Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Abacus Global Management, Inc.ABX · Entity 5026 | Director | March 12, 2026 | March 16, 2026 |
| Callodine Specialty Income FundCALIX · Entity 76117 | 10% owner | August 15, 2025 | August 22, 2025 |
| RAND CAPITAL CORPRAND · Entity 7445 | Director | September 15, 2025 | September 16, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Abacus Global Management, Inc.
Report date March 12, 2026 · Filed March 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 86,644 |
Reported balance
After 2026-03-12 transaction · row 1
1 source rowRow 1 · 2026-03-12 · Grant · Acquired 17,327 · Balance 86,644 |
Callodine Specialty Income Fund
Report date August 15, 2025 · Filed August 22, 2025
Jointly reported with East Asset Management, LLC, Pegula Terrence M.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I SharesSEC Table I · non-derivative | Direct | 2,500,000 |
Reported balance
Holding disclosure · report date 2025-08-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,500,000 F1: Adam Gusky may be deemed to have voting and dispositive power over shares of the issuer held by East Asset Management, LLC ("EAM") due to his position as chief investment officer of EAM. However, Mr. Gusky does not have any pecuniary interest in those shares and so no shares of the issuer are beneficially owned by Mr. Gusky as determined under Rule 16a-1(a)(2). |
| Class I SharesSEC Table I · non-derivative | IndirectBy East Asset Management, LLC | 2,500,000 |
Reported balance
Holding disclosure · report date 2025-08-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,500,000 F2: These shares are held directly by EAM. Revocable trusts, with Terrence M. Pegula as the trustee having investment control, are the sole members of EAM. As such, Terrence M. Pegula may be deemed to share beneficial ownership of the shares held by EAM. Terrence M. Pegula disclaim any beneficial ownership of the shares held by EAM other than to the extent of any pecuniary interest he may have therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Adam Gusky may be deemed to have voting and dispositive power over shares of the issuer held by East Asset Management, LLC ("EAM") due to his position as chief investment officer of EAM. However, Mr. Gusky does not have any pecuniary interest in those shares and so no shares of the issuer are beneficially owned by Mr. Gusky as determined under Rule 16a-1(a)(2).
F2: These shares are held directly by EAM. Revocable trusts, with Terrence M. Pegula as the trustee having investment control, are the sole members of EAM. As such, Terrence M. Pegula may be deemed to share beneficial ownership of the shares held by EAM. Terrence M. Pegula disclaim any beneficial ownership of the shares held by EAM other than to the extent of any pecuniary interest he may have therein.
RAND CAPITAL CORP
Report date September 15, 2025 · Filed September 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 33,546 |
Last balance in matching sequence
After 2025-09-15 transaction · row 12
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
12 source rowsRow 1 · 2025-09-15 · Purchase · Acquired 100 · Balance 32,616 F1: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Row 2 · 2025-09-15 · Purchase · Acquired 100 · Balance 32,716 F1: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Row 3 · 2025-09-15 · Purchase · Acquired 25 · Balance 32,741 F1: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Row 4 · 2025-09-15 · Purchase · Acquired 10 · Balance 32,751 F1: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Row 5 · 2025-09-15 · Purchase · Acquired 10 · Balance 32,761 F1: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Row 6 · 2025-09-15 · Purchase · Acquired 100 · Balance 32,861 F1: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Row 7 · 2025-09-15 · Purchase · Acquired 100 · Balance 32,961 F1: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Row 8 · 2025-09-15 · Purchase · Acquired 25 · Balance 32,986 F1: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Row 9 · 2025-09-15 · Purchase · Acquired 10 · Balance 32,996 F1: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Row 10 · 2025-09-15 · Purchase · Acquired 100 · Balance 33,096 F1: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Row 11 · 2025-09-15 · Purchase · Acquired 250 · Balance 33,346 F1: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Row 12 · 2025-09-15 · Purchase · Acquired 200 · Balance 33,546 F1: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2026 Filed Mar 16, 2026 20:26 UTC | Abacus Global Management, Inc. ABX · Entity 5026 | GrantCommon Stock | 17,327 | $10.10 | $175,002.70 |
DisclosureSEC source: 0001628280-26-018206 · wk-form4_1773692807.xml · nonDerivative · entry 1 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,644 Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 23:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 200 | $15.00 | $3,000.00 |
DisclosureSEC source: 0001493152-25-013772 · ownership.xml · nonDerivative · entry 12 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 33,546 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 23:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 250 | $15.00 | $3,750.00 |
DisclosureSEC source: 0001493152-25-013772 · ownership.xml · nonDerivative · entry 11 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 33,346 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 23:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 100 | $15.00 | $1,500.00 |
