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REDDY J PATRICK

Disclosed activity across 4 companies

Tapewire entity
61763
SEC CIK
0001181025

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Hess Midstream LPHESM · Entity 3624DirectorMarch 08, 2026March 10, 2026
Hess Midstream Partners LPHESM · Entity 16154DirectorDecember 16, 2019December 17, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Hess Midstream LP

Report date March 08, 2026 · Filed March 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A SharesSEC Table I · non-derivativeDirect24,437 Reported balance After 2026-03-08 transaction · row 1
1 source row

Row 1 · 2026-03-08 · Exercise / conversion · Acquired 1,612 · Balance 24,437

F1: Class A shares acquired upon settlement of phantom shares granted in 2025 for service as director. Each phantom share is the economic equivalent of one Class A share.

2025 Phantom SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-03-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-03-08 · Exercise / conversion · Disposed 1,612 · Balance 0

F2: The 2025 phantom shares vested on March 8, 2026.

2026 Phantom SharesSEC Table II · derivative / convertible securityDirect1,656 Reported balance After 2026-03-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-03-08 · Grant · Acquired 1,656 · Balance 1,656

F3: Each phantom share is the economic equivalent of one Class A share.

F4: The phantom shares will vest on March 8, 2027 and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Class A shares acquired upon settlement of phantom shares granted in 2025 for service as director. Each phantom share is the economic equivalent of one Class A share.

F2: The 2025 phantom shares vested on March 8, 2026.

F3: Each phantom share is the economic equivalent of one Class A share.

F4: The phantom shares will vest on March 8, 2027 and have no expiration date.

Hess Midstream Partners LP

Report date December 16, 2019 · Filed December 17, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common UnitsSEC Table I · non-derivativeDirect0 Reported balance After 2019-12-16 transaction · row 1
1 source row

Row 1 · 2019-12-16 · Disposition to issuer · Disposed 4,905 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated October 3, 2019 (the "Merger Agreement"), each Common Unit of Hess Midstream Partners LP ("Old HESM") issued and outstanding prior to the effective time of the transactions contemplated by the Merger Agreement (the "Effective Time") (other than any Old HESM Common Units held by the Existing Sponsors or the HIP Entities (as defined in the Merger Agreement) as of immediately prior to the Effective Time), was automatically converted into the right to receive one validly issued, fully paid and non-assessable Class A Share of Hess Midstream LP ("New HESM").

2019 Phantom UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-12-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-12-16 · Disposition to issuer · Disposed 2,856 · Balance 0

F2: Each phantom unit is the economic equivalent of one common unit.

F3: Pursuant to the Merger Agreement, each issued and outstanding Phantom Unit of Old HESM owned by the Reporting Person immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an equal number of Phantom Shares of New HESM. The number of New HESM Class A Shares subject to each New HESM Phantom Share is equal to the number of Old HESM Common Units subject to such Phantom Unit immediately prior to the Effective Time. Each New HESM Phantom Share will continue to be subject to the same terms and conditions as applied to the corresponding Phantom Unit immediately prior to the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger dated October 3, 2019 (the "Merger Agreement"), each Common Unit of Hess Midstream Partners LP ("Old HESM") issued and outstanding prior to the effective time of the transactions contemplated by the Merger Agreement (the "Effective Time") (other than any Old HESM Common Units held by the Existing Sponsors or the HIP Entities (as defined in the Merger Agreement) as of immediately prior to the Effective Time), was automatically converted into the right to receive one validly issued, fully paid and non-assessable Class A Share of Hess Midstream LP ("New HESM").

F2: Each phantom unit is the economic equivalent of one common unit.

F3: Pursuant to the Merger Agreement, each issued and outstanding Phantom Unit of Old HESM owned by the Reporting Person immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an equal number of Phantom Shares of New HESM. The number of New HESM Class A Shares subject to each New HESM Phantom Share is equal to the number of Old HESM Common Units subject to such Phantom Unit immediately prior to the Effective Time. Each New HESM Phantom Share will continue to be subject to the same terms and conditions as applied to the corresponding Phantom Unit immediately prior to the Effective Time.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

OVERSEAS SHIPHOLDING GROUP INC

Report date July 10, 2024 · Filed July 11, 2024

Section 16 reporting ended · disclosed 2024-07-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-07-10 transaction · row 1
1 source row

Row 1 · 2024-07-10 · Other · Disposed 212,453 · Balance 0

F1: The reported securities were disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of May 19, 2024 (the "Merger Agreement"), by and among Overseas Shipholding Group, Inc., a Delaware corporation (the "Company"), Saltchuk Resources, Inc., a Washington corporation ("Parent"), and Seahawk MergeCo., Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer (the "Offer") for all outstanding shares of the Company's Class A common stock, par value $0.01 per share (the "Shares") at a purchase price of $8.50 per Share (the "Offer Price"), without interest and subject to applicable withholding taxes, which such tender offer expired at one (1) minute after 11:59 p.m., Eastern Time on July 9, 2024.

