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Equels Thomas K

Disclosed activity across 1 company

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60782
SEC CIK
0001450324

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AIM ImmunoTech Inc.AIM · Entity 8131Director · CEO & PresidentSeptember 17, 2026September 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AIM ImmunoTech Inc.

Report date September 17, 2026 · Filed September 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect126,822 Reported balance After 2026-09-17 transaction · row 1
1 source row

Row 1 · 2026-09-17 · Purchase · Acquired 24,000 · Balance 126,822

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2020 Filed Aug 14, 2020 19:32 UTC AIM ImmunoTech Inc. AIM · Entity 8131 GrantOptions · Derivative 300,000 $0.00 Strike: $3.05 $0.00
Disclosure

SEC source: 0001450324-20-000004 · primary_doc.xml · derivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2030-08-12

Read SEC document
December 31, 2019 Filed Jan 2, 2020 15:47 UTC AIM ImmunoTech Inc. AIM · Entity 8131 GrantCommon Stock 14,741 $0.53 $7,812.73
Disclosure

SEC source: 0001450324-20-000001 · primary_doc.xml · nonDerivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec.Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,990

F1 · kind: Common Stock Award. Vests in six months, provided continuous employment.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 14:25 UTC AIM ImmunoTech Inc. AIM · Entity 8131 GrantCommon Stock 17,960 $0.44 $7,812.60
Disclosure

SEC source: 0001450324-19-000028 · primary_doc.xml · nonDerivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec.Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,249

F1 · kind: Common Stock Award. Vests in six months, provided continuous employment.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 16:48 UTC AIM ImmunoTech Inc. AIM · Entity 8131 GrantCommon Stock 19,531 $0.40 $7,812.40
Disclosure

SEC source: 0001450324-19-000023 · primary_doc.xml · nonDerivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec.Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,289

F1 · kind: Common Stock Award. Vests in six months, provided continuous employment.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:30 UTC AIM ImmunoTech Inc. AIM · Entity 8131 GrantCommon Stock 16,622 $0.47 $7,812.34
Disclosure

SEC source: 0001450324-19-000018 · primary_doc.xml · nonDerivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec.Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,758

F1 · kind: Common Stock Award. Vests in six months, provided continuous employment.

Read SEC document
October 31, 2019 Filed Oct 31, 2019 15:36 UTC AIM ImmunoTech Inc. AIM · Entity 8131 GrantCommon Stock 15,625 $0.50 $7,812.50
Disclosure

SEC source: 0001450324-19-000017 · primary_doc.xml · nonDerivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,136

F1 · kind: Common Stock Award. Vests in six months, provided continuous employment.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 20:32 UTC AIM ImmunoTech Inc. AIM · Entity 8131 GrantCommon Stock 13,470 $0.58 $7,812.60
Disclosure

SEC source: 0001450324-19-000013 · primary_doc.xml · nonDerivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,511

F1 · kind: Common Stock Award. Vests in six months, provided continuous employment.

Read SEC document
June 27, 2019 Filed Jun 27, 2019 19:32 UTC AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 2,632 $4.37 $11,501.84
Disclosure

SEC source: 0001450324-19-000012 · primary_doc.xml · nonDerivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,041

Read SEC document
June 21, 2019 Filed Jun 21, 2019 15:11 UTC AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 29,404 $4.03 $118,498.12
Disclosure

SEC source: 0001450324-19-000011 · primary_doc.xml · nonDerivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,393,611

Read SEC document
June 21, 2019 Filed Jun 25, 2019 16:17 UTC Amendment AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 29,404 $4.03 $118,498.12
Disclosure

SEC source: 0001702626-19-000006 · primary_doc.xml · nonDerivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,409

F1 · balance_after: The amount of securities previously owned is being adjusted due to the 44 to 1 reverse stock split which occurred on June 11, 2019.

Read SEC document
May 08, 2019 Filed Jun 17, 2019 17:23 UTC AIM ImmunoTech Inc. HEB · Entity 8131 ConversionCommon Stock 227,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001613377-19-000003 · primary_doc.xml · nonDerivative · entry 2

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,364,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Rights offering warrants using the cashless conversion feature , were converted into .70 number of shares.

