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person · Reporting owner

Ritchie John

Disclosed activity across 3 companies

Tapewire entity
61735
SEC CIK
0001356228

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AEROHIVE NETWORKS, INCHIVE · Entity 155534SVP, CFO & COOAugust 09, 2019August 09, 2019
MACOM Technology Solutions Holdings, Inc.MTSI · Entity 3267DirectorMarch 06, 2026March 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AEROHIVE NETWORKS, INC

Report date August 09, 2019 · Filed August 09, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-08-09 transaction · row 1
1 source row

Row 1 · 2019-08-09 · Disposition to issuer · Disposed 638,799 · Balance 0

F1: Each outstanding share of the Common Stock of the Issuer was converted into the right to receive $4.45 per share in cash, as described in the Agreement and Plan of Merger ("Merger Agreement") dated as of June 26, 2019, a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on June 26, 2019.

F2: Includes 1,293 shares the Reporting Person acquired on June 1, 2019 under the Aerohive Networks 2014 Employee Stock Purchase Plan.

F3: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive Common Stock shares of the Issuer. The RSUs were cancelled and converted automatically into the right to receive cash, as described in the Merger Agreement.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-03-01Direct0 Reported balance After 2019-08-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-08-09 · Exercise / conversion · Disposed 329 · Balance 0

F4: These securities were performance-based restricted stock units ("PSUs") that represented the Reporting Person's right to receive Common Stock of the Issuer. The PSUs were cancelled and converted automatically into the right to receive cash, as described in the Merger Agreement.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-05-31Direct0 Reported balance After 2019-08-09 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-08-09 · Exercise / conversion · Disposed 42,500 · Balance 0

F4: These securities were performance-based restricted stock units ("PSUs") that represented the Reporting Person's right to receive Common Stock of the Issuer. The PSUs were cancelled and converted automatically into the right to receive cash, as described in the Merger Agreement.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-06-01Direct0 Reported balance After 2019-08-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-08-09 · Exercise / conversion · Disposed 63,500 · Balance 0

F4: These securities were performance-based restricted stock units ("PSUs") that represented the Reporting Person's right to receive Common Stock of the Issuer. The PSUs were cancelled and converted automatically into the right to receive cash, as described in the Merger Agreement.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-06-01Direct0 Reported balance After 2019-08-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-08-09 · Exercise / conversion · Disposed 34,750 · Balance 0

F4: These securities were performance-based restricted stock units ("PSUs") that represented the Reporting Person's right to receive Common Stock of the Issuer. The PSUs were cancelled and converted automatically into the right to receive cash, as described in the Merger Agreement.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-06-01Direct0 Reported balance After 2019-08-09 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-08-09 · Exercise / conversion · Disposed 34,750 · Balance 0

F4: These securities were performance-based restricted stock units ("PSUs") that represented the Reporting Person's right to receive Common Stock of the Issuer. The PSUs were cancelled and converted automatically into the right to receive cash, as described in the Merger Agreement.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.09 · Expires 2025-09-01Direct0 Reported balance After 2019-08-09 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-08-09 · Disposition to issuer · Disposed 185,000 · Balance 0

F5: Each outstanding option of the Issuer was either converted into the right to receive cash, or was cancelled without any cash payment or other consideration, as described in the Merger Agreement.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.26 · Expires 2026-06-01Direct0 Reported balance After 2019-08-09 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-08-09 · Disposition to issuer · Disposed 60,000 · Balance 0

F5: Each outstanding option of the Issuer was either converted into the right to receive cash, or was cancelled without any cash payment or other consideration, as described in the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Each outstanding share of the Common Stock of the Issuer was converted into the right to receive $4.45 per share in cash, as described in the Agreement and Plan of Merger ("Merger Agreement") dated as of June 26, 2019, a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on June 26, 2019.

F2: Includes 1,293 shares the Reporting Person acquired on June 1, 2019 under the Aerohive Networks 2014 Employee Stock Purchase Plan.

F3: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive Common Stock shares of the Issuer. The RSUs were cancelled and converted automatically into the right to receive cash, as described in the Merger Agreement.

F4: These securities were performance-based restricted stock units ("PSUs") that represented the Reporting Person's right to receive Common Stock of the Issuer. The PSUs were cancelled and converted automatically into the right to receive cash, as described in the Merger Agreement.