F2: After all Shares tendered into the Offer were accepted for payment by or on behalf of Merger Sub (the "Offer Acceptance Time"), Merger Sub merged with and into the Company, effective as of July 10, 2024. These Shares were tendered for purchase pursuant to the Offer.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-07-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-07-10 · Disposition to issuer · Disposed 2,000 · Balance 0

F4: This Company RSU Award was granted pursuant to the Overseas Shipholding Group, Inc. Non-Employee Director Incentive Compensation Plan and was scheduled to vest on June 6, 2025. Each unit represented the right to acquire one Share.

F3: Pursuant to the Merger Agreement, as of immediately prior to the Offer Acceptance Time, each restricted stock unit award of the Company (the "Company RSU Award"), or portion thereof, that was not then subject to one or more performance goals and that was then outstanding was cancelled and the holder of each such cancelled Company RSU Award became entitled to receive an amount in cash, without any interest thereon and subject to applicable tax withholding, equal to the sum of (i) the product of (x) the Offer Price multiplied by (y) the total number of Shares subject to such Company RSU Award or portion thereof, as applicable, pro-rated to reflect the number of calendar months that have elapsed in whole or in part from and after the grant date through the Offer Acceptance Time, plus (ii) an amount equal to any dividend equivalent rights then accrued with respect to such Company RSU Award or portion thereof, as applicable.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities were disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of May 19, 2024 (the "Merger Agreement"), by and among Overseas Shipholding Group, Inc., a Delaware corporation (the "Company"), Saltchuk Resources, Inc., a Washington corporation ("Parent"), and Seahawk MergeCo., Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer (the "Offer") for all outstanding shares of the Company's Class A common stock, par value $0.01 per share (the "Shares") at a purchase price of $8.50 per Share (the "Offer Price"), without interest and subject to applicable withholding taxes, which such tender offer expired at one (1) minute after 11:59 p.m., Eastern Time on July 9, 2024.

F2: After all Shares tendered into the Offer were accepted for payment by or on behalf of Merger Sub (the "Offer Acceptance Time"), Merger Sub merged with and into the Company, effective as of July 10, 2024. These Shares were tendered for purchase pursuant to the Offer.

F3: Pursuant to the Merger Agreement, as of immediately prior to the Offer Acceptance Time, each restricted stock unit award of the Company (the "Company RSU Award"), or portion thereof, that was not then subject to one or more performance goals and that was then outstanding was cancelled and the holder of each such cancelled Company RSU Award became entitled to receive an amount in cash, without any interest thereon and subject to applicable tax withholding, equal to the sum of (i) the product of (x) the Offer Price multiplied by (y) the total number of Shares subject to such Company RSU Award or portion thereof, as applicable, pro-rated to reflect the number of calendar months that have elapsed in whole or in part from and after the grant date through the Offer Acceptance Time, plus (ii) an amount equal to any dividend equivalent rights then accrued with respect to such Company RSU Award or portion thereof, as applicable.

F4: This Company RSU Award was granted pursuant to the Overseas Shipholding Group, Inc. Non-Employee Director Incentive Compensation Plan and was scheduled to vest on June 6, 2025. Each unit represented the right to acquire one Share.

Spectra Energy Corp.

Report date February 27, 2017 · Filed February 28, 2017

Section 16 reporting ended · disclosed 2017-02-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-02-27 transaction · row 1
1 source row

Row 1 · 2017-02-27 · Disposition to issuer · Disposed 124,255 · Balance 0

F1: Includes shares acquired pursuant to dividend reinvestment.

F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").

Common StockSEC Table I · non-derivativeIndirectRetirement Savings Plan0 Reported balance After 2017-02-27 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-02-27 · Disposition to issuer · Disposed 14,285 · Balance 0

F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").

Option to Purchase Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-02-27 · Disposition to issuer · Disposed 98,550 · Balance 0

F3: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.

Performance Shares Feb 2015SEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-02-27 · Disposition to issuer · Disposed 22,500 · Balance 0

F4: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.

Performance Shares Feb 2016SEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-02-27 · Disposition to issuer · Disposed 23,850 · Balance 0

F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.