Read SEC document
March 19, 2019 Filed Mar 19, 2019 20:01 UTC AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 13,400 $0.18 $2,351.70
Disclosure

SEC source: 0001450324-19-000009 · primary_doc.xml · nonDerivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,707

Read SEC document
March 18, 2019 Filed Jun 17, 2019 17:23 UTC AIM ImmunoTech Inc. HEB · Entity 8131 ConversionCommon Stock 325,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001613377-19-000003 · primary_doc.xml · nonDerivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,136,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share has a stated value of $1,000 and was converted into 5,000 shares of Series B Common Stock for each of the 65 shares issued.

Read SEC document
February 27, 2019 Filed Mar 12, 2019 20:29 UTC AIM ImmunoTech Inc. HEB · Entity 8131 OtherSubr Rights(to buy) · Derivative 65 $1,000.00 Strike: $1,000.00 $65,000.00
Disclosure

SEC source: 0001450324-19-000008 · primary_doc.xml · derivative · entry 3

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Pref Stk/Warrants · Not disclosed shares

Expires 2019-03-05

F1 · derivative.underlying: Each share has a stated value of $1,000 and is convertible into 5,000 shares of common stock and was issued as part of a subscription right issued in a rights offering.

F2 · derivative.underlying: Each warrant is exercisable for one share of common stock at an exercise price of $0.20 per share and was issued as part of a subscription right issued in a rights offering.

F3 · derivative.underlying_shares: Represents $1,000 per unit purchased in the rights offering, each unit consisting of 1 share of Series B Preferred Stock and 5,000 warrants.

Read SEC document
February 27, 2019 Filed Mar 12, 2019 20:29 UTC AIM ImmunoTech Inc. HEB · Entity 8131 OtherWarrants 325,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001450324-19-000008 · primary_doc.xml · nonDerivative · entry 2

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

F2 · security: Each warrant is exercisable for one share of common stock at an exercise price of $0.20 per share and was issued as part of a subscription right issued in a rights offering.

F2 · shares: Each warrant is exercisable for one share of common stock at an exercise price of $0.20 per share and was issued as part of a subscription right issued in a rights offering.

F2 · price: Each warrant is exercisable for one share of common stock at an exercise price of $0.20 per share and was issued as part of a subscription right issued in a rights offering.

F3 · price: Represents $1,000 per unit purchased in the rights offering, each unit consisting of 1 share of Series B Preferred Stock and 5,000 warrants.

Read SEC document
February 27, 2019 Filed Mar 12, 2019 20:29 UTC AIM ImmunoTech Inc. HEB · Entity 8131 OtherSeries B Convertible Preferred Stock 65 Not disclosed Not disclosed
Disclosure

SEC source: 0001450324-19-000008 · primary_doc.xml · nonDerivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65

F1 · security: Each share has a stated value of $1,000 and is convertible into 5,000 shares of common stock and was issued as part of a subscription right issued in a rights offering.

F1 · shares: Each share has a stated value of $1,000 and is convertible into 5,000 shares of common stock and was issued as part of a subscription right issued in a rights offering.

F1 · price: Each share has a stated value of $1,000 and is convertible into 5,000 shares of common stock and was issued as part of a subscription right issued in a rights offering.

F3 · price: Represents $1,000 per unit purchased in the rights offering, each unit consisting of 1 share of Series B Preferred Stock and 5,000 warrants.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 15:20 UTC AIM ImmunoTech Inc. HEB · Entity 8131 GrantOptions to buy Common Stock · Derivative 426,136 $0.00 Strike: $0.22 $0.00
Disclosure

SEC source: 0001450324-19-000001 · primary_doc.xml · derivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,136

Underlying: Common Stock · 426,136 shares

Expires 2029-01-28

F1 · security: This option is being issued to senior management for a voluntary 50% deferral in salary.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 16:32 UTC AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 6,000 $0.20 $1,176.00
Disclosure

