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person · Reporting owner

STARK DEREK

Disclosed activity across 4 companies

Tapewire entity
60632
SEC CIK
0001198631

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PNMAC Mortgage Opportunity Fund LPNONE · Entity 177765Chief Legal Off. & SecretaryNovember 19, 2013March 16, 2017
PNMAC Mortgage Opportunity Fund, LLCNONE · Entity 177767Chief Legal Off. & SecretaryNovember 19, 2013March 16, 2017
PennyMac Financial Services, Inc.PFSI · Entity 4100Chief Legal OfficerFebruary 28, 2026March 03, 2026
PennyMac Mortgage Investment TrustPMT · Entity 899Chief Legal OfficerMarch 12, 2026March 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PNMAC Mortgage Opportunity Fund LP

Report date November 19, 2013 · Filed March 16, 2017

This filing explicitly reported no securities owned.

PNMAC Mortgage Opportunity Fund, LLC

Report date November 19, 2013 · Filed March 16, 2017

This filing explicitly reported no securities owned.

PennyMac Financial Services, Inc.

Report date February 28, 2026 · Filed March 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,010 Reported balance After 2026-02-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-28 · Tax withholding · Disposed 467 · Balance 22,010

F1: Represents shares withheld for taxes upon vesting of restricted stock units.

Common StockSEC Table I · non-derivativeDirect20,944 Reported balance After 2026-03-03 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-03-03 · Sale · Disposed 1,066 · Balance 20,944

F2: The sale reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 23, 2025.

F3: The reported amount consists of 5,944 restricted stock units and 15,000 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld for taxes upon vesting of restricted stock units.

F2: The sale reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 23, 2025.

F3: The reported amount consists of 5,944 restricted stock units and 15,000 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

PennyMac Mortgage Investment Trust

Report date March 12, 2026 · Filed March 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeDirect62,539 Reported balance After 2026-03-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-12 · Tax withholding · Disposed 931 · Balance 62,539

F1: Represents shares withheld for taxes upon vesting of restricted share units.

F2: The reported amount consists of 18,255 restricted share units and 44,284 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld for taxes upon vesting of restricted share units.

F2: The reported amount consists of 18,255 restricted share units and 44,284 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2025 Filed Feb 19, 2025 19:04 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantNonstatutory Stock Option (Right to Buy) · Derivative 7,204 $0.00 Strike: $101.76 $0.00
Disclosure

SEC source: 0001127602-25-005671 · form4.xml · derivative · entry 2

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,204

Underlying: Common Stock · 7,204 shares

Expires 2035-02-13

F3 · derivative.exercise_date: This nonstatutory stock option to purchase 7,204 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:04 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 2,825 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005671 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,909

F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 9,909 restricted stock units and 20,000 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 17:17 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 5,255 $89.44 $470,007.20
Disclosure

SEC source: 0001127602-24-011201 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,084

F1 · balance_after: The reported amount consists of 7,084 restricted stock units and 20,000 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:37 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 Exercise / conversionPerformance-Based Restricted Share Units · Derivative 3,693 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010153 · form4.xml · derivative · entry 13

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares of Beneficial Interest · 3,693 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 150%.

F4 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 150%.

F4 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 150%.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:37 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 GrantPerformance-Based Restricted Share Units · Derivative 3,693 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010153 · form4.xml · derivative · entry 12

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,693

Underlying: Common Shares of Beneficial Interest · 3,693 shares

Expires not disclosed

F4 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 150%.

F4 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 150%.

F4 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 150%.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:37 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 Exercise / conversionPerformance-Based Restricted Share Units · Derivative 3,841 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010153 · form4.xml · derivative · entry 11

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares of Beneficial Interest · 3,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 25, 2022 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2022, 2023 and 2024. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 187.5%.

F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 25, 2022 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2022, 2023 and 2024. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 187.5%.