LTIP Phantom Stock Grant Feb 2015SEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-02-27 · Disposition to issuer · Disposed 14,200 · Balance 0

F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

LTIP Phantom Stock Grant Feb 2016SEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-02-27 · Disposition to issuer · Disposed 13,550 · Balance 0

F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

LTIP Phantom Stock Grant Feb 2017SEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-02-27 · Disposition to issuer · Disposed 14,950 · Balance 0

F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

LTIP Phantom Stock Grant Feb 2017SEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-02-27 · Disposition to issuer · Disposed 14,950 · Balance 0

F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

Phantom Shares EspSEC Table II · derivative / convertible securityIndirectBy Trustee Executive Savings Plan0 Reported balance After 2017-02-27 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-02-27 · Disposition to issuer · Disposed 97,771 · Balance 0

F7: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares acquired pursuant to dividend reinvestment.

F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").

F3: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.

F4: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.

F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.

F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F7: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2018 Filed Jun 8, 2018 10:04 UTC OVERSEAS SHIPHOLDING GROUP INC OSG · Entity 89054 GrantRestricted Stock Units · Derivative 23,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000075208-18-000076 · wf-form4_152846667347017.xml · derivative · entry 1

REDDY J PATRICK · CIK 0001181025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,300

Underlying: Class A Common Stock · 23,300 shares

Expires not disclosed

F1 · shares: These restricted stock units were granted pursuant to the Overseas Shipholding Group, Inc. ("OSG") Non-Employee Director Incentive Compensation Plan (the "Plan") and vest on June 6, 2019. Each unit represents the right to acquire one share of Class A Common Stock.

F1 · derivative.exercise_date: These restricted stock units were granted pursuant to the Overseas Shipholding Group, Inc. ("OSG") Non-Employee Director Incentive Compensation Plan (the "Plan") and vest on June 6, 2019. Each unit represents the right to acquire one share of Class A Common Stock.

F1 · derivative.expiration_date: These restricted stock units were granted pursuant to the Overseas Shipholding Group, Inc. ("OSG") Non-Employee Director Incentive Compensation Plan (the "Plan") and vest on June 6, 2019. Each unit represents the right to acquire one share of Class A Common Stock.

F1 · derivative.underlying_shares: These restricted stock units were granted pursuant to the Overseas Shipholding Group, Inc. ("OSG") Non-Employee Director Incentive Compensation Plan (the "Plan") and vest on June 6, 2019. Each unit represents the right to acquire one share of Class A Common Stock.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC Amendment Hess Midstream Partners LP HESM · Entity 16154 Grant2018 Phantom Units · Derivative 3,169 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018955 · doc4a.xml · derivative · entry 1

REDDY J PATRICK · CIK 0001181025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,169

Underlying: Common Units · 3,169 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one Common Unit.

F2 · derivative.exercise_date: The phantom units will vest on March 8, 2019 and have no expiration date.

F2 · derivative.expiration_date: The phantom units will vest on March 8, 2019 and have no expiration date.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:37 UTC Hess Midstream Partners LP HESM · Entity 16154 Grant2018 Phantom Units · Derivative 2,891 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018949 · doc4.xml · derivative · entry 1

REDDY J PATRICK · CIK 0001181025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,891

Underlying: Common Units · 2,891 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one Common Unit.

F2 · derivative.exercise_date: The phantom units will vest on March 8, 2019 and have no expiration date.

F2 · derivative.expiration_date: The phantom units will vest on March 8, 2019 and have no expiration date.

Read SEC document
June 28, 2017 Filed Jun 30, 2017 16:45 UTC Hess Midstream Partners LP HESM · Entity 16154 GrantPhantom Units · Derivative 1,736 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042548 · doc4.xml · derivative · entry 1

REDDY J PATRICK · CIK 0001181025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,736

Underlying: Common Units · 1,736 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one Common Unit.

F2 · derivative.exercise_date: The phantom units will vest on June 28, 2018 and have no expiration date.

F2 · derivative.expiration_date: The phantom units will vest on June 28, 2018 and have no expiration date.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 21:38 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerPhantom Shares Esp · Derivative 97,771 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005695 · doc4.xml · derivative · entry 10

REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Executive Savings Plan

Disclosed balance after: 0

Underlying: Common Stock · 97,771 shares

Expires not disclosed

F7 · derivative.exercise_price: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement.

F7 · price: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement.

F7 · derivative.exercise_date: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement.

F7 · derivative.expiration_date: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 21:38 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerLTIP Phantom Stock Grant Feb 2017 · Derivative 14,950 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005695 · doc4.xml · derivative · entry 9

REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,950 shares

Expires not disclosed

F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 21:38 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerLTIP Phantom Stock Grant Feb 2017 · Derivative 14,950 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005695 · doc4.xml · derivative · entry 8

REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,950 shares

Expires not disclosed

F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 21:38 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerLTIP Phantom Stock Grant Feb 2016 · Derivative 13,550 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005695 · doc4.xml · derivative · entry 7

REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,550 shares

Expires not disclosed

F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 21:38 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerLTIP Phantom Stock Grant Feb 2015 · Derivative 14,200 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005695 · doc4.xml · derivative · entry 6

REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,200 shares

Expires not disclosed

F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

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February 27, 2017 Filed Feb 28, 2017 21:38 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerPerformance Shares Feb 2016 · Derivative 23,850 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005695 · doc4.xml · derivative · entry 5

REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,850 shares

Expires not disclosed

F5 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.

