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LISTER ROBERT D

Disclosed activity across 1 company

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61869
SEC CIK
0001255900

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
IMAX CORPIMAX · Entity 4276Chief Legal Officer Sr Exec VPSeptember 10, 2026September 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

IMAX CORP

Report date September 10, 2026 · Filed September 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
common sharesSEC Table I · non-derivativeDirect182,375 Reported balance After 2026-09-10 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-09-10 · Sale · Disposed 22,500 · Balance 182,375

F1: Mr. Lister's aggregate remaining outstanding restricted share unit and common share balances following this transaction will be 53,272 and 182,375, respectively.

common shares (opening balance)SEC Table I · non-derivativeDirect204,875 Reported balance Holding disclosure · report date 2026-09-10 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 204,875

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Lister's aggregate remaining outstanding restricted share unit and common share balances following this transaction will be 53,272 and 182,375, respectively.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 10, 2026 Filed Sep 11, 2026 20:05 UTC IMAX CORP IMAX · Entity 4276 Salecommon shares 22,500 $51.58 $1,160,577.00
Disclosure

SEC source: 0001214659-26-011612 · marketforms-73980.xml · nonDerivative · entry 2

LISTER ROBERT D · CIK 0001255900 · Chief Legal Officer Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,375

F1 · balance_after: Mr. Lister's aggregate remaining outstanding restricted share unit and common share balances following this transaction will be 53,272 and 182,375, respectively.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:10 UTC IMAX CORP IMAX · Entity 4276 Grantrestricted share units · Derivative 19,613 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-26-003069 · marketforms-72100.xml · derivative · entry 12

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,613

Underlying: common shares · 19,613 shares

Expires not disclosed

F6 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F7 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F7 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F11 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three installments: 6,537 on each of March 7, 2027 and March 7, 2028 and 6,539 on March 7, 2029.

F11 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three installments: 6,537 on each of March 7, 2027 and March 7, 2028 and 6,539 on March 7, 2029.

F12 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining restricted share unit and common share balances following these transactions will be 53,272 and 204,875, respectively.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:10 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversionrestricted share units · Derivative 9,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-26-003069 · marketforms-72100.xml · derivative · entry 11

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,334

Underlying: common shares · 9,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F7 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F7 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F10 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three installments: 9,666 on each of March 7, 2026 and March 7, 2027 and 9,668 March 7, 2028.

F10 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three installments: 9,666 on each of March 7, 2026 and March 7, 2027 and 9,668 March 7, 2028.

F12 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining restricted share unit and common share balances following these transactions will be 53,272 and 204,875, respectively.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:10 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversionrestricted share units · Derivative 14,325 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-26-003069 · marketforms-72100.xml · derivative · entry 10

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,325

Underlying: common shares · 14,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F7 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F7 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F9 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three equal installments: 14,325 on each of March 7, 2025, March 7, 2026 and March 7, 2027.

F9 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three equal installments: 14,325 on each of March 7, 2025, March 7, 2026 and March 7, 2027.

F12 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining restricted share unit and common share balances following these transactions will be 53,272 and 204,875, respectively.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:10 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversionrestricted share units · Derivative 12,959 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-26-003069 · marketforms-72100.xml · derivative · entry 9

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 12,959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F7 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F7 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F8 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three installments: 12,957 on each of March 7, 2024 and March 7, 2025 and 12,959 March 7, 2026.

F8 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three installments: 12,957 on each of March 7, 2024 and March 7, 2025 and 12,959 March 7, 2026.

