Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KNIGHT TRANSPORTATION INCKNX · Entity 167622 | Director · Executive Chairman | September 08, 2017 | April 11, 2018 |
| Knight-Swift Transportation Holdings Inc.KNX · Entity 762 | Director · Executive Chairman | March 12, 2026 | March 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KNIGHT TRANSPORTATION INC
Report date September 08, 2017 · Filed April 11, 2018 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-09-08 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-09-08 · Disposition to issuer · Disposed 17,301 · Balance 0 F1: This row is being amended to clarify the number of shares the reporting person held owned directly after the transaction was zero. The row showing the disposition of all of the reporting person's indirect shares is not being amended and is therefore not included in this Form 4 amendment. F2: Disposed of pursuant to an Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Swift Transportation Company (the "Merger Agreement"), providing that all shares of issuer shall be exchanged for an equal number of shares of Knight-Swift Transportation Holdings Inc., such exchanged shares having a market value of $40.85 per share on the effective date of the merger. |
| Restricted Stock Performance UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-09-08 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2017-09-08 · Disposition to issuer · Disposed 74,635 · Balance 0 F3: This row is added to show disposition of derivative securities pursuant to the Merger Agreement. The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.). F4: On March 14, 2014, the reporting person was granted restricted stock units with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a three-year period that ended December 31, 2016. As part of the Merger Agreement, the restricted stock units vest on the closing date of the Merger Agreement and the shares issued have a market value of $40.85 per share on the closing date of the Merger Agreement. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the issuer. |
| Restricted Stock Performance UnitsSEC Table II · derivative / convertible security · Expires 2019-01-31 | Direct | 0 |
Reported balance
After 2017-09-08 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2017-09-08 · Disposition to issuer · Disposed 50,201 · Balance 0 F3: This row is added to show disposition of derivative securities pursuant to the Merger Agreement. The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.). F5: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. |
| Restricted Stock Performance UnitsSEC Table II · derivative / convertible security · Expires 2020-01-31 | Direct | 0 |
Reported balance
After 2017-09-08 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2017-09-08 · Disposition to issuer · Disposed 20,635 · Balance 0 F3: This row is added to show disposition of derivative securities pursuant to the Merger Agreement. The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.). F5: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-09-08 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2017-09-08 · Disposition to issuer · Disposed 23,500 · Balance 0 F3: This row is added to show disposition of derivative securities pursuant to the Merger Agreement. The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.). F6: The remaining restricted stock units for this grant were scheduled to vest as follows: approximately 17% on January 31, 2018, approximately 17% on January 31, 2019, approximately 15% on January 31, 2020, and approximately 17% on each of January 31, 2021, 2022, and 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-09-08 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2017-09-08 · Disposition to issuer · Disposed 11,244 · Balance 0 F3: This row is added to show disposition of derivative securities pursuant to the Merger Agreement. The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.). F7: This restricted stock unit grant was scheduled to vest in five equal annual installments beginning on May 31, 2018. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.29 · Expires 2018-05-21 | Direct | 0 |
Reported balance
After 2017-09-08 transaction · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · 2017-09-08 · Disposition to issuer · Disposed 69,217 · Balance 0 F3: This row is added to show disposition of derivative securities pursuant to the Merger Agreement. The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.). F8: This option vested 20% on December 31, 2008 and 5% each calendar quarter thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: This row is being amended to clarify the number of shares the reporting person held owned directly after the transaction was zero. The row showing the disposition of all of the reporting person's indirect shares is not being amended and is therefore not included in this Form 4 amendment.
F2: Disposed of pursuant to an Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Swift Transportation Company (the "Merger Agreement"), providing that all shares of issuer shall be exchanged for an equal number of shares of Knight-Swift Transportation Holdings Inc., such exchanged shares having a market value of $40.85 per share on the effective date of the merger.
F3: This row is added to show disposition of derivative securities pursuant to the Merger Agreement. The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.).
F4: On March 14, 2014, the reporting person was granted restricted stock units with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a three-year period that ended December 31, 2016. As part of the Merger Agreement, the restricted stock units vest on the closing date of the Merger Agreement and the shares issued have a market value of $40.85 per share on the closing date of the Merger Agreement. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the issuer.
F5: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017.
F6: The remaining restricted stock units for this grant were scheduled to vest as follows: approximately 17% on January 31, 2018, approximately 17% on January 31, 2019, approximately 15% on January 31, 2020, and approximately 17% on each of January 31, 2021, 2022, and 2023.
F7: This restricted stock unit grant was scheduled to vest in five equal annual installments beginning on May 31, 2018.
F8: This option vested 20% on December 31, 2008 and 5% each calendar quarter thereafter.
Knight-Swift Transportation Holdings Inc.
Report date March 12, 2026 · Filed March 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 28,519 |
Ending reported balance
After 2026-03-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-12 · Exercise / conversion · Acquired 19,180 · Balance 33,189 F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis. Row 2 · 2026-03-12 · Tax withholding · Disposed 4,670 · Balance 28,519 |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-03-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-03-12 · Exercise / conversion · Disposed 19,180 · Balance 0 F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2: The shares vested on January 31, 2026, but the performance target attainment was not determined and approved until March 12, 2026, when the shares were issued. |
| Class A Common StockSEC Table I · non-derivative | IndirectTrust | 1,305,347 |
Reported balance
Holding disclosure · report date 2026-03-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,305,347 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis.