F5: Each outstanding option of the Issuer was either converted into the right to receive cash, or was cancelled without any cash payment or other consideration, as described in the Merger Agreement.

MACOM Technology Solutions Holdings, Inc.

Report date March 06, 2026 · Filed March 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,466 Reported balance After 2026-03-06 transaction · row 1
1 source row

Row 1 · 2026-03-06 · Grant · Acquired 776 · Balance 9,466

F1: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of Common Stock. The RSUs vest in full on March 6, 2027, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of Common Stock. The RSUs vest in full on March 6, 2027, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Acacia Communications, Inc.

Report date March 01, 2021 · Filed March 03, 2021

Section 16 reporting ended · disclosed 2021-03-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-03-01 transaction · row 1
1 source row

Row 1 · 2021-03-01 · Disposition to issuer · Disposed 25,320 · Balance 0

F1: Pursuant to the Merger Agreement, at the Effective Time, each share of the Company's common stock automatically converted into the right to receive the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Merger Agreement, at the Effective Time, each share of the Company's common stock automatically converted into the right to receive the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2026 Filed Mar 10, 2026 20:54 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GrantCommon Stock 776 $0.00 $0.00
Disclosure

SEC source: 0000904454-26-000176 · edgar.xml · nonDerivative · entry 1

Ritchie John · CIK 0001356228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,466

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of Common Stock. The RSUs vest in full on March 6, 2027, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:21 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 1,573 $255.00 $401,115.00
Disclosure

SEC source: 0000904454-26-000134 · edgar.xml · nonDerivative · entry 1

Ritchie John · CIK 0001356228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,690

Read SEC document
March 07, 2025 Filed Mar 11, 2025 20:54 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GrantCommon Stock 1,623 $0.00 $0.00
Disclosure

SEC source: 0000904454-25-000192 · edgar.xml · nonDerivative · entry 1

Ritchie John · CIK 0001356228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,263

F1 · shares: Represents restricted stock awards granted to the Reporting Person under the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock award represents the contingent right to receive one share of Common Stock. The restricted stock awards vest in full on March 7, 2026, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:51 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 3,000 $138.02 $414,060.00
Disclosure

SEC source: 0000904454-24-000636 · edgar.xml · nonDerivative · entry 1

Ritchie John · CIK 0001356228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,640

Read SEC document
March 08, 2024 Filed Mar 12, 2024 21:21 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GrantCommon Stock 2,138 $0.00 $0.00
Disclosure

SEC source: 0000904454-24-000215 · edgar.xml · nonDerivative · entry 1

Ritchie John · CIK 0001356228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,640

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest in full on March 8, 2025, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:47 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GrantCommon Stock 2,244 $0.00 $0.00
Disclosure

SEC source: 0000904454-23-000207 · edgar.xml · nonDerivative · entry 1

Ritchie John · CIK 0001356228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,502

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest in full on March 3, 2024, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:39 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GrantCommon Stock 2,768 $0.00 $0.00
Disclosure

SEC source: 0000904454-22-000229 · edgar.xml · nonDerivative · entry 1

Ritchie John · CIK 0001356228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,258

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest in full on March 4, 2023, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:54 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GrantCommon Stock 4,490 $0.00 $0.00
Disclosure

SEC source: 0000904454-21-000330 · edgar.xml · nonDerivative · entry 1

Ritchie John · CIK 0001356228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,490

F1 · shares: Includes (i) 2,765 restricted stock units ("RSUs") granted on March 9, 2021, which vest as follows: 921 shares on May 15, 2022, 921 shares on May 15, 2023 and 923 shares on May 15, 2024; and (ii) 1,725 RSUs granted on March 9, 2021, which vest in full on February 15, 2022, provided with respect to each vesting event described herein that the Reporting Person remains in continuous service with the Issuer through such vesting date. The RSUs were granted to the Reporting Person under the Issuer's 2021 Omnibus Incentive Plan and each RSU represents the contingent right to receive one share of Common Stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 17:09 UTC Acacia Communications, Inc. ACIA · Entity 141855 Disposition to issuerCommon Stock 25,320 $115.00 $2,911,800.00
Disclosure

SEC source: 0001651235-21-000062 · wf-form4_161480935550985.xml · nonDerivative · entry 1

Ritchie John · CIK 0001356228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Merger Agreement, at the Effective Time, each share of the Company's common stock automatically converted into the right to receive the Merger Consideration.