F12 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining restricted share unit and common share balances following these transactions will be 53,272 and 204,875, respectively.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:10 UTC IMAX CORP IMAX · Entity 4276 Tax withholdingcommon shares 31,592 $40.80 $1,288,953.60
Disclosure

SEC source: 0001214659-26-003069 · marketforms-72100.xml · nonDerivative · entry 8

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,875

F5 · shares: Mr. Lister is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the performance stock unit transactions.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:10 UTC IMAX CORP IMAX · Entity 4276 Grantcommon shares 18,846 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-003069 · marketforms-72100.xml · nonDerivative · entry 7

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,467

F4 · shares: Represents the conversion of vested performance stock units into common shares granted by the Company on March 7, 2023. The shares earned are based on the level of achievement on the TSR performance conditions over the three year performance period.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:10 UTC IMAX CORP IMAX · Entity 4276 Grantcommon shares 40,817 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-003069 · marketforms-72100.xml · nonDerivative · entry 6

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,621

F3 · shares: Represents the conversion of vested performance stock units into common shares granted by the Company on March 7, 2023. The shares earned are based on the level of achievement on the EBITDA performance conditions over the three year performance period.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:10 UTC IMAX CORP IMAX · Entity 4276 Tax withholdingcommon shares 19,567 $40.80 $798,333.60
Disclosure

SEC source: 0001214659-26-003069 · marketforms-72100.xml · nonDerivative · entry 5

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,804

F2 · shares: Mr. Lister is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transactions.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:10 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversioncommon shares 9,666 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-003069 · marketforms-72100.xml · nonDerivative · entry 4

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:10 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversioncommon shares 14,325 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-003069 · marketforms-72100.xml · nonDerivative · entry 3

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:10 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversioncommon shares 12,959 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-003069 · marketforms-72100.xml · nonDerivative · entry 2

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
December 11, 2025 Filed Dec 12, 2025 21:15 UTC IMAX CORP IMAX · Entity 4276 Giftcommon shares 2,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-017974 · marketforms-71448.xml · nonDerivative · entry 2

LISTER ROBERT D · CIK 0001255900 · Chief Legal Officer Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,421

F1 · shares: On December 11, 2025, Mr. Lister gifted 2,000 common shares of IMAX Corporation to a donor-advised fund, which will use the gifted shares for charitable purposes. The timing of this transfer relates to changes in tax regulations to charitable donations that takes effect on January 1, 2026.

F2 · balance_after: Mr. Lister's aggregate remaining restricted share unit and common share balances following these transactions will be 70,609 and 159,421, respectively.

Read SEC document
November 07, 2025 Filed Nov 7, 2025 21:07 UTC IMAX CORP IMAX · Entity 4276 Conversionstock options (to buy) · Derivative 50,143 $22.49 Strike: $22.49 $1,127,716.07
Disclosure

SEC source: 0001214659-25-016100 · marketforms-70893.xml · derivative · entry 4

LISTER ROBERT D · CIK 0001255900 · Chief Legal Officer Sr Exec VP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 50,143 shares

Expires 2026-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: These options were issued in 2019 and are set to expire on March 7, 2026.

F3 · derivative.exercise_date: The stock options became exercisable in four installments: 12,535 on each of March 7, 2020, March 7, 2021 and March 7, 2022 and 12,538 on March 7, 2023.

F4 · balance_after: Mr. Lister's aggregate remaining restricted share unit and common share balances following these transactions will be 70,609 and 161,421, respectively.

Read SEC document
November 07, 2025 Filed Nov 7, 2025 21:07 UTC IMAX CORP IMAX · Entity 4276 Salecommon shares 50,143 $34.67 $1,738,217.12
Disclosure

SEC source: 0001214659-25-016100 · marketforms-70893.xml · nonDerivative · entry 3

LISTER ROBERT D · CIK 0001255900 · Chief Legal Officer Sr Exec VP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,421

Read SEC document
November 07, 2025 Filed Nov 7, 2025 21:07 UTC IMAX CORP IMAX · Entity 4276 Conversioncommon shares 50,143 $22.49 $1,127,716.07
Disclosure

SEC source: 0001214659-25-016100 · marketforms-70893.xml · nonDerivative · entry 2

LISTER ROBERT D · CIK 0001255900 · Chief Legal Officer Sr Exec VP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon exercise of stock options into common shares, pursuant to a 10b5-1 Plan dated June 11, 2025.