DisclosureSEC source: 0001493152-25-013772 · ownership.xml · nonDerivative · entry 10 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 33,096 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 23:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 10 | $14.56 | $145.60 |
DisclosureSEC source: 0001493152-25-013772 · ownership.xml · nonDerivative · entry 9 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 32,996 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 23:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 25 | $14.55 | $363.75 |
DisclosureSEC source: 0001493152-25-013772 · ownership.xml · nonDerivative · entry 8 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 32,986 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 23:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 100 | $14.55 | $1,455.00 |
DisclosureSEC source: 0001493152-25-013772 · ownership.xml · nonDerivative · entry 7 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 32,961 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 23:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 100 | $14.57 | $1,457.00 |
DisclosureSEC source: 0001493152-25-013772 · ownership.xml · nonDerivative · entry 6 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 32,861 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 23:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 10 | $14.60 | $146.00 |
DisclosureSEC source: 0001493152-25-013772 · ownership.xml · nonDerivative · entry 5 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 32,761 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 23:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 10 | $14.57 | $145.70 |
DisclosureSEC source: 0001493152-25-013772 · ownership.xml · nonDerivative · entry 4 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 32,751 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 23:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 25 | $14.58 | $364.50 |
DisclosureSEC source: 0001493152-25-013772 · ownership.xml · nonDerivative · entry 3 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 32,741 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 23:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 100 | $14.59 | $1,459.00 |
DisclosureSEC source: 0001493152-25-013772 · ownership.xml · nonDerivative · entry 2 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 32,716 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 23:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 100 | $14.60 | $1,460.00 |
DisclosureSEC source: 0001493152-25-013772 · ownership.xml · nonDerivative · entry 1 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 32,616 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| May 28, 2025 Filed May 29, 2025 12:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 12 | $16.00 | $192.00 |
DisclosureSEC source: 0001641172-25-012792 · ownership.xml · nonDerivative · entry 2 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 32,516 F1 · balance_after: Includes 4,210 shares of the Issuer acquired in connection with the $4.20 per share dividend declared by the Board of Directors of the Issuer on December 5, 2024, which was payable in cash or shares of common stock at the election of stockholders, subject to the limitation that no more than 20% of the total dividend amount would be paid in cash. F2 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| May 27, 2025 Filed May 29, 2025 12:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 200 | $15.75 | $3,150.00 |
DisclosureSEC source: 0001641172-25-012792 · ownership.xml · nonDerivative · entry 1 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 32,504 F1 · balance_after: Includes 4,210 shares of the Issuer acquired in connection with the $4.20 per share dividend declared by the Board of Directors of the Issuer on December 5, 2024, which was payable in cash or shares of common stock at the election of stockholders, subject to the limitation that no more than 20% of the total dividend amount would be paid in cash. F2 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| April 02, 2025 Filed Apr 3, 2025 21:32 UTC | Abacus Global Management, Inc. ABL · Entity 5026 | GrantCommon Stock | 10,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001814287-25-000012 · wk-form4_1743715955.xml · nonDerivative · entry 1 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,317 Read SEC document |
| December 16, 2024 Filed Dec 16, 2024 18:42 UTC | Abacus Global Management, Inc. ABL · Entity 5026 | PurchaseCommon Stock | 4,000 | $7.70 | $30,800.00 |
DisclosureSEC source: 0001814287-24-000073 · wk-form4_1734374559.xml · nonDerivative · entry 3 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,085 F1 · balance_after: 3,018 of which are held indirectly via AG Energy, LLC, of which Reporting Person is the sole member. Read SEC document |
| December 16, 2024 Filed Dec 16, 2024 18:42 UTC | Abacus Global Management, Inc. ABL · Entity 5026 | PurchaseCommon Stock | 3,000 | $7.75 | $23,250.00 |
DisclosureSEC source: 0001814287-24-000073 · wk-form4_1734374559.xml · nonDerivative · entry 2 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,085 F1 · balance_after: 3,018 of which are held indirectly via AG Energy, LLC, of which Reporting Person is the sole member. Read SEC document |
| December 13, 2024 Filed Dec 16, 2024 18:42 UTC | Abacus Global Management, Inc. ABL · Entity 5026 | PurchaseCommon Stock | 3,000 | $7.85 | $23,550.00 |