Read SEC document
August 09, 2019 Filed Aug 9, 2019 13:51 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Disposition to issuerStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $6.26 $0.00
Disclosure

SEC source: 0001372414-19-000067 · edgar.xml · derivative · entry 8

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2026-06-01

F5 · derivative.exercise_date: Each outstanding option of the Issuer was either converted into the right to receive cash, or was cancelled without any cash payment or other consideration, as described in the Merger Agreement.

Read SEC document
August 09, 2019 Filed Aug 9, 2019 13:51 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Disposition to issuerStock Option (right to buy) · Derivative 185,000 $0.00 Strike: $6.09 $0.00
Disclosure

SEC source: 0001372414-19-000067 · edgar.xml · derivative · entry 7

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 185,000 shares

Expires 2025-09-01

F5 · derivative.exercise_date: Each outstanding option of the Issuer was either converted into the right to receive cash, or was cancelled without any cash payment or other consideration, as described in the Merger Agreement.

Read SEC document
August 09, 2019 Filed Aug 9, 2019 13:51 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Exercise / conversionPerformance Stock Units · Derivative 34,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001372414-19-000067 · edgar.xml · derivative · entry 6

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,750 shares

Expires 2022-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These securities were performance-based restricted stock units ("PSUs") that represented the Reporting Person's right to receive Common Stock of the Issuer. The PSUs were cancelled and converted automatically into the right to receive cash, as described in the Merger Agreement.

Read SEC document
August 09, 2019 Filed Aug 9, 2019 13:51 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Exercise / conversionPerformance Stock Units · Derivative 34,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001372414-19-000067 · edgar.xml · derivative · entry 5

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,750 shares

Expires 2022-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These securities were performance-based restricted stock units ("PSUs") that represented the Reporting Person's right to receive Common Stock of the Issuer. The PSUs were cancelled and converted automatically into the right to receive cash, as described in the Merger Agreement.

Read SEC document
August 09, 2019 Filed Aug 9, 2019 13:51 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Exercise / conversionPerformance Stock Units · Derivative 63,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001372414-19-000067 · edgar.xml · derivative · entry 4

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 63,500 shares

Expires 2021-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These securities were performance-based restricted stock units ("PSUs") that represented the Reporting Person's right to receive Common Stock of the Issuer. The PSUs were cancelled and converted automatically into the right to receive cash, as described in the Merger Agreement.

Read SEC document
August 09, 2019 Filed Aug 9, 2019 13:51 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Exercise / conversionPerformance Stock Units · Derivative 42,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001372414-19-000067 · edgar.xml · derivative · entry 3

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,500 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These securities were performance-based restricted stock units ("PSUs") that represented the Reporting Person's right to receive Common Stock of the Issuer. The PSUs were cancelled and converted automatically into the right to receive cash, as described in the Merger Agreement.

Read SEC document
August 09, 2019 Filed Aug 9, 2019 13:51 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Exercise / conversionPerformance Stock Units · Derivative 329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001372414-19-000067 · edgar.xml · derivative · entry 2

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 329 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These securities were performance-based restricted stock units ("PSUs") that represented the Reporting Person's right to receive Common Stock of the Issuer. The PSUs were cancelled and converted automatically into the right to receive cash, as described in the Merger Agreement.

Read SEC document
August 09, 2019 Filed Aug 9, 2019 13:51 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Disposition to issuerCommon Stock 638,799 $4.45 $2,842,655.55
Disclosure

SEC source: 0001372414-19-000067 · edgar.xml · nonDerivative · entry 1

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Each outstanding share of the Common Stock of the Issuer was converted into the right to receive $4.45 per share in cash, as described in the Agreement and Plan of Merger ("Merger Agreement") dated as of June 26, 2019, a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on June 26, 2019.

F2 · shares: Includes 1,293 shares the Reporting Person acquired on June 1, 2019 under the Aerohive Networks 2014 Employee Stock Purchase Plan.