Read SEC document
September 15, 2025 Filed Sep 15, 2025 21:00 UTC IMAX CORP IMAX · Entity 4276 Salecommon shares 20,000 $32.80 $656,000.00
Disclosure

SEC source: 0001214659-25-013762 · marketforms-70768.xml · nonDerivative · entry 2

LISTER ROBERT D · CIK 0001255900 · Chief Legal Officer Sr Exec VP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,421

F1 · shares: This sale is pursuant to a 10b5-1 Plan dated June 11, 2025.

F2 · balance_after: Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 50,143, 70,609 and 161,421, respectively.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 20:25 UTC IMAX CORP IMAX · Entity 4276 Grantrestricted share units · Derivative 29,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-25-004194 · marketforms-67194.xml · derivative · entry 12

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,000

Underlying: common shares · 29,000 shares

Expires not disclosed

F6 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F7 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F7 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F11 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three installments: 9,666 on each of March 7, 2026 and March 7, 2027 and 9,668 March 7, 2028.

F11 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three installments: 9,666 on each of March 7, 2026 and March 7, 2027 and 9,668 March 7, 2028.

F12 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 50,143, 70,609 and 181,421, respectively.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 20:25 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversionrestricted share units · Derivative 14,325 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-25-004194 · marketforms-67194.xml · derivative · entry 11

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,650

Underlying: common shares · 14,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F7 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F7 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F10 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three equal installments on each of first three anniversaries of the grant date.

F10 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three equal installments on each of first three anniversaries of the grant date.

F12 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 50,143, 70,609 and 181,421, respectively.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 20:25 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversionrestricted share units · Derivative 12,957 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-25-004194 · marketforms-67194.xml · derivative · entry 10

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,959

Underlying: common shares · 12,957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F7 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F7 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F9 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three installments: 12,957 on each of March 7, 2024 and March 7, 2025 and 12,959 March 7, 2026.

F9 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three installments: 12,957 on each of March 7, 2024 and March 7, 2025 and 12,959 March 7, 2026.

F12 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 50,143, 70,609 and 181,421, respectively.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 20:25 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversionrestricted share units · Derivative 11,959 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-25-004194 · marketforms-67194.xml · derivative · entry 9

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 11,959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F7 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F7 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F8 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three installments: 11,957 on each of March 7, 2023 and March 7, 2024 and 11,959 on March 7, 2025.

F8 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three installments: 11,957 on each of March 7, 2023 and March 7, 2024 and 11,959 on March 7, 2025.

F12 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 50,143, 70,609 and 181,421, respectively.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 20:25 UTC IMAX CORP IMAX · Entity 4276 Tax withholdingcommon shares 27,093 $25.26 $684,369.18
Disclosure

SEC source: 0001214659-25-004194 · marketforms-67194.xml · nonDerivative · entry 8

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,421

F5 · shares: Mr. Lister is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the performance stock unit transactions.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 20:25 UTC IMAX CORP IMAX · Entity 4276 Grantcommon shares 13,499 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-004194 · marketforms-67194.xml · nonDerivative · entry 7

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,514

F4 · shares: Represents the conversion of vested performance stock units into common shares granted by the Company on March 7, 2022. The shares earned are based on the level of achievement on the TSR performance conditions over the three year performance period.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 20:25 UTC IMAX CORP IMAX · Entity 4276 Grantcommon shares 37,665 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-004194 · marketforms-67194.xml · nonDerivative · entry 6

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,015

F3 · shares: Represents the conversion of vested performance stock units into common shares granted by the Company on March 7, 2022. The shares earned are based on the level of achievement on the EBITDA performance conditions over the three year performance period.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 20:25 UTC IMAX CORP IMAX · Entity 4276 Tax withholdingcommon shares 20,780 $25.26 $524,902.80
Disclosure

SEC source: 0001214659-25-004194 · marketforms-67194.xml · nonDerivative · entry 5

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,350

F2 · shares: Mr. Lister is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transactions.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 20:25 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversioncommon shares 14,325 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-004194 · marketforms-67194.xml · nonDerivative · entry 4

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 20:25 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversioncommon shares 12,957 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-004194 · marketforms-67194.xml · nonDerivative · entry 3

