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Benjamin Richard J

Disclosed activity across 1 company

Tapewire entity
60780
SEC CIK
0001296322

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CERUS CORPCERS · Entity 5431Chief Medical OfficerMarch 12, 2026March 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CERUS CORP

Report date March 12, 2026 · Filed March 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect777,361 Reported balance After 2026-03-12 transaction · row 1
1 source row

Row 1 · 2026-03-12 · Sale · Disposed 101,740 · Balance 777,361

F1: Represents shares sold pursuant to an instruction intended to comply with the requirement of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fees in connection with the vesting of certain restricted stock units and does not represent a discretionary sale by the reporting person.

F2: Represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $1.62 to $1.73 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares sold pursuant to an instruction intended to comply with the requirement of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fees in connection with the vesting of certain restricted stock units and does not represent a discretionary sale by the reporting person.

F2: Represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $1.62 to $1.73 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2021 Filed Nov 5, 2021 23:41 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 31,667 $7.35 $232,752.45
Disclosure

SEC source: 0001209191-21-063270 · doc4.xml · nonDerivative · entry 6

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,035

F1 · price: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 23:41 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 31,667 $4.32 $136,801.44
Disclosure

SEC source: 0001209191-21-063270 · doc4.xml · nonDerivative · entry 5

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 23:41 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 33,333 $7.35 $244,997.55
Disclosure

SEC source: 0001209191-21-063270 · doc4.xml · nonDerivative · entry 4

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,035

F1 · price: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 23:41 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 33,333 $4.33 $144,331.89
Disclosure

SEC source: 0001209191-21-063270 · doc4.xml · nonDerivative · entry 3

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 23:41 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 100,000 $7.90 $790,000.00
Disclosure

SEC source: 0001209191-21-063270 · doc4.xml · nonDerivative · entry 2

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,035

F1 · price: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 23:41 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 100,000 $4.72 $472,000.00
Disclosure

SEC source: 0001209191-21-063270 · doc4.xml · nonDerivative · entry 1

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 23:32 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 20,000 $6.34 $126,780.00
Disclosure

SEC source: 0001209191-21-021133 · doc4.xml · nonDerivative · entry 7

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,035

F4 · price: This transaction was executed pursuant to a 10b5-1 plan.The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.29 to $6.42 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 23:32 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 7,989 $6.38 $50,951.45
Disclosure

SEC source: 0001209191-21-021133 · doc4.xml · nonDerivative · entry 6

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,035

F2 · shares: Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II and does not represent a discretionary sale by the reporting person.

F3 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.285 to $6.445 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 23:32 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 15,786 $6.38 $100,678.37
Disclosure

SEC source: 0001209191-21-021133 · doc4.xml · nonDerivative · entry 4

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,254

F2 · shares: Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II and does not represent a discretionary sale by the reporting person.

F3 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.285 to $6.445 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 23:32 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 5,556 $6.38 $35,434.50
Disclosure

SEC source: 0001209191-21-021133 · doc4.xml · nonDerivative · entry 2

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,040

F2 · shares: Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II and does not represent a discretionary sale by the reporting person.

F3 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.285 to $6.445 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 23:32 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionRestricted Stock Unit · Derivative 22,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021133 · doc4.xml · derivative · entry 10

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,230

Underlying: Common Stock · 22,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F6 · price: Not applicable.

F8 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.

F8 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 23:32 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionRestricted Stock Unit · Derivative 45,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021133 · doc4.xml · derivative · entry 9

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F6 · price: Not applicable.

F7 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2020.

F7 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2020.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 23:32 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionRestricted Stock Unit · Derivative 15,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021133 · doc4.xml · derivative · entry 8

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F6 · price: Not applicable.

F5 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.

F5 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 23:32 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 22,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021133 · doc4.xml · nonDerivative · entry 5

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 23:32 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 45,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021133 · doc4.xml · nonDerivative · entry 3

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 23:32 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 15,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021133 · doc4.xml · nonDerivative · entry 1

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:59 UTC CERUS CORP CERS · Entity 5431 GrantRestricted Stock Unit · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017439 · doc4.xml · derivative · entry 2

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F2 · price: Not applicable.

F4 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2022.

F4 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2022.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:59 UTC CERUS CORP CERS · Entity 5431 GrantOption (Right to Buy) · Derivative 100,000 Not disclosed Strike: $6.52 Not disclosed
Disclosure

SEC source: 0001209191-21-017439 · doc4.xml · derivative · entry 1

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-02-28

F2 · price: Not applicable.