F2: The shares vested on January 31, 2026, but the performance target attainment was not determined and approved until March 12, 2026, when the shares were issued.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2018 Filed May 10, 2018 21:23 UTC | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | SaleClass A Common Stock | 69,217 | $40.04 | $2,771,677.10 |
DisclosureSEC source: 0001140361-18-022828 · doc1.xml · nonDerivative · entry 2 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $40.00 to $40.1650 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Knight-Swift Transportation Holdings Inc. or a shareholder of Knight-Swift Transportation Holdings Inc. full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 09, 2018 Filed May 10, 2018 21:23 UTC | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | Exercise / conversionClass A Common Stock | 69,217 | $17.29 | $1,196,761.93 |
DisclosureSEC source: 0001140361-18-022828 · doc1.xml · nonDerivative · entry 1 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 17:54 UTC | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | Tax withholdingClass A Common Stock | 1,686 | $49.79 | $83,945.94 |
DisclosureSEC source: 0001140361-18-004632 · doc1.xml · nonDerivative · entry 2 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,762,192 F1 · balance_after: Portions of the shares are held directly and portions of the shares are held indirectly in a Trust. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 17:54 UTC | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | GrantClass A Common Stock | 4,000 | $49.79 | $199,160.00 |
DisclosureSEC source: 0001140361-18-004632 · doc1.xml · nonDerivative · entry 1 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,763,878 F1 · balance_after: Portions of the shares are held directly and portions of the shares are held indirectly in a Trust. Read SEC document |
| January 31, 2018 Filed Apr 11, 2018 23:25 UTC Amendment | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | Exercise / conversionRestricted Stock Units · Derivative | 4,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018277 · doc1.xml · derivative · entry 3 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,500 Underlying: Class A Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This row is added to show the conversion of restricted stock units upon vesting. F4 · derivative.expiration_date: The remaining restricted stock units for this grant vest as follows: approximately 20.5% on January 31, 2019, approximately 18% on January 31, 2020, and approximately 20.5% on each of January 31, 2021, 2022, and 2023. Read SEC document |
| January 31, 2018 Filed Apr 11, 2018 23:25 UTC Amendment | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | Exercise / conversionClass A Common Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-018277 · doc1.xml · nonDerivative · entry 1 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This row is being amended to show that the shares were acquired upon the conversion of restricted stock units (changing from transaction code "A" to transaction code "M"). The row in the original Form 4 reporting the withholding of shares to satisfy tax obligations is not being amended. Therefore, the ultimate beneficial ownership of the reporting person as of January 31, 2018 is presented in the original Form 4. This row is also amended to calrify the number of shares the reporting person owned directly after the transaction. F1 · price: This row is being amended to show that the shares were acquired upon the conversion of restricted stock units (changing from transaction code "A" to transaction code "M"). The row in the original Form 4 reporting the withholding of shares to satisfy tax obligations is not being amended. Therefore, the ultimate beneficial ownership of the reporting person as of January 31, 2018 is presented in the original Form 4. This row is also amended to calrify the number of shares the reporting person owned directly after the transaction. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:15 UTC | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | GrantRestricted Stock Units · Derivative | 46,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-042233 · doc1.xml · derivative · entry 2 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,572 Underlying: Class A Common Stock · 46,572 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KNX Class A common stock, subject to adjustment based on certain performance targets over a three-year performance period ending on December 31, 2020. F4 · shares: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a three-year performance period ending on December 31, 2020. The shares earned under this award will vest on January 31, 2021. When this equity grant is vested, it will be settled in cash. F4 · derivative.exercise_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a three-year performance period ending on December 31, 2020. The shares earned under this award will vest on January 31, 2021. When this equity grant is vested, it will be settled in cash. F4 · derivative.expiration_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a three-year performance period ending on December 31, 2020. The shares earned under this award will vest on January 31, 2021. When this equity grant is vested, it will be settled in cash. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:15 UTC | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | GrantRestricted Stock Units · Derivative | 31,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-042233 · doc1.xml · derivative · entry 1 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,048 Underlying: Class A Common Stock · 31,048 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest in three installments as follows: 34% on January 31, 2019; 33% on January 31, 2020; and 33% on January 31, 2021. When this equity grant is vested, it will be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest in three installments as follows: 34% on January 31, 2019; 33% on January 31, 2020; and 33% on January 31, 2021. When this equity grant is vested, it will be settled in cash. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 16:49 UTC | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | Disposition to issuerCommon Stock | 2,742,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-035208 · doc1.xml · nonDerivative · entry 2 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 0 F1 · price: Disposed of pursuant to an Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Swift Transportation Company, providing that all shares of issuer shall be exchanged for an equal number of shares of Knight-Swift Transportation Holdings Inc., such exchanged shares having a market value of $40.85 per share on the effective date of the merger. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 16:49 UTC | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | Disposition to issuerCommon Stock | 17,301 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-035208 · doc1.xml · nonDerivative · entry 1 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,742,577 F1 · price: Disposed of pursuant to an Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Swift Transportation Company, providing that all shares of issuer shall be exchanged for an equal number of shares of Knight-Swift Transportation Holdings Inc., such exchanged shares having a market value of $40.85 per share on the effective date of the merger. Read SEC document |
| September 08, 2017 Filed Sep 13, 2017 00:21 UTC | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | Exercise / conversionRestricted Stock Units · Derivative | 74,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-035252 · doc1.xml · derivative · entry 3 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,635 Underlying: Common Stock · 74,635 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On March 14, 2014, the reporting person was granted restricted stock units with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a three-year period that ended December 31, 2016. As part of the Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Knight Transportation, Inc., the grant was assumed by and became Issuer's grant; the restricted stock units vest on the effective date of the merger and the shares issued have a market value of $40.85 per share on the effective date of the merger. F2 · shares: On March 14, 2014, the reporting person was granted restricted stock units with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a three-year period that ended December 31, 2016. As part of the Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Knight Transportation, Inc., the grant was assumed by and became Issuer's grant; the restricted stock units vest on the effective date of the merger and the shares issued have a market value of $40.85 per share on the effective date of the merger. F2 · derivative.exercise_date: On March 14, 2014, the reporting person was granted restricted stock units with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a three-year period that ended December 31, 2016. As part of the Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Knight Transportation, Inc., the grant was assumed by and became Issuer's grant; the restricted stock units vest on the effective date of the merger and the shares issued have a market value of $40.85 per share on the effective date of the merger. F3 · derivative.exercise_date: The reporting person previously elected to defer delivery of the shares related to this restrictive stock unit grant. The right to received the shares vested on the effective date of the merger. The shares will be delivered within six months of the date the reporting person terminates employment. F2 · derivative.expiration_date: On March 14, 2014, the reporting person was granted restricted stock units with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a three-year period that ended December 31, 2016. As part of the Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Knight Transportation, Inc., the grant was assumed by and became Issuer's grant; the restricted stock units vest on the effective date of the merger and the shares issued have a market value of $40.85 per share on the effective date of the merger. F3 · derivative.expiration_date: The reporting person previously elected to defer delivery of the shares related to this restrictive stock unit grant. The right to received the shares vested on the effective date of the merger. The shares will be delivered within six months of the date the reporting person terminates employment. Read SEC document |