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 20:25 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversioncommon shares 11,959 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-004194 · marketforms-67194.xml · nonDerivative · entry 2

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
December 09, 2024 Filed Dec 9, 2024 23:10 UTC IMAX CORP IMAX · Entity 4276 Conversionstock options (to buy) · Derivative 55,910 $20.85 Strike: $20.85 $1,165,723.50
Disclosure

SEC source: 0001214659-24-020098 · marketforms-67340.xml · derivative · entry 4

LISTER ROBERT D · CIK 0001255900 · Chief Legal Officer & Sr. EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 55,910 shares

Expires 2025-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: These options were issued in 2018 and are set to expire on March 7, 2025. The transaction was driven solely by the upcoming expiration of the options and the issuer's fourth quarter trading blackout period that commences on December 18, 2024. The trading blackout will end 24 hours after the issuer's earnings release in February 2025.

F3 · derivative.exercise_date: The stock options became exercisable in four installments: 13,978 on each of March 7, 2019, March 7, 2020, March 7, 2021 and 13,976 on March 7, 2022.

F4 · balance_after: This represents the number of stock options units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 50,143, 80,850 and 138,889, respectively.

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December 09, 2024 Filed Dec 9, 2024 23:10 UTC IMAX CORP IMAX · Entity 4276 Salecommon shares 55,910 $25.50 $1,425,945.41
Disclosure

SEC source: 0001214659-24-020098 · marketforms-67340.xml · nonDerivative · entry 3

LISTER ROBERT D · CIK 0001255900 · Chief Legal Officer & Sr. EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,889

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December 09, 2024 Filed Dec 9, 2024 23:10 UTC IMAX CORP IMAX · Entity 4276 Conversioncommon shares 55,910 $20.85 $1,165,723.50
Disclosure

SEC source: 0001214659-24-020098 · marketforms-67340.xml · nonDerivative · entry 2

LISTER ROBERT D · CIK 0001255900 · Chief Legal Officer & Sr. EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon exercise of stock options into common shares.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:05 UTC IMAX CORP IMAX · Entity 4276 Salecommon shares 25,000 $16.87 $421,825.00
Disclosure

SEC source: 0001214659-24-004599 · marketforms-65213.xml · nonDerivative · entry 2

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,889

F1 · balance_after: Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following this transactions will be 106,053; 80,850 and 138,889, respectively.

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March 07, 2024 Filed Mar 11, 2024 20:45 UTC IMAX CORP IMAX · Entity 4276 Grantrestricted share units · Derivative 42,975 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-24-004350 · marketforms-65042.xml · derivative · entry 11

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,975

Underlying: common shares · 42,975 shares

Expires not disclosed

F5 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F6 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F6 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F7 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date.

F7 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date.

F10 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 106,053, 80,850 and 163,889, respectively. The number of outstanding options reflects the expiration of options to purchase 39,909 common shares on March 7, 2024. Mr. Lister did not receive any value in connection with such expiration; therefore, such expiration is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under Rule 16b-6(d).

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March 07, 2024 Filed Mar 11, 2024 20:45 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversionrestricted share units · Derivative 12,957 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-24-004350 · marketforms-65042.xml · derivative · entry 10

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,916

Underlying: common shares · 12,957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F6 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F6 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F9 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three installments: 12,957 on each of March 7, 2024 and March 7, 2025 and 12,959 March 7, 2026.

F9 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three installments: 12,957 on each of March 7, 2024 and March 7, 2025 and 12,959 March 7, 2026.

F10 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 106,053, 80,850 and 163,889, respectively. The number of outstanding options reflects the expiration of options to purchase 39,909 common shares on March 7, 2024. Mr. Lister did not receive any value in connection with such expiration; therefore, such expiration is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under Rule 16b-6(d).

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March 07, 2024 Filed Mar 11, 2024 20:45 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversionrestricted share units · Derivative 11,957 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-24-004350 · marketforms-65042.xml · derivative · entry 9

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,959

Underlying: common shares · 11,957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F6 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F6 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F8 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three installments: 11,957 on each of March 7, 2023 and March 7, 2024 and 11,959 on March 7, 2025.

