Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hess Midstream LPHESM · Entity 3624 | Director | March 08, 2026 | March 10, 2026 |
| Hess Midstream Partners LPHESM · Entity 16154 | Director | December 16, 2019 | December 17, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hess Midstream LP
Report date March 08, 2026 · Filed March 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A SharesSEC Table I · non-derivative | Direct | 24,437 |
Reported balance
After 2026-03-08 transaction · row 1
1 source rowRow 1 · 2026-03-08 · Exercise / conversion · Acquired 1,612 · Balance 24,437 F1: Class A shares acquired upon settlement of phantom shares granted in 2025 for service as director. Each phantom share is the economic equivalent of one Class A share. |
| 2025 Phantom SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-03-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-03-08 · Exercise / conversion · Disposed 1,612 · Balance 0 F2: The 2025 phantom shares vested on March 8, 2026. |
| 2026 Phantom SharesSEC Table II · derivative / convertible security | Direct | 1,656 |
Reported balance
After 2026-03-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-03-08 · Grant · Acquired 1,656 · Balance 1,656 F3: Each phantom share is the economic equivalent of one Class A share. F4: The phantom shares will vest on March 8, 2027 and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Class A shares acquired upon settlement of phantom shares granted in 2025 for service as director. Each phantom share is the economic equivalent of one Class A share.
F2: The 2025 phantom shares vested on March 8, 2026.
F3: Each phantom share is the economic equivalent of one Class A share.
F4: The phantom shares will vest on March 8, 2027 and have no expiration date.
Hess Midstream Partners LP
Report date December 16, 2019 · Filed December 17, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-12-16 transaction · row 1
1 source rowRow 1 · 2019-12-16 · Disposition to issuer · Disposed 4,905 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated October 3, 2019 (the "Merger Agreement"), each Common Unit of Hess Midstream Partners LP ("Old HESM") issued and outstanding prior to the effective time of the transactions contemplated by the Merger Agreement (the "Effective Time") (other than any Old HESM Common Units held by the Existing Sponsors or the HIP Entities (as defined in the Merger Agreement) as of immediately prior to the Effective Time), was automatically converted into the right to receive one validly issued, fully paid and non-assessable Class A Share of Hess Midstream LP ("New HESM"). |
| 2019 Phantom UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-12-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-12-16 · Disposition to issuer · Disposed 2,856 · Balance 0 F2: Each phantom unit is the economic equivalent of one common unit. F3: Pursuant to the Merger Agreement, each issued and outstanding Phantom Unit of Old HESM owned by the Reporting Person immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an equal number of Phantom Shares of New HESM. The number of New HESM Class A Shares subject to each New HESM Phantom Share is equal to the number of Old HESM Common Units subject to such Phantom Unit immediately prior to the Effective Time. Each New HESM Phantom Share will continue to be subject to the same terms and conditions as applied to the corresponding Phantom Unit immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger dated October 3, 2019 (the "Merger Agreement"), each Common Unit of Hess Midstream Partners LP ("Old HESM") issued and outstanding prior to the effective time of the transactions contemplated by the Merger Agreement (the "Effective Time") (other than any Old HESM Common Units held by the Existing Sponsors or the HIP Entities (as defined in the Merger Agreement) as of immediately prior to the Effective Time), was automatically converted into the right to receive one validly issued, fully paid and non-assessable Class A Share of Hess Midstream LP ("New HESM").
F2: Each phantom unit is the economic equivalent of one common unit.