| September 08, 2017 Filed Sep 13, 2017 00:21 UTC | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | GrantClass A Common Stock | 2,742,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-035252 · doc1.xml · nonDerivative · entry 2 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 2,759,878 F1 · shares: Acquired pursuant to an Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Knight Transportation, Inc., providing that issuer would issue to each shareholder of Knight Transportation, Inc. the number of issuer's shares equal to the number of shares of Knight Transportation, Inc. held by the shareholder. Each acquired share's market value is $40.85. F1 · price: Acquired pursuant to an Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Knight Transportation, Inc., providing that issuer would issue to each shareholder of Knight Transportation, Inc. the number of issuer's shares equal to the number of shares of Knight Transportation, Inc. held by the shareholder. Each acquired share's market value is $40.85. Read SEC document |
| September 08, 2017 Filed Sep 13, 2017 00:21 UTC | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | GrantClass A Common Stock | 17,301 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-035252 · doc1.xml · nonDerivative · entry 1 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,301 F1 · price: Acquired pursuant to an Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Knight Transportation, Inc., providing that issuer would issue to each shareholder of Knight Transportation, Inc. the number of issuer's shares equal to the number of shares of Knight Transportation, Inc. held by the shareholder. Each acquired share's market value is $40.85. Read SEC document |
| September 08, 2017 Filed Apr 11, 2018 18:49 UTC Amendment | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 69,217 | $0.00 Strike: $17.29 | $0.00 |
DisclosureSEC source: 0001140361-18-018269 · doc1.xml · derivative · entry 7 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 69,217 shares Expires 2018-05-21 F3 · security: This row is added to show disposition of derivative securities pursuant to the Merger Agreement. The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.). F8 · derivative.exercise_date: This option vested 20% on December 31, 2008 and 5% each calendar quarter thereafter. Read SEC document |
| September 08, 2017 Filed Apr 11, 2018 18:49 UTC Amendment | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | Disposition to issuerRestricted Stock Units · Derivative | 11,244 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018269 · doc1.xml · derivative · entry 6 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,244 shares Expires not disclosed F3 · security: This row is added to show disposition of derivative securities pursuant to the Merger Agreement. The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.). F7 · derivative.exercise_date: This restricted stock unit grant was scheduled to vest in five equal annual installments beginning on May 31, 2018. F7 · derivative.expiration_date: This restricted stock unit grant was scheduled to vest in five equal annual installments beginning on May 31, 2018. Read SEC document |
| September 08, 2017 Filed Apr 11, 2018 18:49 UTC Amendment | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | Disposition to issuerRestricted Stock Units · Derivative | 23,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018269 · doc1.xml · derivative · entry 5 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,500 shares Expires not disclosed F3 · security: This row is added to show disposition of derivative securities pursuant to the Merger Agreement. The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.). F6 · derivative.exercise_date: The remaining restricted stock units for this grant were scheduled to vest as follows: approximately 17% on January 31, 2018, approximately 17% on January 31, 2019, approximately 15% on January 31, 2020, and approximately 17% on each of January 31, 2021, 2022, and 2023. F6 · derivative.expiration_date: The remaining restricted stock units for this grant were scheduled to vest as follows: approximately 17% on January 31, 2018, approximately 17% on January 31, 2019, approximately 15% on January 31, 2020, and approximately 17% on each of January 31, 2021, 2022, and 2023. Read SEC document |
| September 08, 2017 Filed Apr 11, 2018 18:49 UTC Amendment | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | Disposition to issuerRestricted Stock Performance Units · Derivative | 20,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018269 · doc1.xml · derivative · entry 4 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,635 shares Expires 2020-01-31 F3 · security: This row is added to show disposition of derivative securities pursuant to the Merger Agreement. The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.). F5 · derivative.exercise_price: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. F5 · shares: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. F5 · derivative.exercise_date: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. F5 · derivative.expiration_date: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. F5 · derivative.underlying_shares: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. Read SEC document |
| September 08, 2017 Filed Apr 11, 2018 18:49 UTC Amendment | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | Disposition to issuerRestricted Stock Performance Units · Derivative | 50,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018269 · doc1.xml · derivative · entry 3 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,201 shares Expires 2019-01-31 F3 · security: This row is added to show disposition of derivative securities pursuant to the Merger Agreement. The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.). F5 · derivative.exercise_price: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. F5 · shares: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. F5 · derivative.exercise_date: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. F5 · derivative.expiration_date: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. F5 · derivative.underlying_shares: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. Read SEC document |
| September 08, 2017 Filed Apr 11, 2018 18:49 UTC Amendment | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | Disposition to issuerRestricted Stock Performance Units · Derivative | 74,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018269 · doc1.xml · derivative · entry 2 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 74,635 shares Expires not disclosed F3 · security: This row is added to show disposition of derivative securities pursuant to the Merger Agreement. The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.). F4 · derivative.exercise_price: On March 14, 2014, the reporting person was granted restricted stock units with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a three-year period that ended December 31, 2016. As part of the Merger Agreement, the restricted stock units vest on the closing date of the Merger Agreement and the shares issued have a market value of $40.85 per share on the closing date of the Merger Agreement. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the issuer. F4 · derivative.exercise_date: On March 14, 2014, the reporting person was granted restricted stock units with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a three-year period that ended December 31, 2016. As part of the Merger Agreement, the restricted stock units vest on the closing date of the Merger Agreement and the shares issued have a market value of $40.85 per share on the closing date of the Merger Agreement. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the issuer. F4 · derivative.expiration_date: On March 14, 2014, the reporting person was granted restricted stock units with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a three-year period that ended December 31, 2016. As part of the Merger Agreement, the restricted stock units vest on the closing date of the Merger Agreement and the shares issued have a market value of $40.85 per share on the closing date of the Merger Agreement. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the issuer. Read SEC document |