DisclosureSEC source: 0001814287-24-000073 · wk-form4_1734374559.xml · nonDerivative · entry 1 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,085 F1 · balance_after: 3,018 of which are held indirectly via AG Energy, LLC, of which Reporting Person is the sole member. Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 20:40 UTC | Abacus Global Management, Inc. ABL · Entity 5026 | PurchaseCommon Stock | 6,000 | $7.94 | $47,622.00 |
DisclosureSEC source: 0001628280-24-050597 · wk-form4_1733863205.xml · nonDerivative · entry 2 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,085 Read SEC document |
| December 06, 2024 Filed Dec 10, 2024 20:40 UTC | Abacus Global Management, Inc. ABL · Entity 5026 | PurchaseCommon Stock | 2,126 | $7.93 | $16,852.80 |
DisclosureSEC source: 0001628280-24-050597 · wk-form4_1733863205.xml · nonDerivative · entry 1 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,085 Read SEC document |
| November 22, 2024 Filed Nov 27, 2024 18:21 UTC | Abacus Global Management, Inc. ABL · Entity 5026 | PurchaseCommon Stock | 18,241 | $7.54 | $137,537.14 |
DisclosureSEC source: 0001628280-24-049379 · wk-form4_1732731704.xml · nonDerivative · entry 1 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,959 F1 · price: The reported price in Column 4 is a weighted average purchase price. The shares acquired on November 22, 2024 were purchased in multiple transactions at prices ranging from $7.35 to $7.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: 3,018 of which are held indirectly via AG Energy, LLC, of which Reporting Person is the sole member. Read SEC document |
| November 21, 2024 Filed Nov 22, 2024 21:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 200 | $16.10 | $3,220.00 |
DisclosureSEC source: 0001493152-24-047404 · ownership.xml · nonDerivative · entry 4 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 28,094 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 21:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 25 | $16.05 | $401.25 |
DisclosureSEC source: 0001493152-24-047404 · ownership.xml · nonDerivative · entry 3 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 27,894 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 21:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 100 | $16.15 | $1,615.00 |
DisclosureSEC source: 0001493152-24-047404 · ownership.xml · nonDerivative · entry 2 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 27,869 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 21:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 50 | $16.10 | $805.00 |
DisclosureSEC source: 0001493152-24-047404 · ownership.xml · nonDerivative · entry 1 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 27,769 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 23:57 UTC | Abacus Global Management, Inc. ABL · Entity 5026 | PurchaseCommon Stock | 5,000 | $6.02 | $30,100.00 |
DisclosureSEC source: 0001814287-23-000052 · wk-form4_1700524633.xml · nonDerivative · entry 2 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,718 F1 · price: The reported price in Column 4 is a weighted average purchase price. The shares acquired on November 16, 2023 were purchased in multiple transactions at prices ranging from $6.04 to $6.18 per share. The shares acquired on November 17, 2023 were purchased in multiple transactions at prices ranging from $5.85 to $6.14 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: 3,018 of which are held indirectly via AG Energy, LLC, of which Reporting Person is the sole member. Read SEC document |
| November 16, 2023 Filed Nov 20, 2023 23:57 UTC | Abacus Global Management, Inc. ABL · Entity 5026 | PurchaseCommon Stock | 7,200 | $6.16 | $44,380.80 |
DisclosureSEC source: 0001814287-23-000052 · wk-form4_1700524633.xml · nonDerivative · entry 1 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,718 F1 · price: The reported price in Column 4 is a weighted average purchase price. The shares acquired on November 16, 2023 were purchased in multiple transactions at prices ranging from $6.04 to $6.18 per share. The shares acquired on November 17, 2023 were purchased in multiple transactions at prices ranging from $5.85 to $6.14 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: 3,018 of which are held indirectly via AG Energy, LLC, of which Reporting Person is the sole member. Read SEC document |
| November 09, 2023 Filed Nov 14, 2023 02:17 UTC | Abacus Global Management, Inc. ABL · Entity 5026 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001814287-23-000045 · wk-form4_1699928266.xml · nonDerivative · entry 1 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,518 F1 · balance_after: 3,018 of which are held indirectly via AG Energy, LLC, of which Reporting Person is the sole member. Read SEC document |
| August 16, 2023 Filed Aug 17, 2023 20:15 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 1,814 | $12.96 | $23,509.44 |
DisclosureSEC source: 0001493152-23-029314 · ownership.xml · nonDerivative · entry 2 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 27,719 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:15 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 1,000 | $13.10 | $13,100.00 |
DisclosureSEC source: 0001493152-23-029314 · ownership.xml · nonDerivative · entry 1 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 25,905 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| June 05, 2023 Filed Jun 5, 2023 21:46 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 1 | $13.20 | $13.20 |