F3 · shares: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive Common Stock shares of the Issuer. The RSUs were cancelled and converted automatically into the right to receive cash, as described in the Merger Agreement.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 18:20 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 GrantPerformance Stock Units · Derivative 34,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001372414-19-000059 · edgar.xml · derivative · entry 4

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,750

Underlying: Common Stock · 34,750 shares

Expires 2022-06-01

F4 · derivative.exercise_date: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of the Issuer's Common Stock. The market-based award is subject to achievement of a specified stock price appreciation goal based on the 20 trading-day, average trailing-closing- price per share of the Issuer's Common Stock.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 18:20 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 GrantPerformance Stock Units · Derivative 34,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001372414-19-000059 · edgar.xml · derivative · entry 3

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,750

Underlying: Common Stock · 34,750 shares

Expires 2022-06-01

F4 · derivative.exercise_date: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of the Issuer's Common Stock. The market-based award is subject to achievement of a specified stock price appreciation goal based on the 20 trading-day, average trailing-closing- price per share of the Issuer's Common Stock.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 18:20 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 GrantCommon Stock 139,000 $0.00 $0.00
Disclosure

SEC source: 0001372414-19-000059 · edgar.xml · nonDerivative · entry 2

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,506

F3 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of the Issuer's Common Stock. The shares subject to the grant will vest ratably in twelve equal quarterly installments as of March 1, June 1, September 1, and December 1 of each year, with the first quarterly vesting occurring as of September 1, 2019 and the last quarterly vesting occurring as of June 1, 2022, subject to the Reporting Person continuing as a service provider to the Company as of such respective dates.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 18:20 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Tax withholdingCommon Stock 9,785 $3.40 $33,269.00
Disclosure

SEC source: 0001372414-19-000059 · edgar.xml · nonDerivative · entry 1

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,506

F1 · shares: In an exempt disposition to the Issuer under rule 16b-3(e), the Issuer withheld shares otherwise to be delivered to the Reporting Person in connection with the satisfaction of the Company's estimate of the Reporting Person's minimum statutory tax withholding requirement arising from the vesting of such shares under a previously reported award of restricted stock units.

F2 · balance_after: Includes 3685 shares the Reporting Person acquired on June 1, 2019 under the Aerohive Networks 2014 Employee Stock Purchase Plan

Read SEC document
May 16, 2019 Filed May 20, 2019 07:25 UTC Acacia Communications, Inc. ACIA · Entity 141855 GrantCommon Stock 4,010 $0.00 $0.00
Disclosure

SEC source: 0001651235-19-000122 · wf-form4_155835151729183.xml · nonDerivative · entry 1

Ritchie John · CIK 0001356228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,320

F1 · shares: Consists of 4,010 restricted stock units ("RSUs") awarded to the Reporting Person as compensation for services rendered as a director. Each RSU represents the right to receive one share of common stock upon vesting. The RSUs will vest as to 100% of the original number of shares on May 16, 2020.

F2 · balance_after: Includes 10,154 RSUs (including the 4,010 RSUs described in footnote 1). Each RSU represents the right to receive one share of common stock upon vesting.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:32 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Exercise / conversionPerformance Stock Units · Derivative 4,671 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001372414-19-000015 · edgar.xml · derivative · entry 5

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,671 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:32 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 GrantPerformance Stock Units · Derivative 4,671 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001372414-19-000015 · edgar.xml · derivative · entry 4

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,671

Underlying: Common Stock · 4,671 shares

Expires 2019-03-01

F2 · derivative.underlying_shares: The shares subject to the performance-based RSU grant became eligible to vest as of March 1, 2019 based on the Company's achievement of GAAP revenue for its fiscal year 2018 relative to the Company's target revenue for the period, which target the Company's Board of Directors approved at its meeting on January 30, 2018.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:32 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Tax withholdingCommon Stock 1,616 $5.09 $8,225.44
Disclosure

SEC source: 0001372414-19-000015 · edgar.xml · nonDerivative · entry 3

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,606

F1 · shares: In an exempt disposition to the Issuer under rule 16b-3(e), the Issuer withheld shares otherwise to be delivered to the Reporting Person in connection with the satisfaction of the Company's estimate of the Reporting Person's minimum statutory tax withholding requirement arising from the vesting of such shares under a previously reported award of restricted stock units.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:32 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Exercise / conversionCommon Stock 4,671 $0.00 $0.00
Disclosure

SEC source: 0001372414-19-000015 · edgar.xml · nonDerivative · entry 2

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The shares subject to the performance-based RSU grant became eligible to vest as of March 1, 2019 based on the Company's achievement of GAAP revenue for its fiscal year 2018 relative to the Company's target revenue for the period, which target the Company's Board of Directors approved at its meeting on January 30, 2018.