F1 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the Option shall vest on the first anniversary of the date of grant, and one forty-eighth (1/48th) of the shares subject to the Option vest monthly thereafter.

Read SEC document
August 24, 2020 Filed Aug 27, 2020 00:20 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionOption (Right to Buy) · Derivative 100,000 Not disclosed Strike: $4.72 Not disclosed
Disclosure

SEC source: 0001209191-20-048463 · doc4.xml · derivative · entry 3

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2025-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F3 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter.

Read SEC document
August 24, 2020 Filed Aug 27, 2020 00:20 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 100,000 $7.90 $790,000.00
Disclosure

SEC source: 0001209191-20-048463 · doc4.xml · nonDerivative · entry 2

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,763

F2 · shares: This transaction was executed pursuant to a 10b5-1 plan and does not represent a discretionary sale by the reporting person.

Read SEC document
August 24, 2020 Filed Aug 27, 2020 00:20 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 100,000 $4.72 $472,000.00
Disclosure

SEC source: 0001209191-20-048463 · doc4.xml · nonDerivative · entry 1

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
July 07, 2020 Filed Jul 10, 2020 00:45 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionOption (Right to Buy) · Derivative 31,666 Not disclosed Strike: $4.32 Not disclosed
Disclosure

SEC source: 0001209191-20-042067 · doc4.xml · derivative · entry 9

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,750

Underlying: Common Stock · 31,666 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

F2 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter.

Read SEC document
July 07, 2020 Filed Jul 10, 2020 00:45 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionOption (Right to Buy) · Derivative 22,917 Not disclosed Strike: $4.33 Not disclosed
Disclosure

SEC source: 0001209191-20-042067 · doc4.xml · derivative · entry 8

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 22,917 shares

Expires 2027-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

F2 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter.

Read SEC document
July 07, 2020 Filed Jul 10, 2020 00:45 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionOption (Right to Buy) · Derivative 100,000 Not disclosed Strike: $4.72 Not disclosed
Disclosure

SEC source: 0001209191-20-042067 · doc4.xml · derivative · entry 7

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 100,000 shares

Expires 2025-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

F2 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter.

Read SEC document
July 07, 2020 Filed Jul 10, 2020 00:45 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 31,666 $7.20 $228,004.70
Disclosure

SEC source: 0001209191-20-042067 · doc4.xml · nonDerivative · entry 6

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,763

F1 · price: This transaction was executed pursuant to a 10b5-1 plan. The reported sale price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.20 to $7.21 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Read SEC document
July 07, 2020 Filed Jul 10, 2020 00:45 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 31,666 $4.32 $136,797.12
Disclosure

SEC source: 0001209191-20-042067 · doc4.xml · nonDerivative · entry 5

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2020 Filed Jul 10, 2020 00:45 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 22,917 $7.20 $165,009.28
Disclosure

SEC source: 0001209191-20-042067 · doc4.xml · nonDerivative · entry 4

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,763

F1 · price: This transaction was executed pursuant to a 10b5-1 plan. The reported sale price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.20 to $7.21 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Read SEC document
July 07, 2020 Filed Jul 10, 2020 00:45 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 22,917 $4.33 $99,230.61
Disclosure

SEC source: 0001209191-20-042067 · doc4.xml · nonDerivative · entry 3

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2020 Filed Jul 10, 2020 00:45 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 100,000 $7.20 $720,030.00
Disclosure

SEC source: 0001209191-20-042067 · doc4.xml · nonDerivative · entry 2

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,763

F1 · price: This transaction was executed pursuant to a 10b5-1 plan. The reported sale price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.20 to $7.21 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Read SEC document
July 07, 2020 Filed Jul 10, 2020 00:45 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 100,000 $4.72 $472,000.00
Disclosure

SEC source: 0001209191-20-042067 · doc4.xml · nonDerivative · entry 1

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2020 Filed Mar 25, 2020 01:09 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 17,497 $3.59 $62,896.47
Disclosure

SEC source: 0001209191-20-021044 · doc4.xml · nonDerivative · entry 6

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,763

F2 · shares: Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II and does not represent a discretionary sale by the reporting person.

Read SEC document
March 17, 2020 Filed Mar 25, 2020 01:09 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 45,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021044 · doc4.xml · nonDerivative · entry 5

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
March 17, 2020 Filed Mar 25, 2020 01:09 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 6,051 $3.59 $21,751.53
Disclosure

SEC source: 0001209191-20-021044 · doc4.xml · nonDerivative · entry 4

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,260

F2 · shares: Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II and does not represent a discretionary sale by the reporting person.