F8 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three installments: 11,957 on each of March 7, 2023 and March 7, 2024 and 11,959 on March 7, 2025.

F10 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 106,053, 80,850 and 163,889, respectively. The number of outstanding options reflects the expiration of options to purchase 39,909 common shares on March 7, 2024. Mr. Lister did not receive any value in connection with such expiration; therefore, such expiration is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under Rule 16b-6(d).

Read SEC document
March 07, 2024 Filed Mar 11, 2024 20:45 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversionrestricted share units · Derivative 14,733 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-24-004350 · marketforms-65042.xml · derivative · entry 8

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 14,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F6 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F6 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F7 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date.

F7 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date.

F10 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 106,053, 80,850 and 163,889, respectively. The number of outstanding options reflects the expiration of options to purchase 39,909 common shares on March 7, 2024. Mr. Lister did not receive any value in connection with such expiration; therefore, such expiration is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under Rule 16b-6(d).

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March 07, 2024 Filed Mar 11, 2024 20:45 UTC IMAX CORP IMAX · Entity 4276 Tax withholdingcommon shares 12,103 $16.80 $203,330.40
Disclosure

SEC source: 0001214659-24-004350 · marketforms-65042.xml · nonDerivative · entry 7

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,889

F4 · shares: Mr. Lister is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the performance share unit transactions.

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March 07, 2024 Filed Mar 11, 2024 20:45 UTC IMAX CORP IMAX · Entity 4276 Grantcommon shares 22,856 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-004350 · marketforms-65042.xml · nonDerivative · entry 6

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,992

F3 · shares: Represents the conversion of vested performance stock units into common shares granted by the Company on March 7, 2021. The shares earned are based on the level of achievement on the EBITDA performance conditions over the three year performance period.

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March 07, 2024 Filed Mar 11, 2024 20:45 UTC IMAX CORP IMAX · Entity 4276 Tax withholdingcommon shares 21,129 $16.80 $354,967.20
Disclosure

SEC source: 0001214659-24-004350 · marketforms-65042.xml · nonDerivative · entry 5

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,136

F2 · shares: Mr. Lister is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transactions.

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March 07, 2024 Filed Mar 11, 2024 20:45 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversioncommon shares 12,957 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-004350 · marketforms-65042.xml · nonDerivative · entry 4

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 20:45 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversioncommon shares 11,957 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-004350 · marketforms-65042.xml · nonDerivative · entry 3

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 20:45 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversioncommon shares 14,733 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-004350 · marketforms-65042.xml · nonDerivative · entry 2

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
March 07, 2023 Filed Mar 13, 2023 22:12 UTC IMAX CORP IMAX · Entity 4276 Grantrestricted share units · Derivative 38,873 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003796 · marketforms-60766.xml · derivative · entry 15

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,873

Underlying: common shares · 38,873 shares

Expires not disclosed

F5 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F6 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F6 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F12 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three installments: 12,957 on each of March 7, 2024 and March 7, 2025 and 13,406 March 7, 2026.

F12 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three installments: 12,957 on each of March 7, 2024 and March 7, 2025 and 13,406 March 7, 2026.

F13 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 145,962, 77,522 and 134,618, respectively. The number of outstanding options reflects the expiration of options to purchase 54,805 common shares on March 7, 2023. Mr. Lister did not receive any value in connection with such expiration; therefore, such expiration is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under Rule 16b-6(d).

Read SEC document
March 07, 2023 Filed Mar 13, 2023 22:12 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversionrestricted share units · Derivative 11,957 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003796 · marketforms-60766.xml · derivative · entry 14

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,916

Underlying: common shares · 11,957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F6 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F6 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F11 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three installments: 11,957 on each of March 7, 2023 and March 7, 2024 and 11,959 on March 7, 2025.

F11 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three installments: 11,957 on each of March 7, 2023 and March 7, 2024 and 11,959 on March 7, 2025.