F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 25, 2022 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2022, 2023 and 2024. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 187.5%.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:37 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 GrantPerformance-Based Restricted Share Units · Derivative 3,841 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010153 · form4.xml · derivative · entry 10

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,841

Underlying: Common Shares of Beneficial Interest · 3,841 shares

Expires not disclosed

F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 25, 2022 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2022, 2023 and 2024. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 187.5%.

F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 25, 2022 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2022, 2023 and 2024. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 187.5%.

F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 25, 2022 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2022, 2023 and 2024. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 187.5%.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:37 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 Exercise / conversionPerformance-Based Restricted Share Units · Derivative 2,294 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010153 · form4.xml · derivative · entry 9

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares of Beneficial Interest · 2,294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 17, 2021and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2021, 2022 and 2023. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 158.9%.

F2 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 17, 2021and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2021, 2022 and 2023. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 158.9%.

F2 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 17, 2021and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2021, 2022 and 2023. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 158.9%.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:37 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 GrantPerformance-Based Restricted Share Units · Derivative 2,294 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010153 · form4.xml · derivative · entry 8

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,294

Underlying: Common Shares of Beneficial Interest · 2,294 shares

Expires not disclosed

F2 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted on February 17, 2021and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2021, 2022 and 2023. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 158.9%.

F2 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted on February 17, 2021and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2021, 2022 and 2023. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 158.9%.

F2 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted on February 17, 2021and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2021, 2022 and 2023. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 158.9%.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:37 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 Tax withholdingCommon Shares of Beneficial Interest 1,318 $14.28 $18,821.04
Disclosure

SEC source: 0001127602-24-010153 · form4.xml · nonDerivative · entry 7

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,723

F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units.

F6 · balance_after: The reported amount consists of 11,188 restricted share units and 29,535 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:37 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 Tax withholdingCommon Shares of Beneficial Interest 1,371 $14.28 $19,577.88
Disclosure

SEC source: 0001127602-24-010153 · form4.xml · nonDerivative · entry 6

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,041

F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:37 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 Tax withholdingCommon Shares of Beneficial Interest 819 $14.28 $11,695.32
Disclosure

SEC source: 0001127602-24-010153 · form4.xml · nonDerivative · entry 5

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,412

F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:37 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 Exercise / conversionCommon Shares of Beneficial Interest 3,693 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010153 · form4.xml · nonDerivative · entry 4

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: This performance-based restricted share unit (PSU) award was granted on February 28, 2023 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2023, 2024 and 2025. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 150%.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:37 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 Exercise / conversionCommon Shares of Beneficial Interest 3,841 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010153 · form4.xml · nonDerivative · entry 3

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This performance-based restricted share unit (PSU) award was granted on February 25, 2022 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2022, 2023 and 2024. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 187.5%.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:37 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 Exercise / conversionCommon Shares of Beneficial Interest 2,294 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010153 · form4.xml · nonDerivative · entry 2

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This performance-based restricted share unit (PSU) award was granted on February 17, 2021and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2021, 2022 and 2023. The PSU vested as to one-third on March 12, 2024 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2023 fiscal year was determined based on a return on equity and relative total stockholder return for the period of January 1, 2023 through December 31, 2023 resulting in a payout of 158.9%.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:37 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 GrantCommon Shares of Beneficial Interest 5,483 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010153 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,231

F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of common stock upon vesting.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 17:51 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 4,368 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008212 · form4.xml · derivative · entry 6

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 20, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%.

F2 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 20, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%.

F2 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 20, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 17:51 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantPerformance-Based Restricted Stock Units · Derivative 4,368 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008212 · form4.xml · derivative · entry 5

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,368

Underlying: Common Stock · 4,368 shares

Expires not disclosed

F2 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 20, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%.

F2 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 20, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%.