SEC source: 0001450324-18-000008 · primary_doc.xml · nonDerivative · entry 8

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,307

Read SEC document
November 30, 2018 Filed Dec 3, 2018 16:32 UTC AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 334 $0.19 $64.96
Disclosure

SEC source: 0001450324-18-000008 · primary_doc.xml · nonDerivative · entry 7

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,307

Read SEC document
November 30, 2018 Filed Dec 3, 2018 16:32 UTC AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 300 $0.19 $58.32
Disclosure

SEC source: 0001450324-18-000008 · primary_doc.xml · nonDerivative · entry 6

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,973

Read SEC document
November 30, 2018 Filed Dec 3, 2018 16:32 UTC AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 50 $0.19 $9.69
Disclosure

SEC source: 0001450324-18-000008 · primary_doc.xml · nonDerivative · entry 5

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,673

Read SEC document
November 30, 2018 Filed Dec 3, 2018 16:32 UTC AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 2,400 $0.19 $463.20
Disclosure

SEC source: 0001450324-18-000008 · primary_doc.xml · nonDerivative · entry 4

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,623

Read SEC document
November 30, 2018 Filed Dec 3, 2018 16:32 UTC AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 9,557 $0.19 $1,815.83
Disclosure

SEC source: 0001450324-18-000008 · primary_doc.xml · nonDerivative · entry 3

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,223

Read SEC document
November 30, 2018 Filed Dec 3, 2018 16:32 UTC AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 5 $0.19 $0.95
Disclosure

SEC source: 0001450324-18-000008 · primary_doc.xml · nonDerivative · entry 2

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 779,666

Read SEC document
November 30, 2018 Filed Dec 3, 2018 16:32 UTC AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 1,354 $0.19 $256.04
Disclosure

SEC source: 0001450324-18-000008 · primary_doc.xml · nonDerivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 779,661

Read SEC document
November 27, 2018 Filed Nov 29, 2018 15:34 UTC AIM ImmunoTech Inc. HEB · Entity 8131 GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001613377-18-000036 · primary_doc.xml · nonDerivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778,307

F1 · kind: The Board of Directors awarded 2,500 shares of Company common stock to each employee, executive, and board member as a holiday bonus to be issued after January 2, 2019.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 16:22 UTC AIM ImmunoTech Inc. HEB · Entity 8131 GrantOptions to buy Common Stock · Derivative 1,000 $0.00 Strike: $0.22 $0.00
Disclosure

SEC source: 0001613377-18-000029 · primary_doc.xml · derivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2028-11-14

F1 · security: This option has been awarded by the Board of Directors.

Read SEC document
October 26, 2018 Filed Oct 29, 2018 13:14 UTC AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 3,500 $0.20 $710.50
Disclosure

SEC source: 0001450324-18-000007 · primary_doc.xml · nonDerivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,807

Read SEC document
October 25, 2018 Filed Oct 25, 2018 13:22 UTC AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 100,000 $0.20 $20,000.00
Disclosure

SEC source: 0001450324-18-000006 · primary_doc.xml · nonDerivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772,307

Read SEC document
October 17, 2018 Filed Oct 19, 2018 16:31 UTC AIM ImmunoTech Inc. HEB · Entity 8131 GrantOptions to buy Common Stock · Derivative 284,091 $0.00 Strike: $0.22 $0.00
Disclosure

SEC source: 0001613377-18-000024 · primary_doc.xml · derivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,091

Underlying: Common Stock · 284,091 shares

Expires 2028-10-17

F1 · security: This option is being issued to senior management in exchange for a voluntary 50% deferral in salary.