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March 01, 2019 Filed Mar 5, 2019 17:32 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Tax withholdingCommon Stock 9,709 $5.09 $49,418.81
Disclosure

SEC source: 0001372414-19-000015 · edgar.xml · nonDerivative · entry 1

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,551

F1 · shares: In an exempt disposition to the Issuer under rule 16b-3(e), the Issuer withheld shares otherwise to be delivered to the Reporting Person in connection with the satisfaction of the Company's estimate of the Reporting Person's minimum statutory tax withholding requirement arising from the vesting of such shares under a previously reported award of restricted stock units.

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February 14, 2019 Filed Feb 15, 2019 19:16 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 GrantCommon Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0001372414-19-000004 · edgar.xml · nonDerivative · entry 1

Ritchie John · CIK 0001356228 · SVP, CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,260

F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of the Issuer's Common Stock. The shares subject to the grant will vest in one lump sum as of March 1, 2021, subject to the Reporting Person contrinuing through such respective vesting date to be a Service Provider (as such term is defined in the Plan).

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December 01, 2018 Filed Dec 4, 2018 20:28 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Exercise / conversionPerformance Stock Units · Derivative 10,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001372414-18-000067 · edgar.xml · derivative · entry 4

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 10,625 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.underlying_shares: 50% of the shares subject to the grant became eligible to vest as of December 19, 2017, when the 20-day, average trailing-closing-price for the Company's Common Stock as reported by NYSE exceeded $5.50 per share. Under the terms of the grant, such shares will be delivered to the Reporting Person in four equal installments as of each of March 1, June 1, September 1 and December 1, 2018, subject to the Reporting Person continuing as a service provider to the Company as of such respective dates.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 20:28 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Tax withholdingCommon Stock 3,675 $3.66 $13,450.50
Disclosure

SEC source: 0001372414-18-000067 · edgar.xml · nonDerivative · entry 3

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,260

F1 · shares: In an exempt disposition to the Issuer under rule 16b-3(e), the Issuer withheld shares otherwise to be delivered to the Reporting Person in connection with the satisfaction of the Company's estimate of the Reporting Person's minimum statutory tax withholding requirement arising from the vesting of such shares under a previously reported award of restricted stock units.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 20:28 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Exercise / conversionCommon Stock 10,625 $0.00 $0.00
Disclosure

SEC source: 0001372414-18-000067 · edgar.xml · nonDerivative · entry 2

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 50% of the shares subject to the grant became eligible to vest as of December 19, 2017, when the 20-day, average trailing-closing-price for the Company's Common Stock as reported by NYSE exceeded $5.50 per share. Under the terms of the grant, such shares will be delivered to the Reporting Person in four equal installments as of each of March 1, June 1, September 1 and December 1, 2018, subject to the Reporting Person continuing as a service provider to the Company as of such respective dates.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 20:28 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Tax withholdingCommon Stock 9,785 $3.66 $35,813.10
Disclosure

SEC source: 0001372414-18-000067 · edgar.xml · nonDerivative · entry 1

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,310

F1 · shares: In an exempt disposition to the Issuer under rule 16b-3(e), the Issuer withheld shares otherwise to be delivered to the Reporting Person in connection with the satisfaction of the Company's estimate of the Reporting Person's minimum statutory tax withholding requirement arising from the vesting of such shares under a previously reported award of restricted stock units.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 16:36 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Exercise / conversionPerformance Stock Units · Derivative 10,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001372414-18-000054 · edgar.xml · derivative · entry 4

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,125

Underlying: Common Stock · 10,625 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.underlying_shares: 50% of the shares subject to the grant became eligible to vest as of December 19, 2017, when the 20-day, average trailing-closing-price for the Company's Common Stock as reported by NYSE exceeded $5.50 per share. Under the terms of the grant, such shares will be delivered to the Reporting Person in four equal installments as of each of March 1, June 1, September 1 and December 1, 2018, subject to the Reporting Person continuing as a service provider to the Company as of such respective dates.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 16:36 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Tax withholdingCommon Stock 3,675 $4.22 $15,508.50
Disclosure

SEC source: 0001372414-18-000054 · edgar.xml · nonDerivative · entry 3

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,095

F1 · shares: In an exempt disposition to the Issuer under rule 16b-3(e), the Issuer withheld shares otherwise to be delivered to the Reporting Person in connection with the satisfaction of the Company's estimate of the Reporting Person's minimum statutory tax withholding requirement arising from the vesting of such shares under a previously reported award of restricted stock units.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 16:36 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Exercise / conversionCommon Stock 10,625 $0.00 $0.00
Disclosure