Read SEC document
March 17, 2020 Filed Mar 25, 2020 01:09 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 15,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021044 · doc4.xml · nonDerivative · entry 3

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
March 17, 2020 Filed Mar 25, 2020 01:09 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 3,022 $3.59 $10,863.18
Disclosure

SEC source: 0001209191-20-021044 · doc4.xml · nonDerivative · entry 2

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,478

F2 · shares: Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II and does not represent a discretionary sale by the reporting person.

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March 17, 2020 Filed Mar 25, 2020 01:09 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021044 · doc4.xml · nonDerivative · entry 1

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

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March 12, 2020 Filed Mar 25, 2020 01:09 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionRestricted Stock Unit · Derivative 45,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021044 · doc4.xml · derivative · entry 9

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F4 · price: Not applicable.

F6 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2020.

F6 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2020.

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March 12, 2020 Filed Mar 25, 2020 01:09 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionRestricted Stock Unit · Derivative 15,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021044 · doc4.xml · derivative · entry 8

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,833

Underlying: Common Stock · 15,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F4 · price: Not applicable.

F5 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.

F5 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.

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March 12, 2020 Filed Mar 25, 2020 01:09 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionRestricted Stock Unit · Derivative 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021044 · doc4.xml · derivative · entry 7

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F4 · price: Not applicable.

F3 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2018.

F3 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2018.

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March 02, 2020 Filed Mar 16, 2021 23:01 UTC CERUS CORP CERS · Entity 5431 GrantRestricted Stock Unit · Derivative 69,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021101 · doc4.xml · derivative · entry 2

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,000

Underlying: Common Stock · 69,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F2 · price: Not applicable.

F4 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.

F4 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.

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March 02, 2020 Filed Mar 16, 2021 23:01 UTC CERUS CORP CERS · Entity 5431 GrantOption (Right to Buy) · Derivative 138,000 Not disclosed Strike: $5.11 Not disclosed
Disclosure

SEC source: 0001209191-21-021101 · doc4.xml · derivative · entry 1

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,000

Underlying: Common Stock · 138,000 shares

Expires 2030-03-01

F2 · price: Not applicable.

F1 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the Option shall vest on the first anniversary of the date of grant, and one forty-eighth (1/48th) of the shares subject to the Option vest monthly thereafter.

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August 07, 2019 Filed Aug 9, 2019 21:12 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 16,444 $5.01 $82,323.60
Disclosure

SEC source: 0001209191-19-045379 · doc4.xml · nonDerivative · entry 1

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.035 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

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June 06, 2019 Filed Jun 10, 2019 20:21 UTC CERUS CORP CERS · Entity 5431 GrantRestricted Stock Unit · Derivative 135,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-035787 · doc4.xml · derivative · entry 1

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2020.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2020.

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March 13, 2019 Filed Mar 14, 2019 00:28 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 5,979 $5.90 $35,273.71
Disclosure

SEC source: 0001209191-19-019299 · doc4.xml · nonDerivative · entry 6

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,444

F2 · shares: Represents the number of shares required to be sold to cover the statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II. This sale is mandated by the election to satisfy the minimum statutory tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary sale by the reporting person.

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March 13, 2019 Filed Mar 14, 2019 00:28 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 2,832 $5.90 $16,711.07
Disclosure

SEC source: 0001209191-19-019299 · doc4.xml · nonDerivative · entry 4

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,589

F2 · shares: Represents the number of shares required to be sold to cover the statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II. This sale is mandated by the election to satisfy the minimum statutory tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary sale by the reporting person.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:28 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionRestricted Stock Unit · Derivative 15,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-019299 · doc4.xml · derivative · entry 9

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,666

Underlying: Common Stock · 15,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F4 · price: Not applicable.

F6 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.

F6 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:28 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionRestricted Stock Unit · Derivative 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-019299 · doc4.xml · derivative · entry 8

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F4 · price: Not applicable.

F5 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2018.

F5 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2018.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:28 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 15,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-019299 · doc4.xml · nonDerivative · entry 5

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:28 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-019299 · doc4.xml · nonDerivative · entry 3

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:28 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 1,079 $6.48 $6,991.92
Disclosure

SEC source: 0001209191-19-019299 · doc4.xml · nonDerivative · entry 2

Benjamin Richard J · CIK 0001296322 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,921

F2 · shares: Represents the number of shares required to be sold to cover the statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II. This sale is mandated by the election to satisfy the minimum statutory tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary sale by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.