F3: Pursuant to the Merger Agreement, each issued and outstanding Phantom Unit of Old HESM owned by the Reporting Person immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an equal number of Phantom Shares of New HESM. The number of New HESM Class A Shares subject to each New HESM Phantom Share is equal to the number of Old HESM Common Units subject to such Phantom Unit immediately prior to the Effective Time. Each New HESM Phantom Share will continue to be subject to the same terms and conditions as applied to the corresponding Phantom Unit immediately prior to the Effective Time.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
OVERSEAS SHIPHOLDING GROUP INC
Report date July 10, 2024 · Filed July 11, 2024
Section 16 reporting ended · disclosed 2024-07-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-07-10 transaction · row 1
1 source rowRow 1 · 2024-07-10 · Other · Disposed 212,453 · Balance 0 F1: The reported securities were disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of May 19, 2024 (the "Merger Agreement"), by and among Overseas Shipholding Group, Inc., a Delaware corporation (the "Company"), Saltchuk Resources, Inc., a Washington corporation ("Parent"), and Seahawk MergeCo., Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer (the "Offer") for all outstanding shares of the Company's Class A common stock, par value $0.01 per share (the "Shares") at a purchase price of $8.50 per Share (the "Offer Price"), without interest and subject to applicable withholding taxes, which such tender offer expired at one (1) minute after 11:59 p.m., Eastern Time on July 9, 2024. F2: After all Shares tendered into the Offer were accepted for payment by or on behalf of Merger Sub (the "Offer Acceptance Time"), Merger Sub merged with and into the Company, effective as of July 10, 2024. These Shares were tendered for purchase pursuant to the Offer. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-07-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-07-10 · Disposition to issuer · Disposed 2,000 · Balance 0 F4: This Company RSU Award was granted pursuant to the Overseas Shipholding Group, Inc. Non-Employee Director Incentive Compensation Plan and was scheduled to vest on June 6, 2025. Each unit represented the right to acquire one Share. F3: Pursuant to the Merger Agreement, as of immediately prior to the Offer Acceptance Time, each restricted stock unit award of the Company (the "Company RSU Award"), or portion thereof, that was not then subject to one or more performance goals and that was then outstanding was cancelled and the holder of each such cancelled Company RSU Award became entitled to receive an amount in cash, without any interest thereon and subject to applicable tax withholding, equal to the sum of (i) the product of (x) the Offer Price multiplied by (y) the total number of Shares subject to such Company RSU Award or portion thereof, as applicable, pro-rated to reflect the number of calendar months that have elapsed in whole or in part from and after the grant date through the Offer Acceptance Time, plus (ii) an amount equal to any dividend equivalent rights then accrued with respect to such Company RSU Award or portion thereof, as applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of May 19, 2024 (the "Merger Agreement"), by and among Overseas Shipholding Group, Inc., a Delaware corporation (the "Company"), Saltchuk Resources, Inc., a Washington corporation ("Parent"), and Seahawk MergeCo., Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer (the "Offer") for all outstanding shares of the Company's Class A common stock, par value $0.01 per share (the "Shares") at a purchase price of $8.50 per Share (the "Offer Price"), without interest and subject to applicable withholding taxes, which such tender offer expired at one (1) minute after 11:59 p.m., Eastern Time on July 9, 2024.
F2: After all Shares tendered into the Offer were accepted for payment by or on behalf of Merger Sub (the "Offer Acceptance Time"), Merger Sub merged with and into the Company, effective as of July 10, 2024. These Shares were tendered for purchase pursuant to the Offer.
F3: Pursuant to the Merger Agreement, as of immediately prior to the Offer Acceptance Time, each restricted stock unit award of the Company (the "Company RSU Award"), or portion thereof, that was not then subject to one or more performance goals and that was then outstanding was cancelled and the holder of each such cancelled Company RSU Award became entitled to receive an amount in cash, without any interest thereon and subject to applicable tax withholding, equal to the sum of (i) the product of (x) the Offer Price multiplied by (y) the total number of Shares subject to such Company RSU Award or portion thereof, as applicable, pro-rated to reflect the number of calendar months that have elapsed in whole or in part from and after the grant date through the Offer Acceptance Time, plus (ii) an amount equal to any dividend equivalent rights then accrued with respect to such Company RSU Award or portion thereof, as applicable.
F4: This Company RSU Award was granted pursuant to the Overseas Shipholding Group, Inc. Non-Employee Director Incentive Compensation Plan and was scheduled to vest on June 6, 2025. Each unit represented the right to acquire one Share.
Spectra Energy Corp.