| September 08, 2017 Filed Apr 11, 2018 18:49 UTC Amendment | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | Disposition to issuerCommon Stock | 17,301 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-018269 · doc1.xml · nonDerivative · entry 1 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This row is being amended to clarify the number of shares the reporting person held owned directly after the transaction was zero. The row showing the disposition of all of the reporting person's indirect shares is not being amended and is therefore not included in this Form 4 amendment. F2 · price: Disposed of pursuant to an Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Swift Transportation Company (the "Merger Agreement"), providing that all shares of issuer shall be exchanged for an equal number of shares of Knight-Swift Transportation Holdings Inc., such exchanged shares having a market value of $40.85 per share on the effective date of the merger. Read SEC document |
| September 08, 2017 Filed Apr 11, 2018 22:54 UTC Amendment | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | GrantEmployee Stock Option (Right to Buy) · Derivative | 69,217 | $0.00 Strike: $17.29 | $0.00 |
DisclosureSEC source: 0001140361-18-018272 · doc1.xml · derivative · entry 9 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,217 Underlying: Class A Common Stock · 69,217 shares Expires 2018-05-21 F3 · security: This row is being added to show derivative securities acquired pursuant to the Merger Agreement, providing that issuer would assume each restricted stock award of Knight Transportation, Inc. Common Stock subject to vesting and automatically convert such awards into restricted stock awards of issuer's Class A Common Stock equal to the number of shares of Knight Transportation, Inc. Common Stock. F10 · derivative.exercise_date: This option vested 20% on December 31, 2008 and 5% per calendar quarter thereafter. Read SEC document |
| September 08, 2017 Filed Apr 11, 2018 22:54 UTC Amendment | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | GrantRestricted Stock Units · Derivative | 11,244 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018272 · doc1.xml · derivative · entry 8 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,244 Underlying: Class A Common Stock · 11,244 shares Expires not disclosed F3 · security: This row is being added to show derivative securities acquired pursuant to the Merger Agreement, providing that issuer would assume each restricted stock award of Knight Transportation, Inc. Common Stock subject to vesting and automatically convert such awards into restricted stock awards of issuer's Class A Common Stock equal to the number of shares of Knight Transportation, Inc. Common Stock. F9 · derivative.exercise_date: This restricted stock unit grant vests in five equal annual installments beginning on May 31, 2018. F9 · derivative.expiration_date: This restricted stock unit grant vests in five equal annual installments beginning on May 31, 2018. Read SEC document |
| September 08, 2017 Filed Apr 11, 2018 22:54 UTC Amendment | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | GrantRestricted Stock Units · Derivative | 23,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018272 · doc1.xml · derivative · entry 7 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,500 Underlying: Class A Common Stock · 23,500 shares Expires not disclosed F3 · security: This row is being added to show derivative securities acquired pursuant to the Merger Agreement, providing that issuer would assume each restricted stock award of Knight Transportation, Inc. Common Stock subject to vesting and automatically convert such awards into restricted stock awards of issuer's Class A Common Stock equal to the number of shares of Knight Transportation, Inc. Common Stock. F8 · derivative.exercise_date: The restricted stock units vest as follows: approximately 17% on January 31, 2018, approximately 17% on January 31, 2019, approximately 15% on January 31, 2020, and approximately 17% on each of January 31, 2021, 2022, and 2023. F8 · derivative.expiration_date: The restricted stock units vest as follows: approximately 17% on January 31, 2018, approximately 17% on January 31, 2019, approximately 15% on January 31, 2020, and approximately 17% on each of January 31, 2021, 2022, and 2023. Read SEC document |
| September 08, 2017 Filed Apr 11, 2018 22:54 UTC Amendment | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | GrantRestricted Stock Performance Units · Derivative | 20,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018272 · doc1.xml · derivative · entry 6 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,635 Underlying: Class A Common Stock · 20,635 shares Expires 2020-01-31 F3 · security: This row is being added to show derivative securities acquired pursuant to the Merger Agreement, providing that issuer would assume each restricted stock award of Knight Transportation, Inc. Common Stock subject to vesting and automatically convert such awards into restricted stock awards of issuer's Class A Common Stock equal to the number of shares of Knight Transportation, Inc. Common Stock. F7 · derivative.exercise_price: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. F7 · shares: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. F7 · derivative.exercise_date: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. F7 · derivative.expiration_date: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. F7 · derivative.underlying_shares: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. F7 · balance_after: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. Read SEC document |
| September 08, 2017 Filed Apr 11, 2018 22:54 UTC Amendment | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | GrantRestricted Stock Performance Units · Derivative | 50,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018272 · doc1.xml · derivative · entry 5 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,201 Underlying: Class A Common Stock · 50,201 shares Expires 2019-01-31 F3 · security: This row is being added to show derivative securities acquired pursuant to the Merger Agreement, providing that issuer would assume each restricted stock award of Knight Transportation, Inc. Common Stock subject to vesting and automatically convert such awards into restricted stock awards of issuer's Class A Common Stock equal to the number of shares of Knight Transportation, Inc. Common Stock. F7 · derivative.exercise_price: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. F7 · shares: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. F7 · derivative.exercise_date: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. F7 · derivative.expiration_date: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. F7 · derivative.underlying_shares: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. F7 · balance_after: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. Read SEC document |
| September 08, 2017 Filed Apr 11, 2018 22:54 UTC Amendment | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | GrantPhantom Stock · Derivative | 74,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018272 · doc1.xml · derivative · entry 4 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,635 Underlying: Class A Common Stock · 74,635 shares Expires not disclosed F6 · security: This row is added to show the acquisition of phantom stock in connection with the election to defer delivery of the shares for the restricted stock unit grant that vested in connection with the Merger Agreement. F4 · derivative.exercise_price: On 3/14/14, the reporting person was granted restricted stock units ("RSUs") with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a 3-year period that ended 12/31/16. As part of the Merger Agreement, on the effective date of the merger, the RSUs vested and the shares issued had a market value of $40.85 per share. Each RSU represents a contingent right to receive 1 share of Class A Common Stock. The reporting person opted to defer delivery of the underlying shares for the RSUs that vested on the effective date of the merger. As a result, the reporting person is reporting the disposition of 74,635 RSUs in exchange for an equal number of shares of phantom stock. The phantom stock will be paid within 6 months of the date the reporting person terminates employment. F4 · derivative.exercise_date: On 3/14/14, the reporting person was granted restricted stock units ("RSUs") with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a 3-year period that ended 12/31/16. As part of the Merger Agreement, on the effective date of the merger, the RSUs vested and the shares issued had a market value of $40.85 per share. Each RSU represents a contingent right to receive 1 share of Class A Common Stock. The reporting person opted to defer delivery of the underlying shares for the RSUs that vested on the effective date of the merger. As a result, the reporting person is reporting the disposition of 74,635 RSUs in exchange for an equal number of shares of phantom stock. The phantom stock will be paid within 6 months of the date the reporting person terminates employment. F4 · derivative.expiration_date: On 3/14/14, the reporting person was granted restricted stock units ("RSUs") with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a 3-year period that ended 12/31/16. As part of the Merger Agreement, on the effective date of the merger, the RSUs vested and the shares issued had a market value of $40.85 per share. Each RSU represents a contingent right to receive 1 share of Class A Common Stock. The reporting person opted to defer delivery of the underlying shares for the RSUs that vested on the effective date of the merger. As a result, the reporting person is reporting the disposition of 74,635 RSUs in exchange for an equal number of shares of phantom stock. The phantom stock will be paid within 6 months of the date the reporting person terminates employment. Read SEC document |
