,019,346.90 |
DisclosureSEC source: 0001703056-21-000037 · wf-form4_161520387670271.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,918,280.5 F1 · shares: Represents open market purchases by Mr. DeVries. F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock were purchased in separate transactions on the same day at prices ranging from $6.91 to $7.32 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:44 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 595,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-21-000029 · wf-form4_161480786072530.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,775,280.5 F1 · shares: Reflects the 2021 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/1/2022, 3/1/2023 and 3/1/2024. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 17:16 UTC | ADT Inc. ADT · Entity 3866 | Tax withholdingCommon Stock | 36,364 | $8.78 | $319,275.92 |
DisclosureSEC source: 0001703056-21-000006 · wf-form4_161118097128300.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,179,350.5 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 1/18/21. F2 · balance_after: Includes the following Dividend Equivalent Units with respect to awards of Restricted Stock and Restricted Stock Units and which vest on various dates through March 9, 2023: (i) 10,331 received on April 2, 2020; (ii) 5,553 received on July 2, 2020; (iii) 5,252 received on October 2, 2020; and (iv) 5,511 received on January 4, 2021. Read SEC document |
| March 14, 2020 Filed Mar 17, 2020 17:33 UTC | ADT Inc. ADT · Entity 3866 | Tax withholdingCommon Stock | 53,176 | $4.70 | $249,927.20 |
DisclosureSEC source: 0001703056-20-000050 · wf-form4_158448077735113.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,189,067.5 F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 3/14/20. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 17:42 UTC | ADT Inc. ADT · Entity 3866 | GrantStock Options · Derivative | 1,202,458 | $0.00 Strike: $5.27 | $0.00 |
DisclosureSEC source: 0001703056-20-000029 · wf-form4_158396293959349.xml · derivative · entry 3 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,458 Underlying: Common Stock · 1,202,458 shares Expires 2030-03-09 F4 · derivative.exercise_date: Reflects a one-time special equity award of stock options which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 17:42 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 627,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-20-000029 · wf-form4_158396293959349.xml · nonDerivative · entry 2 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,242,243.5 F3 · shares: Reflects a one-time special equity award of RSUs which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23. F2 · balance_after: Includes 364,077 RSUs and 735 Dividend Equivalent Units ("DEUs") previously reported in Table II and 50,401 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 17:42 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 853,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-20-000029 · wf-form4_158396293959349.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,615,119.5 F1 · shares: Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23. F2 · balance_after: Includes 364,077 RSUs and 735 Dividend Equivalent Units ("DEUs") previously reported in Table II and 50,401 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 16:19 UTC | ADT Inc. ADT · Entity 3866 | GrantStock Options · Derivative | 1,076,555 | $0.00 Strike: $6.18 | $0.00 |
DisclosureSEC source: 0001703056-19-000066 · wf-form4_155294035854321.xml · derivative · entry 2 DeVries James David · CIK 0001430382 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,076,555 Underlying: Common Stock · 1,076,555 shares Expires 2029-03-14 F3 · derivative.exercise_date: The reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019. The stock options will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date. F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 16:19 UTC | ADT Inc. ADT · Entity 3866 | GrantRestricted Stock Units · Derivative | 364,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-19-000066 · wf-form4_155294035854321.xml · derivative · entry 1 DeVries James David · CIK 0001430382 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,077 Underlying: Common Stock · 364,077 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on March 14, 2019 and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will vest in three equal instalments of 1/3 of the total grant on each of March 14, 2020, March 14, 2021 and March 14, 2022, generally subject to the reporting person's continued employment through such date. F2 · balance_after: Amount of derivative securities beneficially owned only includes derivative securities of the same class that are beneficially owned by the reporting person that vest on the same vesting dates and have the same exercise price as the grant listed. Read SEC document |
| January 04, 2019 Filed Jan 7, 2019 16:48 UTC | ADT Inc. ADT · Entity 3866 | GrantRestricted Stock Units · Derivative | 418 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-19-000006 · wf-form4_154689769545211.xml · derivative · entry 1 DeVries James David · CIK 0001430382 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,938 Underlying: Common Stock · 418 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| October 02, 2018 Filed Oct 4, 2018 16:19 UTC | ADT Inc. ADT · Entity 3866 | GrantRestricted Stock Units · Derivative | 317 | $0.00 | $0.00 |