SEC source: 0001372414-18-000054 · edgar.xml · nonDerivative · entry 2

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 50% of the shares subject to the grant became eligible to vest as of December 19, 2017, when the 20-day, average trailing-closing-price for the Company's Common Stock as reported by NYSE exceeded $5.50 per share. Under the terms of the grant, such shares will be delivered to the Reporting Person in four equal installments as of each of March 1, June 1, September 1 and December 1, 2018, subject to the Reporting Person continuing as a service provider to the Company as of such respective dates.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 16:36 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Tax withholdingCommon Stock 9,785 $4.22 $41,292.70
Disclosure

SEC source: 0001372414-18-000054 · edgar.xml · nonDerivative · entry 1

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,145

F1 · shares: In an exempt disposition to the Issuer under rule 16b-3(e), the Issuer withheld shares otherwise to be delivered to the Reporting Person in connection with the satisfaction of the Company's estimate of the Reporting Person's minimum statutory tax withholding requirement arising from the vesting of such shares under a previously reported award of restricted stock units.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 17:55 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 GrantPerformance Stock Units · Derivative 63,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001372414-18-000037 · edgar.xml · derivative · entry 6

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,500

Underlying: Common Stock · 63,500 shares

Expires 2021-06-01

F5 · derivative.exercise_date: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of the Issuer's Common Stock. The market-based award is subject to achievement of a specified stock price appreciation goal based on the 20 trading-day, average trailing-closing- price per share of the Issuer's Common Stock.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 17:55 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Exercise / conversionPerformance Stock Units · Derivative 10,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001372414-18-000037 · edgar.xml · derivative · entry 5

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,750

Underlying: Common Stock · 10,625 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.underlying_shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of the Issuer's Common Stock. 50% of the shares subject to the grant became eligible to vest as of December 19, 2017, when the 20 trading-day, average trailing-closing-price for the Company's Common Stock as reported by NYSE exceeded $5.50 per share. Under the terms of the grant, such shares will be delivered to the Reporting Person in four equal installments as of each of March 1, June 1, September 1 and December 1, 2018, subject to the Reporting Person continuing as a service provider to the Company as of such respective dates.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 17:55 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Tax withholdingCommon Stock 3,675 $3.96 $14,553.00
Disclosure

SEC source: 0001372414-18-000037 · edgar.xml · nonDerivative · entry 4

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,930

F1 · shares: In an exempt disposition to the Issuer under rule 16b-3(e), the Issuer withheld shares otherwise to be delivered to the Reporting Person in connection with the satisfaction of the Company's estimate of the Reporting Person's minimum statutory tax withholding requirement arising from the vesting of such shares under a previously reported award of restricted stock units.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 17:55 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Exercise / conversionCommon Stock 10,625 $0.00 $0.00
Disclosure

SEC source: 0001372414-18-000037 · edgar.xml · nonDerivative · entry 3

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of the Issuer's Common Stock. 50% of the shares subject to the grant became eligible to vest as of December 19, 2017, when the 20 trading-day, average trailing-closing-price for the Company's Common Stock as reported by NYSE exceeded $5.50 per share. Under the terms of the grant, such shares will be delivered to the Reporting Person in four equal installments as of each of March 1, June 1, September 1 and December 1, 2018, subject to the Reporting Person continuing as a service provider to the Company as of such respective dates.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 17:55 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 GrantCommon Stock 127,000 $0.00 $0.00
Disclosure

SEC source: 0001372414-18-000037 · edgar.xml · nonDerivative · entry 2

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,980

F3 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of the Issuer's Common Stock. The shares subject to the grant will vest ratably in twelve equal quarterly installments as of March 1, June 1, September 1, and December 1 of each year, with the first quarterly vesting occurring as of September 1, 2018 and the last quarterly vesting occurring as of June 1, 2021, subject to the Reporting Person continuing as a service provider to the Company as of such respective dates.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 17:55 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Tax withholdingCommon Stock 6,125 $3.96 $24,255.00
Disclosure

SEC source: 0001372414-18-000037 · edgar.xml · nonDerivative · entry 1

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,980

F1 · shares: In an exempt disposition to the Issuer under rule 16b-3(e), the Issuer withheld shares otherwise to be delivered to the Reporting Person in connection with the satisfaction of the Company's estimate of the Reporting Person's minimum statutory tax withholding requirement arising from the vesting of such shares under a previously reported award of restricted stock units.