| September 08, 2017 Filed Apr 11, 2018 22:54 UTC Amendment | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | Disposition to issuerRestricted Stock Performance Units · Derivative | 74,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018272 · doc1.xml · derivative · entry 3 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 74,635 shares Expires not disclosed F5 · security: This row is being amended to clarify the vesting and deferral of the restricted stock grant. F4 · derivative.exercise_price: On 3/14/14, the reporting person was granted restricted stock units ("RSUs") with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a 3-year period that ended 12/31/16. As part of the Merger Agreement, on the effective date of the merger, the RSUs vested and the shares issued had a market value of $40.85 per share. Each RSU represents a contingent right to receive 1 share of Class A Common Stock. The reporting person opted to defer delivery of the underlying shares for the RSUs that vested on the effective date of the merger. As a result, the reporting person is reporting the disposition of 74,635 RSUs in exchange for an equal number of shares of phantom stock. The phantom stock will be paid within 6 months of the date the reporting person terminates employment. F4 · shares: On 3/14/14, the reporting person was granted restricted stock units ("RSUs") with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a 3-year period that ended 12/31/16. As part of the Merger Agreement, on the effective date of the merger, the RSUs vested and the shares issued had a market value of $40.85 per share. Each RSU represents a contingent right to receive 1 share of Class A Common Stock. The reporting person opted to defer delivery of the underlying shares for the RSUs that vested on the effective date of the merger. As a result, the reporting person is reporting the disposition of 74,635 RSUs in exchange for an equal number of shares of phantom stock. The phantom stock will be paid within 6 months of the date the reporting person terminates employment. F4 · derivative.exercise_date: On 3/14/14, the reporting person was granted restricted stock units ("RSUs") with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a 3-year period that ended 12/31/16. As part of the Merger Agreement, on the effective date of the merger, the RSUs vested and the shares issued had a market value of $40.85 per share. Each RSU represents a contingent right to receive 1 share of Class A Common Stock. The reporting person opted to defer delivery of the underlying shares for the RSUs that vested on the effective date of the merger. As a result, the reporting person is reporting the disposition of 74,635 RSUs in exchange for an equal number of shares of phantom stock. The phantom stock will be paid within 6 months of the date the reporting person terminates employment. F4 · derivative.expiration_date: On 3/14/14, the reporting person was granted restricted stock units ("RSUs") with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a 3-year period that ended 12/31/16. As part of the Merger Agreement, on the effective date of the merger, the RSUs vested and the shares issued had a market value of $40.85 per share. Each RSU represents a contingent right to receive 1 share of Class A Common Stock. The reporting person opted to defer delivery of the underlying shares for the RSUs that vested on the effective date of the merger. As a result, the reporting person is reporting the disposition of 74,635 RSUs in exchange for an equal number of shares of phantom stock. The phantom stock will be paid within 6 months of the date the reporting person terminates employment. Read SEC document |
| September 08, 2017 Filed Apr 11, 2018 22:54 UTC Amendment | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | GrantRestricted Stock Performance Units · Derivative | 74,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018272 · doc1.xml · derivative · entry 2 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,635 Underlying: Class A Common Stock · 74,635 shares Expires not disclosed F3 · security: This row is being added to show derivative securities acquired pursuant to the Merger Agreement, providing that issuer would assume each restricted stock award of Knight Transportation, Inc. Common Stock subject to vesting and automatically convert such awards into restricted stock awards of issuer's Class A Common Stock equal to the number of shares of Knight Transportation, Inc. Common Stock. F4 · derivative.exercise_price: On 3/14/14, the reporting person was granted restricted stock units ("RSUs") with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a 3-year period that ended 12/31/16. As part of the Merger Agreement, on the effective date of the merger, the RSUs vested and the shares issued had a market value of $40.85 per share. Each RSU represents a contingent right to receive 1 share of Class A Common Stock. The reporting person opted to defer delivery of the underlying shares for the RSUs that vested on the effective date of the merger. As a result, the reporting person is reporting the disposition of 74,635 RSUs in exchange for an equal number of shares of phantom stock. The phantom stock will be paid within 6 months of the date the reporting person terminates employment. F4 · shares: On 3/14/14, the reporting person was granted restricted stock units ("RSUs") with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a 3-year period that ended 12/31/16. As part of the Merger Agreement, on the effective date of the merger, the RSUs vested and the shares issued had a market value of $40.85 per share. Each RSU represents a contingent right to receive 1 share of Class A Common Stock. The reporting person opted to defer delivery of the underlying shares for the RSUs that vested on the effective date of the merger. As a result, the reporting person is reporting the disposition of 74,635 RSUs in exchange for an equal number of shares of phantom stock. The phantom stock will be paid within 6 months of the date the reporting person terminates employment. F4 · derivative.expiration_date: On 3/14/14, the reporting person was granted restricted stock units ("RSUs") with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a 3-year period that ended 12/31/16. As part of the Merger Agreement, on the effective date of the merger, the RSUs vested and the shares issued had a market value of $40.85 per share. Each RSU represents a contingent right to receive 1 share of Class A Common Stock. The reporting person opted to defer delivery of the underlying shares for the RSUs that vested on the effective date of the merger. As a result, the reporting person is reporting the disposition of 74,635 RSUs in exchange for an equal number of shares of phantom stock. The phantom stock will be paid within 6 months of the date the reporting person terminates employment. F4 · derivative.underlying_shares: On 3/14/14, the reporting person was granted restricted stock units ("RSUs") with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a 3-year period that ended 12/31/16. As part of the Merger Agreement, on the effective date of the merger, the RSUs vested and the shares issued had a market value of $40.85 per share. Each RSU represents a contingent right to receive 1 share of Class A Common Stock. The reporting person opted to defer delivery of the underlying shares for the RSUs that vested on the effective date of the merger. As a result, the reporting person is reporting the disposition of 74,635 RSUs in exchange for an equal number of shares of phantom stock. The phantom stock will be paid within 6 months of the date the reporting person terminates employment. F4 · balance_after: On 3/14/14, the reporting person was granted restricted stock units ("RSUs") with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a 3-year period that ended 12/31/16. As part of the Merger Agreement, on the effective date of the merger, the RSUs vested and the shares issued had a market value of $40.85 per share. Each RSU represents a contingent right to receive 1 share of Class A Common Stock. The reporting person opted to defer delivery of the underlying shares for the RSUs that vested on the effective date of the merger. As a result, the reporting person is reporting the disposition of 74,635 RSUs in exchange for an equal number of shares of phantom stock. The phantom stock will be paid within 6 months of the date the reporting person terminates employment. Read SEC document |