F13 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 145,962, 77,522 and 134,618, respectively. The number of outstanding options reflects the expiration of options to purchase 54,805 common shares on March 7, 2023. Mr. Lister did not receive any value in connection with such expiration; therefore, such expiration is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under Rule 16b-6(d).

Read SEC document
March 07, 2023 Filed Mar 13, 2023 22:12 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversionrestricted share units · Derivative 14,733 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003796 · marketforms-60766.xml · derivative · entry 13

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,733

Underlying: common shares · 14,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F6 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F6 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F10 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date.

F10 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date.

F13 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 145,962, 77,522 and 134,618, respectively. The number of outstanding options reflects the expiration of options to purchase 54,805 common shares on March 7, 2023. Mr. Lister did not receive any value in connection with such expiration; therefore, such expiration is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under Rule 16b-6(d).

Read SEC document
March 07, 2023 Filed Mar 13, 2023 22:12 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversionrestricted share units · Derivative 7,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003796 · marketforms-60766.xml · derivative · entry 12

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 7,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F6 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F6 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F9 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in two equal installments on each of the first two anniversaries of the grant date.

F9 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in two equal installments on each of the first two anniversaries of the grant date.

F13 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 145,962, 77,522 and 134,618, respectively. The number of outstanding options reflects the expiration of options to purchase 54,805 common shares on March 7, 2023. Mr. Lister did not receive any value in connection with such expiration; therefore, such expiration is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under Rule 16b-6(d).

Read SEC document
March 07, 2023 Filed Mar 13, 2023 22:12 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversionrestricted share units · Derivative 23,586 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003796 · marketforms-60766.xml · derivative · entry 11

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 23,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F6 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F6 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F8 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in three installments: 23,584 on each of March 7, 2021 and March 7, 2022 and 23,586 on March 7, 2023.

F8 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in three installments: 23,584 on each of March 7, 2021 and March 7, 2022 and 23,586 on March 7, 2023.

F13 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 145,962, 77,522 and 134,618, respectively. The number of outstanding options reflects the expiration of options to purchase 54,805 common shares on March 7, 2023. Mr. Lister did not receive any value in connection with such expiration; therefore, such expiration is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under Rule 16b-6(d).

Read SEC document
March 07, 2023 Filed Mar 13, 2023 22:12 UTC IMAX CORP IMAX · Entity 4276 Exercise / conversionrestricted share units · Derivative 11,674 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003796 · marketforms-60766.xml · derivative · entry 10

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 11,674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F6 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F6 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F7 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in four installments: 11,671 on each of March 7, 2020, March 7, 2021 and March 7, 2022 and 11,674 on March 7, 2023.

F7 · derivative.expiration_date: The restricted share units vest and will be converted to common shares in four installments: 11,671 on each of March 7, 2020, March 7, 2021 and March 7, 2022 and 11,674 on March 7, 2023.

F13 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 145,962, 77,522 and 134,618, respectively. The number of outstanding options reflects the expiration of options to purchase 54,805 common shares on March 7, 2023. Mr. Lister did not receive any value in connection with such expiration; therefore, such expiration is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under Rule 16b-6(d).

Read SEC document
March 07, 2023 Filed Mar 13, 2023 22:12 UTC IMAX CORP IMAX · Entity 4276 Tax withholdingcommon shares 13,792 $18.43 $254,186.56
Disclosure

SEC source: 0001214659-23-003796 · marketforms-60766.xml · nonDerivative · entry 9

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,618

F4 · shares: Mr. Lister is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the performance share unit transactions.

Read SEC document
March 07, 2023 Filed Mar 13, 2023 22:12 UTC IMAX CORP IMAX · Entity 4276 Grantcommon shares 24,764 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003796 · marketforms-60766.xml · nonDerivative · entry 8

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,410

F3 · shares: Represents the conversion of vested performance stock units into common shares granted by the Company on March 7, 2020. The shares earned are based on the level of achievement on the EBITDA performance conditions over the three year performance period.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.