Read SEC document
July 27, 2018 Filed Jul 27, 2018 13:31 UTC AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 34,483 $0.29 $10,000.07
Disclosure

SEC source: 0001450324-18-000005 · primary_doc.xml · nonDerivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,306

Read SEC document
July 23, 2018 Filed Jul 23, 2018 14:49 UTC AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 112,904 $0.31 $35,000.24
Disclosure

SEC source: 0001613377-18-000020 · primary_doc.xml · nonDerivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,823

Read SEC document
July 18, 2018 Filed Jul 19, 2018 18:41 UTC AIM ImmunoTech Inc. HEB · Entity 8131 GrantOptions to buy Common Stock · Derivative 161,290 $0.00 Strike: $0.31 $0.00
Disclosure

SEC source: 0001450324-18-000004 · primary_doc.xml · derivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,290

Underlying: Common Stock · 161,290 shares

Expires 2028-07-18

F1 · security: This option is being issued to senior management in exchange for a voluntary 40% deferral in salary.

Read SEC document
May 16, 2018 Filed May 18, 2018 15:13 UTC AIM ImmunoTech Inc. HEB · Entity 8131 OtherOptions to buy Common Stock · Derivative 300,000 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001613377-18-000009 · primary_doc.xml · derivative · entry 2

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795,833

Underlying: Common Stock · 300,000 shares

Expires 2028-05-16

F2 · security: Stock options issued per the employment agreement.

Read SEC document
May 16, 2018 Filed May 18, 2018 15:13 UTC AIM ImmunoTech Inc. HEB · Entity 8131 GrantOptions to buy Common Stock · Derivative 250,000 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001613377-18-000009 · primary_doc.xml · derivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2028-05-16

F1 · security: This option is being issued to senior management in exchange for a voluntary 40% deferral in salary.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 10:22 UTC AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 32,000 $0.32 $10,240.00
Disclosure

SEC source: 0001450324-18-000002 · primary_doc.xml · nonDerivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,919

Read SEC document
April 12, 2018 Filed Apr 19, 2018 19:01 UTC AIM ImmunoTech Inc. HEB · Entity 8131 GrantOptions to buy Common Stock · Derivative 125,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001465652-18-000006 · primary_doc.xml · derivative · entry 1

EQUELS THOMAS K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2028-04-12

F1 · security: This option is being awarded by the Board of Directors.

Read SEC document
February 13, 2018 Filed Mar 1, 2018 20:12 UTC AIM ImmunoTech Inc. HEB · Entity 8131 GrantOptions to buy Common Stock · Derivative 371,622 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001191434-18-000002 · primary_doc.xml · derivative · entry 1

Equels Thomas K. · CIK 0001450324 · Director · Exec. Vice Chairman/CEO/Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,622

Underlying: Common Stock · 371,622 shares

Expires 2028-02-13

F1 · security: This option is being issued by senior management in exchange for a voluntary 40% deferral in salary.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 18:15 UTC AIM ImmunoTech Inc. HEB · Entity 8131 GrantOptions to buy Common Stock · Derivative 24,463 $0.26 Strike: $0.36 $6,360.38
Disclosure

SEC source: 0001613377-17-000044 · primary_doc.xml · derivative · entry 1

Equels Thomas K. · CIK 0001450324 · CEO / President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,463

Underlying: Common Stock · 24,463 shares

Expires 2027-08-31

F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary.

F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 16:40 UTC AIM ImmunoTech Inc. HEB · Entity 8131 GrantOptions to buy Common Stock · Derivative 21,336 $0.29 Strike: $0.41 $6,187.44
Disclosure

SEC source: 0001613377-17-000035 · primary_doc.xml · derivative · entry 1

Equels Thomas K. · CIK 0001450324 · Director · CEO / President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,336

Underlying: Common Stock · 21,336 shares

Expires 2027-08-15

F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary.

F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 17:14 UTC AIM ImmunoTech Inc. HEB · Entity 8131 GrantOptions to buy Common Stock · Derivative 20,786 $0.30 Strike: $0.42 $6,235.80
Disclosure

SEC source: 0001613377-17-000030 · primary_doc.xml · derivative · entry 1

Equels Thomas K. · CIK 0001450324 · Director · CEO / President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,786

Underlying: Common Stock · 20,786 shares

Expires 2027-07-31

F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary.

F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary.