| September 08, 2017 Filed Apr 11, 2018 22:54 UTC Amendment | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | GrantClass A Common Stock | 2,742,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-018272 · doc1.xml · nonDerivative · entry 1 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 2,742,577 F1 · security: This row is being amended to clarify the shares owned indirectly by the reporting person after the transaction. The row showing the acquisition of all of the reporting person's direct shares is not being amended and is therefore not included in this Form 4 amendment. F2 · shares: Acquired pursuant to an Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Knight Transportation, Inc. (the "Merger Agreement"), providing that issuer would issue to each shareholder of Knight Transportation, Inc. the number of issuer's shares equal to the number of shares of Knight Transportation, Inc. held by the shareholder. Each acquired share's market value is $40.85. F2 · price: Acquired pursuant to an Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Knight Transportation, Inc. (the "Merger Agreement"), providing that issuer would issue to each shareholder of Knight Transportation, Inc. the number of issuer's shares equal to the number of shares of Knight Transportation, Inc. held by the shareholder. Each acquired share's market value is $40.85. Read SEC document |
| September 08, 2017 Filed Feb 14, 2020 23:48 UTC | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | OtherClass A Common Stock | 2,520 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-004118 · doc1.xml · nonDerivative · entry 1 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 2,337,215 F1 · kind: At the effective time of the merger of Swift Transportation Company and Knight Transportation, Inc. (the "Merger") the reporting person owned 3500 shares of Swift Transportation Company which, after giving effect to the 1 for 0.72 reverse split that occurred in connection with the Merger, resulted in reporting person owning 2520 shares of Knight-Swift Transportation Holdings Inc. The other shares acquired by reporting person in the Merger were reported on reporting person's first Form 4 for Knight-Swift Transportation Holdings Inc., as amended. F1 · price: At the effective time of the merger of Swift Transportation Company and Knight Transportation, Inc. (the "Merger") the reporting person owned 3500 shares of Swift Transportation Company which, after giving effect to the 1 for 0.72 reverse split that occurred in connection with the Merger, resulted in reporting person owning 2520 shares of Knight-Swift Transportation Holdings Inc. The other shares acquired by reporting person in the Merger were reported on reporting person's first Form 4 for Knight-Swift Transportation Holdings Inc., as amended. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 17:18 UTC | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | GrantRestricted Stock Units · Derivative | 11,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023340 · doc1.xml · derivative · entry 1 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,244 Underlying: Common Stock · 11,244 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Knight Transportation, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units will vest 20% each year, commencing May 31, 2018, until fully vested on May 31, 2022. F2 · derivative.expiration_date: The restricted stock units will vest 20% each year, commencing May 31, 2018, until fully vested on May 31, 2022. Read SEC document |
| April 28, 2017 Filed May 2, 2017 13:29 UTC | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,783 | $0.00 Strike: $17.29 | $0.00 |
DisclosureSEC source: 0001140361-17-017819 · doc1.xml · derivative · entry 8 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,217 Underlying: Common Stock · 5,783 shares Expires 2018-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2017 Filed May 2, 2017 13:29 UTC | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $18.23 | $0.00 |
DisclosureSEC source: 0001140361-17-017819 · doc1.xml · derivative · entry 7 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,000 shares Expires 2017-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This is the exercise of derivative securities. The grant will expire within a month and the options are being exercised at this time to ensure the exercise is completed before the expiration date and when the exercise is not restricted. F1 · derivative.underlying_shares: This is the exercise of derivative securities. The grant will expire within a month and the options are being exercised at this time to ensure the exercise is completed before the expiration date and when the exercise is not restricted. Read SEC document |
| April 28, 2017 Filed May 2, 2017 13:29 UTC | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | Tax withholdingCommon Stock | 2,916 | $34.30 | $100,018.80 |
DisclosureSEC source: 0001140361-17-017819 · doc1.xml · nonDerivative · entry 6 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 2,759,878 Read SEC document |
| April 28, 2017 Filed May 2, 2017 13:29 UTC | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | Exercise / conversionCommon Stock | 5,783 | $17.29 | $99,988.07 |
DisclosureSEC source: 0001140361-17-017819 · doc1.xml · nonDerivative · entry 5 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,762,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2017 Filed May 2, 2017 13:29 UTC | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | Tax withholdingCommon Stock | 14,577 | $34.30 | $499,991.10 |
DisclosureSEC source: 0001140361-17-017819 · doc1.xml · nonDerivative · entry 4 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 2,757,011 Read SEC document |
| April 28, 2017 Filed May 2, 2017 13:29 UTC | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | Exercise / conversionCommon Stock | 27,425 | $18.23 | $499,957.75 |
DisclosureSEC source: 0001140361-17-017819 · doc1.xml · nonDerivative · entry 3 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,771,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2017 Filed May 2, 2017 13:29 UTC | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | SaleCommon Stock | 17,575 | $34.34 | $603,525.50 |
DisclosureSEC source: 0001140361-17-017819 · doc1.xml · nonDerivative · entry 2 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 2,744,163 F1 · shares: This is the exercise of derivative securities. The grant will expire within a month and the options are being exercised at this time to ensure the exercise is completed before the expiration date and when the exercise is not restricted. F2 · price: This transaction was executed in multiple trades at prices ranging from $34.15 to $34.575 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Knight Transportation, Inc. or a shareholder of Knight Transportation, Inc. full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 28, 2017 Filed May 2, 2017 13:29 UTC | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | Exercise / conversionCommon Stock | 17,575 | $18.23 | $320,392.25 |
DisclosureSEC source: 0001140361-17-017819 · doc1.xml · nonDerivative · entry 1 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,761,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This is the exercise of derivative securities. The grant will expire within a month and the options are being exercised at this time to ensure the exercise is completed before the expiration date and when the exercise is not restricted. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 17:05 UTC | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | OtherForward sale contract (obligation to sell) · Derivative | 34,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-009734 · doc1.xml · derivative · entry 2 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 0 Underlying: Common Stock · 34,447 shares Expires 2017-02-24 F1 · derivative.exercise_price: On December 12, 2013, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligated the reporting person to deliver to the buyer up to 150,000 (in 50,000 increments) of KNX common stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of KNX common stock at that time) on the maturity dates of the contract: 50,000 on February 22, 2017; 50,000 on February 23, 2017; and 50,000 on February 24, 2017 (each a "Maturity Date"). In exchange for assuming this obligation, the reporting person received a cash payment of $1,735,613.33 as of the date of entering into the contract. The reporting person pledged 150,000 shares of KNX common stock (the "Pledged Shares") to secure the obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F2 · derivative.exercise_price: The number of shares of KNX common stock to be delivered to the Buyer on each Maturity Date is determined as follows: (a) if the Settlement Price is less than or equal to $13.00 (the "Floor Price"), the reporting person delivers to the buyer 50,000 shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to $23.00 (the "Cap Price"), the reporting person delivers to the buyer an amount of shares equal to: the product of 50,000 shares multiplied by the Floor Price, divided by the Settlement Price and (c) if the Settlement Price is greater than the Cap Price, the reporting person delivers to the buyer the amount of shares equal to: 50,000 shares multiplied by the quotient of the Floor Price plus the Settlement Price minus the Cap Price, and divided by the Settlement Price. F1 · kind: On December 12, 2013, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligated the reporting