Report date February 27, 2017 · Filed February 28, 2017
Section 16 reporting ended · disclosed 2017-02-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 1
1 source rowRow 1 · 2017-02-27 · Disposition to issuer · Disposed 124,255 · Balance 0 F1: Includes shares acquired pursuant to dividend reinvestment. F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | IndirectRetirement Savings Plan | 0 |
Reported balance
After 2017-02-27 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-02-27 · Disposition to issuer · Disposed 14,285 · Balance 0 F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
| Option to Purchase Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-02-27 · Disposition to issuer · Disposed 98,550 · Balance 0 F3: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement. |
| Performance Shares Feb 2015SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-02-27 · Disposition to issuer · Disposed 22,500 · Balance 0 F4: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award. |
| Performance Shares Feb 2016SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-02-27 · Disposition to issuer · Disposed 23,850 · Balance 0 F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement. |
| LTIP Phantom Stock Grant Feb 2015SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-02-27 · Disposition to issuer · Disposed 14,200 · Balance 0 F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. |
| LTIP Phantom Stock Grant Feb 2016SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-02-27 · Disposition to issuer · Disposed 13,550 · Balance 0 F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. |
| LTIP Phantom Stock Grant Feb 2017SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-02-27 · Disposition to issuer · Disposed 14,950 · Balance 0 F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. |
| LTIP Phantom Stock Grant Feb 2017SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-02-27 · Disposition to issuer · Disposed 14,950 · Balance 0 F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. |
| Phantom Shares EspSEC Table II · derivative / convertible security | IndirectBy Trustee Executive Savings Plan | 0 |
Reported balance
After 2017-02-27 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-02-27 · Disposition to issuer · Disposed 97,771 · Balance 0 F7: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired pursuant to dividend reinvestment.
F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").
F3: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.
F4: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.
F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.
F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.
F7: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2018 Filed Jun 8, 2018 10:04 UTC | OVERSEAS SHIPHOLDING GROUP INC OSG · Entity 89054 | GrantRestricted Stock Units · Derivative | 23,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000075208-18-000076 · wf-form4_152846667347017.xml · derivative · entry 1 REDDY J PATRICK · CIK 0001181025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,300 Underlying: Class A Common Stock · 23,300 shares Expires not disclosed F1 · shares: These restricted stock units were granted pursuant to the Overseas Shipholding Group, Inc. ("OSG") Non-Employee Director Incentive Compensation Plan (the "Plan") and vest on June 6, 2019. Each unit represents the right to acquire one share of Class A Common Stock. F1 · derivative.exercise_date: These restricted stock units were granted pursuant to the Overseas Shipholding Group, Inc. ("OSG") Non-Employee Director Incentive Compensation Plan (the "Plan") and vest on June 6, 2019. Each unit represents the right to acquire one share of Class A Common Stock. F1 · derivative.expiration_date: These restricted stock units were granted pursuant to the Overseas Shipholding Group, Inc. ("OSG") Non-Employee Director Incentive Compensation Plan (the "Plan") and vest on June 6, 2019. Each unit represents the right to acquire one share of Class A Common Stock. F1 · derivative.underlying_shares: These restricted stock units were granted pursuant to the Overseas Shipholding Group, Inc. ("OSG") Non-Employee Director Incentive Compensation Plan (the "Plan") and vest on June 6, 2019. Each unit represents the right to acquire one share of Class A Common Stock. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC Amendment | Hess Midstream Partners LP HESM · Entity 16154 | Grant2018 Phantom Units · Derivative | 3,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018955 · doc4a.xml · derivative · entry 1 REDDY J PATRICK · CIK 0001181025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,169 Underlying: Common Units · 3,169 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one Common Unit. F2 · derivative.exercise_date: The phantom units will vest on March 8, 2019 and have no expiration date. F2 · derivative.expiration_date: The phantom units will vest on March 8, 2019 and have no expiration date. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:37 UTC | Hess Midstream Partners LP HESM · Entity 16154 | Grant2018 Phantom Units · Derivative | 2,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018949 · doc4.xml · derivative · entry 1 REDDY J PATRICK · CIK 0001181025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,891 Underlying: Common Units · 2,891 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one Common Unit. F2 · derivative.exercise_date: The phantom units will vest on March 8, 2019 and have no expiration date. F2 · derivative.expiration_date: The phantom units will vest on March 8, 2019 and have no expiration date. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 16:45 UTC | Hess Midstream Partners LP HESM · Entity 16154 | GrantPhantom Units · Derivative | 1,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-042548 · doc4.xml · derivative · entry 1 REDDY J PATRICK · CIK 0001181025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,736 Underlying: Common Units · 1,736 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one Common Unit. F2 · derivative.exercise_date: The phantom units will vest on June 28, 2018 and have no expiration date. F2 · derivative.expiration_date: The phantom units will vest on June 28, 2018 and have no expiration date. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:38 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerPhantom Shares Esp · Derivative | 97,771 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005695 · doc4.xml · derivative · entry 10 REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trustee Executive Savings Plan Disclosed balance after: 0 Underlying: Common Stock · 97,771 shares Expires not disclosed F7 · derivative.exercise_price: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement. F7 · price: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement. F7 · derivative.exercise_date: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement. F7 · derivative.expiration_date: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:38 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerLTIP Phantom Stock Grant Feb 2017 · Derivative | 14,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005695 · doc4.xml · derivative · entry 9 REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,950 shares Expires not disclosed F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:38 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerLTIP Phantom Stock Grant Feb 2017 · Derivative | 14,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005695 · doc4.xml · derivative · entry 8 REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,950 shares Expires not disclosed F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:38 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerLTIP Phantom Stock Grant Feb 2016 · Derivative | 13,550 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005695 · doc4.xml · derivative · entry 7 REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,550 shares Expires not disclosed F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:38 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerLTIP Phantom Stock Grant Feb 2015 · Derivative | 14,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005695 · doc4.xml · derivative · entry 6 REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,200 shares Expires not disclosed F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:38 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerPerformance Shares Feb 2016 · Derivative | 23,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005695 · doc4.xml · derivative · entry 5 REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,850 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement. F5 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement. F5 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:38 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerPerformance Shares Feb 2015 · Derivative | 22,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005695 · doc4.xml · derivative · entry 4 REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,500 shares Expires not disclosed F4 · derivative.exercise_price: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award. F4 · price: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award. F4 · derivative.exercise_date: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award. F4 · derivative.expiration_date: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:38 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerOption to Purchase Common Stock · Derivative | 98,550 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005695 · doc4.xml · derivative · entry 3 REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 98,550 shares Expires not disclosed F3 · derivative.exercise_price: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement. F3 · price: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement. F3 · derivative.exercise_date: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement. F3 · derivative.expiration_date: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:38 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerCommon Stock | 14,285 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005695 · doc4.xml · nonDerivative · entry 2 REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Retirement Savings Plan Disclosed balance after: 0 F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:38 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerCommon Stock | 124,255 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005695 · doc4.xml · nonDerivative · entry 1 REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes shares acquired pursuant to dividend reinvestment. F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 20:18 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionLTIP Phantom Stock Grant Feb 2014 · Derivative | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007869 · form4.xml · derivative · entry 1 REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,000 shares Expires 2017-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Spectra Energy Corp Common Stock. F2 · derivative.expiration_date: Grant cliff vests 3 years from date of Grant. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 14:32 UTC | Spectra Energy Corp. SE · Entity 178342 | GrantLTIP Phantom Stock Grant Feb 2017 · Derivative | 29,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006230 · form4.xml · derivative · entry 1 REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,900 Underlying: Common Stock · 29,900 shares Expires 2020-02-14 F1 · derivative.exercise_price: Each phantom unit represents the economic equivalent of one share of common stock. Upon settlement, the phantom units will be settled (i) 50% in cash and (ii) 50% in shares of the Company's common stock. F2 · derivative.exercise_date: Grant cliff vests 3 years from date of grant. Read SEC document |
| January 16, 2017 Filed Jan 18, 2017 18:58 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionPerformance Shares Feb 2014 · Derivative | 2,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001933 · form4.xml · derivative · entry 4 REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,746 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock. F2 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| January 16, 2017 Filed Jan 18, 2017 18:58 UTC | Spectra Energy Corp. SE · Entity 178342 | Tax withholdingCommon Stock | 897 | $42.20 | $37,853.40 |
DisclosureSEC source: 0001127602-17-001933 · form4.xml · nonDerivative · entry 2 REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,782.672 Read SEC document |
| January 16, 2017 Filed Jan 18, 2017 18:58 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionCommon Stock | 2,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001933 · form4.xml · nonDerivative · entry 1 REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,679.672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 14:06 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionPerformance Shares Feb 2014 · Derivative | 18,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070531 · form4.xml · derivative · entry 4 REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,060 Underlying: Common Stock · 18,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock. F2 · shares: Vested with respect to 90% of the performance share award on December 16, 2016. The actual number of shares underlying such award that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp common stock F3 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 14:06 UTC | Spectra Energy Corp. SE · Entity 178342 | Tax withholdingCommon Stock | 11,148 | $41.79 | $465,874.92 |
DisclosureSEC source: 0001127602-16-070531 · form4.xml · nonDerivative · entry 2 REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,933.672 Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 14:06 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionCommon Stock | 26,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070531 · form4.xml · nonDerivative · entry 1 REDDY J PATRICK · CIK 0001181025 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,081.672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.