Read SEC document
July 15, 2017 Filed Jul 17, 2017 20:24 UTC AIM ImmunoTech Inc. HEB · Entity 8131 GrantOptions to buy Common Stock · Derivative 18,124 $0.34 Strike: $0.48 $6,162.16
Disclosure

SEC source: 0001613377-17-000023 · primary_doc.xml · derivative · entry 1

Equels Thomas K. · CIK 0001450324 · Director · CEO / President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,124

Underlying: Common Stock · 18,124 shares

Expires 2027-07-15

F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary.

F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 17:05 UTC AIM ImmunoTech Inc. HEB · Entity 8131 GrantOptions to buy Common Stock · Derivative 14,214 $0.44 Strike: $0.49 $6,254.16
Disclosure

SEC source: 0001613377-17-000017 · primary_doc.xml · derivative · entry 1

Equels Thomas K. · CIK 0001450324 · Director · CEO / President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,214

Underlying: Common Stock · 14,214 shares

Expires 2027-06-30

F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary.

F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 20:51 UTC AIM ImmunoTech Inc. HEB · Entity 8131 GrantOptions to buy Common Stock · Derivative 14,293 $0.44 Strike: $0.54 $6,288.92
Disclosure

SEC source: 0001613377-17-000010 · primary_doc.xml · derivative · entry 1

Equels Thomas K. · CIK 0001450324 · Director · CEO / President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,293

Underlying: Common Stock · 14,293 shares

Expires 2027-06-15

F1 · security: This option is being issued in exchange for a voluntary 20% deduction in salary.

F1 · price: This option is being issued in exchange for a voluntary 20% deduction in salary.

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June 15, 2017 Filed Jun 29, 2017 17:49 UTC Amendment AIM ImmunoTech Inc. HEB · Entity 8131 GrantOptions to buy Common Stock · Derivative 14,212 $0.44 Strike: $0.49 $6,253.28
Disclosure

SEC source: 0001613377-17-000014 · primary_doc.xml · derivative · entry 1

Equels Thomas K. · CIK 0001450324 · Director · CEO / President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,212

Underlying: Common Stock · 14,212 shares

Expires 2027-06-15

F1 · security: Amendment due to salary reduction as explained in the 8-K filed on June 22, 2017.

F1 · price: Amendment due to salary reduction as explained in the 8-K filed on June 22, 2017.

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June 08, 2017 Filed Jun 9, 2017 15:55 UTC AIM ImmunoTech Inc. HEB · Entity 8131 OtherOptions to buy Common Stock · Derivative 300,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001450324-17-000003 · primary_doc.xml · derivative · entry 1

Equels Thomas K. · CIK 0001450324 · Director · CEO / President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,833

Underlying: Common Stock · 300,000 shares

Expires 2027-06-08

F1 · kind: Stock Options issued per the employment agreement.

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April 27, 2017 Filed Apr 27, 2017 13:27 UTC AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 72,464 $0.69 $50,000.16
Disclosure

SEC source: 0001450324-17-000002 · primary_doc.xml · nonDerivative · entry 1

Equels Thomas K. · CIK 0001450324 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,919

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April 11, 2017 Filed Apr 11, 2017 13:54 UTC AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 200,000 $0.50 $100,000.00
Disclosure

SEC source: 0001450324-17-000001 · primary_doc.xml · nonDerivative · entry 1

Equels Thomas K. · CIK 0001450324 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,455

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December 22, 2016 Filed Dec 23, 2016 17:31 UTC AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 68,493 $0.73 $49,999.89
Disclosure

SEC source: 0001450324-16-000016 · primary_doc.xml · nonDerivative · entry 1

Equels Thomas K. · CIK 0001450324 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,455

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November 01, 2016 Filed Nov 1, 2016 17:27 UTC AIM ImmunoTech Inc. HEB · Entity 8131 PurchaseCommon Stock 10,000 $1.00 $10,000.00
Disclosure

SEC source: 0001450324-16-000015 · primary_doc.xml · nonDerivative · entry 1

Equels Thomas K. · CIK 0001450324 · Director · CEO,President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,962

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.