person to deliver to the buyer up to 150,000 (in 50,000 increments) of KNX common stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of KNX common stock at that time) on the maturity dates of the contract: 50,000 on February 22, 2017; 50,000 on February 23, 2017; and 50,000 on February 24, 2017 (each a "Maturity Date"). In exchange for assuming this obligation, the reporting person received a cash payment of $1,735,613.33 as of the date of entering into the contract. The reporting person pledged 150,000 shares of KNX common stock (the "Pledged Shares") to secure the obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F2 · kind: The number of shares of KNX common stock to be delivered to the Buyer on each Maturity Date is determined as follows: (a) if the Settlement Price is less than or equal to $13.00 (the "Floor Price"), the reporting person delivers to the buyer 50,000 shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to $23.00 (the "Cap Price"), the reporting person delivers to the buyer an amount of shares equal to: the product of 50,000 shares multiplied by the Floor Price, divided by the Settlement Price and (c) if the Settlement Price is greater than the Cap Price, the reporting person delivers to the buyer the amount of shares equal to: 50,000 shares multiplied by the quotient of the Floor Price plus the Settlement Price minus the Cap Price, and divided by the Settlement Price. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 17:05 UTC | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | OtherCommon Stock | 34,447 | $32.15 | $1,107,471.05 |
DisclosureSEC source: 0001140361-17-009734 · doc1.xml · nonDerivative · entry 1 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 2,744,163 F1 · kind: On December 12, 2013, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligated the reporting person to deliver to the buyer up to 150,000 (in 50,000 increments) of KNX common stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of KNX common stock at that time) on the maturity dates of the contract: 50,000 on February 22, 2017; 50,000 on February 23, 2017; and 50,000 on February 24, 2017 (each a "Maturity Date"). In exchange for assuming this obligation, the reporting person received a cash payment of $1,735,613.33 as of the date of entering into the contract. The reporting person pledged 150,000 shares of KNX common stock (the "Pledged Shares") to secure the obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F2 · kind: The number of shares of KNX common stock to be delivered to the Buyer on each Maturity Date is determined as follows: (a) if the Settlement Price is less than or equal to $13.00 (the "Floor Price"), the reporting person delivers to the buyer 50,000 shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to $23.00 (the "Cap Price"), the reporting person delivers to the buyer an amount of shares equal to: the product of 50,000 shares multiplied by the Floor Price, divided by the Settlement Price and (c) if the Settlement Price is greater than the Cap Price, the reporting person delivers to the buyer the amount of shares equal to: 50,000 shares multiplied by the quotient of the Floor Price plus the Settlement Price minus the Cap Price, and divided by the Settlement Price. F1 · price: On December 12, 2013, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligated the reporting person to deliver to the buyer up to 150,000 (in 50,000 increments) of KNX common stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of KNX common stock at that time) on the maturity dates of the contract: 50,000 on February 22, 2017; 50,000 on February 23, 2017; and 50,000 on February 24, 2017 (each a "Maturity Date"). In exchange for assuming this obligation, the reporting person received a cash payment of $1,735,613.33 as of the date of entering into the contract. The reporting person pledged 150,000 shares of KNX common stock (the "Pledged Shares") to secure the obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F2 · price: The number of shares of KNX common stock to be delivered to the Buyer on each Maturity Date is determined as follows: (a) if the Settlement Price is less than or equal to $13.00 (the "Floor Price"), the reporting person delivers to the buyer 50,000 shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to $23.00 (the "Cap Price"), the reporting person delivers to the buyer an amount of shares equal to: the product of 50,000 shares multiplied by the Floor Price, divided by the Settlement Price and (c) if the Settlement Price is greater than the Cap Price, the reporting person delivers to the buyer the amount of shares equal to: 50,000 shares multiplied by the quotient of the Floor Price plus the Settlement Price minus the Cap Price, and divided by the Settlement Price. Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 18:51 UTC | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | OtherForward sale contract (obligation to sell) · Derivative | 34,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008906 · doc1.xml · derivative · entry 4 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 50,000 Underlying: Common Stock · 34,177 shares Expires 2017-02-23 F1 · derivative.exercise_price: On December 12, 2013, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligated the reporting person to deliver to the buyer up to 150,000 (in 50,000 increments) of KNX common stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of KNX common stock at that time) on the maturity dates of the contract: 50,000 on February 22, 2017; 50,000 on February 23, 2017; and 50,000 on February 24, 2017 (each a "Maturity Date"). In exchange for assuming this obligation, the reporting person received a cash payment of $1,735,613.33 as of the date of entering into the contract. The reporting person pledged 150,000 shares of KNX common stock (the "Pledged Shares") to secure the obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F2 · derivative.exercise_price: The number of shares of KNX common stock to be delivered to the Buyer on each Maturity Date is determined as follows: (a) if the Settlement Price is less than or equal to $13.00 (the "Floor Price"), the reporting person delivers to the buyer 50,000 shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to $23.00 (the "Cap Price"), the reporting person delivers to the buyer an amount of shares equal to: the product of 50,000 shares multiplied by the Floor Price, divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person delivers to the buyer the amount of shares equal to: 50,000 shares multiplied by the quotient of the Floor Price plus the Settlement Price minus the Cap Price, and divided by the Settlement Price. F1 · kind: On December 12, 2013, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligated the reporting person to deliver to the buyer up to 150,000 (in 50,000 increments) of KNX common stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of KNX common stock at that time) on the maturity dates of the contract: 50,000 on February 22, 2017; 50,000 on February 23, 2017; and 50,000 on February 24, 2017 (each a "Maturity Date"). In exchange for assuming this obligation, the reporting person received a cash payment of $1,735,613.33 as of the date of entering into the contract. The reporting person pledged 150,000 shares of KNX common stock (the "Pledged Shares") to secure the obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F2 · kind: The number of shares of KNX common stock to be delivered to the Buyer on each Maturity Date is determined as follows: (a) if the Settlement Price is less than or equal to $13.00 (the "Floor Price"), the reporting person delivers to the buyer 50,000 shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to $23.00 (the "Cap Price"), the reporting person delivers to the buyer an amount of shares equal to: the product of 50,000 shares multiplied by the Floor Price, divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person delivers to the buyer the amount of shares equal to: 50,000 shares multiplied by the quotient of the Floor Price plus the Settlement Price minus the Cap Price, and divided by the Settlement Price. Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 18:51 UTC | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | OtherCommon Stock | 34,177 | $31.60 | $1,079,993.20 |