F5 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.

F5 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.

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February 27, 2017 Filed Feb 28, 2017 21:38 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerPerformance Shares Feb 2015 · Derivative 22,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005695 · doc4.xml · derivative · entry 4

REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,500 shares

Expires not disclosed

F4 · derivative.exercise_price: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.

F4 · price: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.

F4 · derivative.exercise_date: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.

F4 · derivative.expiration_date: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.

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February 27, 2017 Filed Feb 28, 2017 21:38 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerOption to Purchase Common Stock · Derivative 98,550 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005695 · doc4.xml · derivative · entry 3

REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 98,550 shares

Expires not disclosed

F3 · derivative.exercise_price: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.

F3 · price: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.

F3 · derivative.exercise_date: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.

F3 · derivative.expiration_date: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.

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February 27, 2017 Filed Feb 28, 2017 21:38 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerCommon Stock 14,285 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005695 · doc4.xml · nonDerivative · entry 2

REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Retirement Savings Plan

Disclosed balance after: 0

F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").

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February 27, 2017 Filed Feb 28, 2017 21:38 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerCommon Stock 124,255 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005695 · doc4.xml · nonDerivative · entry 1

REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Includes shares acquired pursuant to dividend reinvestment.

F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").

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February 18, 2017 Filed Feb 22, 2017 20:18 UTC Spectra Energy Corp. SE · Entity 178342 Exercise / conversionLTIP Phantom Stock Grant Feb 2014 · Derivative 13,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007869 · form4.xml · derivative · entry 1

REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2017-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Spectra Energy Corp Common Stock.

F2 · derivative.expiration_date: Grant cliff vests 3 years from date of Grant.

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February 14, 2017 Filed Feb 15, 2017 14:32 UTC Spectra Energy Corp. SE · Entity 178342 GrantLTIP Phantom Stock Grant Feb 2017 · Derivative 29,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006230 · form4.xml · derivative · entry 1

REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,900

Underlying: Common Stock · 29,900 shares

Expires 2020-02-14

F1 · derivative.exercise_price: Each phantom unit represents the economic equivalent of one share of common stock. Upon settlement, the phantom units will be settled (i) 50% in cash and (ii) 50% in shares of the Company's common stock.

F2 · derivative.exercise_date: Grant cliff vests 3 years from date of grant.

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January 16, 2017 Filed Jan 18, 2017 18:58 UTC Spectra Energy Corp. SE · Entity 178342 Exercise / conversionPerformance Shares Feb 2014 · Derivative 2,746 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001933 · form4.xml · derivative · entry 4

REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock.

F2 · derivative.expiration_date: Expiration date not applicable.

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January 16, 2017 Filed Jan 18, 2017 18:58 UTC Spectra Energy Corp. SE · Entity 178342 Tax withholdingCommon Stock 897 $42.20 $37,853.40
Disclosure

SEC source: 0001127602-17-001933 · form4.xml · nonDerivative · entry 2

REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,782.672

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January 16, 2017 Filed Jan 18, 2017 18:58 UTC Spectra Energy Corp. SE · Entity 178342 Exercise / conversionCommon Stock 2,746 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001933 · form4.xml · nonDerivative · entry 1

REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,679.672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2016 Filed Dec 20, 2016 14:06 UTC Spectra Energy Corp. SE · Entity 178342 Exercise / conversionPerformance Shares Feb 2014 · Derivative 18,540 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070531 · form4.xml · derivative · entry 4

REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,060

Underlying: Common Stock · 18,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock.

F2 · shares: Vested with respect to 90% of the performance share award on December 16, 2016. The actual number of shares underlying such award that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp common stock

F3 · derivative.expiration_date: Expiration date not applicable.

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December 16, 2016 Filed Dec 20, 2016 14:06 UTC Spectra Energy Corp. SE · Entity 178342 Tax withholdingCommon Stock 11,148 $41.79 $465,874.92
Disclosure

SEC source: 0001127602-16-070531 · form4.xml · nonDerivative · entry 2

REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,933.672

Read SEC document
December 16, 2016 Filed Dec 20, 2016 14:06 UTC Spectra Energy Corp. SE · Entity 178342 Exercise / conversionCommon Stock 26,574 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070531 · form4.xml · nonDerivative · entry 1

REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,081.672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.