F2 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 20, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 17:51 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantNonstatutory Stock Option (Right to Buy) · Derivative 6,880 $0.00 Strike: $84.93 $0.00
Disclosure

SEC source: 0001127602-24-008212 · form4.xml · derivative · entry 4

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,880

Underlying: Common Stock · 6,880 shares

Expires 2034-02-28

F4 · derivative.exercise_date: This nonstatutory stock option to purchase 6,880 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 1, 2025, 2026, 2027, subject to the Reporting Person's continued service through each date.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 17:51 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 1,559 $83.87 $130,753.33
Disclosure

SEC source: 0001127602-24-008212 · form4.xml · nonDerivative · entry 3

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,339

F3 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 17:51 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionCommon Stock 4,368 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008212 · form4.xml · nonDerivative · entry 2

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 20, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%.

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February 29, 2024 Filed Mar 4, 2024 17:51 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 2,752 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008212 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,898

F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 23:26 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 Tax withholdingCommon Shares of Beneficial Interest 719 $13.81 $9,929.39
Disclosure

SEC source: 0001127602-24-007672 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,920

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 5,705 restricted share units and 23,215 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 21:02 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 182 $87.06 $15,844.92
Disclosure

SEC source: 0001127602-24-007501 · form4.xml · nonDerivative · entry 2

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,778

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F3 · balance_after: The reported amount consists of 4,332 restricted stock units and 22,446 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 21:02 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 343 $87.06 $29,861.58
Disclosure

SEC source: 0001127602-24-007501 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,960

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 4,842 restricted stock units and 22,118 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:03 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 Tax withholdingCommon Shares of Beneficial Interest 598 $13.95 $8,342.10
Disclosure

SEC source: 0001127602-24-007308 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,639

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 7,719 restricted share units and 21,920 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 17:36 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 908 $86.77 $78,787.16
Disclosure

SEC source: 0001127602-24-007277 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,303

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 5,802 restricted stock units and 21,501 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 17, 2024 Filed Feb 21, 2024 23:22 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 Tax withholdingCommon Shares of Beneficial Interest 485 $13.54 $6,566.90
Disclosure

SEC source: 0001127602-24-006186 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,237

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 9,395 restricted share units and 20,842 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 20:43 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 6,925 $0.00 Strike: $18.05 $0.00
Disclosure

SEC source: 0001127602-23-029738 · form4.xml · derivative · entry 3

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,925 shares

Expires 2027-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.underlying_shares: This nonstatutory stock option to purchase 6,925 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.

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December 14, 2023 Filed Dec 15, 2023 20:43 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 6,925 $89.92 $622,678.00
Disclosure

SEC source: 0001127602-23-029738 · form4.xml · nonDerivative · entry 2

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,211

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $89.36 to $90.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $90.01 to $90.63. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F4 · balance_after: The reported amount consists of 8,211 restricted stock units and 20,000 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 20:43 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionCommon Stock 6,925 $18.05 $124,996.25
Disclosure

SEC source: 0001127602-23-029738 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 8,211 restricted stock units and 26,925 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
June 02, 2023 Filed Jun 5, 2023 20:16 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-017969 · form4.xml · nonDerivative · entry 2

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,211

F3 · shares: Represents a bona fide gift of shares to a charitable organization.

F4 · balance_after: The reported amount consists of 8,211 restricted stock units and 20,000 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:16 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 6,500 $61.52 $399,894.95
Disclosure

SEC source: 0001127602-23-017969 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,211

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $61.20 to $61.92. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F2 · balance_after: The reported amount consists of 8,211 restricted stock units and 21,000 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 03, 2023 Filed Mar 8, 2023 01:02 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 Tax withholdingCommon Shares of Beneficial Interest 301 $13.01 $3,916.01
Disclosure

SEC source: 0001127602-23-009370 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,722

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 10,577 restricted share units and 20,145 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 20:10 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009376 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,711

F1 · shares: Represents a bona fide gift of shares to a charitable organization.