DisclosureSEC source: 0001140361-17-008906 · doc1.xml · nonDerivative · entry 2 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 2,778,610 F1 · kind: On December 12, 2013, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligated the reporting person to deliver to the buyer up to 150,000 (in 50,000 increments) of KNX common stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of KNX common stock at that time) on the maturity dates of the contract: 50,000 on February 22, 2017; 50,000 on February 23, 2017; and 50,000 on February 24, 2017 (each a "Maturity Date"). In exchange for assuming this obligation, the reporting person received a cash payment of $1,735,613.33 as of the date of entering into the contract. The reporting person pledged 150,000 shares of KNX common stock (the "Pledged Shares") to secure the obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F2 · kind: The number of shares of KNX common stock to be delivered to the Buyer on each Maturity Date is determined as follows: (a) if the Settlement Price is less than or equal to $13.00 (the "Floor Price"), the reporting person delivers to the buyer 50,000 shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to $23.00 (the "Cap Price"), the reporting person delivers to the buyer an amount of shares equal to: the product of 50,000 shares multiplied by the Floor Price, divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person delivers to the buyer the amount of shares equal to: 50,000 shares multiplied by the quotient of the Floor Price plus the Settlement Price minus the Cap Price, and divided by the Settlement Price. F1 · price: On December 12, 2013, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligated the reporting person to deliver to the buyer up to 150,000 (in 50,000 increments) of KNX common stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of KNX common stock at that time) on the maturity dates of the contract: 50,000 on February 22, 2017; 50,000 on February 23, 2017; and 50,000 on February 24, 2017 (each a "Maturity Date"). In exchange for assuming this obligation, the reporting person received a cash payment of $1,735,613.33 as of the date of entering into the contract. The reporting person pledged 150,000 shares of KNX common stock (the "Pledged Shares") to secure the obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F2 · price: The number of shares of KNX common stock to be delivered to the Buyer on each Maturity Date is determined as follows: (a) if the Settlement Price is less than or equal to $13.00 (the "Floor Price"), the reporting person delivers to the buyer 50,000 shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to $23.00 (the "Cap Price"), the reporting person delivers to the buyer an amount of shares equal to: the product of 50,000 shares multiplied by the Floor Price, divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person delivers to the buyer the amount of shares equal to: 50,000 shares multiplied by the quotient of the Floor Price plus the Settlement Price minus the Cap Price, and divided by the Settlement Price. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 18:51 UTC | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | OtherForward sale contract (obligation to sell) · Derivative | 34,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008906 · doc1.xml · derivative · entry 3 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 100,000 Underlying: Common Stock · 34,350 shares Expires 2017-02-22 F1 · derivative.exercise_price: On December 12, 2013, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligated the reporting person to deliver to the buyer up to 150,000 (in 50,000 increments) of KNX common stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of KNX common stock at that time) on the maturity dates of the contract: 50,000 on February 22, 2017; 50,000 on February 23, 2017; and 50,000 on February 24, 2017 (each a "Maturity Date"). In exchange for assuming this obligation, the reporting person received a cash payment of $1,735,613.33 as of the date of entering into the contract. The reporting person pledged 150,000 shares of KNX common stock (the "Pledged Shares") to secure the obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F2 · derivative.exercise_price: The number of shares of KNX common stock to be delivered to the Buyer on each Maturity Date is determined as follows: (a) if the Settlement Price is less than or equal to $13.00 (the "Floor Price"), the reporting person delivers to the buyer 50,000 shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to $23.00 (the "Cap Price"), the reporting person delivers to the buyer an amount of shares equal to: the product of 50,000 shares multiplied by the Floor Price, divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person delivers to the buyer the amount of shares equal to: 50,000 shares multiplied by the quotient of the Floor Price plus the Settlement Price minus the Cap Price, and divided by the Settlement Price. F1 · kind: On December 12, 2013, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligated the reporting person to deliver to the buyer up to 150,000 (in 50,000 increments) of KNX common stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of KNX common stock at that time) on the maturity dates of the contract: 50,000 on February 22, 2017; 50,000 on February 23, 2017; and 50,000 on February 24, 2017 (each a "Maturity Date"). In exchange for assuming this obligation, the reporting person received a cash payment of $1,735,613.33 as of the date of entering into the contract. The reporting person pledged 150,000 shares of KNX common stock (the "Pledged Shares") to secure the obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F2 · kind: The number of shares of KNX common stock to be delivered to the Buyer on each Maturity Date is determined as follows: (a) if the Settlement Price is less than or equal to $13.00 (the "Floor Price"), the reporting person delivers to the buyer 50,000 shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to $23.00 (the "Cap Price"), the reporting person delivers to the buyer an amount of shares equal to: the product of 50,000 shares multiplied by the Floor Price, divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person delivers to the buyer the amount of shares equal to: 50,000 shares multiplied by the quotient of the Floor Price plus the Settlement Price minus the Cap Price, and divided by the Settlement Price. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 18:51 UTC | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | OtherCommon Stock | 34,350 | $31.95 | $1,097,482.50 |
DisclosureSEC source: 0001140361-17-008906 · doc1.xml · nonDerivative · entry 1 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 2,812,797 F1 · kind: On December 12, 2013, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligated the reporting person to deliver to the buyer up to 150,000 (in 50,000 increments) of KNX common stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of KNX common stock at that time) on the maturity dates of the contract: 50,000 on February 22, 2017; 50,000 on February 23, 2017; and 50,000 on February 24, 2017 (each a "Maturity Date"). In exchange for assuming this obligation, the reporting person received a cash payment of $1,735,613.33 as of the date of entering into the contract. The reporting person pledged 150,000 shares of KNX common stock (the "Pledged Shares") to secure the obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F2 · kind: The number of shares of KNX common stock to be delivered to the Buyer on each Maturity Date is determined as follows: (a) if the Settlement Price is less than or equal to $13.00 (the "Floor Price"), the reporting person delivers to the buyer 50,000 shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to $23.00 (the "Cap Price"), the reporting person delivers to the buyer an amount of shares equal to: the product of 50,000 shares multiplied by the Floor Price, divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person delivers to the buyer the amount of shares equal to: 50,000 shares multiplied by the quotient of the Floor Price plus the Settlement Price minus the Cap Price, and divided by the Settlement Price. F1 · price: On December 12, 2013, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligated the reporting person to deliver to the buyer up to 150,000 (in 50,000 increments) of KNX common stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of KNX common stock at that time) on the maturity dates of the contract: 50,000 on February 22, 2017; 50,000 on February 23, 2017; and 50,000 on February 24, 2017 (each a "Maturity Date"). In exchange for assuming this obligation, the reporting person received a cash payment of $1,735,613.33 as of the date of entering into the contract. The reporting person pledged 150,000 shares of KNX common stock (the "Pledged Shares") to secure the obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F2 · price: The number of shares of KNX common stock to be delivered to the Buyer on each Maturity Date is determined as follows: (a) if the Settlement Price is less than or equal to $13.00 (the "Floor Price"), the reporting person delivers to the buyer 50,000 shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to $23.00 (the "Cap Price"), the reporting person delivers to the buyer an amount of shares equal to: the product of 50,000 shares multiplied by the Floor Price, divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person delivers to the buyer the amount of shares equal to: 50,000 shares multiplied by the quotient of the Floor Price plus the Settlement Price minus the Cap Price, and divided by the Settlement Price. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 17:31 UTC | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | Tax withholdingCommon Stock | 1,663 | $33.40 | $55,544.20 |
DisclosureSEC source: 0001140361-17-004218 · doc1.xml · nonDerivative · entry 2 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,847,137 F1 · shares: Disposition to issuer approved by a Compensation Committee Resolution dated October 30, 2009. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 17:31 UTC | KNIGHT TRANSPORTATION INC KNX · Entity 167622 | GrantCommon Stock | 3,500 | $33.40 | $116,900.00 |
DisclosureSEC source: 0001140361-17-004218 · doc1.xml · nonDerivative · entry 1 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,848,800 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.