F2 · balance_after: Includes 4,673 shares the Reporting Person acquired on June 1, 2018 under the Aerohive Networks 2014 Employee Stock Purchase Plan.

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May 17, 2018 Filed May 21, 2018 17:12 UTC Acacia Communications, Inc. ACIA · Entity 141855 GrantCommon Stock 6,144 $0.00 $0.00
Disclosure

SEC source: 0001651235-18-000131 · wf-form4_152693716547467.xml · nonDerivative · entry 1

Ritchie John · CIK 0001356228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,310

F1 · shares: Consists of 6,144 restricted stock units ("RSUs") awarded to the Reporting Person as compensation for services rendered as a director. Each RSU represents the right to receive one share of common stock upon vesting. The RSUs will vest as to 100% of the original number of shares on May 17, 2019.

F2 · balance_after: Includes 6,144 RSUs (the 6,144 RSUs described in footnote 1). Each RSU represents the right to receive one share of common stock upon vesting.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 20:50 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Exercise / conversionPerformance Stock Units · Derivative 10,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001372414-18-000015 · edgar.xml · derivative · entry 12

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,375

Underlying: Common Stock · 10,625 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: 50% of the shares subject to the grant became eligible to vest as of December 19, 2017, when the 20-day, average trailing-closing-price for the Company's Common Stock as reported by NYSE exceeded $5.50 per share. Under the terms of the grant, such shares will be delivered to the Reporting Person in four equal installments as of each of March 1, June 1, September 1 and December 1, 2018, subject to the Reporting Person continuing as a service provider to the Company as of such respective dates.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 20:50 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Exercise / conversionPerformance Stock Units · Derivative 28,752 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001372414-18-000015 · edgar.xml · derivative · entry 11

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,752 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The shares subject to the performance-based RSU grant became eligible to vest as of March 1, 2018 based on the Company's achievement of GAAP revenue for its fiscal year 2017 relative to the Company's target revenue for the period, which target the Company's Board of Directors approved at its meeting on February 1, 2017.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 20:50 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 GrantPerformance Stock Units · Derivative 28,752 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001372414-18-000015 · edgar.xml · derivative · entry 10

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,752

Underlying: Common Stock · 28,752 shares

Expires 2018-03-01

F2 · shares: The shares subject to the performance-based RSU grant became eligible to vest as of March 1, 2018 based on the Company's achievement of GAAP revenue for its fiscal year 2017 relative to the Company's target revenue for the period, which target the Company's Board of Directors approved at its meeting on February 1, 2017.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 20:50 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Exercise / conversionPerformance Stock Units · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001372414-18-000015 · edgar.xml · derivative · entry 9

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The shares subject to the performance-based RSU grant became eligible to vest as of March 1, 2018 based on the Company's achievement of GAAP revenue for its fiscal year 2017 relative to the Company's target revenue for the period, which target the Company's Board of Directors approved at its meeting on February 1, 2017.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 20:50 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 GrantPerformance Stock Units · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001372414-18-000015 · edgar.xml · derivative · entry 8

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2018-03-01

F2 · shares: The shares subject to the performance-based RSU grant became eligible to vest as of March 1, 2018 based on the Company's achievement of GAAP revenue for its fiscal year 2017 relative to the Company's target revenue for the period, which target the Company's Board of Directors approved at its meeting on February 1, 2017.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 20:50 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Tax withholdingCommon Stock 3,675 $4.35 $15,986.25
Disclosure

SEC source: 0001372414-18-000015 · edgar.xml · nonDerivative · entry 7

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,432

F1 · shares: In an exempt disposition to the Issuer under rule 16b-3(e), the Issuer withheld shares otherwise to be delivered to the Reporting Person in connection with the satisfaction of the Company's estimate of the Reporting Person's minimum statutory tax withholding requirement arising from the vesting of such shares under a previously reported award of restricted stock units.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 20:50 UTC AEROHIVE NETWORKS, INC HIVE · Entity 155534 Exercise / conversionCommon Stock 10,625 $0.00 $0.00
Disclosure

SEC source: 0001372414-18-000015 · edgar.xml · nonDerivative · entry 6

Ritchie John · CIK 0001356228 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.