F2 · balance_after: The reported amount consists of 8,211 restricted stock units and 27,500 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 01, 2023 Filed Mar 1, 2023 21:26 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 400 $61.34 $24,536.00
Disclosure

SEC source: 0001127602-23-008056 · form4.xml · nonDerivative · entry 4

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,711

F5 · shares: A portion of these shares of Common Stock were sold pursuant to a 10b5-1 plan.

F8 · balance_after: The reported amount consists of 8,211 restricted stock units and 28,500 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 01, 2023 Filed Mar 1, 2023 21:26 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 13,884 $60.61 $841,496.74
Disclosure

SEC source: 0001127602-23-008056 · form4.xml · nonDerivative · entry 3

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,111

F5 · shares: A portion of these shares of Common Stock were sold pursuant to a 10b5-1 plan.

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $60.26 to $61.22. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F7 · balance_after: The reported amount consists of 8,211 restricted stock units and 28,900 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:26 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 SaleCommon Stock 2,537 $59.04 $149,784.48
Disclosure

SEC source: 0001127602-23-008056 · form4.xml · nonDerivative · entry 2

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,995

F3 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · balance_after: The reported amount consists of 8,211 restricted stock units and 42,784 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 01:55 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 GrantCommon Shares of Beneficial Interest 6,043 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008509 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,023

F1 · shares: The Reporting Person was granted 6,043 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 11,445 restricted share units and 19,578 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 01:55 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 Tax withholdingCommon Shares of Beneficial Interest 580 $13.15 $7,627.00
Disclosure

SEC source: 0001127602-23-007685 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,980

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 5,402 restricted share units and 19,578 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:26 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 548 $60.74 $33,285.52
Disclosure

SEC source: 0001127602-23-008056 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,532

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 8,211 restricted stock units and 45,321 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:52 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 10,371 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-007695 · form4.xml · derivative · entry 6

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%.

F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%.

F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:52 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantPerformance-Based Restricted Stock Units · Derivative 10,371 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-007695 · form4.xml · derivative · entry 5

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,371

Underlying: Common Stock · 10,371 shares

Expires not disclosed

F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%.

F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%.

F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:52 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantNonstatutory Stock Option (Right to Buy) · Derivative 7,202 $0.00 Strike: $60.74 $0.00
Disclosure

SEC source: 0001127602-23-007695 · form4.xml · derivative · entry 4

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,202

Underlying: Common Stock · 7,202 shares

Expires 2033-02-23

F7 · derivative.underlying_shares: This nonstatutory stock option to purchase 7,202 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:52 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 3,587 $61.81 $221,712.47
Disclosure

SEC source: 0001127602-23-007695 · form4.xml · nonDerivative · entry 3

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,080

F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units.

F6 · balance_after: The reported amount consists of 9,792 restricted stock units and 44,288 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:52 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Exercise / conversionCommon Stock 10,371 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-007695 · form4.xml · nonDerivative · entry 2

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%.

F4 · balance_after: The reported amount consists of 9,792 restricted stock units and 47,875 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:52 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GrantCommon Stock 2,881 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-007695 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,296

F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 9,792 restricted stock units and 37,504 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 18:06 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 Tax withholdingCommon Stock 905 $60.97 $55,177.85
Disclosure

SEC source: 0001127602-23-007378 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,415

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 6,911 restricted stock units and 37,504 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 01:58 UTC PennyMac Mortgage Investment Trust PMT · Entity 899 Tax withholdingCommon Shares of Beneficial Interest 483 $14.25 $6,882.75
Disclosure

SEC source: 0001127602-23-006588 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,560

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 7,078 restricted share units and 18,482 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
December 22, 2022 Filed Feb 7, 2023 20:56 UTC PennyMac Financial Services, Inc. PFSI · Entity 4100 GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003883 · form5.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,320

F1 · shares: Represents a bona fide gift of shares to a charitable organization.

F2 · balance_after: The reported amount consists of 9,320 restricted stock units and 36,000 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.