DisclosureSEC source: 0001703056-18-000063 · wf-form4_153868437629980.xml · derivative · entry 1 DeVries James David · CIK 0001430382 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,520 Underlying: Common Stock · 317 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 10:51 UTC | ADT Inc. ADT · Entity 3866 | GrantStock Options · Derivative | 1,000,000 | $9.19 Strike: $9.19 | $9,190,000.00 |
DisclosureSEC source: 0001703056-18-000040 · wf-form4_153624544209897.xml · derivative · entry 1 DeVries James David · CIK 0001430382 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,064,571.5 Underlying: Stock Options · 1,000,000 shares Expires 2028-09-04 F1 · derivative.exercise_date: The reporting person was granted stock options on September 4, 2018 under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options for $9.19 per share on the third anniversary of December 1, 2018 (or such earlier date on which Mr. DeVries assumes the role of Chief Executive Officer of ADT), generally subject to the reporting person's continued employment through such date. Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 17:30 UTC | ADT Inc. ADT · Entity 3866 | GrantDividend Equivalent Units | 320 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001523 · es1800864_4-devries.xml · nonDerivative · entry 2 DeVries James David · CIK 0001430382 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346,017.5 F2 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021. Read SEC document |
| April 05, 2018 Filed Jul 12, 2018 17:30 UTC | ADT Inc. ADT · Entity 3866 | GrantDividend Equivalent Units | 312 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001523 · es1800864_4-devries.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,345,697.5 F1 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2021. Due to an administrative oversight, this transaction is being reported late. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 19:15 UTC | ADT Inc. ADT · Entity 3866 | GrantCommon Stock | 147,620 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-000232 · es1800243_4-devries.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,266,814.5 Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 16:26 UTC | ADT Inc. ADT · Entity 3866 | OtherCommon Stock | 1,119,194.5 | $14.00 | $15,668,723.00 |
DisclosureSEC source: 0000950142-18-000201 · es1800201_4-devries.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,119,194.5 F1 · kind: On November 21, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "November 2016 Award"). On January 23, 2018, shares of ADT Inc. common stock were distributed to the reporting person (the "Distributed Shares") by Prime Security Services TopCo Parent, L.P. in redemption of the November 2016 Award. The Distributed Shares reported vest in the same manner as the "service tranche" of the November 2016 Award. Twenty percent of the Distributed Shares reported in Table I for the November 2016 Award are vested as of the date of the redemption and distribution, and the remainder of the Distributed Shares reported in Table I will vest as to 20% on May 2, 2018 and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:42 UTC | ADT Inc. ADT · Entity 3866 | GrantStock Options · Derivative | 288,865 | $14.00 Strike: $14.00 | $4,044,110.00 |
DisclosureSEC source: 0000950142-18-000169 · es1800184_4-devries.xml · derivative · entry 3 DeVries James David · CIK 0001430382 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,865 Underlying: Stock Options · 288,865 shares Expires 2028-01-18 F3 · derivative.exercise_date: The reporting person was granted stock options on January 18, 2018, under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options will "cliff vest" and become exercisable as to 100% of the stock options on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:42 UTC | ADT Inc. ADT · Entity 3866 | GrantStock Options · Derivative | 775,706.5 | $14.00 Strike: $14.00 | $10,859,891.00 |
DisclosureSEC source: 0000950142-18-000169 · es1800184_4-devries.xml · derivative · entry 2 DeVries James David · CIK 0001430382 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,706.5 Underlying: Stock Options · 775,706.5 shares Expires 2028-01-18 F1 · derivative.exercise_date: On November 21, 2016, the reporting person was granted Class B units in Prime Security Services TopCo Parent, L.P. (the "November 2016 Award"). On January 18, 2018, the reporting person was granted stock options under the ADT Inc. 2018 Omnibus Incentive Plan. The stock options reported in Table II vest in the same manner as the "service tranche" of the November 2016 Award (the "Top-Up Options"). Twenty percent of the Top-Up Options reported in Table II for the November 2016 Award are vested and exercisable as of the date of grant and the remainder of the Top-Up Options reported in Table II will vest and become exercisable as to 20% on May 2, 2018, and the remainder on July 23, 2018, generally subject to the reporting person's continued employment through each such date. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:42 UTC | ADT Inc. ADT · Entity 3866 | GrantRestricted Stock Units | 78,571 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-000169 · es1800184_4-devries.xml · nonDerivative · entry 1 DeVries James David · CIK 0001430382 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,571 F2 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on January 18, 2018, for no consideration, and represents a contingent right to receive one share of ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on the third anniversary of the date of grant, generally subject to the reporting person's continued employment through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.