DisclosureSEC source: 0001493152-23-020147 · ownership.xml · nonDerivative · entry 3 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 24,905 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 21:46 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 120 | $12.99 | $1,558.80 |
DisclosureSEC source: 0001493152-23-020147 · ownership.xml · nonDerivative · entry 2 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 24,904 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 21:46 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 6 | $12.80 | $76.80 |
DisclosureSEC source: 0001493152-23-020147 · ownership.xml · nonDerivative · entry 1 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 24,784 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| May 30, 2023 Filed May 30, 2023 21:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 137 | $13.05 | $1,787.85 |
DisclosureSEC source: 0001493152-23-019502 · ownership.xml · nonDerivative · entry 3 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 24,778 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 3 | $13.05 | $39.15 |
DisclosureSEC source: 0001493152-23-019502 · ownership.xml · nonDerivative · entry 2 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 24,641 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| May 25, 2023 Filed May 30, 2023 21:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 1 | $12.90 | $12.90 |
DisclosureSEC source: 0001493152-23-019502 · ownership.xml · nonDerivative · entry 1 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 24,638 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| May 19, 2023 Filed May 22, 2023 22:47 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 571 | $12.97 | $7,405.87 |
DisclosureSEC source: 0001493152-23-018611 · ownership.xml · nonDerivative · entry 2 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 24,637 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| May 18, 2023 Filed May 22, 2023 22:47 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 500 | $12.81 | $6,405.00 |
DisclosureSEC source: 0001493152-23-018611 · ownership.xml · nonDerivative · entry 1 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 24,066 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| March 14, 2023 Filed Mar 14, 2023 22:23 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 522 | $13.50 | $7,047.00 |
DisclosureSEC source: 0001493152-23-007656 · ownership.xml · nonDerivative · entry 2 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 23,566 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 22:23 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 2,114 | $13.69 | $28,940.66 |
DisclosureSEC source: 0001493152-23-007656 · ownership.xml · nonDerivative · entry 1 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 23,044 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 21:59 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 1,466 | $14.50 | $21,257.00 |
DisclosureSEC source: 0001493152-22-034771 · ownership.xml · nonDerivative · entry 2 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 20,930 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 21:59 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 134 | $14.50 | $1,943.00 |
DisclosureSEC source: 0001493152-22-034771 · ownership.xml · nonDerivative · entry 1 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 19,464 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| September 02, 2022 Filed Sep 2, 2022 20:15 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 300 | $14.69 | $4,407.00 |
DisclosureSEC source: 0001493152-22-024969 · ownership.xml · nonDerivative · entry 4 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 19,330 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| September 02, 2022 Filed Sep 2, 2022 20:15 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 200 | $14.70 | $2,940.00 |
DisclosureSEC source: 0001493152-22-024969 · ownership.xml · nonDerivative · entry 3 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 19,030 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 20:15 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 102 | $14.35 | $1,463.70 |
DisclosureSEC source: 0001493152-22-024969 · ownership.xml · nonDerivative · entry 2 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 18,830 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 201 | $14.35 | $2,884.35 |
DisclosureSEC source: 0001493152-22-024969 · ownership.xml · nonDerivative · entry 1 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 18,728 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| August 26, 2022 Filed Aug 26, 2022 21:06 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 65 | $14.90 | $968.50 |
DisclosureSEC source: 0001493152-22-024194 · ownership.xml · nonDerivative · entry 4 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 18,527 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| August 26, 2022 Filed Aug 26, 2022 21:06 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 30 | $14.80 | $444.00 |
DisclosureSEC source: 0001493152-22-024194 · ownership.xml · nonDerivative · entry 3 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 18,462 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| August 26, 2022 Filed Aug 26, 2022 21:06 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 30 | $14.79 | $443.70 |
DisclosureSEC source: 0001493152-22-024194 · ownership.xml · nonDerivative · entry 2 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 18,432 F1 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.